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U.S. Securities and Exchange Commission

SEC News Digest

Issue 2012-200
October 16, 2012

INVESTMENT COMPANY ACT RELEASES

Neuberger Berman Alternative Funds, et al.

An order has been issued on an application filed by Neuberger Berman Alternative Funds, Neuberger Berman Management LLC, and NB Alternative Investment Management LLC, exempting applicants from Section 15(a) of the Investment Company Act of 1940 (Act) and Rule 18f-2 under the Act, as well as from certain disclosure requirements. The order permits the applicants to enter into and materially amend subadvisory agreements without shareholder approval and grants relief from certain disclosure requirements. (Rel. IC-30232 - October 15)

SELF-REGULATORY ORGANIZATIONS

Proposed Rule Change

The NASDAQ Stock Market LLC filed a proposed rule change (SR-NASDAQ-2012-118) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 to modify certain disclosure requirements to require listed companies to publicly describe the specific basis and concern identified by Nasdaq when a company does not meet a listing standard and give Nasdaq the authority to make such public announcement when a listed company fails to do so. Publication is expected in the Federal Register during the week of October 15. (Rel. 34-68053)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-4     M&T BANK CORP, C/O CORPORATE REPORTING, ONE M&T PLAZA 5TH FLOOR, 
        BUFFALO, NY, 14203, 7168425390 - 0 ($2,723,486,271.00) Equity, 
        (File 333-184411 - Oct. 15) (BR. 12A)

S-8     1ST CONSTITUTION BANCORP, 2650 ROUTE 130, BOX 634, CRANBURY, NJ, 08512, 
        6096554500 - 300,000 ($2,709,000.00) Equity, (File 333-184412 - 
        Oct. 15) (BR. 07B)

S-1     Millennial Media Inc., 2400 BOSTON STREET, SUITE 301, Baltimore, MD, 
        21224, (410) 552-8705 - 0 ($179,400,000.00) Equity, (File 333-184413 - 
        Oct. 15) (BR. 11A)

F-1     YY Inc., No. 50 Jianzhung Road, Tianhe Software Park, Tianhe District, 
        Guangzhou, F4, 510660, (+86 20) 8553-5024 - 
        0 ($100,000,000.00) ADRs/ADSs, (File 333-184414 - Oct. 15) (BR. 03A)

S-3     Shellpoint Mortgage Acceptance LLC, 
        2 GRAND CENTRAL TOWER, 140 E. 45TH ST., 37TH FLOOR, NEW YORK, NY, 
        10017, 212 850 7701 - 0 ($1,000,000.00) Mortgage Backed Securities, 
        (File 333-184419 - Oct. 15) (BR. 08)

S-3ASR  SCANA CORP, 100 SCANA PARKWAY, MAIL CODE - B123, CAYCE, SC, 29033, 
        8032179000 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-184426 - Oct. 15) (BR. 02A)

S-4     Gulf South Pipeline Company, LP, 9 GREENWAY PLAZA, SUITE 2800, HOUSTON, 
        TX, 77046, (866) 913-2122 - 0 ($300,000,000.00) Non-Convertible Debt, 
        (File 333-184428 - Oct. 15) (BR. )

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

-----------------------------------------------------------------------------------------

A123 SYSTEMS, INC.                      DE       1.01,2.06,8.01,9.01  10/11/12

ACCENTIA BIOPHARMACEUTICALS INC         FL       1.01,2.03,3.02       10/09/12

Activision Blizzard, Inc.               DE       5.02                 10/09/12

ADVANCED ENERGY INDUSTRIES INC          DE       1.01,2.03,9.01       10/12/12

ALCO STORES INC                         KS       7.01,8.01,9.01       10/10/12

ALCOA INC                               PA       2.02,9.01            10/09/12

ALLIANCE DATA SYSTEMS CORP              DE       7.01,9.01            10/15/12

ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.   DE       5.02                 10/15/12

