SEC News Digest, March 27, 2013

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Commission Announcements

Closed Meeting on Wednesday, March 27, 2013 at 10:00 a.m.

The subject matter of the Closed Meeting held on March 27, 2013 was: a matter relating to an enforcement proceeding.

At times, changes in Commission priorities require alterations in the scheduling of meeting item. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400.

INVESTMENT COMPANY ACT RELEASES

Forward Funds, et al.

An order has been issued on an application filed by Forward Funds, et al., under Section 12(d)(1)(J) of the Investment Company Act of 1940 (Act) for an exemption from Sections 12(d)(1)(A) and (B) of the Act and under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act. The order permits certain open-end management investment companies registered under the Act to acquire shares of certain open-end management investment companies registered under the Act that are outside of the same group of investment companies as the acquiring investment companies. (Rel. IC-30437 - March 26)

SELF-REGULATORY ORGANIZATIONS

Immediate Effectiveness of Proposed Rule Changes

The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-CBOE-2013-036) filed by Chicago Board Options Exchange, Incorporated pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to amend order type and auction rules in advance of Mini-Option launch. Publication is expected in the Federal Register during the week of March 25, 2013. (Rel. 34-69235)

A proposed rule change filed by The NASDAQ Stock Market LLC related to fees and rebates for Mini Options (SR-NASDAQ-2013-049) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 25, 2013. (Rel. 34-69236)

A proposed rule change filed by BATS Exchange, Inc. related to the fee schedule (SR-BATS-2013-021) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 25, 2013. (Rel. 34-69237)

A proposed rule change filed by BATS Exchange, Inc. related to the fee schedule (SR-BATS-2013-020) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 25, 2013. (Rel. 34-69238)

ICE Clear Credit LLC (ICC) filed a proposed rule change (SR-ICC-2013-04) under Section 19(b)(1) of the Securities Exchange Act of 1934 to amend Schedule 502 of the ICC Rules for the March 20, 2013, and March 27, 2013, scheduled index series listings. Publication is expected in the Federal Register during the week of March 25, 2013. (Rel. 34-69239)

The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-BOX-2013-18) filed by BOX Options Exchange LLC pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to amend IM-5050-10 (Mini Options Contracts). Publication is expected in the Federal Register during the week of March 25, 2013. (Rel. 34-69240)

The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-Phlx-2013-36) filed by NASDAQ OMX PHLX LLC pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 relating to trading QCC and PIXL orders in Mini Options. Publication is expected in the Federal Register during the week of March 25, 2013. (Rel. 34-69241)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

N-2     Cushing American Renaissance Fund, 8117 PRESTON ROAD, SUITE 440, 
        DALLAS, TX, 75225, (214) 635-1689 - 40,000 ($1,000,000.00) Equity, 
        (File 333-187511 - Mar. 26) (BR. 17)

S-11    Armada Hoffler Properties, Inc., 222 CENTRAL PARK AVENUE, SUITE 2100, 
        VIRGINIA BEACH, VA, 23462, 757-366-4000 - 0 ($201,250,000.00) Equity, 
        (File 333-187513 - Mar. 26) (BR. 08B)

S-3     United States Commodity Index Funds Trust, 1320 HARBOR BAY PARKWAY, 
        SUITE 145, ALAMEDA, CA, 94502, 510-522-9600 - 0 ($1.00) Other, 
        (File 333-187515 - Mar. 26) (BR. 08C)

S-3     United States Commodity Index Funds Trust, 1320 HARBOR BAY PARKWAY, 
        SUITE 145, ALAMEDA, CA, 94502, 510-522-9600 - 0 ($1.00) Other, 
        (File 333-187516 - Mar. 26) (BR. 08C)

S-3     United States Commodity Index Funds Trust, 1320 HARBOR BAY PARKWAY, 
        SUITE 145, ALAMEDA, CA, 94502, 510-522-9600 - 0 ($1.00) Other, 
        (File 333-187517 - Mar. 26) (BR. 08C)

S-3     United States Commodity Index Funds Trust, 1320 HARBOR BAY PARKWAY, 
        SUITE 145, ALAMEDA, CA, 94502, 510-522-9600 - 0 ($1.00) Other, 
        (File 333-187518 - Mar. 26) (BR. 08C)

S-1     Capitol Acquisition Corp. II, 509 7TH STREET, N.W., WASHINGTON, DC, 
        20004, 202-654-7060 - 0 ($1.00) Equity, (File 333-187519 - Mar. 26) 
        (BR. 08B)

