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Administrative Proceedings Archive 2012

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Additional Archives

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Release No. Date Respondents
Fourth Quarter
34-68544 Dec. 28, 2012 Desert Mining, Inc., Eagle Broadband, Inc., Endovasc, Inc., Environmental Oil Processing Technology Corp., Falcon Ridge Development, Inc., Fellows Energy Ltd., Forster Drilling Corp. (n/k/a Phoenix Drilling Corporation), and Golden Autumn Holdings, Inc.
IA-3530 Dec. 27, 2012 Sentinel Investment Management Corporation
34-68543 Dec. 27, 2012 Stewart A. Merkin, Esq.
IA-3529 Dec. 27, 2012 1st Financial Services, LLC and Jeffry C. Eisnaugle, a/k/a Jeff Chapman
Other Release No.: IC-30331
IA-3528 Dec. 27, 2012 EagleEye Asset Management, LLC
IA-3527 Dec. 27, 2012 Jeffrey A. Liskov
33-9377 Dec. 21, 2012 Top Fund Management, Inc. and Barry C. Ziskin
IA-3525 Dec. 21, 2012 James S. Ward, Edward G. Locker, Richard F. Tipton, and David C. Lin
34-68509 Dec. 21, 2012 David C. Lin, Esq.
34-68508 Dec. 21, 2012 New Generation Biofuels Holdings, Inc.
34-68501 Dec. 20, 2012 Carl N. Duncan
34-68500 Dec. 20, 2012 Steven A. Gould
Other Release Nos.: IA-3523, AAER-3433
34-68499 Dec. 20, 2012 David E. Ruskjer
34-68486 Dec. 20, 2012 IAS Energy, Inc., et al.
34-68485 Dec. 20, 2012 ICP Solar Technologies, Inc., et al.
34-68484 Dec. 20, 2012 IBroadband, Inc., et al.
IC-30313 Dec. 20, 2012 The New America High Income Fund, Inc.; Robert F. Birch; and Ellen E. Terry
IA-3524 Dec. 20, 2012 Steven B. Hart
34-68477 Dec. 19, 2012 Michael Passaro
34-68467 Dec. 19, 2012 Mohammed Riad and Kevin Timothy Swanson
IA-3520 Dec. 19, 2012 Fiduciary Asset Management, LLC
IA-3519 Dec. 19, 2012 Claymore Advisors, LLC
34-68466 Dec. 19, 2012 China Wesen Recycling Technology, Inc., et al.
34-68465 Dec. 19, 2012 C.D. Acquisition Corp., et al.
34-68463 Dec. 18, 2012 HearMe, et al.
34-68462 Dec. 18, 2012 Kenneth E. Mahaffy, Jr.
Other Release No.: IA-3517
IA-3516 Dec. 18, 2012 New England Investment and Retirement Group, Inc. and Nicholas John Giacoumakis
34-68456 Dec. 18, 2012 Biremis Corporation, Peter Beck, and Charles Kim
34-68454 Dec. 18, 2012 DIAS Holding, Inc., et al.
34-68449 Dec. 17, 2012 J. Brian Laib, CPA
Other Release No.: AAER-3431
33-9375 Dec. 17, 2012 Joseph A. Schlim
Other Release No.: IA-3515
33-9374 Dec. 17, 2012 Aladdin Capital Management LLC and Aladdin Capital LLC
Other Release No.: IA-3514
34-68448 Dec. 17, 2012 Allianz SE
34-68446 Dec. 14, 2012 James Warren Margulies
34-68436 Dec. 14, 2012 Rajnish K. Das
Other Release No.: AAER-3430
34-68435 Dec. 14, 2012 Stormy L. Dean
Other Release No.: AAER-3429
34-68432 Dec. 13, 2012 Deloitte & Touche (South Africa)
Other Release No.: AAER-3428
34-68420 Dec. 13, 2012 Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne E. Lipski, CPA
See also:  Proposed Plan of Distribution and Notice of Settlement
Submit Comments on Proposed Plan of Distribution
34-68411 Dec. 12, 2012 DIAS Holding, Inc., et al.
34-68409 Dec. 12, 2012 The Hartcourt Companies, Inc., et al.
34-68397 Dec. 11, 2012 Careside, Inc., et al.
IC-30300 Dec. 10, 2012 J. Kenneth Alderman, CPA; Jack R. Blair; Albert C. Johnson, CPA; James Stillman R. McFadden; Allen B. Morgan Jr.; W. Randall Pittman, CPA; Mary S. Stone, CPA; and Archie W. Willis III
34-68388 Dec. 10, 2012 China Voice Holding Corp., China Yongxin Pharmaceuticals, Inc., Creative Technologies Holdings, Inc., Crestek, Inc., Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.), CSI Computer Specialists, Inc., and CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.)
33-9373 Dec. 6, 2012 David R. Smith
Other Release Nos.: 34-68373, IC-30294
33-9372 Dec. 6, 2012 David F. Bandimere and John O. Young
Other Release Nos.: 34-68372, IC-30293, IA-3511
34-68374 Dec. 6, 2012 William J. Reilly, Esq.
34-68371 Dec. 6, 2012 Dominic O'Dierno
34-68370 Dec. 6, 2012 Stephen Persad
34-68369 Dec. 6, 2012 Benjamin R. Daniels
34-68366 Dec. 6, 2012 Quill Industries, Inc. (n/k/a Eagle Worldwide Inc.)
34-68365 Dec. 5, 2012 Adam Harrington aka Adam Rukdeschel and Adam Harrington Ruckdeschel
34-68364 Dec. 5, 2012 Martin Miles Werner
34-68356 Dec. 5, 2012 Castle Hill Associates, Inc., et al.
34-68355 Dec. 5, 2012 Changed E-Mail, Inc., et al.
34-68349 Dec. 4, 2012 Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp.; Credit Suisse First Boston Mortgage Securities Corp.; and Asset Backed Securities Corporation
34-68347 Dec. 4, 2012 Joseph S. Blimline
34-68346 Dec. 4, 2012 China Voice Holding Corp., et al.
34-68345 Dec. 4, 2012 HealthSport, Inc., et al.
34-68335 Dec. 3, 2012 BDO China Dahua CPA Co., Ltd.; Ernst & Young Hua Ming LLP; KPMG Huazhen (Special General Partnership); Deloitte Touche Tohmatsu Certified Public Accountants Ltd.; PricewaterhouseCoopers Zhong Tian CPAs Limited
Other Release No.: AAER-3426
34-68334 Dec. 3, 2012 Arnett L. Waters
Other Release No.: IA-3509
34-68333 Dec. 3, 2012 China Voice Holding Corp., et al.
34-68332 Dec. 3, 2012 Castle Hill Associates, Inc., et al.
33-9371 Dec. 3, 2012 Caribbean Pacific Marketing, Inc.
34-68331 Nov. 30, 2012 Anand Sekaran
Other Release No.: IA-3508
34-68327 Nov. 30, 2012 Stephen P. Amella
34-68323 Nov. 29, 2012 Angelo A. Alleca
Other Release No.: IA-3507
34-68321 Nov. 29, 2012 China Wesen Recycling Technology, Inc., et al.
Note: See also the Japanese version
34-68315 Nov. 29, 2012 Encore Clean Energy, Inc., et al.
34-68307 Nov. 28, 2012 KCAP Financial, Inc., Dayl W. Pearson, Michael I. Wirth, CPA, and R. Jonathan Corless
Other Release No.: AAER-3425
34-68304 Nov. 28, 2012 Careside, Inc., et al.
34-68299 Nov. 27, 2012 Morgan Stanley & Co. Incorporated
34-68298 Nov. 27, 2012 Edelweiss Financial Services Limited
34-68297 Nov. 27, 2012 JM Financial Institutional Securities Private Limited
34-68296 Nov. 27, 2012 Motilal Oswal Securities Limited
34-68295 Nov. 27, 2012 Ambit Capital Pvt. Ltd.
34-68292 Nov. 27, 2012 Vision Twenty One, Inc.
34-68291 Nov. 27, 2012 Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc.
34-68289 Nov. 26 2012 John S. Morgan, et al.
34-68285 Nov. 23, 2012 Florin S. Ilovici
34-68284 Nov. 21, 2012 Ward K. Capstick
IA-3505 Nov. 21, 2012 Weizhan Tang
34-68278 Nov. 21, 2012 Diomed Holdings, Inc., et al.
34-68275 Nov. 20, 2012 Gary R. Marks
Other Release No.: IA-3504
IA-3503 Nov. 20, 2012 Evens Barthelemy and Barthelemy Group LLC
Other Release No.: IC-30278
IA-3502 Nov. 20, 2012 EM Capital Management, LLC and Seth Richard Freeman
34-68264 Nov. 19, 2012 Charles L. Rizzo and Gina M. Hornbogen
34-68259 Nov. 19, 2012 Charles C. Slowey, Jr.
34-68258 Nov. 19, 2012 Wilfred R. Blum and Alexander Lindale, LLC
Other Release No.: IC-30269
34-68256 Nov. 19, 2012 C.D. Acquisition Corp., Center Income Properties 2, LP, Chronodynamics, Ltd., Ciao Cucina Corp., Cintech Solutions, Inc., Compound Natural Foods, Inc., The Credit Store, Inc., and Crown Vantage, Inc.