Alta Mesa Holdings, LP                  TX       1.01,2.03,7.01,9.01  10/15/12

AMEDISYS INC                            DE       7.01,9.01            10/15/12

AMERICAN EXPRESS CO                     NY       7.01                 10/15/12

American Lorain CORP                    NV       8.01,9.01            10/15/12

AMERICAN RIVER BANKSHARES               CA       7.01,9.01            10/15/12

AMREP CORP.                             OK       5.02                 10/10/12

ANWORTH MORTGAGE ASSET CORP             MD       8.01,9.01            10/15/12

ARETE INDUSTRIES INC                    CO       9.01                 07/29/11    AMEND

Armada Oil, Inc.                        NV       1.01,4.01,5.02,9.01  10/10/12

ARTS WAY MANUFACTURING CO INC           DE       2.02,9.01            10/15/12

ASURE SOFTWARE INC                      DE       1.01,9.01            10/09/12

AVISTA CORP                             WA       8.01                 10/11/12

BASIC ENERGY SERVICES INC                        8.01                 10/15/12

BeesFree, Inc.                          NV       1.01,3.02,7.01,9.01  10/10/12

BENACO, INC.                            NV       5.02                 10/09/12

BIODELIVERY SCIENCES INTERNATIONAL IN   DE       8.01,9.01            10/15/12

BioDrain Medical, Inc.                  MN       5.02,7.01,9.01       10/11/12

BIOVEST INTERNATIONAL INC               DE       2.03                 10/09/12

Blackwater Midstream Corp.                       2.01,5.01,5.02,5.03, 10/09/12
                                                 8.01,9.01
     
Bluerock Enhanced Multifamily Trust,    MD       7.01,9.01            10/15/12

BOISE CASCADE HOLDINGS, L.L.C.          DE       2.02,8.01            10/15/12

BRAZIL FAST FOOD CORP                   DE       8.01                 10/15/12

Bridgepoint Education Inc               DE       8.01                 10/15/12

BRIGHTPOINT INC                         IN       1.02,2.01,3.01,3.03, 10/15/12
                                                 5.01,5.02,5.03,9.01
        
CABELAS INC                             DE       7.01,9.01            10/15/12

CAMCO FINANCIAL CORP                    DE       5.02,9.01            10/09/12

CAPITAL ONE FINANCIAL CORP              DE       7.01,9.01            10/12/12

Carter Validus Mission Critical REIT,   MD       7.01,9.01            10/15/12

CASEYS GENERAL STORES INC               IA       7.01                 10/15/12

CASTLE A M & CO                         MD       5.02,8.01,9.01       10/11/12

CASTLE A M & CO                         MD       5.02,8.01,9.01       10/11/12    AMEND

CBL & ASSOCIATES PROPERTIES INC         DE       3.02                 10/11/12

Cellteck Inc.                           NV       9.01                 10/04/12

CHASE CREDIT CARD MASTER TRUST          NY       8.01,9.01            10/15/12

CHESAPEAKE ENERGY CORP                  OK       7.01,9.01            10/11/12

China Environmental Protection Inc.     NV       1.01,1.02,2.01,9.01  07/01/11

China Environmental Protection Inc.     NV       1.01,2.01,3.02,3.03, 02/12/10    AMEND
                                                 4.01,5.01,5.02,9.01
        
China Shengda Packaging Group Inc.      NV       8.01,9.01            10/15/12

China XD Plastics Co Ltd                NV       3.01                 10/11/12

CIBER INC                               DE       8.01,9.01            10/15/12

CITIGROUP INC                           DE       2.02,9.01            10/15/12

CODORUS VALLEY BANCORP INC              PA       2.02,9.01            10/15/12

COLLECTORS UNIVERSE INC                 DE       1.01,5.02,7.01,9.01  10/10/12

CONAGRA FOODS INC /DE/                  DE       7.01                 10/15/12

CONOLOG CORP                            DE       1.01,3.02,9.01       10/12/12

CONSUMER PORTFOLIO SERVICES INC         CA       2.01,9.01            10/15/12

Cooper Industries plc                            1.01                 10/09/12

Cornerstone Core Properties REIT, Inc   MD       8.01,9.01            10/11/12

CRYO CELL INTERNATIONAL INC             DE       2.02,9.01            10/15/12

CURTISS WRIGHT CORP                     DE       5.02,9.01            10/12/12

DAYSTAR TECHNOLOGIES INC                DE       5.02,9.01            10/12/12

DELCATH SYSTEMS INC                     DE       8.01,9.01            10/15/12

DEVON ENERGY CORP/DE                    DE       2.05                 10/11/12

Discovery Gold Corp                     NV       1.01,3.02,8.01,9.01  09/26/12

DOLLAR GENERAL CORP                     TN       5.02,9.01            10/12/12

Eagle Bancorp Montana, Inc.                      8.01,9.01            10/15/12

EASTMAN CHEMICAL CO                     DE       7.01                 10/15/12

Echo Automotive, Inc.                   NV       2.01,3.02,4.01,5.01, 0/11/12
                                                 5.02,5.06,9.011

