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Commission AnnouncementsCommission Suspends Trading in the Securities of Duoyuan Printing, Inc. for Failure to Make Required Periodic FilingsThe Securities and Exchange Commission (Commission) announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of trading in the securities of Duoyuan Printing, Inc., of Beijing, China, commencing at 9:30 a.m. EDT on July 26, 2013 and terminating at 11:59 p.m. EDT on August 8, 2013. The Commission temporarily suspended trading in the securities of Duoyuan Printing, Inc. due to a lack of current and accurate information about the company because it has not filed periodic reports with the Commission since the period ended March 31, 2010. The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to Duoyuan Printing, Inc.’s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to Lorraine B. Echavarria, Associate Regional Director, Los Angeles Regional Office, at (323) 965-3914. (Rel. 34-70041) Commission MeetingsClosed Meeting on Thursday, August 1, 2013 at 2:00 p.m. The subject matter of the Closed Meeting will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; consideration of amicus participation; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGSCommission Charges Houston-Based Investor Relations Executive with Insider Trading in Stocks of ClientsThe Commission filed charges against the former CEO of a Houston-based investor relations firm with insider trading in the securities of multiple firm clients. The SEC alleges that Stephen B. Gray obtained confidential information about the companies while the firm assisted them with drafting and publishing press releases to announce quarterly and annual earnings, mergers and acquisitions, and other major events. Gray then traded on the basis of that material, non-public information for profits and avoided losses of more than $313,000 during a 13-month period. Gray disregarded the firm’s standard agreements with clients to protect confidential information and use it solely for business purposes, and he also flouted the firm’s “statement of policy regarding securities trades” that prohibited trading by firm personnel when in possession of non-public information about clients. Gray was fired last October after the firm learned about the SEC’s investigation. According to the SEC’s complaint filed in federal court in Houston, Gray illegally traded in the securities of at least six firm clients. Employees often asked Gray for advice on press releases based on his status as the firm’s CEO as well as his experience as a former CEO of a public company. Gray also asked employees about forthcoming material transactions or announcements before they became public, and he sometimes met directly with clients to discuss confidential information with them. Gray also helped maintain the firm’s shared computer network drive, which included drafts and final versions of all relevant press releases. According to the SEC’s complaint, Gray opened his only trading account in September 2009 and borrowed funds from his life insurance policy to fund his trading activity. Despite the firm’s policies, the overwhelming majority of Gray’s trades involved securities of the firm clients, and he did not disclose his trades or his intention to trade to the firm or clients. At first, Gray primarily traded in the common stock of firm clients, sometimes holding the securities for months at a time but on other occasions compiling shares immediately before a major announcement. For example, on May 5, 2011, The Men’s Wearhouse issued a press release announcing higher than expected earnings per share for its quarter ending April 30. Its stock price increased 16 percent upon this news. While in possession of material non-public information about Men’s Warehouse about the impending announcement, Gray made an electronic calendar appointment for himself on April 29 with the subject: “Buy MW stock ahead of early June earnings release.” On April 30, Gray created another appointment with the subject: “Buy MW stock??” On May 3 and 4, he purchased 4,323 shares of Men’s Warehouse stock. Gray sold his shares on May 5 after the announcement for an illegal profit of $17,397. According to the SEC’s complaint, later that same year Gray began engaging in more risky and lucrative short-term options trades in which profits were facilitated by his knowledge of inside information. In several instances, Gray purchased very short-term call and put options contracts. For instance, Gray’s firm worked with Powell Industries on drafting a press release in late 