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COMMISSION ANNOUNCEMENTSCommission Suspends Trading in Securities of iTrackr SystemsThe Securities and Exchange Commission (Commission) announced the temporary suspension of trading in the securities of iTrackr Systems, Inc. (iTrackr), commencing at 9:30 a.m. EDT on June 18, 2013 and terminating at 11:59 p.m. EDT on July 1, 2013. The Commission temporarily suspended trading in the securities of iTrackr due to a lack of current and accurate information about the company because it has not filed certain periodic reports with the Commission. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by iTrackr. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspension, no quotation may be entered relating to the securities of iTrackr unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of iTrackr that have been subject to trading suspension until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551-5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to Sara Kalin at (323) 965-3860, or by e-mail at kalins@sec.gov. (Rel. 34-69779) ENFORCEMENT PROCEEDINGSIn the Matter of iTrackr Systems, Inc.In connection with the above trading suspension, the Commission announced the issuance of an Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 against iTrackr Systems, Inc. (iTrackr). The Division of Enforcement alleges that iTrackr is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended September 30, 2012. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-69780; 3-15360) Commission Revokes Registration of Securities of Radix Marine, Inc. for Failure to Make Required Periodic FilingsOn June 18, 2013, the Commission revoked the registration of each class of registered securities of Radix Marine, Inc. (RDXM) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, RDXM consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Radix Marine, Inc. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of RDXM’s securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against RDXM in In the Matter of Bloggerwave, Inc., et al., Administrative Proceeding File No. 3-15328. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . (Rel. No. 34-69778; File No. 3-15328). Commission Orders Hearing on Registration Suspension or Revocation against Eight Public Companies for Failure to Make Required Periodic FilingsToday, the Commission instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registrations of each class of the securities of eight companies for failure to make required periodic filings with the Commission:
