Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-17-005299
Filing Date
2017-04-04
Accepted
2017-04-05 13:10:36
Documents
1
Period of Report
2016-12-31
Effectiveness Date
2017-04-04

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-17-005299.paper X-17A-5 294
  Scanned paper document scanned.pdf   331880
  Complete submission text file 9999999997-17-005299.txt   1693
Mailing Address P. O. BOX 11340 CEDAR RAPIDS IA 52410-1340
Business Address 4201 42ND STREET NE SUITE 100 CEDAR RAPIDS IA 52402 319-447-5700
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (Filer) CIK: 0000717799 (see all company filings)

EIN.: 421029773 | State of Incorp.: IA | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-29426 | Film No.: 17016835