S-8     RGC RESOURCES INC, 519 KIMBALLAVENUE N.E., ROANOKE, VA, 24016, 
        5407774427 - 100,000 ($1,814,000.00) Equity, (File 333-187529 - 
        Mar. 26) (BR. 02B)

F-3ASR  Arcos Dorados Holdings Inc., Roque Saenz Pena 432, B1636FFB Olivos, 
        Buenos Aires, C1, None, 011 54 11 4711 2000 - 
        2,272,551 ($29,793,143.61) Equity, (File 333-187531 - Mar. 26) (BR. 05C)

S-8     Ellomay Capital Ltd., 9 ROTHSCHILD BLVD., TEL AVIV, L3, 66881, 
        011-972-3-797-1111 - 634,814 ($4,659,723.81) Equity, (File 333-187533 - 
        Mar. 26) (BR. 02)

S-4     QCR HOLDINGS INC, 3551 7TH STREET, MOLINE, IL, 61265, 3097363580 - 
        0 ($13,035,429.00) Equity, (File 333-187534 - Mar. 26) (BR. 07C)

S-3ASR  Francesca's Holdings CORP, 3480 WEST 12TH STREET, Houston, TX, 77008, 
        713-864-1358 - 0 ($0.00) Equity, (File 333-187536 - Mar. 26) (BR. 09)

S-8     Venaxis, Inc., 1585 S. PERRY STREET, CASTLE ROCK, CO, 80104, 
        (303) 794-2000 - 1,200,000 ($2,700,000.00) Equity, (File 333-187537 - 
        Mar. 26) (BR. 01B)

S-8     KYTHERA BIOPHARMACEUTICALS INC, 27200 WEST AGOURA ROAD, SUITE 200, 
        CALABASAS, CA, 91301, 818-587-4500 - 0 ($15,964,806.00) Equity, 
        (File 333-187538 - Mar. 26) (BR. 01B)

S-4     NCR CORP, 3097 SATELLITE BLVD, DULUTH, 2Q, 30096, 9374455000 - 
        0 ($500,000,000.00) Non-Convertible Debt, (File 333-187540 - Mar. 26) 
        (BR. 03B)

S-11    CAPITAL TRUST INC, 410 PARK AVENUE, 14TH FLOOR, NEW YORK, NY, 10022, 
        2126550220 - 0 ($100,000,000.00) Equity, (File 333-187541 - Mar. 26) 
        (BR. 08C)

S-3     CURRENCYSHARES SWISS FRANC TRUST, C/O GUGGENHEIM INVESTMENTS, 
        805 KING FARM BOULEVARD, SUITE 600, ROCKVILLE, MD, 20850, 
        301-296-5100 - 0 ($726,565,000.00) Other, (File 333-187542 - Mar. 26) 
        (BR. 08B)

S-4     NCR CORP, 3097 SATELLITE BLVD, DULUTH, 2Q, 30096, 9374455000 - 
        0 ($600,000,000.00) Non-Convertible Debt, (File 333-187543 - Mar. 26) 
        (BR. 03B)

S-1     Ticket Corp., 1135 TERMINAL WAY, SUITE 209, RENO, NV, 89502, 
        4152181140 - 15,000,000 ($49,500.00) Equity, (File 333-187544 - 
        Mar. 26) (BR. )

S-8     YELP INC, 706 MISSION ST, 7TH FLOOR, SAN FRANCISCO, CA, 95103, 
        415-568-3249 - 0 ($86,227,428.45) Equity, (File 333-187545 - Mar. 26) 
        (BR. 11A)

S-3ASR  FIFTH THIRD BANCORP, 38 FOUNTAIN SQ PLZ, FIFTH THIRD CENTER, 
        CINCINNATI, OH, 45263, 5135795300 - 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-187546 - Mar. 26) 
        (BR. 12A)

S-3ASR  El Paso Pipeline Partners, L.P., 1001 LOUISIANA ST., SUITE 1000, 
        HOUSTON, TX, 77002, 713-369-9457 - 0 ($0.00) Other, (File 333-187547 - 
        Mar. 26) (BR. 02C)

S-3     TOWERSTREAM CORP, 55 HAMMARLUND WAY, MIDDLETOWN, RI, 02842, 
        (401) 848-5848 - 433,673 ($997,448.00) Equity, (File 333-187548 - 
        Mar. 26) (BR. 11C)