In this Order, the Division of Enforcement (Division) alleges that the eight issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the Administrative Law Judge will hear evidence from the Division and the Respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and/or 13a-13 thereunder, are true. The Administrative Law Judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of each class of the securities of these Respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-69781; File No. 3-15359) In the Matter of Gerald “Jerry” D. KegleyAn Administrative Law Judge issued an Order Imposing Sanctions By Default (Default Order) in Gerald “Jerry” D. Kegley, Admin. Proc. File No. 3-15262. The Default Order follows a Corrected Final Judgment against Gerald D. Kegley (Kegley) on February 25, 2013, in which he was (1) permanently enjoined from violations of Sections 5 and 17(a) of the Securities Act of 1933 (Securities Act), Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 (Exchange Act) , and Exchange Act Rule 10b-5, and from aiding and abetting violations of Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act, and Exchange Act Rule 10b-5; (2) ordered to disgorge $99,940 together with prejudgment interest of $9,851.93 for a total of $109,791.93; and (3) ordered to pay a civil money penalty in the amount of $99,940. The Default Order finds that it is in the public interest to bar Kegley from being associated with an investment adviser, broker, dealer, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization and from participating in an offering of penny stock. (Rel. 34-69783; File No. 3-15262) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-3 SEQUOIA RESIDENTIAL FUNDING INC, ONE BELVEDERE PLACE,, SUITE 300,
MILL VALLEY, CA, 94941, 415-389-7373 -
1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-189370 -
Jun. 17) (BR. OSF)
S-4 NOVAVAX INC, 9920 BELWARD CAMPUS DRIVE, ROCKVILLE, MD, 20850,
240-268-2000 - 15,729,634 ($28,412,511.00) Equity, (File 333-189371 -
Jun. 17) (BR. 01B)
S-3 TearLab Corp, 12707 HIGH BLUFF DRIVE, SUITE 200, SAN DIEGO, CA, 92130,
858-794-1400 - 1 ($35,000,000.00) Equity, (File 333-189372 - Jun. 17)
(BR. 10B)
S-3 EveryWare Global, Inc., 519 N. PIERCE AVENUE, LANCASTER, OH, 43130,
740-687-2500 - 0 ($222,298,073.62) Equity, (File 333-189373 - Jun. 17)
(BR. 11C)
S-3ASR O REILLY AUTOMOTIVE INC, 233 S PATTERSON AVE, SPRINGFIELD, MO, 65802,
417-829-5878 - 0 ($0.00) Non-Convertible Debt, (File 333-189374 -
Jun. 17) (BR. 02C)
S-3ASR LyondellBasell Industries N.V., 1221 MCKINNEY ST, SUITE 700, HOUSTON,
TX, 77010, 713-309-7603 - 0 ($0.00) Unallocated (Universal) Shelf,
(File 333-189375 - Jun. 17) (BR. 06A)
S-8 ENERNOC INC, ONE MARINA PARK DRIVE, SUITE 400, BOSTON, MA, 02210,
(617) 224-9900 - 0 ($31,675,000.00) Equity, (File 333-189382 - Jun. 17)
(BR. 03A)
S-8 WINLAND ELECTRONICS INC, 1950 EXCEL DR, MANKATO, MN, 56001,
5076257231 - 350,000 ($245,000.00) Equity, (File 333-189383 - Jun. 17)
(BR. 10B)
S-8 Fifth & Pacific Companies, Inc., 1441 BROADWAY, NEW YORK, NY, 10018,
