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Commission announcementsSecurities and Exchange Commission Suspends Trading in the Securities of Two Issuers For Failure to Make Required Periodic FilingsThe U.S. Securities and Exchange Commission announced the temporary suspension of trading in the securities of the following issuers, commencing at 9:30 a.m. EDT on June 5, 2012 and terminating at 11:59 p.m. EDT on June 18, 2012.
The Commission temporarily suspended trading in the securities of these two issuers due to a lack of current and accurate information about the companies because they have not filed periodic reports with the Commission in over two years. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by these companies. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject companies unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of these companies that have been subject to a trading suspension until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551-5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Group of the Division of Enforcement at (202) 551-5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-67108) SEC Suspends Trading in Securities of True Product ID, Inc.The Securities and Exchange Commission (Commission) announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the Exchange Act), of trading in the securities of True Product ID, Inc. (True Product), of Wayne, Pennsylvania at 9:30 a.m. EDT on June 5, 2012, and terminating at 11:59 p.m. EDT on June 18, 2012. The Commission temporarily suspended trading in the securities of True Product because of questions that have been raised about the accuracy and adequacy of publicly available information about True Product because it has not filed a periodic report since its Form 10-Q for the period ending March 31, 2009, filed on May 20, 2009. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to True Product’s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, please call Chedly C. Dumornay, Assistant Regional Director, Miami Regional Office, (305) 982-6377. (Rel. 34-67111) SEC Suspends Trading in Securities of Optimized Transportation Management, Inc.The Securities and Exchange Commission (Commission) announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the Exchange Act), of trading in the securities of Optimized Transportation Management, Inc. (Optimized Transportation), of San Antonio, Texas at 9:30 a.m. EDT on June 5, 2012, and terminating at 11:59 p.m. EDT on June 18, 2012. The Commission temporarily suspended trading in the securities of Optimized Transportation because of questions that have been raised about the accuracy and adequacy of publicly available information about Optimized Transportation because it has not filed a periodic report since its Form 10-Q for the period ending September 30, 2010, filed on November 22, 2010. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to Optimized Transportation’s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, please call Chedly C. Dumornay, Assistant Regional Director, Miami Regional Office, (305) 982-6377. (Rel. 34-67113) Commission MeetingsClosed Meeting on Monday, June 4, 2012 at 3:00 p.m.The subject matter of the Closed Meeting on June 4, 2012 was: a matter related to financial institutions and markets and a personnel matter. Open Meeting, Commission Investor Advisory Committee Inaugural Meeting on Tuesday, June 12, 2012 at 10:00 a.m.Commission Investor Advisory Committee will hold its inaugural meeting on Tuesday, June 12, 2012, in Multi-Purpose Room LL-006 at the Commission’s headquarters, 100 F Street, N.E., Washington, DC. The meeting will begin at 10:00 a.m. (EDT) and will be open to the public. Seating will be on a first-come, first-served basis. Doors will open at 9:30 a.m. Visitors will be subject to security checks. The meeting will be webcast on the Commission’s website at www.sec.gov. The agenda for the meeting includes introduction of the Committee members, remarks by the Chairman and Commissioners, discussion and approval of bylaws and charter, discussion of subcommittees, and election of officers. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGSCommission Orders Hearings on Registration Suspension or Revocation Against Three Companies for Failure to Make Required Periodic FilingsIn conjunction with these trading suspensions, the Commission today also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of three companies for failure to make required periodic filings with the Commission:
