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Selected Accounting and Auditing Enforcement Releases
July - September 2001

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date              
Action
AAER-1461 Sept. 28, 2001 Matthew R. Welch and James C. Horne
Release No.: LR-17165
AAER-1460 Sept. 27, 2001 Vari-L Company, Inc., David G. Sherman, Jon L. Clark, and Sarah E. Hume
Release No.: LR-17155
AAER-1459 Sept. 27, 2001 Paul S. Jurewicz
Release No.: 34-44860
AAER-1458 Sept. 27, 2001 Stephen L. Holden, Scott P. Skooglund, Kuldarshan S. Padda, and Stephan C. Beal
Release No.: LR-17156
AAER-1457 Sept. 27, 2001 Joseph H. Kiser
Release No.: 34-44859
AAER-1456 Sept. 27, 2001 Charles K. Springer, CPA, Robert S. Haugen, CPA, Haugen, Springer & Co., PC
Release No.: 34-44858
AAER-1455 Sept. 26, 2001 John Daws, Thomas Butler and Mark Folit
Release No.: LR-17151
AAER-1454 Sept. 25, 2001 Gunther International, Ltd.
Release No.: 34-44842
AAER-1453 Sept. 19, 2001 Madera International, Inc., Ramiro Fernandez-Moris, Daniel S. Lezak and Regina Fernandez
Release No.: LR-17140
AAER-1452 Sept. 19, 2001 Harlan & Boettger, LLP, William C. Boettger, CPA and P. Robert Wilkinson, CPA
Release No.: 34-44817
AAER-1451 Sept. 19, 2001 Ralph Sanchez, CPA
Release No.: 34-44816
AAER-1450 Sept. 19, 2001 Regina Fernandez
Release No.: 34-44815
AAER-1449 Sept. 19, 2001 Madera International, Inc.
Release No.: 34-44814
AAER-1448 Sept. 19, 2001 C.E.C. Industries Corporation, Gerald H. Levine and Marie A. Levine
Release No.: LR-17139
AAER-1447 Sept. 17, 2001 Robert M. Fuller
Release No.: 34-44806
AAER-1446 Sept. 12, 2001 KPMG Siddharta Siddharta & Harsono and Sonny Harsono
Release No.: LR-17127
AAER-1445 Sept. 12, 2001 Eric L. Mattson and James W. Harris
Release No.: LR-17126
AAER-1444 Sept. 12, 2001 Baker Hughes Incorporated
Release No.: 34-44784
AAER-1443 Sept. 10, 2001 Patrick Lee Swisher and Swisher International, Inc.
Release No.: LR-17123
AAER-1442 Sept. 10, 2001 George Kelly Moore, CPA
Release Nos.: 33-8003, 34-44781
AAER-1441 Sept. 10, 2001 Walter Thompson Reeder
Release Nos.: 33-8001, 34-44779
AAER-1440 Sept. 6, 2001 M & A West, Inc., Scott L. Kelly, Zahra R. Gilak, Frank Thomas Eck III, Salvatore Censoprano and Stanley R. Medley
Release No.: LR-17118
AAER-1439 Sept. 5, 2001 William Grabske, Robert Pocsik and Ralph Widmaier
Release No.: LR-17116
AAER-1438 Sept. 5, 2001 Carl Albano
Release No.: 34-44765
AAER-1437 Sept. 5, 2001 Indus International, Inc.
Release No.: 34-44764
AAER-1436 Sept. 5, 2001 Peter T. Caserta, Salvatore Marino and Dana C. Verrill
Release No.: LR-17115
AAER-1435 Sept. 4, 2001 Salvatore T. Marino, CPA
Release No.: 34-44761
AAER-1434 Aug. 16, 2001 Leslie D. Crone, CPA
Release No.: 34-44711
AAER-1433 Aug. 13, 2001 RIchard I. Berger and Donna M. Richardson
Release No.: LR-17100
AAER-1432 Aug. 1, 2001 Larry Biggs, Jr., Donald McLellan and Leslie D. Crone
Release No.: LR-17084
AAER-1431 Aug. 1, 2001 William F. Buettner, Mark D. Kirstein and Amy S. Frazier
Release No.: LR-17083
AAER-1430 Aug. 1, 2001 MAX Internet Communications, Inc.
Release No.: 34-44633
AAER-1429 July 30, 2001 BankAmerica Corporation n/k/a Bank of America Corporation
Release No.: 34-44613
AAER-1428 July 27, 2001 Jeffrey M. Yonkers, CPA
Release No.: 34-44606
AAER-1427 July 23, 2001 Edward J. Kiley and Richard N. Orzechowski
Release No.: LR-17074
AAER-1426 July 20, 2001 Richard P. Macchiarulo, CPA
Release No.: 34-44581
AAER-1425 July 18, 2001 Morris Weissman, Joshua Cantor, John Gorman and Patrick Gentile; American Banknote Corporation, American Bank Note Holographics, Inc.; Richard Macchiarulo; Antonio Accornero and Russell McGrane; Mark Goldberg, CPA; John Lerlo
Release No.: LR-17068
AAER-1424 July 18, 2001 Mark Goldberg, CPA
Release No.: 34-44565
AAER-1423 July 18, 2001 John Lerlo
Release Nos.: 33-7995, 34-44564
AAER-1422 July 18, 2001 American Bank Note Holographics, Inc.
Release Nos.: 33-7994, 34-44563
AAER-1421 July 3, 2001 William L. Butcher, CPA
Release No.: 34-44511
AAER-1420 July 3, 2001 Pakie V. Plastino
Release No.: 34-44510
AAER-1419 July 3, 2001 Mar-Jeanne Tendler, Arthur Tendler and Billie M. Jolson
Release No.: LR-17058
AAER-1418 July 2, 2001 James T. Rush
Release No.: 34-44501
AAER-1417 July 2, 2001 Scott K. Barton, CPA
Release No.: 34-44500




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http://www.sec.gov/divisions/enforce/friactions/act3q01.shtml


Modified: 09/23/2004