EDIETS COM INC                          DE       5.02,9.01            10/10/12

ELITE PHARMACEUTICALS INC /NV/          NV       8.01,9.01            09/28/12

EMC METALS CORP.                        A1       5.07                 10/12/12

ENB Financial Corp                      PA       2.02,9.01            10/12/12

ENDEAVOUR INTERNATIONAL CORP            NV       1.01,2.03,8.01,9.01  10/10/12

ENDOCYTE INC                            DE       8.01                 10/15/12

ENERGY XXI (BERMUDA) LTD                D0       1.01,9.01            10/12/12

ENTERGY CORP /DE/                       DE       2.02,9.01            10/15/12

EOG RESOURCES INC                       DE       7.01                 10/15/12

EPL OIL & GAS, INC.                     DE       7.01,9.01            10/15/12

EQM Technologies & Energy, Inc.         DE       8.01                 10/15/12

EQUUS TOTAL RETURN, INC.                DE       8.01,9.01            10/15/12

EURONET WORLDWIDE INC                   DE       1.01,2.03,7.01,9.01  10/11/12

Exterra Energy Inc.                     NV       7.01,9.01            10/12/12

Facebook Inc                                     1.01,2.03,9.01       10/12/12

FAMILY DOLLAR STORES INC                DE       5.02,9.01            10/09/12

FIELDPOINT PETROLEUM CORP               CO       5.02                 10/01/12

FIRST COMMUNITY CORP /SC/               SC       8.01                 10/08/12

FIRSTFED FINANCIAL CORP                 DE       8.01                 10/11/12

Fuse Science, Inc.                      NV       8.01                 10/12/12

FXCM Inc.                                        7.01,9.01            10/15/12

GANNETT CO INC /DE/                     DE       2.02,9.01            10/15/12

GLADSTONE CAPITAL CORP                  MD       5.02,9.01            10/10/12

GLADSTONE COMMERCIAL CORP               MD       5.02,9.01            10/10/12

GLADSTONE INVESTMENT CORPORATION\DE     DE       5.02,9.01            10/10/12

GNC HOLDINGS, INC.                      DE       5.02                 10/10/12

Golub Capital BDC, Inc.                 DE       2.02,7.01,9.01       10/15/12

Government Properties Income Trust      MD       8.01,9.01            10/15/12

GRAY TELEVISION INC                     GA       1.01,2.03,8.01,9.01  10/12/12

GROUP 1 AUTOMOTIVE INC                  DE       7.01,9.01            10/10/12

Guar Global Ltd.                        NV       5.03,9.01            10/15/12

GULF ISLAND FABRICATION INC             LA       1.01,5.02            10/10/12

HAIN CELESTIAL GROUP INC                DE       7.01,9.01            10/15/12

Hamilton Bancorp, Inc.                  MD       5.02,8.01,9.01       10/10/12

HAMPTON ROADS BANKSHARES INC            VA       7.01,9.01            10/15/12

HARVEST NATURAL RESOURCES, INC.         DE       1.01,2.03,3.02,8.01, 10/11/12
                                                 9.01
          
HeartWare International, Inc.           DE       8.01                 10/15/12

High Plains Gas, Inc.                   NV       4.01                 10/15/12

HIGHWOODS PROPERTIES INC                MD       2.03,9.01            10/11/12

HOLOGIC INC                             DE       9.01                 08/01/12    AMEND

HOME LOAN SERVICING SOLUTIONS, LTD.     E9       2.03                 10/10/12

Honda Auto Receivables 2012-4 Owner T   DE       1.01,9.01            10/11/12

ICU MEDICAL INC/DE                      DE       2.02,9.01            10/15/12

IDS Solar Technologies, Inc.            NV       5.03,8.01,9.01       10/12/12

IHS Inc.                                DE       5.02,9.01            10/12/12

ILLINOIS TOOL WORKS INC                 DE       5.02,9.01            10/15/12

INGRAM MICRO INC                        DE       2.01,9.01            10/15/12

INLAND REAL ESTATE CORP                 MD       1.01,9.01            10/15/12

INLAND REAL ESTATE CORP                 MD       8.01,9.01            10/15/12

InspireMD, Inc.                         DE       8.01                 10/15/12

INTERMOLECULAR INC                      DE       8.01                 10/12/12

INTERVEST BANCSHARES CORP               DE       2.02,9.01            10/15/12

IROBOT CORP                             DE       5.02                 10/15/12

ITT Corp                                IN       1.01,7.01,9.01       10/15/12

J CREW GROUP INC                        DE       1.01,2.03,9.01       10/11/12

Jazz Pharmaceuticals plc                L2       2.01,8.01,9.01       10/15/12

JMG Exploration, Inc.                   NV       8.01,9.01            08/29/12    AMEND