S-8     ROADSHIPS HOLDINGS, INC., 284 W MILLBROOK ROAD, RALEIGH, NC, 27609, 
        919-846-5229 - 500,000,000 ($100,000.00) Equity, (File 333-187550 - 
        Mar. 26) (BR. 05A)

S-8     Patient Safety Technologies, Inc, TWO VENTURE PLAZA, 
        TWO VENTURE, SUITE 350, IRVINE,, CA, 92618, 949-387-2277 - 
        3,303,334 ($4,025,875.50) Equity, (File 333-187551 - Mar. 26) (BR. 10B)

S-3D    American Realty Capital Trust IV, Inc., 405 PARK AVENUE, NEW YORK, NY, 
        10022, 212 415 6500 - 0 ($237,500,000.00) Equity, (File 333-187552 - 
        Mar. 26) (BR. 08B)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

-----------------------------------------------------------------------------------------

ABBY INC.                                        1.01,9.01            03/22/13

ADB International Group, Inc.           NJ       5.02,9.01            03/25/13

ADVANCED MICRO DEVICES INC              DE       1.01                 03/26/13

ADVANT E CORP                           DE       2.02,9.01            03/26/13

AES CORP                                DE       5.02                 03/25/13

ALASKA PACIFIC BANCSHARES INC           AK       5.03,9.01            03/21/13

Alexza Pharmaceuticals Inc.             DE       2.02,9.01            03/26/13

Alta Mesa Holdings, LP                  TX       2.02,9.01            03/26/13

Altisource Residential Corp                      1.01,2.03            03/22/13

AMERIANA BANCORP                        IN       1.01,5.02,9.01       03/26/13

AMERICAN AXLE & MANUFACTURING HOLDING   DE       7.01                 03/26/13

American Realty Capital Properties, I   MD       7.01,9.01            03/26/13

ANDAIN, INC.                            NV       4.01                 01/08/13    AMEND

ANGIOTECH PHARMACEUTICALS INC                    1.01,8.01,9.01       03/22/13

Anthera Pharmaceuticals Inc             DE       2.02,5.02,9.01       03/25/13

API Technologies Corp.                  DE       5.07                 03/22/13

Apollo Acquisition Corp                 E9       5.01                 03/20/13

ARADIGM CORP                            CA       2.02,9.01            03/26/13

ASHLAND INC.                            KY       5.02,9.01            03/25/13

Asia Interactive Media Inc.             NV       4.01,9.01            02/22/13

ATLANTIC POWER CORP                     A1       8.01,9.01            03/22/13

ATMEL CORP                              DE       5.02                 03/20/13

Avantair, Inc                           DE       2.03,3.02,5.02       03/20/13

Bacterin International Holdings, Inc.   DE       2.02,9.01            03/26/13

BEACON ROOFING SUPPLY INC               DE       5.02                 03/25/13    AMEND

BELDEN INC.                             DE       1.01,9.01            03/21/13

BELDEN INC.                             DE       1.01,2.03,9.01       03/21/13

Benda Pharmaceutical, Inc.              MN       1.01,2.03,9.01       03/06/13

BioMed Realty Trust Inc                 MD       1.01,3.02,7.01,9.01  03/26/13

BIOSHAFT WATER TECHNOLOGY, INC.         NV       3.02                 03/22/13

BLUE CALYPSO, INC.                      DE       8.01,9.01            03/26/13

BLYTH INC                               DE       8.01,9.01            03/25/13

Bohai Pharmaceuticals Group, Inc.       NV       5.02,8.01            03/22/13

Bristow Group Inc                       DE       1.01,7.01,9.01       03/25/13

BROADCOM CORP                           CA       8.01,9.01            03/26/13

BUCKLE INC                              NE       8.01,9.01            03/26/13

CALIFORNIA WATER SERVICE GROUP          DE       1.01,7.01,9.01       03/20/13

CAMDEN NATIONAL CORP                    ME       8.01,9.01            03/26/13

CAMDEN NATIONAL CORP                    ME       5.02,9.01            03/26/13

CANTERBURY PARK HOLDING CORP            MN       2.02,9.01            03/26/13

CAPITAL TRUST INC                       MD       1.01,2.02,9.01       03/26/13

CAPITAL TRUST INC                       MD       4.01,9.01            03/11/13    AMEND

CARROLLTON BANCORP                      MD       8.01,9.01            03/22/13

CASCADE BANCORP                         OR       5.02                 03/21/13

CASCADE BANCORP                         OR       8.01,9.01            03/25/13

CASCADE CORP                            OR       2.02,9.01            03/25/13

CASELLA WASTE SYSTEMS INC               DE       8.01,9.01            03/26/13

CENTRAL ENERGY PARTNERS LP              DE       1.01,1.02,2.03,3.02, 03/20/13
                                                 5.02,9.01
     
