In the Matter of Home System Group
An Administrative Law Judge has issued an Initial Decision (ID) in Home System Group., Admin. Proc. File No. 3-15506. The Order Instituting Proceedings alleged that Respondent repeatedly failed to file timely periodic reports while its securities were registered with the Securities and Exchange Commission. The ID finds these allegations to be true and revokes the registration of each class of Respondent's registered securities, pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. ID-511)
Investment company orders
Ameritas Life Insurance
A notice has been issued giving interested persons until November 14, 2013 to request a hearing on an application filed by Ameritas Life Insurance Corp., Ameritas Life Insurance Corp. of New York and The Union Central Life Insurance Company; and Ameritas Variable Separate Account VA-2, Ameritas Variable Separate Account V, Ameritas Variable Separate Account VA, Ameritas Variable Separate Account VL, Ameritas Life of NY Separate Account VA, Ameritas Life of NY Separate Account VUL, and the Carillon Life Account (the "Accounts") requesting an order pursuant to Section 26(c) of the Investment Company Act of 1940 to permit the substitution of shares of the VIP Money Market Portfolio, Initial Class of the Variable Insurance Products Fund V for shares of the Calvert VP Money Market Portfolio of the Calvert Variable Series, Inc. held by the Accounts to support certain variable annuity contracts or variable life insurance contracts. (Rel. IC-30764)
Immediate Effectiveness of Proposed Rule Change
A proposed rule change (SR-ISE-2013-53) filed by the International Securities Exchange, LLC to amend the Schedule of Fees has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected to be made in the Federal Register during the week of October 28st. (Rel. 34-70757)
Notice of Proposed Rule Change
NYSE Arca, Inc. has filed a proposed rule change (SR-NYSEArca-2013-105) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to list and trade shares of the SPDR MFS Systematic Core Equity ETF, SPDR MFS Systematic Growth Equity ETF, and SPDR MFS Systematic Value Equity ETF under NYSE Arca Equities Rule 8.600. Publication is expected in the Federal Register during the week of October 28st. (Rel. 34-70754)
The Chicago Board Options Exchange, Incorporated filed with the Securities and Exchange Commission a proposed rule change (SR-CBOE-2013-102) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to amend CBOE Rule 6.2B to establish modified Hybrid Opening System opening procedures for all volatility index constituent options. Publication is expected in the Federal Register during the week of October 28st. (Rel. 34-70755)
Order Disapproving Proposed Rule Change
The Commission has disapproved, pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934, a proposed rule change filed by NASDAQ OMX BX, Inc. (SR-BX-2013-016) to adopt a directed order process. Publication is expected in the Federal Register during the week of October 28th. (Rel.. 34-70756)
The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.
Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm . In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html .
S-3 ATHERSYS, INC / NEW, 3201 CARNEGIE AVENUE, CLEVELAND, OH, 44115-2634, 216-431-9900 - 0 ($17,450,000.00) Equity, (File 333-191873 - Oct. 24) (BR. 01B) S-3 InspireMD, Inc., 800 BOYLSTON STREET, SUITE 16041, BOSTON, MA, 02199, (857) 453-6553 - 75,000,000 ($75,000,000.00) Equity, (File 333-191875 - Oct. 24) (BR. 10A) F-10 CANADIAN NATURAL RESOURCES LTD, 2500, 855-2 STREET SW, CALGARY ALBERTA CANADA, A0, T2P 4J8, 403-517-6700 - 0 ($1,000,000,000.00) Debt, (File 333-191876 - Oct. 24) (BR. 04A) S-8 NOBLE ENERGY INC, 1001 NOBLE ENERGY WAY, HOUSTON, TX, 77070, 2818723100 - 9,600,000 ($689,856,000.00) Equity, (File 333-191878 - Oct. 24) (BR. 04A) S-1 Recro Pharma, Inc., 490 LAPP ROAD, MALVERN, PA, 19355, (484) 395-2400 - 0 ($28,000,000.00) Equity, (File 333-191879 - Oct. 24) (BR. 01) F-1 Celsus Therapeutics Plc., 53 DAVIES STREET, LONDON, X0, W1K 5JH, 646-878-0804 - 27,264,086 ($15,540,529.00) Equity, (File 333-191880 - Oct. 24) (BR. 01B) S-3 Manitex International, Inc., 9725 INDUSTRIAL DRIVE, BRIDGEVIEW, IL, 60455, 708-430-7500 - 0 ($75,000,000.00) Other, (File 333-191881 - Oct. 24) (BR. 10B) S-8 United Continental Holdings, Inc., JENNIFER L. KRAFT - WHQLD, 233 SOUTH WACKER DRIVE, CHICAGO, IL, 60606, 312-997-8000 - 0 ($375,420,000.00) Equity, (File 333-191882 - Oct. 24) (BR. 05C) S-4 UNION PACIFIC CORP, 1400 DOUGLAS STREET, STOP 0310, OMAHA, NE, 68179, 402 544 5214 - 0 ($1,139,192,000.00) Debt, (File 333-191883 - Oct. 24) (BR. 05C) S-8 Angie's List, Inc., 1030 EAST WASHINGTON STREET, SUITE 100, INDIANAPOLIS, IN, 46202, 317-803-3973 - 2,893,320 ($43,718,065.20) Equity, (File 333-191884 - Oct. 24) (BR. 11C) S-4 Energy Transfer Partners, L.P., 3738 OAK LAWN AVENUE, DALLAS, TX, 75219, 214-981-0700 - 0 ($1,089,692,000.00) Non-Convertible Debt, (File 333-191885 - Oct. 24) (BR. 02B) S-3ASR POTLATCH CORP, 601 WEST FIRST AVENUE, SUITE 1600, SPOKANE, WA, 99201, (509) 835-1500 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-191886 - Oct. 24) (BR. 08C) S-3 INSTITUTIONAL FINANCIAL MARKETS, INC., CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870, 215-701-9555 - 0 ($15,858,302.00) Equity, (File 333-191887 - Oct. 24) (BR. 12) S-8 SYMANTEC CORP, 350 ELLIS STREET, MOUNTAIN VIEW, CA, 94043, 650-527-2900 - 75,000,000 ($1,863,000,000.00) Equity, (File 333-191889 - Oct. 24) (BR. 03B)
Recent 8K Filings
Form 8-K is used by companies to file current reports on the following events:
In most cases, recent 8-K reports may be viewed by using the search function on the Commission's Web site located at http://www.sec.gov/edgar/searchedgar/currentevents.htm.