JOE'S JEANS INC.                        DE       2.02,9.01            10/15/12

KALEX CORP                              DE       1.01,4.02,9.01       07/12/12

LEHMAN BROTHERS HOLDINGS INC. PLAN TR            7.01,9.01            10/12/12

LEXARIA CORP.                           NV       7.01,9.01            10/10/12

LIBERTY SILVER CORP                     NV       8.01,9.01            10/12/12

Lightwood Acquisition Corp              DE       5.03                 10/15/12

LIONS GATE ENTERTAINMENT CORP /CN/      A1       1.01,9.01            10/15/12

MAGELLAN MIDSTREAM PARTNERS LP          DE       8.01,9.01            10/12/12

MDU RESOURCES GROUP INC                 DE       5.02                 10/02/12

MEDIACOM BROADBAND LLC                  DE       8.01                 10/15/12

MELA SCIENCES, INC. /NY                          1.01                 10/12/12

METALICO INC                                     5.02                 10/15/12

MFRI INC                                DE       5.02                 10/10/12

MICROCHIP TECHNOLOGY INC                DE       2.02,9.01            10/15/12

Millennial Media Inc.                   DE       2.02,8.01,9.01       10/15/12

MISSION WEST PROPERTIES INC             CA       7.01,9.01            10/11/12

MOHEGAN TRIBAL GAMING AUTHORITY                  2.02,9.01            10/15/12

MYOS Corp                               NV       5.02                 10/15/12

NACCO INDUSTRIES INC                    DE       1.01                 10/10/12

NAKED BRAND GROUP INC.                  NV       1.01,3.02,9.01       10/09/12

NATURALLY ADVANCED TECHNOLOGIES INC     A1       8.01,9.01            10/11/12

NEW HAMPSHIRE THRIFT BANCSHARES INC     DE       2.02,9.01            10/15/12

NEW PEOPLES BANKSHARES INC              VA       8.01                 10/15/12

NEWS CORP                                        8.01,9.01            10/15/12

NORTEK INC                              DE       7.01,9.01            10/15/12

NORTEK INC                              DE       8.01,9.01            10/15/12

NORTEK INC                              DE       7.01,9.01            10/15/12

Nova Lifestyle, Inc.                    NV       8.01,9.01            10/05/12

Novelis Inc.                            A6       1.01,8.01,9.01       10/12/12

NOVELOS THERAPEUTICS, INC.              DE       8.01                 10/11/12

Nuance Communications, Inc.             DE       7.01,8.01,9.01       10/15/12

OCTAGON 88 RESOURCES, INC.              NV       1.01,5.02,9.01       10/12/12

OLD SECOND BANCORP INC                  DE       8.01                 10/15/12

OMEGA COMMERCIAL FINANCE CORP           WY       3.03,9.01            10/11/12

Otter Tail Corp                         MN       1.01                 10/10/12

PACIFIC PREMIER BANCORP INC             DE       1.01,8.01,9.01       10/15/12

Pana-Minerales S.A.                              1.02,2.01,3.02,4.01, 10/12/12
                                                 9.01
          
PETMED EXPRESS INC                      FL       8.01,9.01            08/15/12

PG&E Corp                               CA       8.01                 10/11/12

PG&E Corp                               CA       8.01                 10/12/12    AMEND