In these Orders, the Division of Enforcement (Division) alleges that the respective Respondents are delinquent in their required periodic filings with the Commission. In these proceedings, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the Respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceedings will then determine whether the registrations pursuant to Exchange Act Section 12 of each class of the securities of these Respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in the proceedings issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. In the Matter of Future Now Group, Inc., et al., (Rel. 34-67109; File No. 3-14902) and In the Matter of Gammacan International, Inc., (Rel. 34-67110; File No. 3-14903) Securities and Exchange Commission Institutes Administrative Proceedings Against True Product Id, Inc. For Failure to Make Required Periodic FilingsOn June 5, 2012, the Commission issued an Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 (the Order) against True Product ID, Inc. (True Product) to determine whether the registration of its securities should be suspended for a period not exceeding twelve months or revoked for failure to file required periodic reports pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act). In the Order, the Division of Enforcement (Division) alleges that True Product failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder by failing to file periodic reports required by these provisions. A hearing will be scheduled before an Administrative Law Judge to provide True Product an opportunity to respond to the allegations of the Division contained in the Order, to determine whether these allegations are true, and to determine whether it is necessary and appropriate for the protection of investors to suspend for a period not exceeding twelve months or revoke the registration of True Product’s securities. The Commission ordered that the Administrative Law Judge in these proceedings issue an initial decision not later than 120 days from the date of service of the Order. (Rel. 34-67112; File No.3-14904) Securities and Exchange Commission Institutes Administrative Proceedings Against Optimized Transportation Management, Inc. For Failure to Make Required Periodic FilingsOn June 5, 2012, the Commission issued an Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 (the Order) against Optimized Transportation Management, Inc. (Optimized Transportation) to determine whether the registration of its securities should be suspended for a period not exceeding twelve months or revoked for failure to file required periodic reports pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act). In the Order, the Division of Enforcement (Division) alleges that Optimized Transportation failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder by failing to file periodic reports required by these provisions. A hearing will be scheduled before an Administrative Law Judge to provide Optimized Transportation an opportunity to respond to the allegations of the Division contained in the Order, to determine whether these allegations are true, and to determine whether it is necessary and appropriate for the protection of investors to suspend for a period not exceeding twelve months or revoke the registration of Optimized Transportation’s securities. The Commission ordered that the Administrative Law Judge in these proceedings issue an initial decision not later than 120 days from the date of service of the Order. (Rel. 34-67114; File No. 3-14905) In the Matter of Berman Center, Inc.An Administrative Law Judge issued an Order Making Findings and Revoking Registrations by Default (Default Order) in Berman Center, Inc., Admin. Proc. 3-14857. The Default Order finds that Berman Center, Inc., Cyberkinetics Neurotechnology Systems, Inc., and Java Detour, Inc., each violated Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Exchange Act Rules 13a-1 and 13a-13, and revokes the registration of each class of their registered securities. (Rel. 34-67115; File No. 3-14857) In the Matter of OLM Ventures, Inc.An Administrative Law Judge has issued an Order Making Findings and Imposing Sanctions by Default (Default Order) in OLM Ventures, Inc., Admin. Proc. File No. 3-14827. The Default Order finds that OLM Ventures, Inc. (OLM), a corporation with securities registered pursuant to Section 12(g) of the Securities Exchange Act of 1934 (Exchange Act), which elected to be regulated as a business development company, violated Section 17(g) of the Investment Company Act of 1940 (Investment Company Act) and Rule 17g-1 