Speeches and Statements
Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:
Speeches and Statements Table
Speaker
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Date: | Title: Statement on In the Matter of Bloomberg Finance, L.P. |
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda |
Type:Statement |
Date: | Title: Office Hours with Gary Gensler: SEC’s Best Execution Proposal |
Speaker:
Chair Gary Gensler
|
Type:Video Transcript |
Date: | Title: Outdated: Remarks before the Digital Assets at Duke Conference |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: Statement on Jury’s Verdict in Trial of Bernard Findley and Halitron Inc |
Speaker:
Gurbir S. Grewal, Director, Division of Enforcement |
Type:Statement |
Date: | Title: Statement Regarding National Trust and Fiduciary Services Company, Inc., et al. |
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda |
Type:Statement |
Date: | Title: Office Hours with Gary Gensler: Equity Market Structure Reform |
Speaker:
Chair Gary Gensler
|
Type:Video Transcript |
Date: | Title: Office Hours with Gary Gensler: Crypto Lending Platforms |
Speaker:
Chair Gary Gensler
|
Type:Video Transcript |
Date: | Title: Statement Regarding In the Matter of Stephen J. Easterbrook and McDonald’s Corporation |
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda |
Type:Statement |
Date: | Title: Statement on Fall 2022 Regulatory Flexibility Agenda |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: PCAOB’s Ballooning Budget |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Prepared Remarks Before the Financial Stability Oversight Council: LIBOR |
Speaker:
Chair Gary Gensler
|
Type:Speech |
Date: | Title: Prepared Remarks Before the Financial Stability Oversight Council: Annual Report |
Speaker:
Chair Gary Gensler
|
Type:Speech |
Date: | Title: Statement on PCAOB’s Determinations Regarding Public Accounting Firms in China and Hong Kong |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Statement on PCAOB’s Determinations Regarding Public Accounting Firms in China |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Statement on Best Execution Proposal |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Is This The Best Execution We Can Get? |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on Proposed Rule Regarding Best Execution |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Statement on Proposal to Enhance Order Competition |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Ordering Competition |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on Proposed Rule Regarding Order Competition |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Statement on Minimum Price Increments, Access Fee Caps, Round Lots, and Odd-Lots |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Statement on Proposal to Amend Rules Governing Access Fees and Tick Sizes and to Accelerate Certain Market Data Changes |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on Proposed Rule Regarding Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Statement on Proposed Amendments Regarding Order Execution Quality |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Statement on Disclosure of Order Execution Information |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on Proposals Related to Equity Market Structure |
Speaker:
Commissioner Caroline A. Crenshaw
|
Type:Statement |
Date: | Title: Statement on Proposed Rule Regarding Disclosures of Order Execution Information |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Increasing Competition and Improving Transparency in U.S. Equity Markets |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Statement on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Statement on Final Rule: “Insider Trading Arrangements and Related Disclosures” |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Insider Trading Rules Get a Much Needed Facelift |
Speaker:
Commissioner Caroline A. Crenshaw
|
Type:Statement |
Date: | Title: Statement on the Final Rule: Insider Trading Arrangements and Related Disclosures |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Strengthening Insider Trading Rules for Corporate Insiders |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Statement on Arrest of Sam Bankman-Fried |
Speaker:
Gurbir S. Grewal Director, Division of Enforcement |
Type:Statement |
Date: | Title: Remarks Before the Investor Advisory Committee |
Speaker:
Chair Gary Gensler
|
Type:Speech |
Date: | Title: Remarks at Meeting of the SEC Investor Advisory Committee |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: It’s Not Just Scope 3: Remarks at the American Enterprise Institute |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: Statement on Reopening of Comment Period for Share Repurchase Disclosure Modernization |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Remarks at the ICI Global Asset Management Asia Forum |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Speech |
Date: | Title: Statement on Speaker Pelosi’s Future Plans |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Remarks at the 2022 Cato Summit on Financial Regulation |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Speech |
Date: | Title: Digital Assets: Putting Investors First |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Speech |
Date: | Title: “The Beatles and the Treasury Market”: Remarks Before the U.S. Treasury Market Conference |
Speaker:
Chair Gary Gensler
|
Type:Speech |
Date: | Title: Remarks at Securities Enforcement Forum |
Speaker:
Gurbir S. Grewal, Director, Division of Enforcement |
Type:Speech |
Date: | Title: There’s a Fund for That: Remarks before FINRA’s Certified Regulatory and Compliance Professional Dinner |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: “Good Counsellors”: Remarks Before the Investment Adviser/Investment Company National Seminar: Compliance Outreach Program |
Speaker:
Chair Gary Gensler
|
Type:Speech |
Date: | Title: 2022 SEC Regulation Outside the United States - Scott Friestad Memorial Keynote Address |
Speaker:
William Birdthistle, Director, Division of Investment Management |
Type:Speech |
Date: | Title: Statement on Open-End Funds |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Closing Act: Statement on Proposed Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Learning from History: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing |
Speaker:
Commissioner Caroline A. Crenshaw
|
Type:Statement |