CENTRAL EUROPEAN DISTRIBUTION CORP      DE       1.01,8.01,9.01       03/25/13

CHAMPION INDUSTRIES INC                 WV       2.04                 03/25/13

CHILDRENS PLACE RETAIL STORES INC                2.02,9.01            03/26/13

CIFC Corp.                              DE       2.02,9.01            03/26/13

CISCO SYSTEMS, INC.                     CA       8.01                 03/22/13

CITIGROUP INC                           DE       5.03,9.01            03/26/13

CLECO CORP                              LA       1.01,2.03,9.01       03/20/13

CNL Healthcare Properties, Inc.         MD       1.01,5.02,9.01       03/20/13

CNL LIFESTYLE PROPERTIES INC            MD       1.01,9.01            03/20/13

Colony Financial, Inc.                  MD       9.01                 01/02/13    AMEND

Colony Financial, Inc.                  MD       9.01                 02/06/13    AMEND

Comstock Holding Companies, Inc.        DE       2.02,9.01            03/26/13

COUSINS PROPERTIES INC                  GA       2.01,9.01            02/06/13    AMEND

Covidien plc                                     5.02,5.07,7.01,9.01  03/26/13

CRIMSON EXPLORATION INC.                         5.02                 03/26/13

DAVI LUXURY BRAND GROUP, INC.           NV       3.02,5.02            02/28/13

DAYSTAR TECHNOLOGIES INC                DE       3.01                 03/26/13

Delaine Corp                            NV       1.01,3.02,5.02,9.01  03/10/13

DIGITAL RIVER INC /DE                   DE       9.01                 01/10/13    AMEND

DIRECT INSITE CORP                      DE       2.02,9.01            03/26/13

DOVER SADDLERY INC                               2.02,7.01,9.01       03/26/13

DUPONT E I DE NEMOURS & CO              DE       2.03                 03/25/13

DYNEX CAPITAL INC                       VA       7.01,9.01            03/26/13

EARTH SEARCH SCIENCES INC               NV       8.01,9.01            03/25/13

eHealth, Inc.                           DE       5.02                 03/20/13

EMERSON ELECTRIC CO                     MO       7.01                 03/26/13

EMPIRE RESOURCES INC /NEW/              DE       2.02,9.01            03/25/13

Energy Transfer Equity, L.P.            DE       1.01,7.01,9.01       03/20/13

Energy Transfer Partners, L.P.          DE       1.01,3.02,7.01,9.01  03/20/13

ENTERPRISE FINANCIAL SERVICES CORP      DE       5.02,9.01            03/25/13

ENVIVIO INC                             DE       2.02,9.01            03/26/13

ENZON PHARMACEUTICALS INC               DE       2.05                 03/21/13

EPOCH HOLDING CORP                      DE       5.07,8.01,9.01       03/26/13

EQUAL ENERGY LTD.                       A0       8.01                 03/26/13

EQUITY LIFESTYLE PROPERTIES INC         MD       8.01,9.01            03/22/13

Evolucia Inc.                           NV       1.01,9.01            03/19/13

EXPLORE ANYWHERE HOLDING CORP           NV       1.01,5.02,7.01,9.01  03/25/13

EXXON MOBIL CORP                        NJ       2.02,7.01            03/25/13

Federal Home Loan Bank of Atlanta       X1       2.03                 03/20/13

Federal Home Loan Bank of Boston        X1       2.03                 03/22/13

Federal Home Loan Bank of Chicago       X1       2.03                 03/20/13

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01            03/21/13

Federal Home Loan Bank of Dallas                 2.03,9.01            03/20/13

Federal Home Loan Bank of Des Moines    X1       2.03,9.01            03/22/13

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01            03/26/13

Federal Home Loan Bank of New York      X1       2.03,9.01            03/20/13

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01            03/20/13

Federal Home Loan Bank of San Francis   X1       2.03                 03/20/13

Federal Home Loan Bank of San Francis   X1       5.02                 03/20/13

Federal Home Loan Bank of Seattle                8.01                 03/22/13

Federal Home Loan Bank of Seattle                2.03                 03/20/13

Federal Home Loan Bank of Topeka                 2.03,9.01            03/20/13

FIDELITY D & D BANCORP INC              PA       2.02,9.01            03/26/13    AMEND

FIELDPOINT PETROLEUM CORP               CO       2.02,7.01,9.01       03/21/13

Fifth Street Finance Corp               DE       8.01,9.01            03/25/13

First Bancorp, Inc /ME/                 ME       1.01,8.01,9.01       03/25/13

FIRST DATA CORP                         DE       2.02                 03/26/13

FIRST DATA CORP                         DE       8.01,9.01            03/26/13

FLAGSTAR BANCORP INC                    MI       5.02                 03/25/13

FLEETCOR TECHNOLOGIES INC               DE       1.01,2.03,9.01       03/20/13

FNB CORP/FL/                            FL       5.02                 03/20/13

FORTINET INC                                     5.02                 03/22/13

FRANKLIN FINANCIAL SERVICES CORP /PA/   PA       5.02                 03/26/13

FREDERICK COUNTY BANCORP INC            MD       5.02,9.01            03/25/13

FREDERICK COUNTY BANCORP INC            MD       8.01,9.01            03/26/13

Fresh Market, Inc.                      DE       5.02,8.01,9.01       03/20/13

Gaming Partners International CORP      NV       2.02,9.01            03/26/13

GASTAR EXPLORATION LTD                           7.01,9.01            03/26/13

GLEACHER & COMPANY, INC.                DE       5.03,7.01,8.01,9.01  03/26/13

GOLDFIELD CORP                          DE       2.02,9.01            03/26/13

GOLDMAN SACHS GROUP INC                 DE       8.01,9.01            03/25/13

Granite Falls Energy, LLC               MN       5.07                 03/21/13

GREER BANCSHARES INC                    SC       2.02,9.01            10/17/12

GREER BANCSHARES INC                    SC       1.01,1.02,9.01       03/20/13

GROUP 1 AUTOMOTIVE INC                  DE       7.01,9.01            03/21/13

GULFMARK OFFSHORE INC                   DE       5.02                 03/24/13

GULFSLOPE ENERGY, INC.                  DE       1.01,3.02,5.02,8.01, 03/20/13
                                                 9.01
          