33-9368 Nov. 16, 2012 Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp.; Credit Suisse First Boston Mortgage Securities Corp.; and Asset Backed Securities Corporation
Other Release No.: 34-68251
34-68250 Nov. 16, 2012 Diomed Holdings, Inc., et al.
34-68249 Nov. 16, 2012 Wonder Auto Technology, Inc.
34-68248 Nov. 15, 2012 Changed E-Mail, Inc., et al.
IC-30264 Nov. 15, 2012 Massachusetts Mutual Life Insurance Company
IA-3501 Nov. 14, 2012 Garth Ronald Peterson
34-68236 Nov. 14, 2012 Michael J. Southworth
34-68235 Nov. 14, 2012 James S. Quay a/k/a Jim Quay, a/k/a Stephen Quay, and a/k/a Stephen Jameson
34-68234 Nov. 14, 2012 James S. Quay a/k/a Jim Quay, a/k/a Stephen Quay, and a/k/a Stephen Jameson
Other Release No.: AAER-3424
34-68223 Nov. 14, 2012 Bradford Keith Dent
34-68221 Nov. 14, 2012 DIAS Holding, Inc., EarthBlock Technologies, Inc., Ensurapet, Inc., FIIC Holdings, Inc., GeM Solutions, Inc., Gold Star Tutoring Services Inc., and GPS Industries, Inc.
34-68208 Nov. 9, 2012 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-68203 Nov. 9, 2012 Irwin Lipkin
Other Release No.: IA-3500
34-68200 Nov. 9, 2012 Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne F. Lipski, CPA
34-68198 Nov. 9, 2012 China Medical Technologies, Inc.
34-68184 Nov. 8, 2012 Castle Hill Associates, Inc., et al.
IA-3499 Nov. 7, 2012 James E. Putman
34-68172 Nov. 6, 2012 JP Turner & Company, LLC, and William L. Mello
34-68167 Nov. 6, 2012 Alexander Rekeda; Xavier Capdepon and Gwen Snorteland; and Delaware Asset Advisers and Wei (Alex) Wei
IA-3497 Nov. 2, 2012 Eugenio Verzili
34-68126 Nov. 1, 2012 Diomed Holdings, Inc., et al.
IA-3496 Oct. 31, 2012 Reema D. Shah
34-68125 Oct. 31, 2012 Careside, Inc., Castcity.com, Inc., Castle Corp. International, Cayenne Entertainment, Inc. (f/k/a Boeing Run, Inc.), CDT, Inc. (n/k/a CDT Acquisition, Inc.), Centurion Communications Corp., Champion American Energy Reserves, Inc., Charter Resources International, Inc., Clemmy Technologies Corp., and Cryocon, Inc.
33-9366 Oct. 29, 2012 Caribbean Pacific Marketing, Inc.
34-68122 Oct. 29, 2012 Diomed Holdings, Inc., Dominion Minerals Corp., EnerLume Energy Management Corp., EPIX Pharmaceuticals, Inc., Familymeds Group, Inc., GlycoGenesys, Inc., and Greater Atlantic Financial Corp.
IA-3495 Oct. 29, 2012 BTS Asset Management, Inc.
34-68118 Oct. 29, 2012 Tilden Loucks & Woodnorth, LLC, Lasalle St. Securities, LLC, and Ralph B. Loucks
Other Release No.: IA-3494
34-68106 Oct. 25, 2012 Charles M. Vaughn
IA-3493 Oct. 25, 2012 Ryan M. Jindra
34-68102 Oct. 25, 2012 Drucker, Inc., et al.
34-68098 Oct. 24, 2012 Rajnish K. Das
Other Release No.: AAER-3420
34-68097 Oct. 24, 2012 Stormy L. Dean
Other Release No.: AAER-3419
34-68091 Oct. 24, 2012 China Voice Holding Corp., China Yongxin Pharmaceuticals, Inc., Creative Technologies Holdings, Inc., Crestek, Inc., Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.), CSI Computer Specialists, Inc., and CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.)
34-68090 Oct. 24, 2012 Enwin Resources, Inc.
34-68088 Oct. 24, 2012 Drucker, Inc., DynaMotive Energy Systems Corp, and Gate to Wire Solutions, Inc.
IA-3492 Oct. 23, 2012 Lyman J. Bruhn
IA-3491 Oct. 23, 2012 Candice D. Campbell
34-68087 Oct. 23, 2012 Jacques Nichols
34-68083 Oct. 23, 2012 Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc.
34-68079 Oct. 22, 2012 Edward D. Jones & Co., L.P.
34-68077 Oct. 22, 2012 Marco Glisson
34-68064 Oct. 18, 2012 Carlton L. Williams
34-68063 Oct. 18, 2012 Global Pari-Mutuel Services, Inc.
34-68062 Oct. 17, 2012 Rudolf Pameijer
34-68061 Oct. 17, 2012 Lindsay R. Sayer
34-68060 Oct. 17, 2012 China Agritech, Inc.
34-68059 Oct. 17, 2012 Larry Michael Parrish
Other Release No.: IA-3489
IA-3488 Oct. 15, 2012 Rick Cho
34-68054 Oct. 15, 2012 Andre J. Hayden
IA-3487 Oct. 15, 2012 Scott E. Johnson
34-68050 Oct. 12, 2012 Derek F.C. Elliott
34-68048 Oct. 12, 2012 Jody Dunn
IA-3486 Oct. 12, 2012 Gregory D. Tindall
34-68040 Oct. 11, 2012 China Medical Technologies, Inc.
34-68038 Oct. 11, 2012 Stephen B. Blankenship
Other Release No.: IA-3484
34-68023 Oct. 9, 2012 Banc of America Securities LLC with Merrill Lynch, Pierce, Fenner & Smith Incorporated as Successor
34-68003 Oct. 9, 2012 OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International, Inc.), and Power Smoothie Café Franchising, Inc.
IA-3482 Oct. 5, 2012 Weizhan Tang
34-67988 Oct. 4, 2012 Gilbert Bergsman, CPA
Other Release No.: AAER-3412
34-67975 Oct. 4, 2012 China Mobile Media Technology, Inc.
34-67974 Oct. 3, 2012 John S. Morgan, Marian I. Morgan, and Thomas D. Woodcock, Jr.
34-67972 Oct. 3, 2012 Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry
34-67969 Oct. 3, 2012 eBX, LLC
34-67968 Oct. 3, 2012 Alliance Bancshares California, et al.
34-67958 Oct. 2, 2012 JP Turner & Company, LLC, and William L. Mello
34-67950 Oct. 1, 2012 Stars To Go, Inc.
Third Quarter
34-67949 Sep. 28, 2012 Peter Siris
Other Release No.: IA-3481
34-67945 Sep. 28, 2012 Douglas W. Marcille, CPA
Other Release No.: AAER-3411
34-67944 Sep. 28, 2012 Feigeda Electronic Technology, Inc. (f/k/a SRKP 20, Inc.), et al.
IA-3480 Sep. 27, 2012 David Rubin
IA-3479 Sep. 27, 2012 Evan Andrew Zarefsky
IA-3478 Sep. 27, 2012 Zevi Wolmark, aka Stewart Wolmark
IA-3477 Sep. 27, 2012 Daniel Moshe Naeh
IA-3476 Sep. 27, 2012 Douglas Alan Goldberg
34-67943 Sep. 27, 2012 Matthew Adam Rothman
34-67940 Sep. 27, 2012 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-67935 Sep. 27, 2012 Neil M.M. Morrison
Other Release No.: IC-30223
34-67934 Sep. 27, 2012 Goldman, Sachs & Co.
34-67932 Sep. 27, 2012 Diomed Holdings, Inc., et al.
See also: Corrected Order (34-67932A)
34-67925 Sep. 25, 2012 Travis Richey
34-67924 Sep. 25, 2012 Hold Brothers On-Line Investment Services, LLC, Demostrate, LLC, Trade Alpha Corporate, Ltd, Steven Hold, Robert Vallone, and William Tobias
34-67920 Sep. 24, 2012 David Mura
34-67919 Sep. 24, 2012 JCSD Capital, LLC
Other Release No.: IA-3474
34-67918 Sep. 24, 2012 David Gengler
33-9363 Sep. 24, 2012 Prescient Capital Partners, Ltd. and Steven C. Young
34-67915 Sep. 24, 2012 Robert C. Pribilski
34-67914 Sep. 24, 2012 Roger L. Shoss
34-67913 Sep. 24, 2012 ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.
34-67912 Sep. 21, 2012 Cameron H. Linton, Esq.
34-67911 Sep. 21, 2012 Bradford Keith Dent
IA-3473 Sep. 21, 2012 Stock Markets Institute, Inc. and Sergey Perminov
34-67899 Sep. 20, 2012 Steven Y. Moskowitz
Other Release No.: AAER-3406
IA-3472 Sep. 19, 2012 Alero Odell Mack, Jr.