PINNACLE BANKSHARES CORP                VA       2.02,8.01,9.01       10/12/12

PPL Corp                                         2.03,8.01,9.01       10/10/12

PREMIER EXHIBITIONS, INC.               FL       2.02,9.01            10/15/12

PREMIER HOLDING CORP.                   NV       5.02,5.07            10/04/12

PRICELINE COM INC                       DE       5.02                 10/10/12

PROCYON CORP                            CO       1.01,5.02,9.01       10/09/12

Raider Ventures Inc.                    NV       5.03,9.01            09/28/12

RICHARDSON ELECTRONICS LTD/DE           DE       5.02,5.03,5.07,9.01  10/09/12

Rock Energy Resources, Inc.             DE       7.01,9.01            10/15/12

Rosetta Resources Inc.                  DE       7.01,9.01            10/15/12

SARATOGA INVESTMENT CORP.               MD       2.02,9.01            10/15/12

SCHWAB CHARLES CORP                     DE       2.02,9.01            10/15/12

SCIENTIFIC LEARNING CORP                DE       3.01                 10/09/12

Sears Hometown & Outlet Stores, Inc.    DE       1.01,5.02,5.03,9.01  10/11/12

SENESCO TECHNOLOGIES INC                DE       5.02,9.01            10/09/12

SEYCHELLE ENVIRONMENTAL TECHNOLOGIES    NV       7.01,9.01            10/15/12

Shire plc                                        8.01,9.01            10/15/12

SINGLE TOUCH SYSTEMS INC                DE       8.01                 10/15/12

SLM Student Loan Trust 2003-14                   8.01,9.01            10/15/12

SLM Student Loan Trust 2004-1                    8.01,9.01            04/15/12

SLM Student Loan Trust 2004-10          DE       8.01,9.01            10/15/12

SLM Student Loan Trust 2004-5                    8.01,9.01            10/15/12

SLM Student Loan Trust 2004-8           DE       8.01,9.01            10/15/12

SM Energy Co                            DE       7.01,9.01            10/12/12

SONOCO PRODUCTS CO                      SC       1.01                 10/12/12

SPECTRASCIENCE INC                      MN       1.01,2.03,3.02,7.01  10/12/12

SPRINT NEXTEL CORP                      KS       7.01,9.01            10/15/12

SPRINT NEXTEL CORP                      KS       1.01,2.03,3.02,9.01  10/15/12

STATE STREET CORP                       MA       8.01                 10/15/12

Strategic Storage Trust, Inc.           MD       1.01,2.03,9.01       10/10/12

SunCoke Energy, Inc.                             7.01,9.01            10/15/12

TC GLOBAL, INC.                         WA       1.03,4.01,5.02       08/08/12

TEREX CORP                              DE       1.01,9.01            10/12/12

Terra Tech Corp.                        NV       1.01,2.01,3.02,3.03, 02/09/12    AMEND
                                                 5.01,5.03,5.06,9.01
        
TGR Financial, Inc.                     FL       3.02                 10/10/12

Tootie Pie Company, Inc.                TX       4.01                 10/15/12

TransDigm Group INC                     DE       1.01,2.03,7.01,9.01  10/09/12

TransMontaigne Partners L.P.            DE       8.01,9.01            10/15/12

TURBOSONIC TECHNOLOGIES INC             DE       1.01,9.01            10/15/12

UNIVERSAL TECH CORP                     DE       5.01,5.02            10/03/12    AMEND

UNWIRED PLANET, INC.                    DE       8.01,9.01            10/15/12

URANIUM ENERGY CORP                     NV       7.01,9.01            10/15/12

US GEOTHERMAL INC                       DE       5.07                 10/15/12

US Highland, Inc.                       OK       1.01,3.02,5.01,9.01  07/02/12

Vanda Pharmaceuticals Inc.              DE       7.01,9.01            10/15/12

Vantage Drilling CO                     E9       7.01,8.01,9.01       10/15/12

Versant International, Inc.             NV       8.01,9.01            10/13/12

ViewPoint Financial Group Inc.                   8.01,9.01            10/15/12

Volcano Corp                            DE       8.01                 08/11/12

WALTER INVESTMENT MANAGEMENT CORP       MD       8.01,9.01            10/15/12

WARREN RESOURCES INC                    MD       1.01,7.01,9.01       10/09/12

WD 40 CO                                DE       2.02,9.01            10/15/12

WEBDIGS INC                             MN       1.01,2.01,3.02,5.01, 10/09/12
                                                 5.02,5.03,9.01

WESTERN DIGITAL CORP                    DE       7.01                 10/15/12

WILLIAM LYON HOMES                      DE       1.01,3.02            10/12/12

WIRELESS TELECOM GROUP INC              NJ       5.03,9.01            10/12/12

WORTHINGTON ENERGY, INC.                NV       5.07,8.01,9.01       10/12/12

XPLORE TECHNOLOGIES CORP                DE       8.01,9.01            10/15/12

YAHOO INC                               DE       5.02,9.01            10/15/12

Yongye International, Inc.              NV       8.01,9.01            10/15/12

ZEBRA TECHNOLOGIES CORP                          2.03,9.01            10/10/12

 

http://www.sec.gov/news/digest/2012/dig101612.htm


Modified: 10/16/2012