2123544900 - 9,500,000 ($202,445,000.00) Equity, (File 333-189384 -
Jun. 17) (BR. 09B)
S-3 FORD CREDIT AUTO RECEIVABLES TWO LLC,
C/O FORD MOTOR CO , WHQ STE 801-C1, ONE AMERICAN ROAD, DEARBORN, MI,
48126, 3135943495 - 0 ($1.00) Asset-Backed Securities,
(File 333-189385 - Jun. 17) (BR. OSF)
S-8 ATMEL CORP, 1600 TECHNOLOGY DRIVE, SAN JOSE, CA, 95110, 4084410311 -
25,000,000 ($189,750,000.00) Equity, (File 333-189388 - Jun. 17)
(BR. 10A)
S-8 Cornerstone OnDemand Inc, 1601 CLOVERFIELD BLVD, SUITE 620,
SANTA MONICA, CA, 90404, 310-752-0200 -
2,787,920 ($108,559,073.60) Equity, (File 333-189389 - Jun. 17)
(BR. 03A)
S-3ASR Liberty Global plc, 38 HANS CRESCENT, LONDON, X0, SW1X 0LZ,
303-220-6600 - 25,126,579 ($1,786,259,165.60) Equity,
(File 333-189390 - Jun. 17) (BR. 11A)
S-8 NEOGENOMICS INC, 1726 MEDICAL BOULEVARD, SUITE 201, SUITE 201, NAPLES,
FL, 34108, 9419231949 - 1,029,076 ($4,136,885.52) Equity,
(File 333-189391 - Jun. 17) (BR. 09A)
S-3 NeuroMetrix, Inc., 62 FOURTH AVENUE, WALTHAM, MA, 02451,
(781) 890-9989 - 3,974,769 ($7,949,538.00) Equity, (File 333-189392 -
Jun. 17) (BR. 10B)
S-8 NeuroMetrix, Inc., 62 FOURTH AVENUE, WALTHAM, MA, 02451,
(781) 890-9989 - 300,000 ($600,000.00) Equity, (File 333-189393 -
Jun. 17) (BR. 10B)
S-3 Pacific Coast Oil Trust, 919 CONGRESS AVENUE, SUITE 500, AUSTIN, TX,
78701, 512-236-6599 -
20,083,158 ($359,488,528.20) Unallocated (Universal) Shelf,
(File 333-189394 - Jun. 17) (BR. 04B)
S-1 Opexa Therapeutics, Inc., 2635 TECHNOLOGY FOREST BLVD., THE WOODLANDS,
TX, 77381, (281) 272-9331 - 0 ($17,250,000.00) Equity,
(File 333-189395 - Jun. 17) (BR. 01B)
S-1 World Point Terminals, LP, 8235 FORSYTH BLVD., SUITE 400, ST. LOUIS,
MO, 63105, 314-889-9600 -
0 ($212,000,000.00) Limited Partnership Interests, (File 333-189396 -
Jun. 17) (BR. 04A)
S-1 RetailMeNot, Inc., 301 CONGRESS AVENUE, SUITE 700, AUSTIN, TX, 78701,
512.777.2970 - 0 ($230,000,000.00) Equity, (File 333-189397 - Jun. 17)
(BR. 11C)
S-8 CHURCH & DWIGHT CO INC /DE/, 500 CHARLES EWING BOULEVARD, EWING, NJ,
08628, 609-806-1200 - 0 ($607,100,000.00) Equity, (File 333-189398 -
Jun. 17) (BR. 06A)
S-8 INTUITIVE SURGICAL INC, 4085232100 -
1,625,000 ($810,550,000.00) Equity, (File 333-189399 - Jun. 17)
(BR. 10A)
RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 3D SYSTEMS CORP DE 7.01,9.01 06/17/13 ABRAXAS PETROLEUM CORP NV 1.01,7.01,9.01 06/17/13 Advaxis, Inc. DE 5.07 06/14/13 AFC ENTERPRISES INC MN 8.01,9.01 06/17/13 AFS SenSub Corp. 1.01,8.01,9.01 06/13/13 AGENUS INC DE 5.02,5.07,7.01,9.01 06/12/13 AK STEEL HOLDING CORP DE 7.01,9.01 06/17/13 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 06/17/13 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 06/17/13 AMERICAN EXPRESS CO NY 7.01 06/17/13 AMERICAN INTERNATIONAL GROUP INC DE 1.01,9.01 06/15/13 American Realty Capital