Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-11-005299
Filing Date
2011-03-03
Accepted
2011-03-23 16:14:03
Documents
1
Period of Report
2010-12-31
Effectiveness Date
2011-03-03

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-11-005299.paper X-17A-5 294
  Scanned paper document scanned.pdf   1101955
  Complete submission text file 9999999997-11-005299.txt   1314
Mailing Address 250 NEWPORT CENTER DRIVE SUITE 303 NEWPORT BEACH CA 92660
Business Address 250 NEWPORT CENTER DRIVE SUITE 303 NEWPORT BEACH CA 92660 949-706-0444
O'CONNOR & COMPANY SECURITIES INC. (Filer) CIK: 0001429122 (see all company filings)

EIN.: 743240150 | State of Incorp.: CA | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-67853 | Film No.: 11017359