2011 to announce that its financial statements for the second and third quarters would be restated. Based on this material, non-public information, Gray purchased 15,000 Powell put options between October 18 and November 3. All of these options had the shortest term available. After Powell issued the press release on November 8, its stock price declined by 22 percent. Gray immediately sold his options for a profit of $82,570. The SEC’s complaint charges Gray with violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, and seeks a final judgment ordering him to disgorge all of his ill-gotten gains with prejudgment interest and pay financial penalties. The complaint also seeks permanent injunctive relief. (Press Rel. 2013-135; LR-22762) Commission Orders Hearings on Registration Suspension or Revocation against Duoyuan Printing, Inc. for Failure to Make Required Periodic FilingsThe Commission announced the issuance of an Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Order) to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of Duoyuan Printing, Inc. In the Order, the Division of Enforcement (Division) alleges that Duoyuan Printing, Inc. is delinquent in its required periodic filings with the Commission. In these proceedings instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and Duoyuan Printing, Inc. to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceedings will then determine whether the registrations pursuant to Exchange Act Section 12 of each class of the securities of Duoyuan Printing, Inc. should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in the proceedings issue an initial decision not later than 120 days from the date of service of the Order instituting the proceedings. (Rel. 34-70042) Commission Bars Tzemach David Netzer Korem Following His Injunction for Anti-Fraud Violations of the Securities LawsThe Commission has barred Tzemach David Netzer Korem, an unregistered transfer agent, from association with any transfer agent, broker, dealer, investment adviser, municipal securities dealer, municipal advisor, or nationally recognized statistical rating organization. The Commission found that Korem agreed, among other things, to be permanently enjoined from future violations of the antifraud provisions of the federal securities laws. Based on the circumstances underlying that injunction, the Commission determined that the public interest required a full securities industry bar, noting that Korem attempted to deceive the investing public by manipulating the market for his own personal gain and concealing his fraudulent actions. The Commission concluded that an industry-wide bar was necessary because the "deliberate manner in which Korem flouted" his responsibilities "suggests that he is likely to engage in future misconduct that 'strikes at the heart of the pricing process on which all investors rely.'" Commissioner Gallagher concurred in part and dissented with respect to the Commission's decision to bar Korem from association with municipal advisors and nationally recognized statistical rating organizations. (Rel. 34-70044) Commission Sustains FINRA Disciplinary Action against ACAP Financial, Inc. and Gary HumeThe Commission sustained FINRA's decision against ACAP Financial, Inc., a FINRA member firm, and Gary Hume, ACAP's head trader and compliance officer. FINRA found that ACAP made unregistered sales of millions of shares of penny stock without an available exemption from registration and that both ACAP and Hume engaged in associated supervisory failures. The Commission sustained these findings and the sanctions FINRA imposed for the violations. FINRA fined ACAP $50,000 for unregistered sales of securities without an available exemption. For its supervisory failures, FINRA fined ACAP an additional $50,000 and suspended it from receiving and liquidating penny stocks for which no registration statement is in effect until it implemented appropriate procedures approved by an independent consultant. FINRA also fined Hume $25,000 for supervisory violations and suspended him for six months in all capacities. Following his suspension, Hume must requalify before acting in any capacity requiring qualification. (Rel. 34-70046) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-8 QUALCOMM INC/DE, 5775 MOREHOUSE DR, SAN DIEGO, CA, 92121, 8585871121 - 0
($452,691,020.00) Equity, (File 333-190111 - Jul. 25) (BR. 11A)
S-8 DIGITAL ALLY INC, 9705 LOIRET BLVD., LENEXA, KS, 66219, 913-232-5349 - 100,000
($730,000.00) Equity, (File 333-190117 - Jul. 25) (BR. 11A)
S-8 Liberty Coal Energy Corp., 99 18TH STREET, SUITE 3000, DENVER, CO,