IA-3471 Sep. 19, 2012 James F. Turner II
34-67891 Sep. 19, 2012 Western Pacific, Capital Management, LLC, and Kevin James O’Rourke
Other Release Nos.: IA-3470, IC-30208
34-67890 Sep. 19, 2012 Western Pacific, Capital Management, LLC, and Kevin James O’Rourke
Other Release Nos.: IA-3469, IC-30207
34-67889 Sep. 19, 2012 Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
34-67887 Sep. 19, 2012 FirstQuote, Inc. (f/k/a Fine Line Properties, Inc.), et al.
34-67886 Sep. 19, 2012 Flagship International Holding, Ltd., et al.
34-67884 Sep. 18, 2012 Michael K. Krohn, CPA
Other Release No.: AAER-3408
IA-3468 Sep. 18, 2012 Ryan M. Armour
IA-3466 Sep. 18, 2012 Jeffrey Brown
IA-3465 Sep. 18, 2012 Jeremy Louder
33-9362 Sep. 18, 2012 Advanced Equities, Inc., Dwight O. Badger, and Keith G. Daubenspeck
Other Release Nos.: 34-67878, IA-3467
34-67876 Sep. 18, 2012 Enwin Resources, Inc.
34-67874 Sep. 18, 2012 Drucker, Inc., et al.
34-67872 Sep. 18, 2012 China Mobile Media Technology, Inc.
34-67864 Sep. 14, 2012 Jose Luis Luna
33-9361 Sep. 14, 2012 Walter V. Gerasimowicz, Meditron Asset Management, LLC, Meditron Management Group, LLC
Other Release Nos.: 34-67860, IA-3464, IC-30202
34-67857 Sep. 14, 2012 New York Stock Exchange LLC, and NYSE Euronext
34-67858 Sep. 14, 2012 4C Controls, Inc.
34-67856 Sep. 13, 2012 R. Jeffrey Rooks, CPA
Other Release No.: AAER-3405
IA-3463 Sep. 12, 2012 SJK Investment Management, LLC
34-67845 Sep. 12, 2012 Jilaine H. Bauer, Esq.
34-67834 Sep. 12, 2012 Shiming U.S., Inc., et al.
34-67833 Sep. 11, 2012 Jiangbo Pharmaceuticals, Inc.
34-67829 Sep. 11, 2012 Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry
IA-3462 Sep. 11, 2012 Jason George Rivera, Jr.
34-67824 Sep. 11, 2012 Centaur Management Co. LLC
34-67823 Sep. 11, 2012 Robert Carlsson
34-67821 Sep. 10, 2012 Joseph S. Blimline
34-67809 Sep. 10, 2012 Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, SIG Specialists, Inc.
34-67808 Sep. 10, 2012 JP Turner & Company, LLC, and William L. Mello
Other Release No.: IA-3460
Note: See also the Order Granting Waiver in this matter: 33-9360
33-9359 Sep. 10, 2012 Michael Bresner; Ralph Calabro; Jason Konner; and Dimitrios Koutsoubos
Other Release No.: 34-67810, IA-3461, IC-30197
34-67805 Sep. 7, 2012 Earl U. Bravo, Sr.
Other Release No.: IA-3459
34-67796 Sep. 7, 2012 2-Track Global, Inc.
34-67793 Sep. 6, 2012 S. W. Hatfield, CPA, and Scott W. Hatfield, CPA (Corrected)
Other Release No.: AAER-3415
IA-3458 Sep. 6, 2012 Focus Point Solutions, Inc., The H Group, Inc., and Christopher Keil Hicks
Other Release No.: IC-30196
34-67789 Sep. 5, 2012 Steven Yamashiro
Other Release No.: IA-3457
34-67788 Sep. 5, 2012 Global Pari-Mutuel Services, Inc.
34-67787 Sep. 5, 2012 Vision Twenty One, Inc.
34-67786 Sep. 5, 2012 Stars To Go, Inc.
34-67783 Sep. 5, 2012 Centaur Management Co. LLC
34-67781 Sep. 5, 2012 Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr.
Other Release No.: IA-3456, IC-30193
34-67775 Sep. 4, 2012 China Sky One Medical, Inc.
34-67773 Aug. 31, 2012 Jason A. D’Amato
Other Release Nos.: IA-3455, IC-30192
34-67770 Aug. 31, 2012 Brian M. Campbell
33-9356 Aug. 31, 2012 Daniel Bogar, Bernerd E. Young, and Jason T. Green
Other Release Nos.: 34-67769, IA-3453, IC-30190
33-9355 Aug. 31, 2012 Jay T. Comeaux
Other Release No.: 34-67768, IA-3452, IC-30189
34-67767 Aug. 31, 2012 Federico Quinto, Jr., CPA
Other Release No.: AAER-3403
34-67763 Aug. 31, 2012 Alliance Bancshares California, et al.
34-67762 Aug. 31, 2012 AngelCiti Entertainment, Inc., et al.
34-67761 Aug. 30, 2012 Matthew Crisp
Other Release Nos.: IA-3451, IC-30187
34-67758 Aug. 30, 2012 Raymond P. Morris
34-67757 Aug. 30, 2012 Redcell Power Corp., et al.
34-67749 Aug. 29, 2012 Gary B. Wolff, Esq.
34-67748 Aug. 29, 2012 Angelica Aguilera
34-67746 Aug. 29, 2012 Ameriwest Energy Corp., Clyvia, Inc., and Crown Oil & Gas, Inc.
34-67745 Aug. 29, 2012 Falcon Oil & Gas Co., Inc., First Dearborn Income Properties, LP, Franklin American Corp., Future Healthcare, Inc., Gandalf Technologies, Inc., Geo International Corp., Geoalert, Inc., and GiraSolar, Inc.
IA-3450 Aug. 28, 2012 Candice D. Campbell
34-67744 Aug. 28, 2012 Edward A. Allen
34-67739 Aug. 28, 2012 Ryan Mark Reynolds
34-67731 Aug. 27, 2012 Florida First Equities Corp. (n/k/a Data Imaging Services, Inc.), Foodquest, Inc., Foodvision.com, Inc., Forefront, Inc. (f/k/a Anyox Resources, Inc.), Futronix Group, Inc., Genicom Corp. (n/k/a Oldgen, Inc.), and Global Online India, Inc.
34-67730 Aug. 27, 2012 Alliance Bancshares California, City Loan, Inc., Clear Choice Financial, Inc., CRC Crystal Research Corp., Cygne Designs, Inc., and Davi Skin, Inc.
34-67724 Aug. 24, 2012 Spyglass Equity Systems, Inc.
IA-3449 Aug. 23, 2012 Frances M. Guggino a/k/a Frances Favata
Other Release No.: IC-30181
34-67718 Aug. 23, 2012 Qiao Xing Universal Resources, Inc., et al.
34-67710 Aug. 22, 2012 Feigeda Electronic Technology, Inc. (f/k/a SRKP 20, Inc.), FirstQuote, Inc. (f/k/a Fine Line Properties, Inc.), Flexemessaging.com, Inc. (n/k/a Flexemessaging Acquisition Ltd.), Flomo Resources, Inc., Formulab Neuronetics Corp. Ltd. (n/k/a Foundation Healthcare Ltd.), and Genesis Development & Construction Ltd.
Note: See also the French version
34-67709 Aug. 22, 2012 Middlecove Capital, LLC, and Noah L. Myers
Other Release Nos.: IA-3448, and IC-30179
34-67708 Aug. 22, 2012 Todd C. Crow
Other Release No.: AAER-3402
34-67703 Aug. 22, 2012 Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.
34-67697 Aug. 21, 2012 Quill Industries, Inc., et al.
34-67691 Aug. 20, 2012 Tyson D. Elliott
34-67690 Aug. 20, 2012 Preston L. Sjoblom
34-67689 Aug. 20, 2012 Richard L. Carter
34-67688 Aug. 20, 2012 Beicang Iron & Steel, Inc.
IA-3447 Aug. 16, 2012 Robert C. Butler
34-67679 Aug. 16, 2012 Dennis L. DeSender
34-67662 Aug. 15, 2012 Jason R. Hyatt
Other Release No.: IA-3446
34-67661 Aug. 15, 2012 Omar Ali Rizvi
Other Release No.: IA-3445
34-67658A Aug. 14, 2012 Stanley C. Brooks and Brookstreet Securities Corp.
Other Release No.: IA-3444
33-9349 Aug. 14, 2012 Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry
Other Release Nos.: 34-67649, IC-30167
34-67646 Aug. 14, 2012 Optimized Transportation Management, Inc.
34-67645 Aug. 13, 2012 Ross Mandell
34-67643 Aug. 13, 2012 Stephen M. Strauss
34-67642 Aug. 13, 2012 SEI Holdings, Inc. (n/k/a Stoneleigh Realty Investors, LLLP), Voorhees Acquisition Corp., Wellstead Industries, Inc., Werdston Holding, Inc., Wingate Government Mortgage Partners II LP, Wingate Housing Partners, Ltd., and Winthrop Interim Partners I L.P.
34-67641 Aug. 13, 2012 OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International), and Power Smoothie Café Franchising, Inc.
34-67640 Aug. 10, 2012 Peak Wealth Opportunities, LLC and David W. Dube, CPA
Other Release No.: IA-3443, IC-30165, AAER-3400
34-67637 Aug. 10, 2012 Ameriwest Energy Corp., Clyvia, Inc., and Crown Oil & Gas, Inc.
