SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues


Co-Chairs

Mary Schapiro

Gary Gensler


Members

Brooksley Born

Jack Brennan

Robert Engle

Richard Ketchum

Maureen O'Hara

Susan Phillips

David Ruder

Joseph Stiglitz

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Enforcement tips - how to send tips to the SEC's Division of Enforcement

Members of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

The Joint Committee is co-chaired by Mary Schapiro, Chairman of the SEC, and Gary Gensler, Chairman of the CFTC.

Members of the Joint Committee include (additional members to join in coming days):

  • Brooksley Born, Former Chair of the CFTC
  • Jack Brennan, Former Chief Executive Officer and Chairman, Vanguard
  • Robert Engle, Michael Armellino Professor of Finance at the NYU Stern School of Business
  • Richard Ketchum, Chairman and Chief Executive Officer, FINRA
  • Maureen O’Hara, Professor of Management, Professor of Finance, Cornell University
  • Susan Phillips, Dean and Professor of Finance, The George Washington University School of Business
  • David Ruder, Former Chair of the SEC
  • Joseph Stiglitz, Nobel Laureate and Professor, Columbia Business School

 

http://www.sec.gov/spotlight/sec-cftcjointcommittee/committee_members.shtml


Modified: 07/29/2010