9999999995-20-000396.txt : 20200224
9999999995-20-000396.hdr.sgml : 20200224
20200224001558
ACCESSION NUMBER: 9999999995-20-000396
CONFORMED SUBMISSION TYPE: EFFECT
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20200221
DATE AS OF CHANGE: 20200224
EFFECTIVENESS DATE: 20200221
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC.
CENTRAL INDEX KEY: 0001029730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 650701248
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: EFFECT
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-216733
FILM NUMBER: 20641931
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.
STREET 2: 12TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 305-572-4100
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.
STREET 2: 12TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER COMPANY:
FORMER CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC
DATE OF NAME CHANGE: 20010514
FORMER COMPANY:
FORMER CONFORMED NAME: GBI CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19990826
FORMER COMPANY:
FORMER CONFORMED NAME: FROST HANNA CAPITAL GROUP INC
DATE OF NAME CHANGE: 19961227
EFFECT
1
primary_doc.xml
X0101
EFFECT
33
LIVE
2020-02-21
0001493152-20-002590
POS AM
0001029730
LADENBURG THALMANN FINANCIAL SERVICES INC.
333-216733