34-67626 Aug. 9, 2012 Objex, Inc., Online Power Supply, Inc., Orca Technologies, Inc., Orion Research Group, Inc., and PRTX Inc.
34-67625 Aug. 9, 2012 AngelCiti Entertainment, Inc., BodyTel Scientific, Inc., Comdial Corp.(n/k/a CMDL Corporation), DataMetrics Corp., and Green Energy Group, Inc. (a/k/a eCom eCom.Com, Inc.)
34-67615 Aug. 7, 2012 Flagship International Holding, Ltd., Fortune Credit & Insurance Services, Inc. (f/k/a Saratoga International Holdings Corp.), Fracmaster, Ltd., Franklyn Resources I, Inc., FutureOne, Inc., Galaxy Energy Corp., and Global Light Telecommunications, Inc.
34-67614 Aug. 7, 2012 Travis Richey
33-9348 Aug. 7, 2012 Lewis J. Hunter
Other Release No.: 34-67612
34-67613 Aug. 7, 2012 Shane A. Mullholand
IA-3442 Aug. 7, 2012 Brian J. Smart
34-67611 Aug. 7, 2012 Timothy T. Page
34-67605 Aug. 7, 2012 Apogee Technology, Inc.
IA-3441 Aug. 3, 2012 Consultiva Internacional, Inc.
34-67591 Aug. 2, 2012 Putnam Investment Management, LLC
34-67590 Aug. 2, 2012 Kenneth E. Lonchar, CPA
Other Release No.: AAER-3398
34-67587 Aug. 2, 2012 Falcon Oil & Gas Co., Inc., First Dearborn Income Properties, LP, Franklin American Corp., Future Healthcare, Inc., Gandalf Technologies, Inc., Geo International Corp., Geoalert, Inc., and GiraSolar, Inc.
34-67586 Aug. 2, 2012 Robert T. McAllister, Esq.
34-67551 Aug. 1, 2012 Alternative Energy Sources, Inc., Arlington Hospitality, Inc., Consolidated Oil & Gas, Inc., CSMG Technologies, Inc., CytoGenix, Inc., Dakotah, Incorporated, and DelSite, Inc.
34-67550 Jul. 31, 2012 Redcell Power Corp., Regency Property Group, Inc. (f/k/a Island Residences Club, Inc.), Riddle Records, Inc., Wareforce.com, Inc., and Whistler, Inc.
34-67544 Jul. 31, 2012 Matthew J. Gagnon
34-67542 Jul. 30, 2012 Nancy Shao Wen Chu
34-67541 Jul. 30, 2012 John S. Morgan, Marian I. Morgan, and Thomas D. Woodcock, Jr.
33-9345 Jul. 30, 2012 James Fuld, Jr.
34-67532 Jul. 30, 2012 Stephen Mazuchowski (a/k/a Steve Mazur)
Other Release Nos.: IC-30158
33-9344 Jul. 30, 2012 Peter Dong Zhou
Other Release Nos.: 34-67531, IC-30157
34-67530 Jul. 30, 2012 LocatePlus Holdings Corporation
34-67524 Jul. 27, 2012 Ark Asset Management Co., Inc.
33-9343 Jul. 27, 2012 UBS Financial Services Inc. of Puerto Rico
Other Release No.: 34-67526
34-67514 Jul. 26, 2012 Hennessee Group LLC and Charles J. Gradante
34-67513 Jul. 26, 2012 Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai; and Steven B. Markovitz
34-67512 Jul. 26, 2012 Peter Madoff
Other Release No.: IA-3440
34-67510 Jul. 26, 2012 Wesley Capital Management, LLC
Other Release No.: IA-3439
34-67504 Jul. 26, 2012 OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International), and Power Smoothie Café Franchising, Inc.
34-67492A Jul. 24, 2012 Wilfred R. Blum and Alexander Lindale, LLC
Other Release No.: IC-30152
Note: See also 34-67492
34-67491 Jul. 24, 2012 Andrew J. Franz
34-67483 Jul. 20, 2012 Fremont Investment Advisors, Inc.
34-67479 Jul. 20, 2012 Charles L. Rizzo and Gina M. Hornbogen
Other Release No.: IA-3436
34-67473 Jul. 20, 2012 Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
34-67472 Jul. 19, 2012 Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne E. Lipski, CPA
Other Release No.: AAER-3394
34-67465 Jul. 19, 2012 Stephen J. Czarnik, Esq.
34-67464 Jul. 19, 2012 Far Vista Interactive Corp., Herzog International Holdings, Inc., Tatonka Oil & Gas Company, Inc., Green Capital Group, Inc., Lone Star International Energy Inc., Wintech Digital System Technology Corp., and House of Brussels Chocolates, Inc.
34-67463 Jul. 19, 2012 Alliance Bancshares California, City Loan, Inc., Clear Choice Financial, Inc., CRC Crystal Research Corp., Cygne Designs, Inc., and Davi Skin, Inc.
34-67460 Jul. 18, 2012 Noonan Capital Management, LLC and Timothy George Noonan
Other Release Nos.: IA-3435, IC-30142
34-67458 Jul. 18, 2012 Marc Christopher Harmon
33-9341 Jul. 18, 2012 Xavier Capdepon and Gwen Snorteland
Other Release Nos.: 34-67456, IC-30141
33-9340 Jul. 18, 2012 Alexander V. Rekeda
Other Release Nos.: 34-67455, IC-30140
33-9339 Jul. 18, 2012 Delaware Asset Advisers and Wei (Alex) Wei
Other Release No.: IA-3434
34-67454 Jul. 18, 2012 Kimon P. Daifotis
Other Release No.: IA-3433
34-67452 Jul. 18, 2012 Florida First Equities Corp. (n/k/a Data Imaging Services, Inc.), Foodquest, Inc., Foodvision.com, Inc., Forefront, Inc. (f/k/a Anyox Resources, Inc.), Futronix Group, Inc., Genicom Corp. (n/k/a Oldgen, Inc.), and Global Online India, Inc.
34-67451 Jul. 17, 2012 Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC)
34-67450 Jul. 17, 2012 Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC)
IA-3432 Jul. 17, 2012 Centaur Management Co. LLC
34-67442 Jul. 16, 2012 Gammacan International, Inc.
34-67441 Jul. 16, 2012 QPC Lasers, Inc., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp.
34-67431 Jul. 13, 2012 Future Now Group, Inc., and Global Teledata Corp.
34-67430 Jul. 13, 2012 Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
34-67429 Jul. 13, 2012 Stream Communications Network & Media, Inc.
34-67428 Jul. 13, 2012 Fashion Fantasia Co., Fedders Corp. (n/k/a FC Liquidating, Inc.), Fifth Dimension, Inc., Fischel Holdings, Inc., Fortunata, Inc., GCA II Acquisition Corp., and GCA III Acquisition Corp.
34-67426 Jul. 12, 2012 Charles M. Vaughn
34-67425 Jul. 12, 2012 Florin S. Ilovici
34-67423 Jul. 12, 2012 Stanley Ng, CPA
Other Release No.: AAER-3393
34-67418 Jul. 12, 2012 Alternative Energy Sources, Inc., Arlington Hospitality, Inc., Consolidated Oil & Gas, Inc., CSMG Technologies, Inc., CytoGenix, Inc., Dakotah, Incorporated, and DelSite, Inc.
34-67416 Jul. 12, 2012 ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.
34-67415 Jul. 11, 2012 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
33-9336 Jul. 11, 2012 Belsen Getty, LLC, Terry M. Deru, and Andrew W. Limpert
Other Release Nos.: 34-67407, IA-3437, IC-30136
33-9335 Jul. 11, 2012 Belsen Getty, LLC, Terry M. Deru, and Andrew W. Limpert
Other Release Nos.: 34-67406, IA-3430, IC-30135
34-67396 Jul. 11, 2012 Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.
34-67395 Jul. 11, 2012 Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.
34-67394 Jul. 11, 2012 Ohio Ferro Alloys Corp., Orbcomm Corp., Outboard Marine Corp., Oz Communications, Inc. Penn-Pacific Corp., Peoples Community Bancorp, Inc., Performance Health Technologies, Inc., and Petals Decorative Accents, Inc.
34-67393 Jul. 10, 2012 Mitchell Segal, Esq.
34-67384 Jul. 10, 2012 Brian M. Campbell
Other Release No.: IA-3429
34-67378 Jul. 10, 2012 Recycle Tech, Inc.
34-66647A Jul. 10, 2012 Roger Greer
Note: See also 34-66647
34-66144A Jul. 10, 2012 Kay Berensen-Galster
Note: See also 34-66144
33-9333 Jul. 9, 2012 Calhoun Asset Management, LLC, and Krista Lynn Ward a/k/a Krista Lynn Karnezis
Other Release Nos.: 34-67377, IA-3428, IC-30131
34-67370 Jul. 9, 2012 Quill Industries, Inc. (n/k/a Eagle Worldwide Inc.), Rocky Point Pharmaceuticals, Inc.,Sentosa Financial Investments, Ltd., Western Futures Fund LP, Western Futures Fund II LP, Wichita River Oil Corp., Woods Cross Holding Corp., and WSC Group, Inc.
