9999999997-21-005299.txt : 20211018
9999999997-21-005299.hdr.sgml : 20211018
20211018095132
ACCESSION NUMBER: 9999999997-21-005299
CONFORMED SUBMISSION TYPE: X-17A-5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210430
FILED AS OF DATE: 20210629
DATE AS OF CHANGE: 20211018
EFFECTIVENESS DATE: 20210629
PERIOD START: 20200501
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: R.W. SMITH & ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000771491
IRS NUMBER: 464360627
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: X-17A-5
SEC ACT: 1934 Act
SEC FILE NUMBER: 008-34240
FILM NUMBER: 21004810
BUSINESS ADDRESS:
STREET 1: 111 TOWN SQUARE PLACE
STREET 2: STE 1500
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: 201-217-8031
MAIL ADDRESS:
STREET 1: 111 TOWN SQUARE PLACE
STREET 2: STE 1500
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER COMPANY:
FORMER CONFORMED NAME: RW SMITH & ASSOCIATES, LLC
DATE OF NAME CHANGE: 20141113
FORMER COMPANY:
FORMER CONFORMED NAME: R.W. SMITH & ASSOCIATES, INC.
DATE OF NAME CHANGE: 20141103
FORMER COMPANY:
FORMER CONFORMED NAME: R.W. SMITH & ASSOCIATES, LLC
DATE OF NAME CHANGE: 20141017
X-17A-5
1
9999999997-21-005299.paper
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