Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-21-005299
Filing Date
2021-06-29
Accepted
2021-10-18 09:51:32
Documents
1
Period of Report
2021-04-30
Effectiveness Date
2021-06-29

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-21-005299.paper X-17A-5 294
  Scanned paper document scanned.pdf   617721
  Complete submission text file 9999999997-21-005299.txt   1644
Mailing Address 111 TOWN SQUARE PLACE STE 1500 JERSEY CITY NJ 07310
Business Address 111 TOWN SQUARE PLACE STE 1500 JERSEY CITY NJ 07310 201-217-8031
R.W. SMITH & ASSOCIATES, LLC (Filer) CIK: 0000771491 (see all company filings)

EIN.: 464360627 | State of Incorp.: NJ | Fiscal Year End: 0430
Type: X-17A-5 | Act: 34 | File No.: 008-34240 | Film No.: 21004810