34-67369 Jul. 9, 2012 SEI Holdings, Inc. (n/k/a Stoneleigh Realty Investors, LLLP), Voorhees Acquisition Corp., Wellstead Industries, Inc., Werdston Holding, Inc., Wingate Government Mortgage Partners II LP, Wingate Housing Partners, Ltd., and Winthrop Interim Partners I L.P.
34-67368 Jul. 9, 2012 Manuel M. Bello
34-67367 Jul. 9, 2012 Fourthstage Technologies, Inc., Freesoftwareclub.com, FTM Media, Inc., Full Moon Universe, Inc., and Future Educational Systems, Inc.
34-67366 Jul. 9, 2012 True Product ID, Inc.
34-67365 Jul. 6, 2012 OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International), and Power Smoothie Café Franchising, Inc.
34-67364 Jul. 6, 2012 Raymond P. Morris
34-67363 Jul. 6, 2012 Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc.
34-67361 Jul. 6, 2012 Superior Bancorp
34-67360 Jul. 6, 2012 Aegis Assessments, Inc., APC Group, Inc., Aurelio Resource Corp., BioAuthorize Holdings, Inc., and Fonix Corporation
33-9332 Jul. 5, 2012 UBS Financial Services Inc. of Puerto Rico
34-67358 Jul. 5, 2012 Marco Glisson
34-67350 Jul. 5, 2012 Qiao Xing Universal Resources, Inc., and Qiao Xing Mobile Communication Co., Ltd.
34-67348 Jul. 5, 2012 ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.
34-67341 Jul. 3, 2012 Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC, and Samir H. Bhatt
34-67338 Jul. 3, 2012 A-Power Energy Generation Systems, Ltd.
33-9331 Jul. 2, 2012 Eric David Wanger and Wanger Investment Management, Inc.
Other Release Nos.: 34-67335, IA-3427, IC-30126
34-67334 Jul. 2, 2012 Objex, Inc., Online Power Supply, Inc., Orca Technologies, Inc., Orion Research Group, Inc., and PRTX, Inc.
34-67330 Jul. 2, 2012 Apogee Technology, Inc.
Second Quarter
34-67310 Jun. 29, 2012 AngelCiti Entertainment, Inc., BodyTel Scientific, Inc., Clearant, Inc., Comdial Corp., (n/k/a CMDL Corporation), DataMetrics Corp., and Green Energy Group, Inc. (a/k/a eCom eCom.Com, Inc.)
34-67288 Jun. 28, 2012 One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp.
34-67287 Jun. 28, 2012 Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., Askmenow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
34-67282 Jun. 27, 2012 H. Clayton Peterson, CPA
Other Release No.: AAER-3391
IA-3426 Jun. 27, 2012 Drew Clayton Peterson
IA-3425 Jun. 27, 2012 Drew K. Brownstein
34-67279 Jun. 27, 2012 Harbinger Capital Partners, LLC
34-67270 Jun. 27, 2012 Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.
34-67269 Jun. 27, 2012 Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.
34-67268 Jun. 27, 2012 Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.
34-67267 Jun. 26, 2012 Roberto Aleph Espinosa
Other Release No.: IA-3423
34-67254 Jun. 26, 2012 Future Now Group, Inc., and Global Teledata Corp.
34-67250 Jun. 25, 2012 Ralph R. Cioffi
34-67249 Jun. 25, 2012 Matthew M. Tannin
34-67243 Jun. 22, 2012 Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste, Thomas J. Conlin, Greg D. Winston, Kevin D. Clark, Kenneth J. Della, and Hugh F. Denison
34-67236 Jun. 22, 2012 Blue Earth Refineries, Inc.
34-67235 Jun. 22, 2012 Oklahoma Energy Corp., OL Funding, Inc., Omnisky Corp., Orange County Ventures, Inc., Percipio Biotherapeutics, Inc., and Priviam, Inc.
34-67230 Jun. 21, 2012 Howard L. Blum
Other Release No.: IC-30120
34-67228 Jun. 21, 2012 Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.
34-67221 Jun. 20, 2012 Florida First Equities Corp. (n/k/a Data Imaging Services, Inc.), Foodquest, Inc., Foodvision.com, Inc., Forefront, Inc. (f/k/a Anyox Resources, Inc.), Futronix Group, Inc., Genicom Corp. (n/k/a Oldgen, Inc.), and Global Online India, Inc.
IA-3420 Jun. 19, 2012 Locust Offshore Management, LLC
34-67219 Jun. 19, 2012 Ronald J. Mangini, CPA
Other Release No.: AAER-3390
34-67218 Jun. 19, 2012 Laurence M. Brown, CPA
Other Release No.: AAER-3389
34-67217 Jun. 19, 2012 Fourthstage Technologies, Inc., Freesoftwareclub.com, FTM Media, Inc., Full Moon Universe, Inc., and Future Educational Systems, Inc.
IA-3419 Jun. 15, 2012 Andrey C. Hicks
34-67206 Jun. 15, 2012 Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
34-67205 Jun. 14, 2012 Garrett D. Bauer
34-67204 Jun. 14, 2012 Matthew H. Kluger
34-67200 Jun. 14, 2012 Luc D. Nguyen
34-67199 Jun. 14, 2012 Stream Communications Network & Media, Inc.
34-67197 Jun. 13, 2012 Stephen H. Bethke
34-67193 Jun. 13, 2012 Anthracite Capital, Inc., Auto Data Network Inc., Avenue Group, Inc., Ckrush, Inc., Clickable Enterprises, Inc., and DCI USA, Inc.
34-67192 Jun. 13, 2012 ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.
34-67190 Jun. 12, 2012 James Fleishman
34-67188 Jun. 12, 2012 Founding Partners Capital Management Company and William Gunlicks
34-67187 Jun. 12, 2012 Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company
34-67182 Jun. 12, 2012 Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.
34-67179 Jun. 11, 2012 Ronny J. Halperin, Esq.
34-67174 Jun. 11, 2012 One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp.
34-67164 Jun. 8, 2012 Kenneth M. Avery, CPA
Other Release No.: AAER-3388
34-67151 Jun. 7, 2012 Aegis Assessments, Inc., APC Group, Inc., Aurelio Resource Corp., BioAuthorize Holdings, Inc., and Fonix Corporation
34-67149 Jun. 6, 2012 American Skandia Investment Services, Inc.
34-67148 Jun. 6, 2012 UBS Financial Services Inc. of Puerto Rico
34-67146 Jun. 6, 2012 Fashion Fantasia Co., Fedders Corp. (n/k/a FC Liquidating, Inc.), Fifth Dimension, Inc., Fischel Holdings, Inc., Fortunata, Inc., GCA II Acquisition Corp., and GCA III Acquisition Corp.
34-67140 Jun. 6, 2012 David Mark Bunzel
Other Release No.: IA-3416, IA-30098
33-9329 Jun. 6, 2012 OppenheimerFunds, Inc. and OppenheimerFunds Distributor, Inc.
Other Release Nos.: 34-67142, IA-3417, IC-30099
34-67139 Jun. 6, 2012 Adrenalina, Affinity Technology Group, Inc., Braintech, Inc., Builders Transport, Incorporated, and Catuity, Inc.
IA-3414 Jun. 5, 2012 Timothy J. Clyman
IC-30097 Jun. 5, 2012 Principal Mortgage Fund, Inc.
34-67125 Jun. 5, 2012 Tapslide, Inc.
34-67118 Jun. 5, 2012 Craig Kugel
Other Release No.: IA-3413
34-67117 Jun. 5, 2012 Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
34-67115 Jun. 5, 2012 Berman Center, Inc., Cyberkinetics Neurotechnology Systems, Inc., and Java Detour, Inc.
34-67114 Jun. 5, 2012 Optimized Transportation Management, Inc.
34-67112 Jun. 5, 2012 True Product ID, Inc.
34-67110 Jun. 5, 2012 Gammacan International, Inc.
34-67109 Jun. 5, 2012 Future Now Group, Inc., and Global Teledata Corp.
IA-3415 Jun. 5, 2012 Steven Enrico Lopez, Sr.
33-9328 Jun. 5, 2012 OLM Ventures, Inc.
Other Release Nos.: 34-67116, IC-30095
34-67099 Jun. 4, 2012 TierOne Corporation
34-67098 Jun. 4, 2012 Central Capital Venture Corporation
Other Release No.: IC-30094
34-67081 May 31, 2012 Interim Capital Corp.
Other Release No.: IC-30090
33-9327 May 31, 2012 Entertainment Capital Corp.
Other Release Nos.: 34-67080, IC-30089
34-67077 May 30, 2012 Ohio Ferro Alloys Corp., Orbcomm Corp., Outboard Marine Corp., Oz Communications, Inc. Penn-Pacific Corp., Peoples Community Bancorp, Inc., Performance Health Technologies, Inc., and Petals Decorative Accents, Inc.
IC-30088 May 30, 2012 International Asset Group, Inc.
IA-3412 May 30, 2012 Oxford Investment Partners, LLC and Walter J. Clarke
Other Release No.: 34-30086
34-67073 May 30, 2012 SinoTech Energy Limited
IA-3411 May 29, 2012 Jason George Rivera, Jr.