Properties, I MD 8.01,9.01 06/17/13 AMICUS THERAPEUTICS INC DE 7.01,9.01 06/17/13 AMKOR TECHNOLOGY INC DE 8.01,9.01 06/14/13 APOLLO INVESTMENT CORP MD 8.01,9.01 06/17/13 Applied Minerals, Inc. DE 8.01,9.01 06/17/13 Approach Resources Inc DE 7.01,9.01 06/17/13 APTARGROUP INC DE 5.02 06/12/13 AQUINO MILLING INC DE 5.03,5.07,8.01,9.01 06/12/13 Ares Commercial Real Estate Corp MD 8.01,9.01 06/17/13 ARRAY BIOPHARMA INC DE 8.01,9.01 06/17/13 ASBURY AUTOMOTIVE GROUP INC DE 8.01,9.01 06/17/13 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 06/17/13 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 06/17/13 ATWOOD OCEANICS INC TX 1.01,9.01 06/13/13 Bank of the Carolinas CORP NC 5.07 06/13/13 BBX CAPITAL CORP FL 2.01,9.01 06/17/13 AMEND BEAM INC DE 8.01,9.01 06/17/13 BioScrip, Inc. DE 8.01,9.01 06/17/13 BlackRock Kelso Capital CORP DE 5.02 06/17/13 Blue Water Restaurant Group, Inc. NV 5.02,9.01 06/14/13 Boomerang Systems, Inc. DE 1.01,2.03 06/11/13 CABELAS INC DE 7.01,9.01 06/17/13 CANNABIS SCIENCE, INC. NV 5.02,9.01 05/20/13 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 06/17/13 Capstone Therapeutics Corp. DE 5.07 06/14/13 CARRIZO OIL & GAS INC TX 5.02,5.07,9.01 06/11/13 CARVER BANCORP INC DE 2.02 06/17/13 CATALYST PHARMACEUTICAL PARTNERS, INC DE 7.01 06/17/13 CATERPILLAR FINANCIAL SERVICES CORP DE 8.01,9.01 06/17/13 CATERPILLAR INC DE 5.07 06/17/13 CENTENE CORP 8.01 06/17/13 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 06/17/13 CHENIERE ENERGY INC DE 5.02 06/15/13 Cheniere Energy Partners, L.P. DE 5.02 06/15/13 China Precision Steel, Inc. CO 3.01 06/11/13 China Shengda Packaging Group Inc. NV 8.01,9.01 06/17/13 CIRTRAN CORP NV 3.02 05/29/13 Cleantech Solutions International, In DE 7.01,9.01 06/14/13 Clovis Oncology, Inc. DE 1.01,8.01,9.01 06/11/13 CNS RESPONSE, INC. DE 1.01,3.02 05/31/13 CODESMART HOLDINGS, INC. FL 3.03,5.03,9.01 06/14/13 COMMUNITY BANCORP /VT VT 8.01,9.01 06/11/13 Community Bankers Trust Corp DE 5.07 06/13/13 CONCORD CAMERA CORP NJ 8.01 06/14/13 Cornerstone OnDemand Inc DE 1.01,2.03,3.02,9.01 06/11/13 Cornerstone OnDemand Inc DE 5.07 06/11/13 CORPORATE EXECUTIVE BOARD CO DE 5.07 06/13/13 COSI INC DE 5.02,9.01 06/11/13 COTT CORP /CN/ 2.05 06/13/13 CRAY INC WA 1.01,5.02,5.07 06/13/13 DAKOTA PLAINS HOLDINGS, INC. NV 1.01,2.03,9.01 06/17/13 DATAWATCH CORP DE 8.01,9.01 06/14/13 DDR CORP OH 8.01,9.01 06/17/13 Diamond Foods Inc DE 7.01,9.01 06/17/13 Discover Financial Services DE 7.01,9.01 06/17/13 Discovery Energy Corp. NY 1.01,2.03,9.01 06/12/13 Dorman Products, Inc. PA 8.01 06/13/13 DOW CHEMICAL CO /DE/ DE 2.03,9.01 06/16/13 Duke Energy CORP DE 8.01,9.01 06/17/13 E2open Inc DE 4.01,9.01 06/13/13 EATON VANCE CORP MD 8.01,9.01 06/14/13 eHealth, Inc. DE 5.07 06/13/13 ELEPHANT TALK COMMUNICATIONS CORP DE 3.01,7.01,9.01 06/13/13 EMCOR