Other Selected Recent Financial
Reporting Actions

The list below provides links to other selected financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date
Action
AAER-2105	Sep. 16, 2004	A.C.L.N., Ltd.; Abderrazak "ALDO" Labiad; Joseph J.H. Bisschops; Alex De Ridder; Pearlrose Holdings International S.A.; Emerald Sea Marine, Inc.; Scott Investments S.A.; BDO International (Cyprus); Minas Ioannou; Christakis Ioannou (Defendants); and Scandinavian Car Carriers A/S; Pandora Shipping, S.A.; Sergui, Ltd.; Westbound Development Corp.; Maverick Commercial, Inc.; and DCC Limited (Relief Defendants) Other Release No.: LR-18888
AAER-2104	Sep. 15, 2004	Ed Johnson and Merl Holdings Inc.com Other Release No.: LR-18885
AAER-2103	Sep. 15, 2004	McLeodUSA Incorporated Other Release No.: 34-50385
AAER-2102	Sep. 14, 2004	Bruce Keith Jensen Other Release Nos.: 33-8487; 34-50370
AAER-2101	Sep. 14, 2004	Kemps LLC, f/k/a Marigold Foods, LLC, James Green and Christopher Thorpe Other Release No.: 33-8485; 34-50369
AAER-2100	Sep. 14, 2004	Dean Foods Company and John D. Robinson, Other Release No.: 33-8486; 34-50368
AAER-2099	Sep. 14, 2004	Digital Exchange Systems, Inc., Rosario Coniglio and Steven Schmidt Other Release No.: 33-8483; 34-50366
AAER-2098	Sep. 14, 2004	John K. Adams Other Release No.: 33-8484; 34-50367
AAER-2097	Sep. 14, 2004	Fleming Companies, Inc. Other Release No.: 33-8482; 34-50365
34-50354	Sep. 13, 2004	PA Fund Management LLC f/k/a PIMCO Advisors Fund Management LLC, PEA Capital LLC f/k/a PIMCO Equity Advisors LLC, and PA Distributors LLC f/k/a PIMCO Advisors Distributors LLC Other Release Nos.: IA-2292, IC-26594
AAER-2095	Sep. 10, 2004	Clayton Chan, Gregory Antoniono and Geoffrey Infeld Other Release No.: LR-18880
AAER-2064	Jul. 27, 2004	Charter Communications, Inc. Other No.: 34-50098
AAER-2063	Jul. 27, 2004	Michael Scrivo Other No.: LR-18801
AAER-2062	Jul. 27, 2004	Leslie Wasser, CPA Other No.: 34-50096
AAER-2059	Jul. 23, 2004	WorldCom, Inc. Other No.: LR-18789
AAER-2058	Jul. 22, 2004	Raymond A. Saitta, CPA Other No.: 33-8450; 34-50062
AAER-2057	Jul. 21, 2004	Michael H. Taber, CPA Other No.: 34-50053
2003 Financial Reporting-Related Matters
LR-18047	Mar. 21, 2003	Robert Papalia and David Hunter
34-47528	Mar. 18, 2003	Household International, Inc.
LR-18000	Feb. 26, 2003	Enio A. Montini, Jr. and Joseph A. Hofmeister
LR-17990	Feb. 20, 2003	La Mesa Geoscience, Inc., La Mesa Partners, L.C., La Mesa Group, L.P. and Kenneth Hooper
LR-17982	Feb. 12, 2003	Autofund Servicing, Inc. and James D. Haggard, Jr.
LR-17934	Jan. 15, 2003	ClearOne Communications, Inc., Frances M. Flood and Susie Strohm
LR-17927	Jan. 13, 2003	William Grabske
Fiscal Year 2002 Financial Reporting-Related Matters
LR-17877	Dec. 6, 2002	Leah Industries, Inc., et al.
LR-17860	Nov. 25, 2002	Siebel Systems, Inc.
LR-17685	Aug. 15, 2002	Rhino Ecosystems, Inc., et al.; COI Solutions, Inc., et al.; Uncommon Media Group, Inc., et al.
34-46286	July 31, 2002	NetAir.com Inc.
LR-17507	May 8, 2002	Pinnacle Business Management, Inc., Vincent A. Lo Castro, and Jeffrey G. Turino
LR-17464	Apr. 10, 2002	FoneCash, Inc., and Daniel E. Charboneau
33-8079	Apr. 8, 2002	FoneCash, Inc.
LR-17462	Apr. 8, 2002	Michael Paloma, Matthew Bardasian and Desert Winds Entertainment Corp.
34-45474	Feb. 25, 2002	David B. Gosse
LR-17339	Jan. 24, 2002	Turbodyne Technologies, Inc. and Edward M. Halimi
LR-17300	Jan. 10, 2002	Global Datatel, Inc., Richard Baker, Mario Habib and Stuart Bockler
LR-17283	Dec. 19, 2001	Save the World Air, Inc., Jeffrey Alan Muller, and Billy Blackwelder
34-45169	Dec. 19, 2001	Zila, Inc. and Joseph Hines
LR-17249	Nov. 29, 2001	Hitsgalore.com, Inc., Stephen J. Bradford, Life Foundation Trust and Jeanette B. Wilcher
34-45057	Nov. 15, 2001	The Classica Group, Inc.
34-45056	Nov. 15, 2001	Disease Sciences, Inc.
34-45055	Nov. 15, 2001	R-Tec Technologies, Inc.
34-44912	Oct. 5, 2001	Thomas P. Raabe
Fiscal Year 2001 Financial Reporting-Related Matters
34-44440	June 18, 2001	China Food and Beverage Co. and James Tilton
34-44439	June 18, 2001	Trans-Global Holdings, Inc. and Jacques Verhaak
LR-17023	June 4, 2001	TPG Capital Corporation
34-44202	Apr. 19, 2001	AutoLend Group, Inc.
LR-16855	Jan. 5, 2001	Timothy S. Vasko, Edward B. Williamson and Michael J. Schuchard
LR-16836	Dec. 20, 2000	Keith Greenberg and Coyote Consulting and Financial Services
33-7928	Dec. 20, 2000	US Diagnostic Inc. and Jeffrey Goffman Release No.: 34-43751
Fiscal Year 2000 Financial Reporting-Related Matters
34-43136	Aug. 10, 2000	Herbert M. Campbell II
LR-16587	June 14, 2000	Steven Speaks, CPA
LR-16491a	Mar. 29, 2000	Digital Lightwave, Inc. and Bryan J. Zwan

http://www.sec.gov/divisions/enforce/friother.shtml