34-67072 May 29, 2012 Oklahoma Energy Corp., OL Funding, Inc., OmniSky Corp., Orange County Ventures, Inc. Percipio Biotherapeutics, Inc., and Priviam, Inc.
34-67069 May 29, 2012 Marc Christopher Harmon
IA-3410 May 29, 2012 Elijah Bang
IA-3409 May 29, 2012 Gregory D. Tindall
34-67067 May 29, 2012 Prime Star Group, Inc.
33-9326 May 29, 2012 Quantek Asset Management, LLC, Bulltick Capital Markets Holdings, LP, Javier Guerra, and Ralph Patino
Other Release Nos.: IA-3408, IC-30085
34-67062 May 25, 2012 Adrenalina, Affinity Technology Group, Inc., Braintech, Inc., Builders Transport, Incorporated, And Catuity, Inc.
34-67061 May 25, 2012 Telos, Inc., MAS Acquisition XVII Corp., Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-67060 May 24, 2012 Spencer C. Barasch
34-67051 May 24, 2012 Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.
34-67049 May 23, 2012 Frank D. Edwards, CA
Other Release No.: AAER-3387
34-67048 May 23, 2012 Charles P. Morrison, CPA
Other Release No.: AAER-3386
IA-3407 May 23, 2012 James E. Putman
34-67043 May 23, 2012 Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.
34-67042 May 22, 2012 UBS Financial Services Inc. of Puerto Rico
34-67041 May 22, 2012 Richard A. Finger, Jr.
34-67031 May 21, 2012 Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.
34-67030 May 21, 2012 AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
34-67029 May 18, 2012 Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
34-67028 May 18, 2012 Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
33-9324 May 18, 2012 Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino
Other Release No.: 34-67019
34-67016 May 18, 2012 Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
IA-3406 May 17, 2012 Copeland Wealth Management
IA-3405 May 17, 2012 Belal K. Faruki
34-67002 May 16, 2012 J. Michael Scarborough and Royal Alliance Associates, Inc.
34-66999 May 16, 2012 Worldwide Energy And Manufacturing USA, Inc.
34-66998 May 16, 2012 QPC Lasers, Inc., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp.
34-66996 May 16, 2012 Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.
Note: See also Chinese version of this Order
34-66991 May 15, 2012 John Jantzen
34-66990 May 15, 2012 Edward J. Marino
34-66988 May 15, 2012 Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
34-66987 May 15, 2012 Vineyard National Bancorp
34-66978 May 14, 2012 Kenneth A. Wolkoff
34-66977 May 14, 2012 George Sobol
34-66960 May 10, 2012 Robert C. Pribilski
34-66955 May 10, 2012 Adrenalina, Affinity Technology Group, Inc., BrainTech, Inc., Builders Transport, Incorporated, and Catuity, Inc.
IA-3404 May 10, 2012 Martin Currie Inc. and Martin Currie Investment Management Ltd.
Other Release No.: IC-30062
34-66948 May 9, 2012 Deloitte Touche Tohmatsu Certified Public Accountants Ltd.
34-66947 May 8, 2012 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
34-66942 May 8, 2012 Telos, Inc., MAS Acquisition XVII Corp., Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-66938 May 8, 2012 One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp.
34-66933 May 7, 2012 Telos, Inc., et al.; Tianrong Internet Products and Services, Inc.
34-66929 May 7, 2012 Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., Mikron Infrared, Inc.
34-66921 May 4, 2012 Anthracite Capital, Inc., Auto Data Network Inc., Avenue Group, Inc., Ckrush, Inc., Clickable Enterprises, Inc., and DCI USA, Inc.
34-66908 May 3, 2012 Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.
34-66907 May 2, 2012 Matthew J. Gagnon
34-66906 May 2, 2012 SinoTech Energy Limited
34-66902 May 2, 2012 Recycle Tech, Inc.
34-66900 May 2, 2012 HydroGenetics, Inc.
34-66899 May 2, 2012 Toolex International N.V., Topjobs.Net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a :African Gemstones Ltd.)
34-66897 May 2, 2012 AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
33-9321 May 2, 2012 Hydrogenetics, Inc.
33-9318 May 1, 2012 UBS Financial Services Inc. of Puerto Rico
Other Release No.: 34-66893
Note: See also the Orders Granting Waivers in this matter: 33-9319 and 33-9320
33-9317 May 1, 2012 Miguel A. Ferrer and Carlos J. Ortiz
Other Release Nos.: 34-66892, IA-30058
34-66886 May 1, 2012 TMST, Inc.
34-66882 Apr. 30, 2012 Michael J. McNerney
34-66879 Apr. 30, 2012 Edward D. Puttick, Sr.
34-66878 Apr. 30, 2012 Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., Mikron Infrared, Inc.
34-66876 Apr. 30, 2012 LocatePlus Holdings Corporation
34-66875 Apr. 30, 2012 New Century Resources Corp.
34-66870 Apr. 27, 2012 Berman Center, Inc., Cyberkinetics Neurotechnology Systems, Inc., and Java Detour, Inc.
34-66858 Apr. 25, 2012 Aaron M. Glasser
34-66855 Apr. 25, 2012 Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.
34-66854 Apr. 24, 2012 Egan-Jones Ratings Company and Sean Egan
34-66852 Apr. 24, 2012 Ryan Mark Reynolds
34-66851 Apr. 24, 2012 Eugene Science, Inc.
34-66850 Apr. 24, 2012 BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
34-66849 Apr. 24, 2012 Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
34-66843 Apr. 23, 2012 Asiamart, Inc.
33-9315 Apr. 20, 2012 GMB Capital Management LLC (currently known as "Clearstream Investments LLC"), GMB Capital Partners LLC, Gabriel Bitran and Marco Bitran
Other Release Nos.: 34-66837, IA-3399, IC-30040
34-66836 Apr. 20, 2012 Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
33-9314 Apr. 19, 2012 Johnny Clifton
Other Release No.: 34-66835
34-66832 Apr. 19, 2012 Proelite, Inc. and Universal Guardian Holdings, Inc.
34-66831 Apr. 19, 2012 OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern
IA-3397 Apr. 18, 2012 Brian J. Smart
34-66828 Apr. 18, 2012 MidSouth Capital, Inc. and Mark D. Hill
Other Release No.: IA-3398, IC-30038
34-66826 Apr. 18, 2012 Brian S. Cherry
34-66824 Apr. 18, 2012 Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and Brandpartners Group, Inc.
34-66823 Apr. 18, 2012 JC Acquisition Corp., L.B. Nelson Corp., LakesideMortgage Fund LLC, and National Community Builders, Inc.
34-66822 Apr. 17, 2012 Timothy T. Page
IA-3396 Apr. 17, 2012 David E. Howard II
33-9313 Apr. 16, 2012 optionsXpress, Inc., Thomas E. Stern, and Jonathan I. Feldman
Other Release No.: 34-66815, IC-30034
34-66814 Apr. 16, 2012 Peter J. Bottini, Phillip J. Hoeh, and Kevin E. Strine
34-66803 Apr. 13, 2012 Advanced Growing Systems, Inc., Advantage Capital Development Corp., Amazon Biotech, Inc., Andover Holdings, Inc. (n/k/a Andover Energy Holdings, Inc.), Bravo! Brands, Inc., and BSML, Inc.
34-66801 Apr. 12, 2012 Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. Mcdonald, and Douglas G. Frederick
34-66796 Apr. 12, 2012 Jorge L. Castillo, CPA
Other Release No.: AAER-3380
34-66791 Apr. 12, 2012 Goldman, Sachs & Co.
Note: See also the Order Granting a Waiver in this matter: 33-9312
IA-3395 Apr. 12, 2012 Mark Yagalla
34-66787 Apr. 12, 2012 AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
34-66783 Apr. 11, 2012 New Century Resources Corp.
34-66782 Apr. 11, 2012 National Stock Transfer, Inc.
34-66779 Apr. 11, 2012 Bluepoint Linux Software Corp., China Bottles, Inc., China Hinon Biotech, Inc., China One Holding, Inc., China Private Equity Group, Corp., Chinese Manufacturers Online Corp., Long-E International, Inc., and Nano Superlattice Technology, Inc.
34-66778 Apr. 11, 2012 JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Luna Technologies International, Inc., and Litewave Corp.
34-66775 Apr. 10, 2012 HQ Sustainable Maritime Industries, Inc.
34-66771 Apr. 9, 2012 hereUare, Inc.
34-66770 Apr. 9, 2012 China Agro-Technology Holdings LTD
IA-3394 Apr. 6, 2012 John D. Friedrich
33-9311 Apr. 6, 2012 Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
34-66750 Apr. 5, 2012 Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-66749 Apr. 5, 2012 Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-66748 Apr. 5, 2012 Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-66745 Apr. 5, 2012 Scott A. Wolf
34-66744 Apr. 5, 2012 Alvin C. Ramsey
IA-3391 Apr. 4, 2012 Kenneth E. Marsh, Baldwin Anderson, Robert Anthony Budion, Jeanne M. Lada, and James T. Levier
34-66739 Apr. 4, 2012 Grant M. Carroll
34-66738 Apr. 4, 2012 Daniel J. Burns
34-66737 Apr. 4, 2012 John M. Williams
Other Release No.: AAER-3377
34-66736 Apr. 4, 2012 Delilah A. Proctor
34-66735 Apr. 4, 2012 Bryan N. Polozola
34-66730 Apr. 4, 2012 BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
IA-3389 Apr. 3, 2012 Locust Offshore Management, LLC
34-66726 Apr. 3, 2012 Jerry L. Aubrey
IA-3388 Apr. 3, 2012 Andrey C. Hicks
34-66716 Apr. 3, 2012 ASP Ventures Corp.