80202, 303-997-3161 - 22,000,000 ($44,000.00) Equity,
(File 333-190120 - Jul. 25) (BR. 03C)
S-8 DENISON MINES CORP., 595 BAY STREET, SUITE 402, TORONTO, A6, M5G 2C2,
(416) 979-1991 - 19,670,000 ($24,194,100.00) Equity, (File 333-190121 - Jul. 25)
(BR. 09B)
S-8 BROWN FORMAN CORP, 850 DIXIE HWY, LOUISVILLE, KY, 40210, 5025851100 -
0 ($971,280,161.48) Equity, (File 333-190122 - Jul. 25) (BR. 09B)
S-8 LUXOTTICA GROUP SPA, 44 HARBOR PARK DR, PORT WASHINGTON, NY, 11050,
5164343800 - 0 ($529,200,000.00) Other, (File 333-190123 - Jul. 25)
(BR. 10B)
S-8 INTERMOUNTAIN COMMUNITY BANCORP, PO BOX 967, SANDPOINT, ID, 83864,
206-263-0505 - 0 ($1,383,000.00) Equity, (File 333-190124 - Jul. 25)
(BR. 07C)
F-3 China Gerui Advanced Materials Group Ltd, 1 SHUANGHU DEVELOPMENT ZONE, XINZHENG
CITY, ZHENGZHOU,, HENAN PROVINCE, F4, 451191, 86-371-62568634 - 500,000
($1,100,000.00) Equity, (File 333-190131 - Jul. 25) (BR. 06A)
S-8 CHRISTOPHER & BANKS CORP, 2400 XENIUM LANE NORTH, PLYMOUTH, MN,
55441-3626, 6125515000 - 0 ($3,567,500.00) Equity, (File 333-190132 -
Jul. 25) (BR. 09B)
S-8 First American Financial Corp, 1 FIRST AMERICAN WAY, SANTA ANA, CA,
92707, 714-250-3000 - 3,000,000 ($57,330,000.00) Equity,
(File 333-190133 - Jul. 25) (BR. 01A)
S-8 Conatus Pharmaceuticals Inc, 4365 EXECUTIVE DRIVE, Suite 200,
San Diego, CA, 92121, (858) 558-8130 - 0 ($38,758,371.00) Equity,
(File 333-190134 - Jul. 25) (BR. 01B)
S-1 Western Refining Logistics, LP, 123 W. MILLS AVENUE, SUITE 101,
EL PASO, TX, 79901, 915-534-1400 -
0 ($287,500,000.00) Limited Partnership Interests, (File 333-190135 -
Jul. 25) (BR. )
F-3ASR BANCO BILBAO VIZCAYA ARGENTARIA, S.A., PASEO DE LA CASTELLANA, 81,
MADRID, U3, 28046, 011 34 91 537 8172 -
0 ($0.00) Unallocated (Universal) Shelf, (File 333-190136 - Jul. 25)
(BR. 12A)
S-3ASR CORPORATE OFFICE PROPERTIES TRUST, 6711 COLUMBIA GATEWAY DRIVE,
SUITE 300, COLUMBIA, MD, 21046, 4432855400 - 0 ($0.00) Other,
(File 333-190137 - Jul. 25) (BR. 08C)
RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
1ST SOURCE CORP IN 2.02,5.03,9.01 07/25/13
30DC, INC. MD 7.01,9.01 07/24/13
3M CO DE 2.02,9.01 07/25/13
AAR CORP DE 2.02,9.01 07/25/13
ABAXIS INC CA 2.02,9.01 07/25/13
ABIOMED INC DE 8.01 07/25/13
ACCELRYS, INC. DE 5.02 07/25/13
ACCESS NATIONAL CORP VA 2.02,7.01,9.01 07/23/13
ACNB CORP PA 2.02,9.01 07/25/13
Actavis, Inc. NV 2.02,9.01 07/25/13
AFRICAN COPPER CORP NV 1.01,2.01,9.01 04/03/13 AMEND
AGENUS INC DE 2.02,9.01 07/25/13
AIR PRODUCTS & CHEMICALS INC /DE/ DE 1.01,3.03, 07/24/13
5.03,8.01,9.01
AIRGAS INC DE 2.02,9.01 07/25/13
AL International, Inc. 5.03,9.01 07/23/13
ALASKA AIR GROUP, INC. DE 2.02,7.01,9.01 07/25/13
ALCO STORES INC KS 1.01,3.03,8.01,9.01 07/25/13
ALEXION PHARMACEUTICALS INC DE 2.02,9.01 07/25/13
Alkermes plc. 2.02,9.01 07/25/13
Allied World Assurance Co Holdings, A 2.02,9.01 07/25/13
ALLSTATE CORP DE 8.01 07/23/13
Altisource Portfolio Solutions S.A. N4 2.02,9.01 07/25/13
Altra Holdings, Inc. DE 2.02,9.01 07/25/13
AMAZON COM INC DE 2.02,9.01 07/25/13
AMAZONICA, CORP. NV 5.03,8.01,9.01 05/02/13
AMERICAN ELECTRIC POWER CO INC NY 2.02,9.01 07/25/13
American Exploration Corp NV 5.02,9.01 07/24/13
AMERICAN EXPRESS CO NY 5.02,9.01 07/22/13
AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 07/25/13
American Railcar Industries, Inc. ND 2.02,9.01 07/24/13
AMERICAN REALTY CAPITAL HEALTHCARE TR MD 1.01,2.03,8.01,9.01 07/24/13
AMERISTAR CASINOS INC NV 2.02,9.01 07/25/13
ARCA biopharma, Inc. DE 8.01,9.01 07/22/13
ARCH CAPITAL GROUP LTD. 2.02,9.01 07/25/13
ARCTIC CAT INC MN 2.02,9.01 07/25/13
ARENA PHARMACEUTICALS INC DE 8.01 07/25/13
ARKANSAS BEST CORP /DE/ DE 8.01,9.01 07/25/13
ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 07/25/13
ASHLAND INC. KY 2.02,8.01,9.01 07/25/13
ASHLAND INC. KY 7.01,9.01 07/25/13
ASPEN TECHNOLOGY INC /DE/ DE 5.02,9.01 07/24/13
AT&T INC. DE 5.02 07/19/13
ATWOOD OCEANICS INC TX 1.01,2.03,9.01 07/24/13
AVALONBAY COMMUNITIES INC MD 2.02,9.01 07/24/13
AVEO PHARMACEUTICALS INC DE 5.02 07/24/13
AVID TECHNOLOGY, INC. DE 5.02,7.01,9.01 07/25/13
AVX Corp DE 5.07 07/24/13
AWG International Water Corp NV 5.02,9.01 07/22/13
BAHAMAS CONCIERGE, INC. NV 5.01,5.02 06/25/13
BALL CORP IN 2.02,9.01 07/25/13
Bancorp, Inc. 2.02,9.01 07/24/13
Bank of New York Mellon CORP DE 8.01,9.01 07/25/13
BEAM INC DE 5.02 07/22/13
BECTON DICKINSON & CO NJ 5.02,5.03,9.01 07/23/13
BELLAVISTA CAPITAL INC MD 4.01,9.01 07/22/13
BEMIS CO INC MO 2.02,9.01 07/25/13
BENCHMARK ELECTRONICS INC TX 2.02,9.01 07/25/13
Beneficial Mutual Bancorp Inc X1 2.02,9.01 07/25/13
BERKSHIRE HILLS BANCORP INC DE 1.01,9.01 07/23/13
