Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000278331-16-000019
Filing Date
2016-02-29
Accepted
2016-02-29 11:47:31
Documents
6
Period of Report
2015-12-31
Effectiveness Date
2016-02-29

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2320
2 OPINION LETTER opinion2.pdf ACCT RPT FIN RPT 232141
4 NOTES notes2.pdf STMT FIN COND NOTES 2899219
5 BALANCE SHEET sofc2.pdf STMT FIN COND 144151
10 NET CAPITAL netcap2.pdf COMP NET CAP 131041
13 COMPLIANCE_INTERNAL ComplainceRD.pdf COMPL RPT 166158
  Complete submission text file 0000278331-16-000019.txt   4895443
Mailing Address ONE DALLAS CENTER 350 N. ST. PAUL, SUITE 1300 DALLAS TX 75201
Business Address ONE DALLAS CENTER 350 N. ST. PAUL, SUITE 1300 DALLAS TX 75201 214-765-1055
APEX CLEARING CORPORATION (Filer) CIK: 0000278331 (see all company filings)

EIN.: 132967453 | State of Incorp.: NY | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-23522 | Film No.: 161465713