thereunder, failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, and failed to comply with Rule 609 of Regulation E. The Default Order requires OLM to cease and desist from committing or causing violations of and any future violations of Section 17(g) of the Investment Company Act and Rule 17g-1 thereunder and Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, revokes the registration of each class of OLM’s registered securities, permanently suspends OLM’s Regulation E exemption, and revokes OLM’s election as a business development company. (Rel. 33-9328; 34-67116; IC-30095; File No. 3-14827) Commission Revokes Registration of Securities of Convergence Ethanol, Inc. For Failure to Make Required Periodic FilingsOn June 5, 2012, the Commission revoked the registration of each class of registered securities of Convergence Ethanol, Inc. (CETH) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, CETH consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Convergence Ethanol, Inc. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of CETH’s securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against CETH in In the Matter of Alderox, Inc., et al., Administrative Proceeding File No. 3-14886. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:
For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Alderox, Inc., et al., Administrative Proceeding File No. 3-14886, Exchange Act Release No. 67016 (May 18, 2012). (Rel. 34-67117; File No. 3-14886) In the Matter of Craig KugelOn June 5, 2012, the Securities and Exchange Commission announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act), and Section 203(f) of the Investment Advisers Act of 1940 (Advisers Act) (Order) against Craig Kugel. In the Order, the Division of Enforcement alleges that on June 5, 2012, Kugel pled guilty to one count of Conspiracy to 1) Obstruct or Impede the Lawful Government Functions of the Internal Revenue Service, and to 2) Falsify Statements in Relation to Documents Required by ERISA; one count of Making False Statements in Relation to Documents Required by ERISA; and three counts of Subscribing to a False U.S. Individual Income Tax Return before the United States District Court for the Southern District of New York, in United States v. Craig Kugel, 10 Cr. 228 (LTS). The counts of the criminal information to which Kugel pled guilty allege, among other things, that from at least in or about 2003 through 2008, Kugel was aware that there were individuals on BMIS’s payroll who did not work for the firm but who nevertheless received salaries and benefits. Despite this knowledge, Kugel submitted to the United States Department of Labor fraudulent forms that included a number of fake employees who in fact did not work at BMIS. The criminal information also alleges that Kugel subscribed to several U.S. Individual Income Tax Returns that falsely omitted income that Kugel was not entitled to omit. A hearing will be scheduled before an Administrative Law Judge to determine whether such allegations are true, to afford the respondent an opportunity to establish defenses to the allegations, and to determine whether remedial action is necessary and appropriate. The Administrative Law Judge is directed to issue a decision no later than 210 days from the date of service of the Order Instituting Proceedings, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rels. 34-67118; IA-3413; File No. 3-14906) In the Matter of Steven Enrico Lopez, Sr.The United States Securities and Exchange Commission (Commission) announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings and Imposing Remedial Sanctions (Order) against Steven Enrico Lopez, Sr. (Lopez). The Order finds that on March 2, 2012, a final judgment was entered by consent against Lopez permanently enjoining him from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1), 206(2), and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8 thereunder, in the civil action entitled Securities and Exchange Commission v. Alero Odell Mack, Jr. et al., Civil Action No. 10-8383, in the United States District Court for the Central District of California. The Commission alleged in its complaint that, from January 2007 through March 2010, Lopez obtained investor funds through various fraudulent investment schemes that primarily involved the offer and sale of investments in various purported hedge funds, as well as in an investment adviser to a hedge fund. Based on the above, the Order bars Lopez from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization. Lopez consented to the issuance