National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97354 | SEC Issue Date:Apr 24, 2023 | File Number:SR-NYSE-2023-12 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation |
| Release Number:34-97251 | SEC Issue Date:Apr 4, 2023 | File Number:SR-NYSE-2023-17 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.02 of the NYSE Listed Company Manual With Respect to the Qualification Comments Due: May 1, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-17
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| Release Number:34-97206 | SEC Issue Date:Mar 27, 2023 | File Number:SR-NYSE-2023-19 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 308 as Defined in Rule 9232(b) and Delete and Replace Certain Obsolete References Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97170 | SEC Issue Date:Mar 20, 2023 | File Number:SR-NYSE-2023-18 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97058 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSE-2023-13 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(b) of Its Operating Agreement Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| Release Number:34-97055 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSE-2023-12 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing of Proposed Rule Change To Adopt New Section 303A.14 of the NYSE Listed Company Manual To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| Release Number:34-97048 | SEC Issue Date:Mar 6, 2023 | File Number:SR-NYSE-2023-15 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 313 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97010 | SEC Issue Date:Mar 1, 2023 | File Number:SR-NYSE-2023-14 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Related to Pre-Trade Risk Controls Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96944 | SEC Issue Date:Feb 16, 2023 | File Number:SR-NYSE-2023-11 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.44 Relating to the Retail Liquidity Program Comments Due: March 16, 2023 See Also - Exhibit 5 |
| Release Number:34-96803 | SEC Issue Date:Feb 3, 2023 | File Number:SR-NYSE-2023-10 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: March 2, 2023 |