34-66712 Apr. 2, 2012 Alex Martinez
Other Release No.: IA-3390
34-66707 Apr. 2, 2012 Aduddell Industries, Inc., Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
First Quarter
34-66700 Mar. 30, 2012 BNY Mellon Securities LLC and Mark Shaw
34-66694 Mar. 30, 2012 Toolex International N.V., Topjobs.Net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a African Gemstones Ltd.)
34-66693 Mar. 30, 2012 Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and Mobilepro Corp.
34-66692 Mar. 30, 2012 JC Acquisition Corp., L.B. Nelson Corp., Lakeside Mortgage Fund LLC and National Community Builders, Inc.
34-66691 Mar. 30, 2012 China Ventures Limited And Chinatek, Inc.
34-66690 Mar. 30, 2012 China Convergent Corp., LTD.
34-66689 Mar. 30, 2012 Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc.
IC-30022 Mar. 29, 2012 Principal Mortgage Fund, Inc.
IC-30021 Mar. 29, 2012 Superior Community Capital Corporation
IC-30018 Mar. 29, 2012 International Asset Group, Inc.
IC-30015 Mar. 29, 2012 American Capital Partners Limited, Inc.
34-66687 Mar. 29, 2012 Interim Capital Corp.
Other Release No.: IC-30019
34-66685 Mar. 29, 2012 Central Capital Venture Corporation
Other Release No.: IC-30016
34-66684 Mar. 29, 2012 Andrea M. Ritchie
34-66683 Mar. 29, 2012 Joseph A. Padilla
34-66682 Mar. 29, 2012 Gary J. Yocom
34-66675 Mar. 29, 2012 Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and BrandPartners Group, Inc.
34-66673 Mar. 29, 2012 Satyam Computer Services Limited d/b/a Mahindra Satyam
34-66672 Mar. 29, 2012 Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
33-9306 Mar. 29, 2012 OLM Ventures, Inc.
Other Release Nos.: 34-66688, IC-30020
33-9305 Mar. 29, 2012 Entertainment Capital Corp.
Other Release Nos.: 34-66686; IC-30017
34-66666 Mar. 27, 2012 Rafael Sanchez
34-66655 Mar. 26, 2012 Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.,
34-66653 Mar. 26, 2012 Channell Commercial Corporation
34-66647 Mar. 22, 2012 Roger Greer
Note: See also 34-66647A
34-66640 Mar. 21, 2012 Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
34-66638 Mar. 21, 2012 Derek Lopez
34-66634 Mar. 21, 2012 Brenda A. Eschbach
Other Release No.: IA-3384
34-66633 Mar. 21, 2012 American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
34-66632 Mar. 21, 2012 American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
34-66626 Mar. 20, 2012 Michael A. Kimelman
34-66621 Mar. 20, 2012 ProElite, Inc., and Universal Guardian Holdings, Inc.
34-66619 Mar. 20, 2012 Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
34-66613 Mar. 16, 2012 American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Environment Ecology Holding Company of China, First Capital China Corporation, Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., Xechem International, Inc., and Yi Xin International Copper, Inc.
34-66612 Mar. 16, 2012 JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Litewave Corp., and Luna Technologies International, Inc.
34-66608 Mar. 15, 2012 Eugene Science, Inc.
34-66606 Mar. 15, 2012 Asiamart, Inc.
34-66604 Mar. 15, 2012 ASP Ventures Corp.
34-66598 Mar. 14, 2012 John B. Frohling, Esq.
34-66594 Mar. 14, 2012 Sharespost, Inc. and Greg B. Brogger
33-9302 Mar. 14, 2012 Laurence Albukerk and EB Financial Group, LLC
34-66588 Mar. 14, 2012 Aduddell Industries, Inc., Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
34-66587 Mar. 14, 2012 JC Acquisition Corp., L.B. Nelson Corp., LakesideMortgage Fund LLC, and National Community Builders, Inc.
34-66586 Mar. 13, 2012 China MediaExpress Holdings, Inc.
34-66585 Mar. 13, 2012 Alissa Joelle Kueng
Other Release No.: IA-3382
34-66579 Mar. 13, 2012 Kings Road Entertainment, Inc.
34-66578 Mar. 13, 2012 Silvermex Resources Inc.
33-9301 Mar. 12, 2012 Armando Ruiz, and Maradon Holdings, LLC
Other Release No.: 34-66573, IC-29978
34-66570 Mar. 12, 2012 Tapslide, Inc., TTC Technology Corp. (f/k/a Smartire Systems Inc.), TWL Corp., TXP Corp., Valentec Systems, Inc. (f/k/a Acorn Holdings Corp.), Verdant Technology Corp., and VPGI Corp.
34-66547 Mar. 9, 2012 Richard Dalton
34-66546 Mar. 9, 2012 Advanced Growing Systems, Inc., Advantage Capital Development Corp., Amazon Biotech, Inc., Andover Holdings, Inc. a/k/a Andover Energy Holdings, Inc., Bravo! Brands, Inc., and BSML, Inc.
34-66536 Mar. 8, 2012 Airbee Wireless, Inc. (ABEW), Axial Vector Engine Corp. (n/k/a Avec Corporation) (AVEC), and Exploration Drilling International, Inc. (EXDL)
34-66535 Mar. 7, 2012 Jason Zakocs
34-66534 Mar. 7, 2012 RealFund Investment Trust
34-66533 Mar. 7, 2012 Luis Garg
34-66532 Mar. 7, 2012 Aaron M. Glasser
34-66531 Mar. 7, 2012 Brian S. Cherry
IA-3380 Mar. 7, 2012 Jason Pflaum
34-66524 Mar. 7, 2012 Prime Star Group, Inc.
34-66523 Mar. 7, 2012 China Yingxia International, Inc.
34-66519 Mar. 6, 2012 Toolex International N.V., topjobs.net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a African Gemstones Ltd.)
34-66516 Mar. 6, 2012 James Clements
34-66510 Mar. 5, 2012 Joseph Valko
34-66509 Mar. 5, 2012 Syntax-Brillian Corporation
34-66505 Mar. 2, 2012 Heli Electronics Corp.
34-66496 Mar. 1, 2012 Strong Capital Management, Inc.
34-66492 Mar. 1, 2012 Aduddell Industries, Inc.,Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
34-66491 Mar. 1, 2012 Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
34-66490 Feb. 29, 2012 Far Vista Interactive Corp., Herzog International Holdings, Inc., Tatonka Oil & Gas Company, Inc., Green Capital Group, Inc., Lone Star International Energy Inc., Wintech Digital System Technology Corp., House of Brussels Chocolates, Inc.
IA-3379 Feb. 28, 2012 Donald Anthony Walker Young, a/k/a D.A. Walker Young and Acorn Capital Management, LLC
34-66480 Feb. 28, 2012 Telos, Inc., Tianrong Internet Products And Services, Inc. (f/k/a MAS Acquisition XVII Corp.), Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-66479 Feb. 27, 2012 Robert Chiu, (A/K/A Chi Hung Chiu)
Other Release No.: AAER-3367
34-66478 Feb. 27, 2012 Thomas R. Fry
34-66477 Feb. 27, 2012 Bevan J. Wilde
34-66476 Feb. 27, 2012 Gary W. Hansen
34-66475 Feb. 27, 2012 Michael G. Butcher
34-66474 Feb. 27, 2012 James B. Mooring
34-66473 Feb. 27, 2012 Michael W. Averett
IA-3378 Feb. 27, 2012 Damian Omar Valdez
IA-3377 Feb. 27, 2012 Shawn R. Merriman
34-66470 Feb. 27, 2012 JC Acquisition Corp., L.B. Nelson Corp., Lakeside Mortgage Fund LLC, and National Community Builders, Inc.
34-66468 Feb. 24, 2012 Mary Beth Stevens; Paul W. Oliver, Jr.
Note: See also the Final Plan of Distribution
34-66457 Feb. 24, 2012 Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66456 Feb. 24, 2012 American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
IA-3375 Feb. 23, 2012 Jon Edward Hankins
34-66448 Feb. 23, 2012 Ramco Energy PLC (N/K/A Seaenergy PLC), Rti, Inc., Rtica Corp., Runcorp, Inc. (F/K/A Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., Spectracom, Inc., Sportsco, Inc., and Stationmate, Inc. (N/K/A Oxysure, Inc.)
34-66447 Feb. 23, 2012 JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Luna Technologies International, Inc., and Litewave Corp.
34-66446 Feb. 23, 2012 Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and MobilePro Corp.
34-66443 Feb. 22, 2012 Robert S. Brown
34-66437 Feb. 22, 2012 Bio-Warm Corp. (n/k/a PHI Gold Corp.)
