|
|
1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 30DC, INC. MD 7.01,9.01 06/18/12 A & B II, Inc. HI 5.03,7.01,9.01 06/14/12 AAA CAPITAL ENERGY FUND L.P. 5.02 06/13/12 AAA CAPITAL ENERGY FUND L.P. II NY 5.02 06/13/12 ABERCROMBIE & FITCH CO /DE/ DE 5.02,5.07,8.01,9.01 06/14/12 Abingdon Futures Fund LP NY 5.02 06/13/12 ADVISORY BOARD CO DE 8.01 06/18/12 AGILYSYS INC OH 5.02,9.01 06/12/12 Air Transport Services Group, Inc. DE 1.01,3.03 06/14/12 AK STEEL HOLDING CORP DE 7.01,9.01 06/18/12 ALEXANDER & BALDWIN INC HI 7.01,9.01 06/15/12 ALEXANDER & BALDWIN INC HI 7.01,9.01 06/18/12 ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. DE 5.07 06/15/12 AMERICAN BIO MEDICA CORP NY 5.07 06/13/12 AMERICAN INDEPENDENCE CORP DE 5.07 06/18/12 AMERICAN LEARNING Corp NY 2.02,4.02,9.01 06/15/12 American Realty Capital Properties, I MD 8.01,9.01 06/18/12 American Realty Capital Trust, Inc. DE 8.01,9.01 06/18/12 AMERICAN RIVER BANKSHARES CA 8.01,9.01 06/15/12 AMYLIN PHARMACEUTICALS INC DE 8.01 06/18/12 Apollo Global Management LLC DE 9.01 04/02/12 AMEND ARCH COAL INC DE 5.02,7.01,9.01 06/12/12 BB&T CORP NC 8.01,9.01 06/18/12 BHM Discretionary Futures Fund L.P. DE 5.02 06/13/12 BINGO.COM LTD. Y6 1.01,9.01 03/19/10 AMEND BIOLIFE SOLUTIONS INC DE 1.01 06/15/12 Bizzingo, Inc. NV 5.03,9.01 09/08/11 AMEND BKF CAPITAL GROUP INC DE 8.01,9.01 06/15/12 BLUEGREEN CORP MA 8.01,9.01 06/18/12 Bonanza Creek Energy, Inc. DE 5.07 06/12/12 BREF HR, LLC DE 4.02 06/13/12 BRINKS CO VA 5.02,9.01 06/15/12 BRISTOL ENERGY FUND LP NY 5.02 06/13/12 BUCKEYE TECHNOLOGIES INC DE 7.01,9.01 06/18/12 BUCKEYE TECHNOLOGIES INC DE 7.01,9.01 06/18/12 CANTEL MEDICAL CORP DE 7.01,9.01 06/18/12 Capstone Therapeutics Corp. DE 5.07 06/15/12 CardioNet, Inc. CA 8.01 06/12/12 Castmor Resources Ltd NV 1.01,2.01,2.02,3.02, 06/11/12 5.01,5.06,9.01 CATERPILLAR INC DE 5.03,5.07,9.01 06/18/12 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 3.02 06/15/12 CENTRAL VERMONT PUBLIC SERVICE CORP VT 3.01,8.01,9.01 06/15/12 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 06/18/12 CHC Helicopter S.A. N4 1.01 06/12/12 China Green Agriculture, Inc. NV 5.02 06/14/12 CHURCH & DWIGHT CO INC /DE/ DE 5.02 05/03/12 AMEND Clovis Oncology, Inc. DE 5.07 06/14/12 COCA-COLA ENTERPRISES, INC. DE 8.01 06/18/12 COLOMBIA ENERGY RESOURCES, INC. DE 5.02 06/12/12 CONCHO RESOURCES INC DE 5.02 06/15/12 Copano Energy, L.L.C. 7.01,9.01 06/18/12 CORCEPT THERAPEUTICS INC DE 5.02,5.03,5.07,9.01 06/13/12 COSTCO WHOLESALE CORP /NEW WA 1.01,1.02,7.01,9.01 06/14/12 CROGHAN BANCSHARES INC OH 8.01 06/12/12 CVB FINANCIAL CORP CA 8.01 06/17/12 Delphi Automotive PLC Y9 5.07 06/14/12 DICE HOLDINGS, INC. DE 1.01,1.02,2.03 06/14/12 Digerati Technologies, Inc. NV 2.02,9.01 06/15/12 DIVERSIFIED 2000 FUTURES FUND L.P. 5.02 06/13/12 DIVERSIFIED MULTI-ADVISOR FUTURES FUN