GROUP INC DE 5.07 06/13/13 ENCORE CAPITAL GROUP INC DE 2.01,9.01 06/13/13 ENCORE CAPITAL GROUP INC DE 8.01,9.01 06/17/13 Ensco plc 7.01,9.01 06/17/13 ENSIGN GROUP, INC 5.07 06/12/13 EPAM Systems, Inc. DE 5.07 06/17/13 EQUITY RESIDENTIAL MD 8.01,9.01 06/14/13 Extra Space Storage Inc. MD 3.02,7.01,9.01 06/13/13 Extra Space Storage Inc. MD 8.01,9.01 06/17/13 Federal Home Loan Bank of Boston X1 2.03 06/13/13 FIRST BANCSHARES INC /MS/ MS 8.01 06/17/13 First Connecticut Bancorp, Inc. MD 7.01,9.01 06/17/13 FIRST INDEPENDENCE CORP. FL 4.01,9.01 06/11/13 FIRSTBANK CORP MI 8.01,9.01 06/14/13 FISERV INC WI 5.02 06/13/13 FOCUS GOLD Corp 5.02,8.01,9.01 06/14/13 FOREST CITY ENTERPRISES INC OH 5.02,5.07,9.01 06/13/13 FRISCHS RESTAURANTS INC OH 1.01,9.01 06/12/13 FS Investment Corp II MD 1.02,9.01 06/13/13 FUSION-IO, INC. DE 5.02 06/14/13 FX ENERGY INC NV 5.07 06/13/13 GAIN Capital Holdings, Inc. DE 5.07,7.01,9.01 06/13/13 GALLAGHER ARTHUR J & CO DE 1.01,2.03,7.01,9.01 06/17/13 GameStop Corp. DE 8.01 06/13/13 GENCORP INC OH 7.01,9.01 06/16/13 General Motors Financial Company, Inc TX 9.01 06/17/13 AMEND GENESIS FINANCIAL INC WA 1.01,2.01,3.02,9.01 05/31/13 GenMark Diagnostics, Inc. DE 7.01,9.01 06/17/13 GIGA TRONICS INC CA 2.02,9.01 06/17/13 GLADSTONE INVESTMENT CORPORATION\DE DE 1.01,2.03,9.01 06/12/13 GLEACHER & COMPANY, INC. DE 8.01,9.01 06/14/13 Global Income Trust, Inc. MD 5.03,5.07,9.01 06/12/13 GLOBUS MEDICAL INC DE 8.01,9.01 06/14/13 GLOWPOINT, INC. DE 5.07 06/13/13 GMX RESOURCES INC OK 5.02,8.01 06/11/13 Google Inc. DE 7.01,9.01 06/16/13 Green Automotive Co 4.02,7.01 05/20/13 Green Automotive Co 1.01,2.01,3.02, 12/14/12 AMEND 5.01,5.02,5.03,5.06,9.01 HALCON RESOURCES CORP DE 1.01,9.01 06/11/13 HAMPSHIRE GROUP LTD DE 5.07,9.01 06/12/13 HDS INTERNATIONAL CORP. NV 1.01,2.03,7.01,9.01 06/11/13 HEALTH NET INC DE 7.01 06/17/13 Helmer Directional Drilling Corp. NV 5.02 06/13/13 HELMERICH & PAYNE INC DE 7.01,9.01 06/17/13 HII Technologies, Inc. 7.01,9.01 06/17/13 HOMEAWAY INC DE 5.07 06/06/12 AMEND HUDSON VALLEY HOLDING CORP NY 7.01,9.01 06/17/13 HURCO COMPANIES INC IN 7.01,9.01 06/17/13 ICAHN ENTERPRISES L.P. DE 8.01,9.01 06/17/13 IEC ELECTRONICS CORP DE 7.01,9.01 06/13/13 Imprimis Pharmaceuticals, Inc. DE 1.01,9.01 06/11/13 INDUSTRIAL SERVICES OF AMERICA INC /F FL 5.02,9.01 06/11/13 Ingersoll-Rand plc L2 7.01,8.01,9.01 06/17/13 INNOVUS PHARMACEUTICALS, INC. NV 1.01 06/11/13 Inova Technology Inc. NV 5.03,8.01 06/14/13 INTERNATIONAL LEASE FINANCE CORP CA 5.01,9.01 06/15/13 INTERVEST BANCSHARES CORP DE 5.02,8.01,9.01 06/14/13 Intrepid Potash, Inc. DE 1.01,9.01 06/11/13 IRIDEX CORP DE 5.07,8.01 06/11/13 IXYS CORP /DE/ DE 5.02 06/14/13 JACK IN THE BOX INC /NEW/ DE 2.05,2.06,9.01 06/14/13 JONES GROUP INC PA 5.02,5.07,9.01 06/14/13 KBS Real Estate Investment Trust, Inc MD 8.01 06/12/13 