<SEC-DOCUMENT>9999999997-17-005299.txt : 20170405
<SEC-HEADER>9999999997-17-005299.hdr.sgml : 20170405
<ACCEPTANCE-DATETIME>20170405131036
<PAPER>
ACCESSION NUMBER:		9999999997-17-005299
CONFORMED SUBMISSION TYPE:	X-17A-5
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20161231
FILED AS OF DATE:		20170404
DATE AS OF CHANGE:		20170405
EFFECTIVENESS DATE:		20170404
<PERIOD-START>20160101

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
		CENTRAL INDEX KEY:			0000717799
		IRS NUMBER:				421029773
		STATE OF INCORPORATION:			IA
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		X-17A-5
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	008-29426
		FILM NUMBER:		17016835

	BUSINESS ADDRESS:	
		STREET 1:		4201 42ND STREET NE
		STREET 2:		SUITE 100
		CITY:			CEDAR RAPIDS
		STATE:			IA
		ZIP:			52402
		BUSINESS PHONE:		319-447-5700

	MAIL ADDRESS:	
		STREET 1:		P. O. BOX 11340
		CITY:			CEDAR RAPIDS
		STATE:			IA
		ZIP:			52410-1340

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	BERTHEL FISHER & CO FINANCIAL SERVICES INC
		DATE OF NAME CHANGE:	20020129

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FISHER BERTHEL & CO FINANCIAL SERVICES INC
		DATE OF NAME CHANGE:	19950117

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	BERTHEL FISHER & CO FINANCIAL SERVICES INC              /BD
		DATE OF NAME CHANGE:	19940708
</SEC-HEADER>
<DOCUMENT>
<TYPE>X-17A-5
<SEQUENCE>1
<FILENAME>9999999997-17-005299.paper
<DESCRIPTION>AUTO-GENERATED PAPER DOCUMENT
<TEXT>
This document was generated as part of a paper submission.
Please reference the Document Control Number 17016835 for access to the original document.
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>