NY 5.02 06/13/12 DIVERSIFIED MULTI-ADVISOR FUTURES FUN NY 5.02 06/13/12 Domtar CORP DE 1.01,2.03 06/15/12 DSW Inc. OH 7.01 06/18/12 DynaVox Inc. 5.02,9.01 06/11/12 AMEND ECOLOGY COATINGS, INC. NV 1.01 06/18/12 Edgen Group Inc. DE 7.01,9.01 06/18/12 EMERGING CTA PORTFOLIO LP NY 5.02 06/13/12 Encompass Energy Services, Inc. DE 5.07 06/14/12 ENDEAVOUR INTERNATIONAL CORP NV 1.01,9.01 06/13/12 Energy Transfer Equity, L.P. DE 7.01,8.01,9.01 06/18/12 Energy Transfer Partners, L.P. DE 7.01,8.01,9.01 06/18/12 ENTERGY CORP /DE/ DE 7.01,9.01 06/18/12 EPLUS INC DE 2.02,9.01 06/13/12 EXAR CORP DE 5.02 06/12/12 EXELON CORP PA 1.01,2.03,9.01 06/18/12 Express Scripts Holding Co. DE 5.02 06/13/12 FAIRFIELD FUTURES FUND LP II NY 5.02 06/13/12 FENTURA FINANCIAL INC MI 5.02 06/12/12 Fifth Street Finance Corp DE 8.01,9.01 06/18/12 FIRST BANCORP /NC/ NC 8.01,9.01 06/18/12 Fixed Income Client Solutions LLC 8.01,9.01 06/18/12 FLOTEK INDUSTRIES INC/CN/ DE 1.01,7.01,9.01 06/14/12 FLOWSERVE CORP NY 1.01,2.03,9.01 06/14/12 FLUOROPHARMA MEDICAL, INC. NV 7.01,8.01,9.01 06/18/12 Flux Power Holdings, Inc. NV 1.01,2.01,4.01,5.01, 06/14/12 5.02,5.03,5.06,8.01, 9.01 Fresh Market, Inc. DE 8.01,9.01 06/18/12 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 06/18/12 FS Investment Corp II MD 8.01,9.01 06/18/12 FX ENERGY INC NV 5.07 06/14/12 FXCM Inc. 5.07 06/13/12 Galena Biopharma, Inc. 5.07 06/15/12 GASTAR EXPLORATION LTD 5.02,9.01 06/07/12 GE Capital Credit Card Master Note Tr DE 1.01,8.01,9.01 06/14/12 GENESCO INC TN 7.01 06/18/12 GENTA INC DE/ DE 8.01,9.01 06/18/12 Gevo, Inc. DE 8.01 06/12/12 GLOBAL DIVERSIFIED FUTURES FUND L.P. 5.02 06/13/12 Global Stevia Corp. NV 5.03,7.01,9.01 06/14/12 GLOBALSCAPE INC DE 7.01 06/18/12 GOLDEN OASIS NEW ENERGY GROUP, INC. NV 3.02 06/15/12 GRACO INC MN 9.01 04/02/12 AMEND GRANDPARENTS.COM, INC. DE 1.01,2.01,2.03,3.03, 02/22/12 AMEND 4.01,5.02,5.03,5.06, 9.01 Greektown Superholdings, Inc. DE 8.01 06/18/12 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 06/15/12 GRYPHON GOLD CORP NV 7.01,9.01 06/18/12 GUIDED THERAPEUTICS INC DE 5.07 06/18/12 H&R BLOCK INC MO 5.02,9.01 06/12/12 HASCO Medical, Inc. FL 5.02 06/12/12 HEARTLAND PAYMENT SYSTEMS INC DE 5.02,9.01 06/18/12 Heavy Earth Resources, Inc. FL 1.01,3.02,9.01 06/12/12 HOSPITALITY PROPERTIES TRUST MD 1.01,9.01 06/12/12 HUMANA INC DE 7.01 06/18/12 Hyatt Hotels Corp DE 5.02,5.07 06/13/12 ICF International, Inc. DE 7.01,9.01 06/18/12 IDENTIVE GROUP, INC. DE 4.01 06/15/12 IDENTIVE GROUP, INC. DE 5.02 06/15/12 AMEND IHS Inc. DE 2.02,9.01 06/18/12 IMMUCELL CORP /DE/ DE 5.07 06/14/12 inContact, Inc. DE 5.07 06/14/12 INDEPENDENCE HOLDING CO DE 5.07 06/18/12 INFINITY PHARMACEUTICALS, INC. DE 8.01,9.01 06/18/12 INFORMATION ANALYSIS INC VA 5.07 06/12/12 INLAND REAL ESTATE CORP MD 8.01,9.01 06/18/12 INOVIO PHARMACEUTICALS, INC. 