KCAP Financial, Inc. DE 8.01,9.01 06/14/13 KORN FERRY INTERNATIONAL DE 2.02,9.01 06/17/13 LAS VEGAS RAILWAY EXPRESS, INC. DE 5.07 06/11/13 LEMAITRE VASCULAR INC 5.07 06/13/13 LENCO MOBILE INC. DE 5.02 06/11/13 LIBERATOR MEDICAL HOLDINGS, INC. NV 9.01 06/14/13 Liberty Global plc X0 8.01,9.01 06/17/13 Lightwave Logic, Inc. NV 1.01,3.02,9.01 06/06/13 AMEND LOAD GUARD LOGISTICS, INC. NV 4.01,9.01 06/14/13 LyondellBasell Industries N.V. P7 8.01,9.01 06/17/13 MARATHON OIL CORP DE 5.02,5.03,9.01 06/12/13 Marketo, Inc. DE 8.01 06/17/13 Mast Therapeutics, Inc. DE 1.01,9.01 06/14/13 MEADWESTVACO Corp DE 2.02,9.01 06/17/13 MEDICINOVA INC DE 5.02,5.07,9.01 06/14/13 MENTOR GRAPHICS CORP OR 5.07 06/12/13 MFRI INC DE 5.02,9.01 06/14/13 MILAGRO OIL & GAS, INC. DE 1.01,8.01,9.01 06/17/13 MINES MANAGEMENT INC ID 5.07 06/13/13 MITEL NETWORKS CORP 7.01,9.01 06/17/13 MOLINA HEALTHCARE INC DE 1.01,2.03,9.01 06/12/13 MONOLITHIC POWER SYSTEMS INC CA 5.07,9.01 06/13/13 MOTORCAR PARTS AMERICA INC NY 2.02,9.01 06/17/13 MOVADO GROUP INC NY 5.07 06/13/13 MOVE INC DE 5.02,5.07,9.01 06/12/13 MRC GLOBAL INC. DE 8.01,9.01 06/17/13 New Mountain Finance Corp DE 2.02 06/17/13 NEWCASTLE INVESTMENT CORP MD 1.01,9.01 06/11/13 NEWS CORP 1.01,3.03,8.01,9.01 06/14/13 NOVAVAX INC DE 5.07 06/13/13 NOVAVAX INC DE 8.01,9.01 06/17/13 ORCHARD SUPPLY HARDWARE STORES CORP DE 1.01,1.03,2.04,9.01 06/16/13 Owens Corning DE 5.02 06/13/13 Owens Realty Mortgage, Inc. MD 7.01,9.01 06/17/13 Pacific Green Technologies Inc. DE 1.01,2.01,3.02,9.01 06/17/13 PACIFIC PREMIER BANCORP INC DE 8.01,9.01 06/17/13 PARKE BANCORP, INC. NJ 8.01 06/12/13 PARKWAY PROPERTIES INC MD 1.01,2.03,9.01 06/12/13 PASSUR Aerospace, Inc. NY 5.02 06/12/13 PENNYMAC FINANCIAL SERVICES, INC. DE 5.02,9.01 06/13/13 PERFICIENT INC DE 7.01,9.01 06/13/13 PHARMACYCLICS INC DE 7.01,9.01 06/16/13 PHARMACYCLICS INC DE 8.01,9.01 06/16/13 PHARMATHENE, INC DE 5.07 06/11/13 PINNACLE ENTERTAINMENT INC. DE 8.01,9.01 06/17/13 PINNACLE WEST CAPITAL CORP AZ 8.01 06/17/13 PORTLAND GENERAL ELECTRIC CO /OR/ OR 1.01,9.01 06/11/13 POWIN CORP 5.02,5.07,8.01 06/12/13 PRAIRIE WEST OIL & GAS, LTD. NV 1.01,5.01,5.02 01/22/13 AMEND PREMIER EXHIBITIONS, INC. FL 5.02,8.01,9.01 06/12/13 Primco Management Inc. 8.01 06/01/13 PROGENICS PHARMACEUTICALS INC DE 5.02,9.01 06/17/13 PROLOR Biotech, Inc. NV 7.01,9.01 06/15/13 PRONTO CORP. NV 1.01,5.02,9.01 06/10/13 PROSPECT CAPITAL CORP MD 7.01,9.01 06/17/13 QUAKER CHEMICAL CORP PA 1.01,2.03 06/14/13 RAMBUS INC DE 8.01,9.01 06/17/13 Rango Energy, Inc. NV 1.01,9.01 06/07/13 Rango Energy, Inc. NV 8.01,9.01 06/05/13 Rango Energy, Inc. NV 8.01,9.01 06/10/13 RBC Bearings INC 5.02,9.01 06/14/13 Reis, Inc. MD 5.02,9.01 06/13/13 REPROS THERAPEUTICS INC. DE 1.01,9.01 06/14/13 REPROS THERAPEUTICS INC. DE 8.01,9.01 06/17/13 RESEARCH FRONTIERS INC DE 5.07 