BERKSHIRE HILLS BANCORP INC DE 2.02,5.02,8.01,9.01 07/24/13
BIOGEN IDEC INC. DE 2.02,9.01 07/25/13
BIOMARIN PHARMACEUTICAL INC DE 2.02,9.01 07/25/13
BISON PETROLEUM, CORP. NV 1.01,3.02,9.01 07/25/13
BLUE CALYPSO, INC. DE 8.01,9.01 07/25/13
Blue Water Global Group, Inc. NV 8.01 07/24/13
BMC SOFTWARE INC DE 1.01,3.03, 07/24/13
5.07,8.01,9.01
BNC BANCORP NC 8.01,9.01 07/23/13
BNC BANCORP NC 2.02,9.01 07/25/13
BORGWARNER INC DE 2.02,8.01,9.01 07/25/13
BOSTON SCIENTIFIC CORP DE 2.02,9.01 07/25/13
BRANDYWINE REALTY TRUST MD 2.02,9.01 07/24/13
BRAZIL GOLD CORP. NV 1.01,9.01 07/22/13
BRIDGE BANCORP INC NY 2.02,9.01 07/25/13
BRIGHTCOVE INC DE 2.02,5.02,9.01 07/25/13
BRINKS CO VA 2.02,7.01,9.01 07/25/13
BRISTOL MYERS SQUIBB CO DE 2.02,9.01 07/25/13
BRUNSWICK CORP DE 2.02,9.01 07/25/13
BRYN MAWR BANK CORP PA 2.02,7.01,9.01 07/25/13
BUILD A BEAR WORKSHOP INC DE 2.02,9.01 07/25/13
Builders FirstSource, Inc. DE 2.02,9.01 07/25/13
Bunge LTD 2.02,9.01 07/25/13
CABELAS INC DE 2.02,7.01,9.01 07/25/13
CABOT OIL & GAS CORP DE 2.02,9.01 07/24/13
CAESARS ENTERTAINMENT Corp DE 5.02 07/25/13
CALLAWAY GOLF CO DE 2.02,9.01 07/25/13
CALPINE CORP DE 2.02,9.01 07/25/13
CAMERON INTERNATIONAL CORP DE 2.02,9.01 07/25/13
CANCER GENETICS, INC 5.02,9.01 07/24/13
CANCER GENETICS, INC 2.02 07/25/13
Capall Stables, Inc. DE 1.02,5.03 07/23/13
CARBO CERAMICS INC DE 2.02,9.01 07/25/13
CardioNet, Inc. CA 5.07,8.01 07/25/13
CARTERS INC DE 2.02,9.01 07/25/13
CASH AMERICA INTERNATIONAL INC TX 2.02,7.01,9.01 07/25/13
CBRE GROUP, INC. DE 2.02,9.01 07/25/13
Celanese Corp DE 7.01,9.01 07/25/13
CELGENE CORP /DE/ DE 2.02,9.01 07/25/13
Cellular Biomedicine Group, Inc. DE 1.01,3.02 07/24/13
CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 06/30/13
CERNER CORP /MO/ DE 2.02,9.01 07/25/13
CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 07/25/13
ChemoCentryx, Inc. DE 5.02 07/23/13
CHICOPEE BANCORP, INC. 2.02,8.01,9.01 07/25/13
CHUBB CORP NJ 2.02,9.01 07/25/13
CINCINNATI FINANCIAL CORP OH 2.02,9.01 07/25/13
CIRRUS LOGIC INC DE 2.02,7.01,9.01 07/25/13
CITIGROUP INC DE 9.01 07/25/13
CITIGROUP INC DE 9.01 07/25/13
CLAYTON WILLIAMS ENERGY INC /DE DE 2.02,9.01 07/25/13
Clearfield, Inc. MN 2.02,9.01 07/25/13
CLIFFS NATURAL RESOURCES INC. OH 2.02,9.01 07/25/13
CMS ENERGY CORP MI 2.02,9.01 07/25/13
Colfax CORP DE 2.02,9.01 07/25/13
COLGATE PALMOLIVE CO DE 2.02,9.01 07/25/13
COLUMBIA BANKING SYSTEM INC WA 2.01,8.01,9.01 07/25/13
COLUMBIA SPORTSWEAR CO OR 2.02,7.01,9.01 07/25/13
COLUMBUS MCKINNON CORP NY 5.07 07/22/13
COMMUNITY WEST BANCSHARES / CA 2.02,9.01 07/25/13
Compass Diversified Holdings DE 2.02,9.01 07/25/13
COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 07/25/13
COMSCORE, INC. DE 2.02,9.01 07/25/13
CONSOL Energy Inc DE 2.02,7.01,9.01 07/25/13
Constant Contact, Inc. DE 2.02,9.01 07/25/13
CORELOGIC, INC. DE 2.02,9.01 07/24/13
CoreSite Realty Corp MD 2.02,9.01 07/25/13
CORPORATE OFFICE PROPERTIES TRUST MD 8.01,9.01 07/25/13
COVENANT TRANSPORTATION GROUP INC NV 2.02,9.01 07/24/13
CRA INTERNATIONAL, INC. MA 2.02,9.01 07/25/13
CROSS A T CO RI 2.02 07/25/13
CROSSROADS SYSTEMS INC DE 1.01,1.02,2.03,3.02,8.01,9.01 07/24/13
CROSSTEX ENERGY INC DE 7.01,9.01 07/25/13
CROSSTEX ENERGY LP DE 7.01,9.01 07/25/13
CRYOLIFE INC FL 2.02,9.01 07/25/13
DANA HOLDING CORP DE 2.02,7.01,9.01 07/25/13
DATALINK CORP MN 2.02,9.01 07/25/13
DATAWATCH CORP DE 2.02,9.01 07/25/13
DECKERS OUTDOOR CORP DE 2.02,9.01 07/25/13
DEGARO INNOVATIONS CORP. NV 7.01,9.01 07/25/13
Delek Logistics Partners, LP DE 1.01,9.01 07/25/13
DELUXE CORP MN 2.02,9.01 07/25/13
Destination Maternity Corp DE 2.02,9.01 07/25/13
DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 07/25/13
DIGI INTERNATIONAL INC DE 2.02,9.01 07/25/13
Digimarc CORP OR 2.02,7.01,9.01 07/25/13
DIME COMMUNITY BANCSHARES INC DE 2.02,9.01 07/25/13
DOCUMENT SECURITY SYSTEMS INC NY 8.01,9.01 07/19/13
Dolby Laboratories, Inc. DE 2.02,9.01 07/25/13
DOLE FOOD CO INC DE 2.02,7.01,9.01 07/25/13
Domtar CORP DE 2.02,9.01 07/25/13
DOVER DOWNS GAMING & ENTERTAINMENT IN DE 2.02,7.01,9.01 07/25/13
DOVER MOTORSPORTS INC DE 2.02,7.01,9.01 07/25/13
DOW CHEMICAL CO /DE/ DE 2.02,9.01 07/25/13
Dresser-Rand Group Inc. DE 2.02,9.01 07/25/13
DS HEALTHCARE GROUP, INC. FL 9.01 11/01/12 AMEND
DST SYSTEMS INC DE 9.01 07/25/13
DST SYSTEMS INC DE 2.02,9.01 07/25/13 AMEND
DUN & BRADSTREET CORP/NW DE 2.02,7.01,9.01 07/25/13
DUNE ENERGY INC DE 5.07 06/05/13 AMEND
DUNKIN' BRANDS GROUP, INC. DE 2.02,8.01,9.01 07/24/13
DUPONT FABROS TECHNOLOGY, INC. MD 2.02,7.01,9.01 07/25/13
Echo Global Logistics, Inc. DE 2.02,9.01 07/25/13
EDISON INTERNATIONAL CA 1.02 07/25/13
Edwards Lifesciences Corp DE 2.02,9.01 07/25/13