HEALTHCARE REALTY TRUST INC             MD       1.01,2.03,9.01       03/26/13

HEICO CORP                              FL       5.07                 03/22/13

HELEN OF TROY LTD                                1.01,2.03,9.01       03/20/13

Hypersolar, Inc.                        NV       8.01,9.01            03/26/13

HYSTER-YALE MATERIALS HANDLING, INC.    DE       2.02,7.01,9.01       03/26/13

HYSTER-YALE MATERIALS HANDLING, INC.    DE       7.01,9.01            03/26/13

ICON INCOME FUND EIGHT B LP             DE       7.01,9.01            03/26/13

ICON INCOME FUND NINE LLC               DE       7.01,9.01            03/26/13

ICON INCOME FUND TEN LLC                DE       7.01,9.01            03/26/13

Ignite Restaurant Group, Inc.                    2.02                 03/26/13

IMAGE SENSING SYSTEMS INC               MN       2.02,9.01            03/26/13

INNSUITES HOSPITALITY TRUST             OH       8.01                 03/21/13

IPASS INC                               DE       5.02                 03/20/13

JACKSONVILLE BANCORP INC /FL/           FL       2.02,9.01            03/26/13

KBS Strategic Opportunity REIT, Inc.    MD       8.01                 03/20/13

KMRB Acquisition Corp.                  FL       4.01                 03/26/13

LANDEC CORP \CA\                        CA       2.02,9.01            03/26/13

LEAP WIRELESS INTERNATIONAL INC         DE       8.01,9.01            03/26/13

Lehigh Gas Partners LP                  DE       2.02,9.01            03/25/13

Leo Motors, Inc.                                 5.02                 03/20/13

LUNA INNOVATIONS INC                    DE       2.02,9.01            03/26/13

M/A-COM Technology Solutions Holdings   DE       5.07                 03/21/13

MAGELLAN HEALTH SERVICES INC            DE       8.01,9.01            03/25/13

MATTRESS FIRM HOLDING CORP.             DE       2.02,9.01            03/26/13

MAXWELL TECHNOLOGIES INC                DE       3.01,7.01,9.01       03/20/13

MCGRAW-HILL COMPANIES INC               NY       2.01,5.02,9.01       03/22/13

MEDGENICS, INC.                         DE       7.01,8.01,9.01       03/25/13

MEDTRONIC INC                           MN       8.01,9.01            03/26/13

METABOLIX, INC.                                  2.02,9.01            03/26/13

MFA FINANCIAL, INC.                     MD       5.03                 03/25/13

MICREL INC                              CA       4.01,9.01            03/21/13

MICROSTRATEGY INC                       DE       4.01,9.01            03/21/13

Midway Gold Corp                        A1       7.01,9.01            03/26/13

Mill City Ventures III, Ltd             MN       3.02,5.02,9.01       03/20/13

MINERALS TECHNOLOGIES INC               DE       5.02                 03/20/13

MINERALS TECHNOLOGIES INC               DE       5.02,9.01            03/25/13

ModusLink Global Solutions Inc          DE       3.03,5.03,9.01       03/21/13

Molycorp, Inc.                          DE       5.02                 03/22/13

MORTGAGEBROKERS.COM HOLDINGS, INC.      DE       1.01,2.01,3.02,9.01  03/25/13

MOTRICITY INC                           DE       5.02                 03/26/13

