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U.S. Securities and Exchange Commission

Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues


Mary Schapiro

Gary Gensler


Brooksley Born

Jack Brennan

Robert Engle

Richard Ketchum

Maureen O'Hara

Susan Phillips

David Ruder

Joseph Stiglitz



















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Members of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

The Joint Committee is co-chaired by Mary Schapiro, Chairman of the SEC, and Gary Gensler, Chairman of the CFTC.

Members of the Joint Committee include (additional members to join in coming days):

  • Brooksley Born, Former Chair of the CFTC
  • Jack Brennan, Former Chief Executive Officer and Chairman, Vanguard
  • Robert Engle, Michael Armellino Professor of Finance at the NYU Stern School of Business
  • Richard Ketchum, Chairman and Chief Executive Officer, FINRA
  • Maureen O’Hara, Professor of Management, Professor of Finance, Cornell University
  • Susan Phillips, Dean and Professor of Finance, The George Washington University School of Business
  • David Ruder, Former Chair of the SEC
  • Joseph Stiglitz, Nobel Laureate and Professor, Columbia Business School

Modified: 07/29/2010