06/13/13 RESPONSE GENETICS INC 5.02,9.01 06/12/13 Rexnord Corp DE 8.01,9.01 06/17/13 RIMAGE CORP MN 8.01,9.01 06/17/13 ROCKY BRANDS, INC. OH 5.07 05/09/12 AMEND RURAL ELECTRIC COOPERATIVE GRANTOR TR NY 8.01,9.01 06/17/13 SCHLUMBERGER LTD /NV/ P8 5.02 06/11/13 SCHOOL SPECIALTY INC DE 1.01,1.02,1.03, 06/11/13 2.03,3.02,3.03,5.01,5.02,9.01 SCI Engineered Materials, Inc. OH 5.07 06/14/13 SED INTERNATIONAL HOLDINGS INC 2Q 5.02,9.01 06/12/13 SEQUENOM INC DE 5.02 06/11/13 SERVICE CORPORATION INTERNATIONAL TX 8.01,9.01 06/12/13 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 06/17/13 SIGNET JEWELERS LTD 5.07 06/14/13 SIMPSON MANUFACTURING CO INC /CA/ DE 8.01,9.01 06/14/13 SMITH & WESSON HOLDING CORP NV 1.01,2.03,9.01 06/11/13 AMEND SOCIAL REALITY DE 1.01,2.03,3.02,9.01 06/11/13 SOHU COM INC DE 5.07 06/14/13 SPIRIT REALTY CAPITAL, INC. MD 8.01,9.01 06/17/13 STAAR SURGICAL CO DE 7.01,9.01 06/17/13 STAGE STORES INC NV 5.07 06/13/13 STEIN MART INC FL 4.01,8.01,9.01 06/11/13 STEINER LEISURE Ltd C5 5.07 06/12/13 STEPAN CO DE 3.03,8.01,9.01 06/12/13 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 06/17/13 Summit Midstream Partners, LP DE 1.01,2.03,9.01 06/12/13 SWIFT TRANSPORTATION Co 1.01 06/17/13 SYNTA PHARMACEUTICALS CORP 5.03,5.07,9.01 06/13/13 TECHE HOLDING CO LA 8.01,9.01 06/17/13 TECHPRECISION CORP 5.02,9.01 06/13/13 TEREX CORP DE 7.01,9.01 06/17/13 THERAVANCE INC DE 8.01,9.01 06/17/13 Thermon Group Holdings, Inc. DE 4.01,9.01 06/14/13 TWO RIVERS WATER & FARMING Co CO 5.07 06/11/13 UNIGENE LABORATORIES INC DE 1.01,2.01, 06/11/13 2.03,2.04,9.01 Unilife Corp DE 7.01,9.01 06/17/13 United Continental Holdings, Inc. DE 5.07 06/12/13 United Realty Trust Inc MD 5.07,8.01 05/24/13 UNITED STATIONERS INC DE 2.03 06/11/13 USEC INC DE 1.01 06/13/13 Valeant Pharmaceuticals International A6 8.01,9.01 06/14/13 AMEND Valeant Pharmaceuticals International A6 8.01,9.01 06/17/13 AMEND VERAMARK TECHNOLOGIES INC DE 1.01,1.02,8.01,9.01 06/11/13 Verastem, Inc. DE 5.05 06/13/13 VERDE RESOURCES, INC. NV 1.01 05/29/13 Viggle Inc. DE 8.01,9.01 06/17/13 VILLAGE SUPER MARKET INC NJ 8.01,9.01 06/14/13 VirtualScopics, Inc. DE 5.02,9.01 06/12/13 VISTEON CORP DE 5.02,5.07,8.01 06/12/13 WEBSENSE INC DE 5.02,5.07 06/12/13 WELLS FARGO & COMPANY/MN DE 9.01 06/17/13 WELLS REAL ESTATE FUND XI L P GA 1.01 06/13/13 WELLS REAL ESTATE FUND XII LP GA 1.01 06/13/13 Western Union CO DE 1.01 06/14/13 WEYERHAEUSER CO WA 1.01,5.02,8.01,9.01 06/13/13 WEYERHAEUSER CO WA 8.01,9.01 06/17/13 WEYERHAEUSER CO WA 8.01,9.01 06/17/13 WEYERHAEUSER CO WA 7.01,9.01 06/17/13 WHITING PETROLEUM CORP DE 8.01,9.01 06/17/13 Workday, Inc. DE 1.01,2.03, 06/11/13 3.02,8.01,9.01 World Surveillance Group Inc. DE 9.01 03/28/13 AMEND
http://www.sec.gov/news/digest/2013/dig061813.htm
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