34-66436 Feb. 22, 2012 Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.
34-66435 Feb. 21, 2012 Daniel J. Burns
34-66425 Feb. 17, 2012 American Skandia Investment Services, Inc.
34-66424 Feb. 17, 2012 Robert Rossi
34-66423 Feb. 17, 2012 Stephen E. Bowman
34-66419 Feb. 17, 2012 BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
34-66417 Feb. 17, 2012 Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66416 Feb. 16, 2012 George David Gordon
34-66415 Feb. 16, 2012 George David Gordon
IA-3374 Feb. 16, 2012 Michelle W. Palm
IA-3373 Feb. 15, 2012 James Davis Risher
IA-3371 Feb. 15, 2012 Robert Pinkas
34-66396 Feb. 15, 2012 Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66395 Feb. 14, 2012 Dustin D. White
34-66388 Feb. 13, 2012 Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
34-66374 Feb. 10, 2012 Marc J. Riviello
34-66368 Feb. 9, 2012 Robert C. Koeller
34-66365 Feb. 9, 2012 Gregg M.S. Berger
34-66353 Feb. 7, 2012 Shaun P. Whiteley
Other Release No.: AAER-3366
34-66352 Feb. 7, 2012 Lynne Norman
Other Release No.: AAER-3365
34-66351 Feb. 7, 2012 Matthew Bell, ACA
Other Release No.: AAER-3364
34-66339 Feb. 7, 2012 EvergreenBancorp, Inc.
34-66338 Feb. 7, 2012 Broadcaster, Inc.
34-66337 Feb. 7, 2012 Advanced Mineral Technologies, Inc.
34-66336 Feb. 7, 2012 Crown Northcorp, Inc.
34-66333 Feb. 6, 2012 Gerald E. Patera
IA-3368 Feb. 6, 2012 Christopher T. Vulliez
34-66332 Feb. 6, 2012 Arthur Lin
Other Release No.: IA-3367
34-66331 Feb. 6, 2012 Telos, Inc., Tianrong Internet Products and Services, Inc. (f/k/a MAS Acquisition XVII Corp.), Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-66330 Feb. 6, 2012 Steven R. Long
34-66329 Feb. 6, 2012 Stanley M. Paulic
34-66323 Feb. 6, 2012 PPOL, Inc.
34-66319 Feb. 3, 2012 Todd Leslie Treadway
34-66318 Feb. 3, 2012 Alan Labineri
34-66317 Feb. 3, 2012 Margaret Grey
34-66316 Feb. 3, 2012 Khurram Tanwir
34-66314 Feb. 2, 2012 Craig Drimal
34-66313 Feb. 2, 2012 David Plate
34-66312 Feb. 2, 2012 Dale Shafer, CPA
Other Release No.: AAER-3362
34-66304 Feb. 2, 2012 China Yingxia International, Inc.
34-66303 Feb. 2, 2012 Along Mobile Technologies, Inc.
34-66302 Feb. 2, 2012 China Convergent Corp., Ltd.
34-66300 Feb. 2, 2012 Beicang Iron & Steel, Inc.
34-66298 Feb. 2, 2012 BluePoint Linux Software Corp., China Bottles, Inc., China Hinon Biotech, Inc., China One Holding, Inc., China Private Equity Group, Corporation, Chinese Manufacturers Online Corp., Long-e International, Inc., and Nano Superlattice Technology, Inc.,
34-66296 Feb. 2, 2012 American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Environment Ecology Holding Company of China, First Capital China Corporation, Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., Xechem International, Inc., and Yi Xin International Copper, Inc.
34-66294 Feb. 2, 2012 Blue Earth Refineries, Inc.
34-66293 Feb. 2, 2012 China Agro-Technology Holdings Ltd.
34-66291 Feb. 2, 2012 China Ventures Limited and Chinatek, Inc.
34-66290 Feb. 2, 2012 Heli Electronics Corp.
33-9298 Feb. 1, 2012 GE Funding Capital Market Services, Inc.
33-9297 Feb. 1, 2012 GE Funding Capital Market Services, Inc.
Other Release No.: 34-66289
34-66283 Jan. 31, 2012 Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC)
34-66281 Jan. 31, 2012 Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc.
34-66269 Jan. 30, 2012 Christopher J. Kelly, ACA and Margaret Hebb, ACA
Other Release No.: AAER-3359
34-66268 Jan. 30, 2012 Symmetry Medical, Inc. and Fred L. Hite
Other Release No.: AAER-3358
34-66267 Jan. 30, 2012 RPM Advantage, Inc.
34-66264 Jan. 27, 2012 Airbee Wireless, Inc., Axial Vector Engine Corp. (n/k/a Avec Corporation), and Exploration Drilling International, Inc.
34-66259 Jan. 26, 2012 Theodore W. Urban
Other Release No.: IA-3366
34-66258 Jan. 26, 2012 Tamara M. Davis
34-66249 Jan. 26, 2012 Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
34-66248 Jan. 26, 2012 Mercury Capital and Lisa R. Hyatt
34-66247 Jan. 26, 2012 Richard V. Rizzo
33-9296 Jan. 26, 2012 Spencer D. Mindlin, and Alfred C. Mindlin, CPA
Other Release No.: 34-66246, IA-3365, IC-29936
34-66240 Jan. 26, 2012 RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
34-66237 Jan. 25, 2012 Bob Nguyen
IA-3364 Jan. 25, 2012 Samir Barai
IA-3363 Jan. 25, 2012 John D. Friedrich
IA-3362 Jan. 25, 2012 Alain A. Assemi
IA-3361 Jan. 25, 2012 Timothy J. Clyman
34-66236 Jan. 25, 2012 Janus Capital Management LLC
34-66233 Jan. 25, 2012 Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66217 Jan. 24, 2012 Shengtai Power International, Inc. and Singer Co. N.V.
34-66212A Jan. 23, 2012 1st Discount Brokerage, Inc. and Michael R. Fisher
Other Release No.: IA-3360A
34-66211 Jan. 23, 2012 e-Smart Technologies, Inc., et al.
IA-3359 Jan. 20, 2012 Noah Freeman
34-66206 Jan. 20, 2012 AXA Advisors, LLC
34-66205 Jan. 20, 2012 Leo T. Buggy
34-66198 Jan. 20, 2012 Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.
34-66197 Jan. 20, 2012 Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
34-66196 Jan. 20, 2012 Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
34-66195 Jan. 20, 2012 AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp.
34-66194 Jan. 19, 2012 Derek Lopez
IA-3358 Jan. 19, 2012 Charles P. Copeland
34-66191 Jan. 19, 2012 e-Smart Technologies, Inc.
34-66185 Jan. 19, 2012 Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
34-66184 Jan. 19, 2012 TapSlide, Inc., TTC Technology Corp. (f/k/a SmarTire Systems Inc.), TWL Corp., TXP Corp., Valentec Systems, Inc. (f/k/a Acorn Holdings Corp.), Verdant Technology Corp., and VPGI Corp.
34-66182 Jan. 18, 2012 Gregory Bartko, Esq.
34-66181 Jan. 18, 2012 Gregory Bartko, Esq.
Other Release No.: IA-3357
IA-3356 Jan. 17, 2012 UBS Global Asset Management (Americas) Inc.
Other Release No.: IC-29920
IA-3355 Jan. 17, 2012 Lisa B. Premo
Other Release No.: IC-29919
34-66162 Jan. 17, 2012 Charles Mark Hall
34-66161 Jan. 17, 2012 Chalmer E. Detling, II, Esq.
34-66160 Jan. 17, 2012 BSK & Tech, Inc.
34-66157 Jan. 13, 2012 1st Global Stock Transfer LLC and Helen Bagley
IA-3353 Jan. 13, 2012 RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen
Other Release No.: IC-29917
34-66154 Jan. 13, 2012 Sarang Ahuja
34-66152 Jan. 13, 2012 William R. Michael
Other Release No.: IA-3352
34-66151 Jan. 13, 2012 Don C. Winkler
34-66150 Jan. 13, 2012 Clifton K. Oram
IA-3351 Jan. 13, 2012 Cory A. Martin
34-66147 Jan. 12, 2012 William C. Tak
Other Release No.: IA-3350
34-66146 Jan. 12, 2012 Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
34-66144 Jan. 11, 2012 Kay Berensen-Galster
Note: See also 34-66144A
34-66143 Jan. 11, 2012 Justin William Rifkin
34-66142 Jan. 11, 2012 Lloyd V. Barriger
Other Release No.: IA-3349
34-66127 Jan. 10, 2012 Stephen M. Folan
34-66117 Jan. 6, 2012 RPM Advantage, Inc.
34-66101 Jan. 4, 2012 James L. Haley
33-9291 Jan. 4, 2012 Anthony Fields, CPA D/B/A Anthony Fields & Associates and D/B/A Platinum Securities Brokers
34-66089 Jan. 3, 2012 Clyde R. Parks
34-66088 Jan. 3, 2012 William Echeverri
34-66076 Jan. 3, 2012 Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.

 

http://www.sec.gov/litigation/admin/adminarchive/adminarc2012.shtml


Modified: 04/17/2014