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Form EFFECT - Notice of Effectiveness:
SEC Accession No. 9999999995-20-000396
Accepted
2020-02-24 00:15:58
Documents
1
Effectiveness Date
2020-02-21
Registration Form
POS AM
Reference AccNo

Document Format Files

Seq Description Document Type Size
1 primary_doc.html EFFECT  
1 primary_doc.xml EFFECT 625
  Complete submission text file 9999999995-20-000396.txt   2106
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 305-572-4100
LADENBURG THALMANN FINANCIAL SERVICES INC. (Filer) CIK: 0001029730 (see all company filings)

IRS No.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-216733 | Film No.: 20641931
SIC: 6211 Security Brokers, Dealers & Flotation Companies