National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number: 34-99327 | SEC Issue Date:Jan 11, 2024 | File Number: SR-NYSEARCA-2024-03 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges Comments Due: February 8, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSEARCA-2024-03
|
| Release Number:34-99306 | SEC Issue Date:Jan 10, 2024 | File Number:SR-NYSEArca-2021-90, SR-NYSEARCA-2023-44, SR-NYSEARCA-2023-58, SR-NASDAQ-2023-016, SR-NASDAQ-2023-019, SR-CboeBZX-2023-028, SR-CboeBZX-2023-038, SR-CboeBZX-2023-040, SR-CboeBZX-2023-042, SR-CboeBZX-2023-044, SR-CboeBZX-2023-072 | SRO Organization:NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units |
| Release Number:34-99298 | SEC Issue Date:Jan 9, 2024 | File Number:SR-NYSEArca-2021-90 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: February 6, 2024 View Received Comments |
| Release Number:34-99294 | SEC Issue Date:Jan 8, 2024 | File Number:SR-NYSEARCA-2023-44 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: February 2, 2024 |
| Release Number:34-99291 | SEC Issue Date:Jan 8, 2024 | File Number:SR-NYSEARCA-2023-58 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Hashdex Bitcoin ETF under NYSE Arca Rule 8.500-E (Trust Units) Comments Due: February 2, 2024 |
| Release Number:34-99279 | SEC Issue Date:Jan 5, 2024 | File Number:SR-NYSEARCA-2023-37 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E |
| Release Number:34-99198 | SEC Issue Date:Dec 18, 2023 | File Number:SR-NYSEARCA-2023-63 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) Comments Due: Comments Due: January 12, 2024 Rebuttal Comments Due: January 26, 2024 |
| Release Number:34-99170 | SEC Issue Date:Dec 14, 2023 | File Number:SR-NYSEARCA-2023-85 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.62P-O Comments Due: January 10, 2024 See Also - Exhibit 5 |
| Release Number:34-99166 | SEC Issue Date:Dec 14, 2023 | File Number:SR-NYSEARCA-2023-83 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: January 10, 2024 See Also - Exhibit 5 |
| Release Number:34-99164 | SEC Issue Date:Dec 13, 2023 | File Number: SR-NYSEARCA-2023-84 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Changes to Certain Representations Relating to the Hashdex Bitcoin Futures Fund Comments Due: January 9, 2024 |