9999999997-11-005299.txt : 20110323 9999999997-11-005299.hdr.sgml : 20110323 20110323161403 ACCESSION NUMBER: 9999999997-11-005299 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110303 DATE AS OF CHANGE: 20110323 EFFECTIVENESS DATE: 20110303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: O'CONNOR & COMPANY SECURITIES INC. CENTRAL INDEX KEY: 0001429122 IRS NUMBER: 743240150 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-67853 FILM NUMBER: 11017359 BUSINESS ADDRESS: STREET 1: 250 NEWPORT CENTER DRIVE STREET 2: SUITE 303 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-706-0444 MAIL ADDRESS: STREET 1: 250 NEWPORT CENTER DRIVE STREET 2: SUITE 303 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 X-17A-5 1 9999999997-11-005299.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 11017359 for access to the original document.