Date: July 12, 2023
Title: Statement on Final Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: July 12, 2023
Title: Improving the Effectiveness of the Customer Protection Rule
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: July 12, 2023
Title: Strengthening the Resiliency of Money Market Funds
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: July 7, 2023
Title: Office Hours with Gary Gensler: What is the London Interbank Offered Rate, or LIBOR?
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: July 6, 2023
Title: Statement Regarding Amicus Brief Filing in Murray v. UBS Securities, LLC
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: July 5, 2023
Title: Statement on the Expiration of the SEC Staff No-Action Letter re: MiFID II
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: June 29, 2023
Title: Statement on Insider Trading Enforcement Actions Announced on June 29, 2023
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: June 22, 2023
Title: Prepared Remarks before the Investor Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
Date: June 22, 2023
Title: Remarks at Financial Times Cyber Resilience Summit
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Speech
Date: June 22, 2023
Title: Statement Concerning Certain IAC Recommendations
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 21, 2023
Title: Perpetual Personal Penny Stock Prohibitions: Statement on the Recent Orders Imposing Bars in the Public Interest
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 21, 2023
Title: Remarks at the Society for Corporate Governance 2023 National Conference
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: June 16, 2023
Title: Statement on Jury’s Verdict in Trial of Robert Hillis Miller
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: June 14, 2023
Title: Prepared Remarks before the Small Business Capital Formation Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
Date: June 14, 2023
Title: Remarks to the Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: June 14, 2023
Title: Remarks at the Small Business Advisory Committee Meeting
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: June 13, 2023
Title: Statement on the Spring 2023 Regulatory Agenda
Speaker:
Chair Gary Gensler
Type: Statement
Date: June 9, 2023
Title: Statement Regarding In the Matter of DF Growth REIT II, LLC
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: June 8, 2023
Title: “We’ve Seen This Story Before” Remarks before the Piper Sandler Global Exchange & Fintech Conference
Speaker:
Chair Gary Gensler
Type: Speech
Date: June 7, 2023
Title: Statement Regarding In the Matter of American CryptoFed DAO LLC
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: June 7, 2023
Title: Statement on Removing References of Credit Ratings from Regulation M
Speaker:
Chair Gary Gensler
Type: Statement
Date: June 7, 2023
Title: Statement on Final Rule to Implement Section 939A(b) of the Dodd-Frank Act
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 7, 2023
Title: Statement on the Removal of References to Credit Ratings from Regulation M
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: June 7, 2023
Title: Statement on the Adoption of Rule 939A Amendments to Regulation M
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: June 7, 2023
Title: Ending SEC Reliance on Credit Ratings
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: June 7, 2023
Title: Statement on Rule 9j-1 and Rule 15fh-4(c)
Speaker:
Chair Gary Gensler
Type: Statement
Date: June 7, 2023
Title: Flexibility at the Expense of Clarity: Statement on Adoption of Exchange Act Rules 9j-1 and 15fh-4(c)
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 7, 2023
Title: Statement on the Adoption of Rules 9J-1 and 15fh-4(c)
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: June 7, 2023
Title: Statement on Rules Regarding Prohibitions Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps and Against Undue Influence over Chief Compliance Officers
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: June 7, 2023
Title: Preventing Fraud and Manipulation in the Swaps Market and Bolstering Gatekeepers
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: June 2, 2023
Title: Second Commission Statement Relating to Certain Administrative Adjudications
Speaker:
The Commission
Type: Statement
Date: May 31, 2023
Title: Commission Statement on the Passing of Former Chairman Harvey Pitt
Speaker:
Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Type: Statement
Date: May 27, 2023
Title: Video Message from Gary Gensler: The Securities Act of 1933
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: May 25, 2023
Title: “Bear in the Woods” Remarks before the Investment Company Institute
Speaker:
Chair Gary Gensler
Type: Speech
Date: May 19, 2023
Title: Division of Investment Management: Conference on Emerging Trends in Asset Management Introduction
Speaker:
William Birdthistle , Director, Division of Investment Management
Type: Speech
Date: May 19, 2023
Title: “Honest and Unbiased Investment Management”: Remarks before the Inaugural Conference on Emerging Trends in Asset Management
Speaker:
Chair Gary Gensler
Type: Speech
Date: May 17, 2023
Title: Statement on Clearinghouse Resiliency, Recovery, and Wind-Down
Speaker:
Chair Gary Gensler
Type: Statement
Date: May 17, 2023
Title: Statement on Proposed Amendments to Covered Clearing Agency Standards
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 17, 2023
Title: Statement on Covered Clearing Agency Resilience and Recovery and Wind-Down Plans
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: May 17, 2023
Title: Statement on Covered Clearing Agency Resilience and Recovery and Wind-Down Plans
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: May 17, 2023
Title: Living Wills for Clearing Agencies
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: May 17, 2023
Title: Covered Clearing Agency Resilience and Recovery and Wind-Down Plans
Speaker:
Haoxiang Zhu , Director, Division of Trading and Markets
Type: Statement
Date: May 17, 2023
Title: Covered Clearing Agency Resilience and Recovery and Wind-Down Plans
Speaker:
Elizabeth Fitzgerald, Assistant Director, Division of Trading and Markets, Office of Clearance and Settlement
Type: Statement
Date: May 16, 2023
Title: Cybersecurity: Protecting Investors Remarks before the Digital Directors Network 2023 Conference
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: May 16, 2023
Title: Commissioner Uyeda Remarks at MFA Global Summit
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: May 15, 2023
Title: “Lessons from Mrs. O’Leary’s Cow:” Remarks before the Atlanta Federal Reserve Financial Markets Conference
Speaker:
Chair Gary Gensler
Type: Speech
Date: May 12, 2023
Title: Remarks at ICAEW Event – World-Class Regulation: Building Trust and Transparency in International Markets
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: May 11, 2023
Title: Keynote Address at the 21st Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: May 10, 2023
Title: Forests and Trees: Remarks before the 2023 Municipal Securities Disclosure Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: May 10, 2023
Title: Office Hours with Gary Gensler: What is the Bond Market & How Does it Work?
Speaker:
Chair Gary Gensler
Type: Video Transcript