eHealth, Inc. DE 2.02,9.01 07/25/13
EMCOR GROUP INC DE 2.02,9.01 07/25/13
EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 07/25/13
ENB Financial Corp PA 8.01,9.01 07/24/13
ENCORE WIRE CORP DE 2.02,7.01,9.01 07/25/13
EnteroMedics Inc 8.01,9.01 07/25/13
ENTERPRISE FINANCIAL SERVICES CORP DE 2.02,9.01 07/25/13
ENZON PHARMACEUTICALS INC DE 5.02 07/22/13
EPR PROPERTIES MD 2.02,9.01 07/25/13
EQT Corp PA 2.02,9.01 07/25/13
EQT Midstream Partners, LP DE 2.02,9.01 07/25/13
Erickson Air-Crane Inc. DE 1.01,1.02,5.02, 07/19/13
5.07,8.01,9.01
ESSA Bancorp, Inc. PA 2.02,9.01 07/24/13
ETHAN ALLEN INTERIORS INC DE 2.02,9.01 07/24/13
Expedia, Inc. DE 2.02,7.01,8.01,9.01 07/25/13
Federal Home Loan Bank of Atlanta X1 2.03 07/22/13
Federal Home Loan Bank of Boston X1 2.02,9.01 07/19/13
Federal Home Loan Bank of Boston X1 2.03 07/22/13
Federal Home Loan Bank of Chicago X1 2.03 07/23/13
Federal Home Loan Bank of Cincinnati X1 2.03,9.01 07/22/13
Federal Home Loan Bank of Des Moines X1 2.03,9.01 07/23/13
Federal Home Loan Bank of New York X1 2.03,9.01 07/22/13
Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 07/22/13
Federal Home Loan Bank of San Francis X1 2.03 07/23/13
FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 07/25/13
FEDERAL HOME LOAN MORTGAGE CORP 5.02,9.01 07/19/13
FERRO CORP OH 7.01 07/24/13
Fidelity National Financial, Inc. 5.03,9.01 07/22/13
FINANCIAL INSTITUTIONS INC NY 5.02,9.01 07/24/13
First American Financial Corp DE 2.02,9.01 07/25/13
FIRST BUSINESS FINANCIAL SERVICES, IN WI 2.02,9.01 07/25/13
First Clover Leaf Financial Corp. MD 8.01,9.01 07/23/13
FIRST FINANCIAL BANCORP /OH/ OH 2.02,9.01 07/25/13
FIRST FINANCIAL HOLDINGS INC /DE/ DE 5.07 07/24/13
FIRST INTERSTATE BANCSYSTEM INC MT 8.01,9.01 07/25/13
FIRST MERCHANTS CORP IN 2.02,9.01 06/30/13
FIRST MERCHANTS CORP IN 2.02,9.01 06/30/13
FIRST MID ILLINOIS BANCSHARES INC DE 2.02,9.01 07/25/13
FIRST OF LONG ISLAND CORP NY 7.01 07/25/13
FIRST RELIANCE BANCSHARES INC SC 5.03,9.01 07/24/13
FIRST TRUST ENERGY INCOME & GROWTH FU 7.01,9.01 07/25/13
FIRST TRUST ENERGY INFRASTRUCTURE FUN MA 7.01,9.01 07/25/13
FIRST TRUST MLP & ENERGY INCOME FUND MA 7.01,9.01 07/25/13
FLEXTRONICS INTERNATIONAL LTD. U0 2.02,5.02,8.01,9.01 07/24/13
FLIR SYSTEMS INC OR 2.02,9.01 07/25/13
Ford Credit Auto Owner Trust 2013-C 1.01,8.01,9.01 07/23/13
Freescale Semiconductor, Ltd. D0 2.02,9.01 07/25/13
Frontier Beverage Company, Inc NV 5.02 07/20/13
FS Bancorp, Inc. 2.02,9.01 07/25/13
Fuelstream INC DE 3.02 07/16/13 AMEND
GANNETT CO INC /DE/ DE 8.01,9.01 07/25/13
General Motors Co 2.02,9.01 07/25/13
General Motors Financial Company, Inc TX 2.02,9.01 07/25/13
GENERAL STEEL HOLDINGS INC NV 3.01,8.01,9.01 07/19/13
Genesis Biopharma, Inc NV 1.01,5.02,8.01,9.01 07/24/13
GFI Group Inc. DE 2.02,9.01 07/25/13
GILEAD SCIENCES INC DE 2.02,9.01 07/25/13
GLACIER BANCORP INC DE 2.02,9.01 07/25/13
GLOBAL PAYMENTS INC GA 2.02,9.01 07/25/13
GNC HOLDINGS, INC. DE 2.02,9.01 07/25/13
GRAHAM CORP DE 2.02,8.01,9.01 07/24/13
GRANITE CONSTRUCTION INC DE 5.02 07/22/13
GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 07/25/13
GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 07/25/13 AMEND
GREAT WEST LIFE & ANNUITY INSURANCE C CO 5.07 07/25/13
GREATBATCH, INC. DE 2.02,9.01 07/25/13
GREEN 4 MEDIA, INC. 1.01,2.01,3.02, 07/19/13
5.01,5.02,9.01
Green Energy Management Services Hold DE 5.02 07/18/13
GROUP 1 AUTOMOTIVE INC DE 2.02,9.01 07/25/13
GSI TECHNOLOGY INC 2.02,9.01 07/25/13
HAMPSHIRE GROUP LTD DE 5.02,9.01 07/25/13
HANCOCK FABRICS INC DE 5.07 07/19/13
HANCOCK HOLDING CO MS 2.02,9.01 07/25/13
HARLEY DAVIDSON INC WI 2.02,9.01 07/25/13
HASBRO INC RI 1.01,9.01 07/25/13
HEALTH NET INC DE 2.02,9.01 07/25/13
HEALTHSOUTH CORP DE 2.02,7.01,8.01,9.01 07/25/13
HECLA MINING CO/DE/ DE 9.01 07/23/13 AMEND
Helios & Matheson Analytics Inc. DE 2.02,9.01 07/25/13
HERCULES OFFSHORE, INC. DE 7.01 07/25/13
Heritage Financial Group Inc MD 2.02,9.01 07/25/13
HERSHEY CO DE 2.02,8.01,9.01 07/25/13
Hill-Rom Holdings, Inc. IN 2.02,9.01 07/25/13
HITTITE MICROWAVE CORP 2.02,9.01 07/25/13
HOMEAWAY INC DE 2.02,9.01 07/25/13
HORACE MANN EDUCATORS CORP /DE/ DE 2.02,9.01 07/24/13
HORNBECK OFFSHORE SERVICES INC /LA DE 1.01,8.01,9.01 07/22/13
HORTON D R INC /DE/ DE 2.02,9.01 07/25/13
HOSPIRA INC DE 5.02 07/19/13
HOUSTON AMERICAN ENERGY CORP DE 8.01,9.01 07/25/13
HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 07/25/13
IGI LABORATORIES, INC DE 2.02,9.01 07/25/13
Ignite Restaurant Group, Inc. 5.07 07/23/13
IKANOS COMMUNICATIONS DE 2.02,9.01 07/25/13
IMAX CORP A6 2.02,9.01 07/25/13
INDEPENDENCE REALTY TRUST, INC MD 8.01 07/25/13