National CineMedia, LLC                 DE       3.02,9.01            03/14/13

NATIONAL PRESTO INDUSTRIES INC          WI       8.01,9.01            03/26/13

Nationstar Mortgage Holdings Inc.       DE       1.01,2.03,9.01       03/21/13

NATURAL GAS SERVICES GROUP INC                   5.02                 03/21/13

NCR CORP                                MD       8.01,9.01            03/26/13

NEW YORK MORTGAGE TRUST INC             MD       5.02,8.01,9.01       03/21/13

NEWMONT MINING CORP /DE/                DE       5.02,9.01            03/25/13

NEWS CORP                                        8.01,9.01            03/26/13

NIKE INC                                OR       2.02,9.01            03/21/13

NORCRAFT COMPANIES LP                            2.02,9.01            03/26/13

NORDSTROM INC                           WA       1.01,1.02,2.03,9.01  03/21/13

NORTH BAY RESOURCES INC                 DE       8.01,9.01            03/25/13

NORTHEAST BANCORP /ME/                  ME       5.02,9.01            03/22/13

Nova Lifestyle, Inc.                    NV       1.01,2.01,9.01       03/22/13

NT MINING Corp                                   2.01                 03/26/13

NUPATHE INC.                            DE       2.02,9.01            03/26/13

O'Donnell Strategic Industrial REIT,             1.01,2.04            03/20/13

Oceanus Acquisition Corp.               DE       1.01,5.01,5.02,9.01  03/18/13

OCZ TECHNOLOGY GROUP INC                DE       5.02,9.01            03/25/13

OFFICIAL PAYMENTS HOLDINGS, INC.        DE       5.07                 03/21/13

OFS Capital Corp                        DE       2.02,9.01            03/26/13

OMNI BIO PHARMACEUTICAL, INC.           CO       8.01                 03/25/13

Orbitz Worldwide, Inc.                  DE       1.01,1.02,9.01       03/25/13

Orgenesis Inc.                          NV       1.01,2.03,3.02,9.01  03/26/13

OxySure Systems Inc                              5.02,9.01            03/26/13

Pacific Coast Oil Trust                 DE       2.02,9.01            03/26/13

PACIFIC MERCANTILE BANCORP              CA       5.02,7.01,9.01       03/20/13

PACIFIC SUNWEAR OF CALIFORNIA INC       CA       1.01,3.03,5.02,9.01  03/22/13

PARK CITY GROUP INC                     NV       3.02                 03/22/13

PARKERVISION INC                        FL       8.01,9.01            03/22/13

Patient Safety Technologies, Inc        DE       8.01                 03/26/13

PEAPACK GLADSTONE FINANCIAL CORP        NJ       7.01,9.01            03/22/13

Pershing Gold Corp.                     NV       5.07                 03/20/13

PITNEY BOWES INC /DE/                   DE       8.01,9.01            03/26/13

POLARIS INDUSTRIES INC/MN               MN       8.01                 03/26/13

POPULAR INC                                      8.01,9.01            03/25/13

ProPhase Labs, Inc.                     NV       2.02,9.01            03/26/13

PUBLIC SERVICE CO OF COLORADO           CO       8.01,9.01            03/26/13

PUBLIC SERVICE ENTERPRISE GROUP INC     NJ       7.01,9.01            03/26/13

QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR   DE       1.01,9.01            03/20/13

