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U.S. Securities and Exchange Commission

Agenda for Seniors Summit, July 17, 2006



10:00 a.m.

Opening Remarks

Chairman Christopher Cox
U.S. Securities and Exchange Commission (SEC)

10:10 a.m.

Current Landscape

Patricia Struck
Wisconsin Securities Administrator
President, North American Securities Administrators Association, Inc.

Chris Hansen
Group Executive Officer for State and National Initiatives, AARP

Mary Schapiro
Vice Chairman, NASD
President, NASD Regulatory Policy and Oversight Division

10:25 a.m.

Senior Investor Fraud Study

Anthony Pratkanis, Ph.D.
Professor, Department of Psychology, University of California, Santa Cruz
Founding Editor, Social Influence

Doug Shadel, State Director
AARP State of Washington

10:55 a.m.

Seniors Against Investment Fraud

Anthony Lewis, Chief Deputy Commissioner
California Department of Corporations

 11:05 a.m.

Enforcement and Examination Update

Linda Thomsen, Director
Division of Enforcement, SEC

Lori Richards, Director
Office of Compliance Inspections and Examinations, SEC

11:15 a.m.

Panel Discussion

Moderated by Chairman Cox

SEC Commissioner Paul Atkins

SEC Commissioner Roel Campos

SEC Commissioner Annette Nazareth

SEC Commissioner Kathleen Casey

Preston DuFauchard, Commissioner, California Department of Corporations

Chris Hansen, AARP

Richard Ketchum, NYSE Regulation, Inc.

Anthony Lewis, California Department of Corporations

Anthony Pratkanis, Ph.D., University of California, Santa Cruz

Lori Richards, SEC

Mary Schapiro, NASD

Doug Shadel, AARP State of Washington

Patricia Struck, NASAA

Linda Thomsen, SEC


Modified: 07/12/2006