Inelco Corp NV 1.01,9.01 07/18/13
INFORMATICA CORP DE 2.02,9.01 07/25/13
INFORMATICA CORP DE 5.02 07/25/13
Ingersoll-Rand plc L2 5.02 07/25/13
Inland Real Estate Income Trust, Inc. MD 1.01 07/19/13
INNODATA INC DE 2.02,9.01 07/25/13
INTEGRATED DEVICE TECHNOLOGY INC DE 2.02,9.01 07/25/13
INTER PARFUMS INC DE 5.07 07/25/13
InterDigital, Inc. PA 2.02,9.01 07/25/13
INTERMOLECULAR INC DE 2.02,9.01 07/25/13
INTERNAP NETWORK SERVICES CORP DE 2.02,9.01 07/25/13
INTERNATIONAL PAPER CO /NEW/ NY 2.02,9.01 07/25/13
INTERNATIONAL SHIPHOLDING CORP DE 8.01,9.01 07/25/13
INTUIT INC DE 5.02 07/23/13
INVACARE CORP OH 2.02,9.01 07/25/13
IPC The Hospitalist Company, Inc. DE 2.02,9.01 07/25/13
ISTAR FINANCIAL INC 2.02,9.01 07/25/13
ITC Holdings Corp. MI 2.02,9.01 07/24/13
ITT EDUCATIONAL SERVICES INC DE 2.02,9.01 07/25/13
IXYS CORP /DE/ DE 2.02,9.01 07/25/13
JANUS CAPITAL GROUP INC DE 2.02,5.02,9.01 07/25/13
JARDEN CORP DE 2.02,9.01 07/25/13
Jiu Feng Investment Hong Kong Ltd NV 8.01 07/24/13
JOHNSON CONTROLS INC WI 5.02,5.03,5.05,9.01 07/24/13
JUNIPER NETWORKS INC DE 5.02 07/19/13
KAYDON CORP DE 2.02,9.01 07/25/13
KBR, INC. DE 2.02,9.01 07/25/13
KEMET CORP DE 2.02,7.01,9.01 07/25/13
KENNAMETAL INC PA 2.02,9.01 07/25/13
KEY TECHNOLOGY INC OR 2.02,9.01 07/25/13
KINGSWAY FINANCIAL SERVICES INC A6 8.01,9.01 07/23/13
KIRBY CORP NV 2.02,9.01 07/24/13
KLA TENCOR CORP DE 2.02,9.01 07/25/13
KRATOS DEFENSE & SECURITY SOLUTIONS, DE 9.01 07/02/13 AMEND
KROGER CO OH 8.01,9.01 07/25/13
L 3 COMMUNICATIONS HOLDINGS INC DE 2.02,9.01 07/25/13
LA JOLLA PHARMACEUTICAL CO CA 2.02,9.01 07/19/13
LAKELAND BANCORP INC NJ 2.02,8.01,9.01 07/25/13
LAKELAND FINANCIAL CORP IN 2.02,9.01 07/25/13
Landmark Apartment Trust of America, 1.01,3.02, 07/19/13
5.02,5.03,9.01
LANDSTAR SYSTEM INC DE 2.02,9.01 07/25/13
LATTICE SEMICONDUCTOR CORP DE 2.02,9.01 07/25/13
LAWSON PRODUCTS INC/NEW/DE/ DE 2.02 07/25/13
Lazard Ltd D0 2.02,9.01 07/25/13
Leatt Corp NV 5.07 07/25/13
LEGG MASON, INC. MD 2.02,9.01 07/25/13
LEGG MASON, INC. MD 5.07 07/23/13
LEGGETT & PLATT INC MO 2.02,7.01,9.01 07/25/13
LEHMAN ABS CORP HSBC DEBENTURE BACKED DE 8.01,9.01 07/15/13
LEUCADIA NATIONAL CORP NY 8.01,9.01 07/25/13
LIFE TIME FITNESS, INC. MN 1.01,2.02,2.03,9.01 07/24/13
LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 07/25/13
Lipocine Inc. UT 1.01,2.01,3.02, 07/24/13
5.01,5.02,5.03,5.06,
5.07,9.01
LNB BANCORP INC OH 2.02,7.01,9.01 07/25/13
LOGITECH INTERNATIONAL SA 2.02,9.01 07/24/13
LogMeIn, Inc. DE 2.02,5.02,9.01 07/22/13
LORILLARD, INC. DE 2.02,9.01 07/25/13
M I HOMES INC OH 2.02,9.01 07/25/13
MACATAWA BANK CORP MI 2.02,9.01 07/25/13
MACK CALI REALTY CORP MD 2.02,7.01,9.01 07/24/13
MAGELLAN HEALTH SERVICES INC DE 2.02,8.01,9.01 07/24/13
MAGELLAN MIDSTREAM PARTNERS LP DE 7.01,8.01,9.01 07/25/13
MAINSTREET BANKSHARES INC VA 5.02,9.01 07/24/13
MamaMancini's Holdings, Inc. NV 1.01,3.02,9.01 07/19/13
MARCUS CORP WI 2.02,9.01 07/25/13
MARINEMAX INC DE 2.02,9.01 07/25/13
MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 07/24/13
MAXIM INTEGRATED PRODUCTS INC DE 2.02,8.01,9.01 07/25/13
Mayflower Bancorp Inc MA 2.02,8.01,9.01 07/24/13
MBT FINANCIAL CORP MI 2.02,9.01 07/25/13
MCCLATCHY CO DE 2.02,9.01 07/25/13
MCGRAW HILL FINANCIAL INC NY 2.02,7.01,9.01 07/25/13
MCKESSON CORP DE 2.02,9.01 07/25/13
MDC PARTNERS INC A6 2.02,7.01,9.01 07/25/13
Mead Johnson Nutrition Co DE 2.02,9.01 07/25/13
Mead Johnson Nutrition Co DE 2.02,9.01 07/25/13 AMEND
Medidata Solutions, Inc. DE 2.02,9.01 07/25/13
MEREDITH CORP IA 2.02,9.01 07/25/13
MEREDITH CORP IA 2.02,9.01 07/25/13
MERU NETWORKS INC DE 1.01,9.01 07/25/13
MET PRO CORP PA 8.01,9.01 07/25/13
METTLER TOLEDO INTERNATIONAL INC/ DE 2.02,9.01 07/25/13
MICREL INC CA 2.02,9.01 07/25/13
MICROSEMI CORP DE 1.01,2.02,9.01 07/25/13
MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 8.01 07/25/13
MidWestOne Financial Group, Inc. IA 2.02,9.01 07/25/13
MINERALS TECHNOLOGIES INC DE 2.02,9.01 07/25/13
MITEK SYSTEMS INC DE 2.02,9.01 07/25/13
MOD PAC CORP NY 2.02,9.01 07/24/13
MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 07/25/13
MOLINA HEALTHCARE INC DE 2.02,9.01 07/25/13
Monarch Financial Holdings, Inc. VA 2.02,8.01,9.01 07/24/13
MONEYGRAM INTERNATIONAL INC DE 2.02,9.01 07/25/13
MONTPELIER RE HOLDINGS LTD 2.02,9.01 07/25/13
Morningstar, Inc. IL 2.02,9.01 07/24/13
MOVE INC DE 1.01,9.01 07/24/13
MSGI TECHNOLOGY SOLUTIONS, INC NV 4.01 07/25/13
MULTI FINELINE ELECTRONIX INC 2.02,9.01 07/25/13
MVB FINANCIAL CORP WV 2.02,7.01,9.01 07/25/13
NABORS INDUSTRIES LTD D0 5.02,9.01 07/25/13
NASH FINCH CO DE 2.02,9.01 07/25/13
National Bank Holdings Corp DE 2.02,7.01,9.01 07/25/13