RAMCO GERSHENSON PROPERTIES TRUST       MD       2.01,9.01            03/25/13

REEDS INC                               DE       7.01,9.01            03/21/13

Resource Real Estate Opportunity REIT   MD       7.01                 03/22/13

Revolutions Medical CORP                NV       4.01,9.01            03/20/13

ROCKWELL MEDICAL, INC.                  MI       8.01,9.01            03/26/13

SafeStitch Medical, Inc.                DE       1.01,3.02,7.01,9.01  03/22/13

SAIC, Inc.                                       2.02,9.01            03/26/13

SALEM COMMUNICATIONS CORP /DE/          DE       8.01,9.01            03/25/13

Samson Oil & Gas LTD                    C3       8.01,9.01            03/26/13

SANDISK CORP                            DE       5.02                 03/21/13

SANTARUS INC                            DE       5.02                 03/22/13

SANUWAVE Health, Inc.                   NV       7.01,9.01            03/25/13

Sentio Healthcare Properties Inc        MD       4.02                 03/25/13

Shire plc                                        8.01,9.01            03/26/13

SONIC AUTOMOTIVE INC                    DE       5.02                 03/22/13

SpendSmart Payments Co                  CO       1.01,9.01            03/20/13

ST JUDE MEDICAL INC                     MN       1.01,9.01            03/21/13

Staffing 360 Solutions, Inc.            NY       5.02,8.01,9.01       03/21/13

STANDARD REGISTER CO                    OH       1.01                 03/26/13

STONEMOR PARTNERS LP                    DE       1.01,9.01            03/21/13

STR HOLDINGS, INC.                      DE       4.01,9.01            03/21/13

STUDIO ONE MEDIA, INC.                  DE       5.02                 03/21/13

SUPERVALU INC                           DE       1.01,1.02,2.01,2.03, 03/20/13
                                                 2.05,3.02,5.02,5.03,
                                                 9.01
   
TEMPUR PEDIC INTERNATIONAL INC          DE       7.01,9.01            03/26/13

Terra Tech Corp.                        NV       1.01,3.02,9.01       02/25/13

TEXAS INDUSTRIES INC                    DE       2.01,9.01            03/25/13

THERAVANCE INC                          DE       7.01                 03/26/13

Tim Hortons Inc.                        A6       7.01,9.01            03/26/13

TRESORO MINING CORP.                    NV       3.02,9.01            03/19/13

Trunity Holdings, Inc.                  DE       1.01,9.01            03/20/13

TUTOR PERINI Corp                       MA       1.01,9.01            03/20/13

tw telecom inc.                         DE       8.01                 03/26/13

U S PRECIOUS METALS INC                 DE       1.01,1.02            03/14/13    AMEND

UFP TECHNOLOGIES INC                    DE       5.02                 03/20/13

UIL HOLDINGS CORP                       CT       5.02                 03/25/13

UNITED STATES STEEL CORP                DE       8.01,9.01            03/26/13

UNITY BANCORP INC /NJ/                  NJ       1.01                 03/26/13

UNIVERSITY GENERAL HEALTH SYSTEM, INC   NV       1.01,3.03,9.01       03/25/13

VelaTel Global Communications, Inc.     NV       8.01,9.01            03/26/13

Venaxis, Inc.                           CO       8.01,9.01            03/26/13

VERMILLION, INC.                        DE       5.07                 03/21/13

VICTORY ENERGY CORP                     NV       4.02                 03/25/13

VIVUS INC                               CA       1.01,2.03,8.01,9.01  03/25/13

WALTER INVESTMENT MANAGEMENT CORP       MD       2.02,7.01,9.01       03/26/13

WebSafety, Inc.                         NV       5.02,9.01            03/26/13

Wesco Aircraft Holdings, Inc                     5.02,9.01            03/25/13

Willdan Group, Inc.                     DE       2.02,9.01            03/26/13

ZIMMER HOLDINGS INC                     DE       5.02                 03/20/13

ZIOPHARM ONCOLOGY INC                   DE       8.01,9.01            03/26/13

http://www.sec.gov/news/digest/2013/dig032713.htm

SEC NEWS DIGEST