5.02 06/15/12 Inrad Optics, Inc. NJ 5.07 06/13/12 iPayment Holdings, Inc DE 1.01,9.01 06/15/12 J C PENNEY CO INC DE 5.02,9.01 06/16/12 JAKKS PACIFIC INC DE 8.01,9.01 06/15/12 KKR & Co. L.P. DE 7.01,9.01 06/18/12 Kodiak Oil & Gas Corp B0 5.07 06/13/12 Kohlberg Capital CORP DE 8.01,9.01 06/18/12 Kohlberg Capital CORP DE 5.07 06/15/12 KRAFT FOODS INC VA 7.01,9.01 06/18/12 KRONOS WORLDWIDE INC 1.01,1.02,2.03,2.04, 06/13/12 7.01,9.01 Liberto, Inc. NV 5.02 06/15/12 Liberty Global, Inc. DE 7.01 06/15/12 LIQUIDMETAL TECHNOLOGIES INC DE 1.01 06/15/12 LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 06/18/12 LOCAL.COM DE 8.01 06/18/12 LV Futures Fund L.P. DE 5.02 06/13/12 MANAGED FUTURES CHARTER GRAHAM L.P. DE 5.02 06/13/12 MARRIOTT INTERNATIONAL INC /MD/ DE 2.02,7.01,9.01 06/18/12 MASTEC INC FL 2.01,9.01 06/15/12 MCDONALDS CORP DE 5.02 06/14/12 MCGRATH RENTCORP CA 1.01,2.03,9.01 06/15/12 MEDIA SCIENCES INTERNATIONAL INC 5.02,5.03,5.07,9.01 06/14/12 MEDICINOVA INC DE 5.07 06/14/12 MEMC ELECTRONIC MATERIALS INC DE 5.02 05/15/12 AMEND Meritage Futures Fund L.P. DE 5.02 06/13/12 MERRIMACK PHARMACEUTICALS INC DE 1.01,5.02 06/12/12 MICROSOFT CORP WA 5.03,9.01 06/14/12 MICROVISION INC DE 1.01,7.01,9.01 06/15/12 MOLSON COORS BREWING CO DE 1.01,2.01,2.03,9.01 06/15/12 MONOLITHIC POWER SYSTEMS INC CA 5.07,8.01,9.01 06/13/12 MORGAN STANLEY SMITH BARNEY CHARTER A DE 5.02 06/13/12 MORGAN STANLEY SMITH BARNEY CHARTER C DE 5.02 06/13/12 MORGAN STANLEY SMITH BARNEY CHARTER W DE 5.02 06/13/12 MORGAN STANLEY SMITH BARNEY SPECTRUM DE 5.02 06/13/12 MORGAN STANLEY SMITH BARNEY SPECTRUM DE 5.02 06/13/12 MORGAN STANLEY SMITH BARNEY SPECTRUM DE 5.02 06/13/12 MORGAN STANLEY SMITH BARNEY SPECTRUM NY 5.02 06/13/12 MORGAN STANLEY SMITH BARNEY SPECTRUM DE 5.02 06/13/12 MORRIS PUBLISHING GROUP LLC GA 2.01 06/15/12 MOVADO GROUP INC NY 5.07 06/15/12 MRC GLOBAL INC. DE 7.01 06/18/12 MYOS Corp NV 5.02 06/14/12 NeoStem, Inc. DE 1.01,2.05,2.06,5.02, 06/18/12 8.01,9.01 NEWS CORP 8.01,9.01 06/18/12 NEXTERA ENERGY INC FL 7.01 06/18/12 NOBLE ROMANS INC IN 5.02 06/15/12 NovaBay Pharmaceuticals, Inc. CA 5.02,5.07 06/12/12 OMEROS CORP WA 5.02 06/14/12 ONLINE RESOURCES CORP DE 5.07 06/13/12 ORACLE CORP 2.02,8.01,9.01 06/18/12 ORION FUTURES FUND LP NY 5.02 06/13/12 OVERSEAS SHIPHOLDING GROUP INC DE 5.07 06/14/12 Owens Corning DE 5.02 06/14/12 P F CHANGS CHINA BISTRO INC 8.01,9.01 06/18/12 P F CHANGS CHINA BISTRO INC 8.01 06/18/12 PATTERSON UTI ENERGY INC DE 1.01,2.03,9.01 06/14/12 PHARMACYCLICS INC DE 8.01,9.01 06/16/12 Pioneer Exploration Inc. NV 1.01,2.01,4.01,4.02, 06/15/12 AMEND 5.01,5.06,7.01,9.01 Plures Technologies, Inc./DE DE 3.02,9.01 06/13/12 Polaris Futures Fund L.P. DE 5.02 06/13/12 POTOMAC FUTURES FUND LP NY 5.02 06/13/12 POWER SOLUTIONS INTERNATIONAL, INC. DE 4.01,9.01 06/12/12 PPL Corp 7.01 06/18/12 