NATIONAL PENN BANCSHARES INC PA 2.02,7.01,9.01 07/25/13
NATIONAL PENN BANCSHARES INC PA 2.02,7.01,9.01 07/25/13
NETGEAR, INC DE 2.02,9.01 07/25/13
NETSUITE INC DE 2.02,9.01 07/25/13
NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 07/25/13
NeuroMetrix, Inc. DE 2.02,9.01 07/25/13
NEWFIELD EXPLORATION CO /DE/ DE 2.02,5.03,7.01,9.01 07/24/13
NOBLE ENERGY INC DE 2.02,9.01 07/25/13
North American Oil & Gas Corp. NV 4.01,9.01 07/25/13
NorthStar Real Estate Income Trust, I MD 1.01 07/19/13
NORTHWESTERN CORP DE 2.02,9.01 07/25/13
NOVA MINING CORP NV 5.03,7.01,9.01 07/25/13
NUTRACEUTICAL INTERNATIONAL CORP DE 2.02,9.01 07/25/13
NV ENERGY, INC. NV 8.01 07/22/13
NxStage Medical, Inc. DE 2.02,9.01 07/25/13
O REILLY AUTOMOTIVE INC 2.02,9.01 07/24/13
Oaktree Capital Group, LLC DE 7.01 07/25/13
OCWEN FINANCIAL CORP FL 8.01 07/25/13
OLD DOMINION FREIGHT LINE INC/VA VA 2.02,9.01 07/25/13
OLD NATIONAL BANCORP /IN/ IN 3.01,9.01 07/25/13
OLIE INC DE 3.02,5.02,9.01 07/25/13 AMEND
ONEOK INC /NEW/ OK 5.02,7.01,9.01 07/25/13
ONEOK Partners LP DE 5.02 07/25/13
OnTarget360 Group, Inc. DE 5.01,5.02 07/19/13
ORGANOVO HOLDINGS, INC. DE 5.02 07/25/13
ORRSTOWN FINANCIAL SERVICES INC PA 2.02,9.01 07/24/13
OUTERWALL INC DE 2.02,9.01 07/25/13
OXYGEN BIOTHERAPEUTICS, INC. DE 1.01,8.01,9.01 07/21/13
PACER INTERNATIONAL INC TN 2.02,9.01 07/25/13
PACIFIC PREMIER BANCORP INC DE 7.01,9.01 07/25/13
Paracap CORP NV 5.02 11/23/12
PATRICK INDUSTRIES INC IN 2.02,9.01 07/25/13
PATTERSON UTI ENERGY INC DE 2.02,9.01 07/25/13
PEPSICO INC NC 7.01,9.01 07/25/13
PERNIX THERAPEUTICS HOLDINGS, INC. MD 5.02 07/19/13
PINNACLE ENTERTAINMENT INC. DE 2.02,9.01 07/25/13
PLATINUM UNDERWRITERS HOLDINGS LTD D0 8.01 07/24/13
Porter Bancorp, Inc. KY 5.02,9.01 07/22/13
POTASH CORP OF SASKATCHEWAN INC Z4 2.02,9.01 07/25/13
POWER ONE INC DE 1.02,2.01,3.01, 07/25/13
3.03,5.01,5.02,5.03,
9.01
PRECISION CASTPARTS CORP OR 2.02,9.01 07/25/13
PRIME ESTATES & DEVELOPMENTS INC NV 5.02 07/25/13
PROOFPOINT INC DE 2.02,9.01 07/25/13
PSB HOLDINGS INC /WI/ WI 2.02,9.01 07/24/13
PULTEGROUP INC/MI/ MI 2.02,9.01 07/25/13
PURE BIOSCIENCE, INC. DE 5.02,9.01 07/20/13
QLIK TECHNOLOGIES INC DE 2.02,9.01 07/25/13
QLOGIC CORP DE 2.02,9.01 07/25/13
QNB CORP PA 2.02,9.01 07/25/13
QUAINT OAK BANCORP INC 2.02,9.01 07/25/13
QUALCOMM INC/DE DE 2.02,9.01 07/24/13 AMEND
QUALITY SYSTEMS, INC CA 2.02,8.01,9.01 07/24/13
RACKSPACE HOSTING, INC. 5.02 07/24/13
RADIO ONE, INC. DE 1.02 07/22/13
RANGE RESOURCES CORP DE 2.02,9.01 07/24/13
Raptor Pharmaceutical Corp DE 5.02,5.07,8.01,9.01 07/23/13
RAYONIER INC NC 2.02,9.01 07/25/13
RAYTHEON CO/ DE 2.02,9.01 07/25/13
RBC Bearings INC 5.02,9.01 07/24/13
RCS Capital Corp DE 2.02,9.01 07/25/13
REALTY INCOME CORP MD 2.02,9.01 07/25/13
RED MOUNTAIN RESOURCES, INC. FL 1.01,2.03, 07/19/13
3.03,5.03,8.01,9.01
REGAL ENTERTAINMENT GROUP DE 2.02,8.01,9.01 07/25/13
RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 07/25/13
RELIV INTERNATIONAL INC DE 1.01,2.03,9.01 07/23/13
REPUBLIC SERVICES, INC. DE 2.02,8.01,9.01 07/25/13
Resource Capital Corp. MD 2.03,9.01 07/19/13
RIMAGE CORP MN 2.02,9.01 07/24/13
RIVERVIEW BANCORP INC WA 2.02,9.01 07/23/13
Roadrunner Transportation Systems, In DE 8.01,9.01 07/25/13
Rockville Financial, Inc. /CT/ CT 2.02,9.01 07/25/13
ROSETTA STONE INC 7.01,8.01,9.01 07/24/13
ROYAL CARIBBEAN CRUISES LTD 2.02,7.01,9.01 07/25/13
SaasMAX, Inc. NV 3.02,5.01,5.02, 07/22/13
5.03,7.01,9.01
SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 07/25/13
SandRidge Mississippian Trust I DE 2.02,9.01 07/25/13
SandRidge Mississippian Trust II DE 2.02,9.01 07/25/13
SandRidge Permian Trust 2.02,9.01 07/25/13
SARATOGA RESOURCES INC /TX TX 7.01,9.01 07/25/13
SAVIENT PHARMACEUTICALS INC DE 5.02,9.01 07/23/13
SCBT FINANCIAL CORP SC 5.07 07/24/13
SCHWAB CHARLES CORP DE 8.01,9.01 07/22/13
Selway Capital Acquisition Corp. DE 2.01,9.01 04/10/13 AMEND
Shire plc 2.02,9.01 07/25/13
SHORE BANCSHARES INC MD 2.02,9.01 07/24/13
SILICON LABORATORIES INC DE 2.02,9.01 07/25/13
SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 07/25/13
SIRIUS XM RADIO INC. DE 2.02,9.01 07/25/13
SL GREEN REALTY CORP MD 2.02,7.01,9.01 07/24/13
SL GREEN REALTY CORP MD 8.01 07/24/13
SolarWinds, Inc. DE 2.02,9.01 07/25/13
SONIC FOUNDRY INC MD 2.02,9.01 07/25/13
SOUTH DAKOTA SOYBEAN PROCESSORS LLC 1.01,2.03 07/23/13
Southeastern Bank Financial CORP GA 5.07 04/24/13 AMEND
SOUTHSIDE BANCSHARES INC TX 2.02,9.01 07/25/13
SOUTHWEST AIRLINES CO TX 2.02,9.01 07/25/13
SPARTAN STORES INC MI 5.02 07/19/13
SPECIAL DIVERSIFIED OPPORTUNITIES INC DE 2.02,5.02,8.01 07/23/13
SPS COMMERCE INC DE 2.02,9.01 07/25/13
STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 07/25/13
STANDARD PARKING CORP DE 8.01 07/25/13
STARBUCKS CORP WA 2.02,9.01 07/25/13
STARWOOD HOTEL & RESORTS WORLDWIDE, I MD 2.02,9.01 07/25/13
STATE BANK FINANCIAL CORP GA 2.02,7.01,9.01 07/25/13
StellarOne CORP VA 2.02,8.01,9.01 07/25/13
STEPAN CO DE 2.02,9.01 07/24/13
STERLING BANCORP NY 7.01,9.01 07/24/13
STERLING BANCORP NY 7.01,9.01 07/25/13
STERLING FINANCIAL CORP /WA/ WA 2.02,7.01,8.01,9.01 07/25/13
STEWART INFORMATION SERVICES CORP DE 2.02,9.01 07/25/13
STILLWATER MINING CO /DE/ DE 7.01,9.01 07/25/13
STRAYER EDUCATION INC MD 2.02,9.01 07/25/13
SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 07/25/13
SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 07/25/13
SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 07/25/13
SUN BANCORP INC /NJ/ NJ 5.02 07/19/13
SUN COMMUNITIES INC MD 2.02,9.01 07/25/13
SunCoke Energy Partners, L.P. DE 2.02,7.01,8.01,9.01 07/25/13
SunCoke Energy, Inc. 2.02,7.01,9.01 07/25/13
SUNPOWER CORP DE 5.07 07/24/13
SUPERIOR UNIFORM GROUP INC FL 2.02,9.01 07/25/13
Surna Inc. NV 1.01 07/23/13
SURREY BANCORP NC 7.01,9.01 07/25/13
SVB FINANCIAL GROUP 2.02,9.01 07/25/13
SYNOVUS FINANCIAL CORP GA 1.01,3.03,5.03,9.01 07/22/13
TAUBMAN CENTERS INC MI 2.02,9.01 07/25/13
TearLab Corp DE 1.01,8.01,9.01 07/24/13
TECOGEN INC. 3.03,5.03,9.01 07/25/13
TECUMSEH PRODUCTS CO MI 7.01,9.01 07/25/13
TEL INSTRUMENT ELECTRONICS CORP NJ 3.01,7.01,9.01 07/25/13
TELEDYNE TECHNOLOGIES INC DE 2.02,9.01 07/25/13
Telenav, Inc. DE 2.02,9.01 07/25/13
TEMPUR SEALY INTERNATIONAL, INC. DE 2.02,7.01,9.01 07/25/13
TENNANT CO MN 2.02,9.01 07/25/13
TERADYNE, INC MA 2.02,9.01 07/24/13
TESARO, Inc. DE 2.02,5.02,9.01 07/25/13
TESSCO TECHNOLOGIES INC DE 2.02,9.01 07/24/13
TEXAS CAPITAL BANCSHARES INC/TX 2.02,9.01 07/24/13
TF FINANCIAL CORP PA 2.02,9.01 07/25/13
THERAVANCE INC DE 2.02,9.01 07/25/13
TIMKEN CO OH 2.02,9.01 07/25/13
TITAN INTERNATIONAL INC IL 2.02,9.01 07/24/13
TOMI Environmental Solutions, Inc. FL 5.02,9.01 07/25/13
TOOTSIE ROLL INDUSTRIES INC VA 2.02,9.01 06/29/13
TOWER FINANCIAL CORP IN 2.02,9.01 07/25/13
TRAVELZOO INC DE 5.02 07/23/13
TRI Pointe Homes, Inc. 1.01,2.03,9.01 07/22/13
TRIMAS CORP DE 2.02,9.01 07/25/13
Trius Therapeutics Inc DE 1.01 07/22/13
TWENTY-FIRST CENTURY FOX, INC. 8.01,9.01 07/25/13
TYLER TECHNOLOGIES INC DE 2.02 07/24/13
Under Armour, Inc. MD 2.02 07/25/13
UNIFI INC NY 2.02,7.01,8.01,9.01 07/24/13
UNIONBANCAL CORP DE 2.02,9.01 07/25/13
UNITED BANKSHARES INC/WV WV 2.02,9.01 07/25/13
UNITED COMMUNITY BANKS INC GA 2.02,9.01 07/25/13
United Continental Holdings, Inc. DE 2.02,7.01,9.01 07/25/13
UNITED ONLINE INC DE 8.01 07/25/13
UNITED STATES LIME & MINERALS INC TX 2.02,9.01 07/24/13
UNITED THERAPEUTICS Corp DE 2.02,9.01 07/25/13
UNITY BANCORP INC /NJ/ NJ 2.02,9.01 07/25/13
UNS Energy Corp AZ 5.02,9.01 07/25/13
URANIUM ENERGY CORP NV 5.02 07/24/13
URANIUM ENERGY CORP NV 5.07,8.01 07/24/13
US ENERGY CORP WY 1.01,7.01,9.01 07/23/13
USG CORP DE 2.02,9.01 07/24/13
UTAH MEDICAL PRODUCTS INC UT 2.02 07/25/13
VALASSIS COMMUNICATIONS INC DE 2.02,9.01 07/25/13
VALIDUS HOLDINGS LTD 2.02,9.01 07/25/13
VALIDUS HOLDINGS LTD 2.02,9.01 07/25/13
VALLEY NATIONAL BANCORP NJ 2.02,9.01 07/25/13
VALOR GOLD CORP. DE 3.02,9.01 07/24/13
Vantiv, Inc. 2.02,9.01 07/25/13
VARIAN MEDICAL SYSTEMS INC DE 7.01 07/24/13
VCA ANTECH INC DE 2.02,9.01 07/25/13
VERISIGN INC/CA DE 2.02,7.01,8.01,9.01 07/25/13
Verity Corp. NV 1.01,2.03,9.01 07/23/13
Vitacost.com, Inc. DE 5.02,9.01 07/22/13
W R GRACE & CO DE 2.02,9.01 07/25/13
W. P. Carey Inc. MD 1.01,8.01,9.01 07/25/13
Warner Chilcott plc 8.01,9.01 07/25/13
WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 07/24/13
Wayside Technology Group, Inc. DE 2.02,9.01 07/25/13
WELLS FARGO & COMPANY/MN DE 9.01 07/25/13
Wendy's Co DE 2.01 07/25/13 AMEND
WESBANCO INC WV 1.01,2.03,9.01 07/25/13
WESCO INTERNATIONAL INC 2.02,7.01,9.01 07/25/13
WEST MARINE INC DE 2.02,9.01 07/25/13
WESTAMERICA BANCORPORATION CA 8.01,9.01 07/25/13
WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 2.02,7.01,9.01 07/25/13
WILLIS GROUP HOLDINGS PLC L2 1.01,2.02,2.03, 07/23/13
7.01,9.01
WisdomTree Investments, Inc. DE 5.07 07/24/13
Woodward, Inc. DE 2.02,9.01 07/25/13
WORLD ACCEPTANCE CORP SC 2.02,7.01,9.01 07/25/13
World Surveillance Group Inc. DE 8.01,9.01 07/25/13
XEROX CORP NY 2.02,9.01 07/25/13
YADKIN FINANCIAL Corp NC 2.02,9.01 07/25/13
YAHOO INC DE 1.01,5.02,9.01 07/22/13
ZIMMER HOLDINGS INC DE 2.02,9.01 07/25/13
ZYGO CORP DE 5.02,9.01 07/23/13
ZYNGA INC DE 2.02,9.01 07/25/13
http://www.sec.gov/news/digest/2013/dig072613.htm
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