National Securities Exchanges
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National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
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Release Number:34-96753 | SEC Issue Date:Jan 26, 2023 | File Number:SR-NYSE-2023-07 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 4120 Comments Due: February 22, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-07
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Release Number:34-96745 | SEC Issue Date:Jan 25, 2023 | File Number:SR-NYSE-2023-05 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 107B Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-96714 | SEC Issue Date:Jan 19, 2023 | File Number:SR-NYSE-2023-06 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-96701 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSE-2023-03 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-96688 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSE-2023-04 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630 Comments Due: 21 days after publication in the Federal Register |
Release Number:34-96636 | SEC Issue Date:Jan 11, 2023 | File Number:SR-NYSE-2023-02 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register |
Release Number:34-96622 | SEC Issue Date:Jan 10, 2023 | File Number:SR-NYSE-2023-01 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-96591 | SEC Issue Date:Dec 29, 2022 | File Number:SR-NYSE-2022-58 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Temporary Rule Relief in Rule 36.30 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-96583 | SEC Issue Date:Dec 23, 2022 | File Number:SR-NYSE-2022-56 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: January 19, 2023 See Also - Exhibit 5 |
Release Number:34-96556 | SEC Issue Date:Dec 21, 2022 | File Number:SR-NYSE-2022-57 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Annual Listing Fee Set Forth in Section 902.03 of the NYSE Listed Company Manual Comments Due: January 18, 2023 See Also - Exhibit 5 |