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Agenda for Seniors Summit, July 17, 2006
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10:00 a.m.
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Opening Remarks
Chairman
Christopher Cox
U.S. Securities and Exchange Commission (SEC)
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10:10 a.m.
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Current Landscape
Patricia Struck
Wisconsin Securities Administrator
President, North American Securities Administrators
Association, Inc.
(NASAA)
Chris Hansen
Group Executive Officer for State and National
Initiatives, AARP
Mary Schapiro
Vice Chairman, NASD
President, NASD Regulatory Policy and Oversight
Division
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10:25 a.m.
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Senior Investor Fraud Study
Anthony Pratkanis, Ph.D.
Professor, Department of Psychology, University of California, Santa Cruz
Founding Editor, Social Influence
Doug Shadel, State Director
AARP State of Washington
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10:55 a.m.
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Seniors Against Investment Fraud
Anthony Lewis, Chief Deputy Commissioner
California Department of Corporations
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11:05 a.m.
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Enforcement and Examination Update
Linda Thomsen, Director
Division of Enforcement, SEC
Lori Richards, Director
Office of Compliance Inspections and
Examinations, SEC
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11:15 a.m.
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Panel Discussion
Moderated by Chairman Cox
SEC Commissioner Paul
Atkins
SEC Commissioner Roel
Campos
SEC Commissioner Annette Nazareth
SEC Commissioner Kathleen Casey
Preston DuFauchard, Commissioner, California Department
of Corporations
Chris Hansen, AARP
Richard Ketchum, NYSE Regulation, Inc.
Anthony Lewis, California Department of Corporations
Anthony Pratkanis, Ph.D., University of California, Santa Cruz
Lori Richards, SEC
Mary Schapiro, NASD
Doug Shadel, AARP State of Washington
Patricia Struck, NASAA
Linda Thomsen, SEC
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http://www.sec.gov/spotlight/seniors/seniorsumagenda.htm
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