Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-21-001842
Filing Date
2021-03-02
Accepted
2021-04-20 11:28:15
Documents
1
Period of Report
2020-12-31
Effectiveness Date
2021-03-02

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-21-001842.paper X-17A-5 294
  Scanned paper document scanned.pdf   432633
  Complete submission text file 9999999997-21-001842.txt   1310
Mailing Address 75 JACKSON AVE STE 204 SYOSSET NY 11791
Business Address 75 JACKSON AVE STE 204 SYOSSET NY 11791 516-200-3181
RICHARD JAMES & ASSOCIATES, INC. (Filer) CIK: 0001586742 (see all company filings)

EIN.: 611720365 | State of Incorp.: NY | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-69352 | Film No.: 21002559