PRESSTEK INC /DE/ DE 5.07 06/12/12 ProGreen Properties, Inc. DE 7.01,9.01 06/18/12 PROSPECT GLOBAL RESOURCES INC. NV 3.02,5.02,9.01 06/13/12 Protalix BioTherapeutics, Inc. FL 5.07 06/17/12 PROTEONOMIX, INC. DE 4.01,9.01 06/18/12 AMEND PUGET ENERGY INC /WA WA 1.01,2.03,8.01,9.01 06/12/12 PUMA BIOTECHNOLOGY, INC. DE 5.07 06/13/12 Quadrant 4 Systems Corp FL 4.01,9.01 06/15/12 RALCORP HOLDINGS INC /MO MO 8.01,9.01 06/18/12 RAMTRON INTERNATIONAL CORP DE 5.03,8.01,9.01 06/16/12 RDA Holding Co. 7.01 06/14/12 Recon Technology, Ltd E9 5.07,9.01 06/15/12 RED MOUNTAIN RESOURCES, INC. FL 3.02 06/13/12 Redpoint Bio CORP 1.01,5.02,9.01 06/12/12 REEVES TELECOM LTD PARTNERSHIP SC 5.02,9.01 06/14/12 REPROS THERAPEUTICS INC. DE 8.01,9.01 06/18/12 RESEARCH FRONTIERS INC DE 5.07 06/14/12 SA Recovery Corp. 4.01,9.01 06/18/12 Sara Lee Corp MD 1.01,9.01 06/15/12 SCHWAB CHARLES CORP DE 8.01,9.01 06/18/12 SCIENTIFIC LEARNING CORP DE 1.01,9.01 06/12/12 SEQUENTIAL BRANDS GROUP, INC. DE 5.07 06/12/12 SKY POWER SOLUTIONS CORP. NV 3.02 06/06/12 SLM CORP DE 8.01,9.01 06/18/12 SMART BALANCE, INC. DE 7.01,9.01 06/18/12 SmartPros Ltd. DE 5.07 06/14/12 SMITHFIELD FOODS INC VA 5.02,9.01 06/12/12 SMTP, Inc. DE 5.02,9.01 06/13/12 Solido Ventures Inc. 5.03,9.01 06/14/12 SOUTHWEST BANCORP INC OK 5.02,9.01 06/18/12 SPARK NETWORKS INC DE 5.07 06/15/12 SPHERIX INC DE 7.01,9.01 06/18/12 STEVIA NUTRA CORP. NV 5.02 06/18/12 Summer Infant, Inc. DE 5.02,5.07,9.01 06/13/12 SunCoke Energy, Inc. 7.01,9.01 06/18/12 SWISS HELVETIA FUND, INC. 7.01,9.01 06/15/12 Synthetic Biologics, Inc. NV 8.01 06/12/12 TACTICAL DIVERSIFIED FUTURES FUND L.P NY 5.02 06/13/12 TagLikeMe Corp. NV 3.02,8.01,9.01 06/15/12 TANDY LEATHER FACTORY INC DE 5.02,9.01 06/15/12 TCF FINANCIAL CORP DE 8.01,9.01 06/18/12 TCF FINANCIAL CORP DE 8.01,9.01 06/18/12 TIDEWATER FUTURES FUND LP NY 5.02 06/13/12 Tiger Oil & Energy, Inc. 5.02 06/06/12 UNITED TECHNOLOGIES CORP /DE/ DE 8.01,9.01 06/18/12 URANERZ ENERGY CORP. NV 5.07 06/13/12 VALUEVISION MEDIA INC MN 5.07 06/13/12 Vanda Pharmaceuticals Inc. DE 5.02,5.07,9.01 06/14/12 VILLAGE SUPER MARKET INC NJ 9.01 06/18/12 VIRGIN MEDIA INC. DE 5.02,5.07 06/12/12 VirtualScopics, Inc. DE 3.03,5.03,5.07,9.01 06/12/12 VISTEON CORP DE 5.07 06/14/12 VIVUS INC CA 5.07 06/15/12 WARRINGTON FUND LP NY 5.02 06/13/12 WEBSTER FINANCIAL CORP DE 8.01,9.01 06/18/12 Wellesley Bancorp, Inc. 8.01,9.01 06/18/12 WESCO INTERNATIONAL INC 7.01,8.01,9.01 06/18/12 Westinghouse Solar, Inc. DE 7.01,9.01 06/15/12 WESTMORELAND COAL Co DE 1.04 06/12/12 WESTPORT JWH FUTURES FUND LP NY 5.02 06/13/12 Williams Partners L.P. 3.02 06/14/12 X-CHANGE CORP NV 1.01,9.01 06/18/12 AMEND XENOPORT INC DE 5.02,9.01 06/15/12 ZION OIL & GAS INC DE 5.07 06/12/12
http://www.sec.gov/news/digest/2012/dig061912.htm
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