of the Order without admitting or denying the findings in the Order. (Rel. IA-3415; File No. 3-14907) INVESTMENT COMPANY ACT RELEASESFederated Investment Management Company and Federated ETF TrustA notice has been issued giving interested persons until June 25, 2012, to request a hearing on an application filed by Federated Investment Management Company and Federated ETF Trust, for an order to permit: (a) series of certain actively managed open-end management investment companies to issue shares (Shares) redeemable in large aggregations only (Creation Units); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares. (Rel. IC-30093 - June 1) SELF-REGULATORY ORGANIZATIONSImmediate Effectiveness of Proposed Rule ChangesA proposed rule change filed by NYSE Arca, Inc. (SR-NYSEArca-2012-49) to allow the use of swap agreements under limited circumstances by the ProShares VIX Short-Term Futures ETF and the ProShares VIX Mid-Term Futures ETF, which are listed and traded on the Exchange under NYSE Arca Equities Rule 8.200, Commentary .02, has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-67100) A proposed rule change filed by NASDAQ OMX BX, Inc. to delay the implementation date for its Excess Order Fee (SR-BX-2012-038) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-67103) The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-NASDAQ-2012-065) filed by The NASDAQ Stock Market LLC under Rule 19b-4 of the Securities Exchange Act of 1934 relating to strike price intervals and position limits for OSX, SOX, and HGX. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-67105) A proposed rule change filed by NASDAQ OMX PHLX LLC (SR-Phlx-2012-74) extending the pilot period to allow cabinet trading to take place below $1 per option contract has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-67106) Proposed Rule ChangesThe Chicago Board Options Exchange, Incorporated filed a proposed rule change (SR-CBOE-2012-043) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 relating to spread margin rules. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-67086) The Options Clearing Corporation filed a proposed rule change (SR-OCC-2012-08) under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to amendments to certain rules applicable to stock futures. Publication is expected in the Federal Register during the week of June 4. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-67095) NYSE Arca, Inc. has filed a proposed rule change (SR-NYSEArca-2012-48) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder amending NYSE Arca Equities Rule 7.31(h) to add a PL Select Order type. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-67101) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-8 Groupon, Inc., 600 WEST CHICAGO AVENUE, SUITE 830, CHICAGO, IL, 60610, (312) 604-5515 - 10,000,000 ($112,600,000.00) Equity, (File 333-181854 - Jun. 4) (BR. 11A) S-1 IWATT INC, 675 CAMPBELL TECHNOLOGY PARKWAY, SUITE 150, CAMPBELL, CA, 95008, 408-385-1938 - 0 ($75,000,000.00) Equity, (File 333-181855 - Jun. 4) (BR. 10A) S-1 CORONADO BIOSCIENCES INC, 15 NEW ENGLAND EXECUTIVE PARK, BURLINGTON, MA, 01802, 781-238-6621 - 2,300,000 ($14,490,000.00) Equity, (File 333-181856 - Jun. 4) (BR. 01B) S-8 Tianli Agritech, Inc., SUITE F, 23RD FLOOR, BUILDING B, 228 YANJIANG AVE, JIANGAN DISTRICT, WUHAN CITY, HUBEI PROVINCE, F4, 430010, (86) 27 8274 0726 - 1,000,000 ($1,450,000.00) Equity, (File 333-181860 - Jun. 4) (BR. 05A) S-3ASR Sunstone Hotel Investors, Inc., 903 CALLE AMANECER, SUITE 100, SAN CLEMENTE, CA, 92673, 949-369-4000 - 5,454,164 ($54,268,931.80) Equity, (File 333-181862 - Jun. 4) (BR. 08C) S-8 ANGEION CORP/MN, 350 OAK GROVE PARKWAY, ST PAUL, MN, 55127, 651-484-4874 - 100,000 ($568,000.00) Equity, (File 333-181866 - Jun. 4) (BR. 10A) S-1 NEW AMERICA ENERGY CORP., 5614C BURBANK ROAD SE, CALGARY, A0, T2H 1Z4, 1-800-508-6149 - 9,500,000 ($665,000.00) Equity, (File 333-181867 - Jun. 4) (BR. 06C) S-1 LIBERTY STAR URANIUM & METALS CORP., 5610 E SUTLER LANE, TUCSON, AZ, 85712, 520-731-8786 - 185,000,000 ($3,330,000.00) Equity, (File 333-181868 - Jun. 4) (BR. 09A) S-8 PACWEST BANCORP, 6110 EL TORDO, RANCHO SANTA FE, CA, 92067, 8587563023 - 0 ($33,165,000.00) Equity, (File 333-181869 - Jun. 4) (BR. 07C) S-4 Fidelity National Information Services, Inc., 601 RIVERSIDE AVENUE, JACKSONVILLE, FL, 32204, 904-854-8547 - 0 ($850,000,000.00) Debt, (File 333-181871 - Jun. 4) (BR. 02A) S-1 Altona Resources Inc., 205 - 2770 BURRARD STREET, VANCOUVER, A1, V6J 3J8, (604) 818-2617 - 4,000,000 ($22.92) Equity, (File 333-181872 - Jun. 4) (BR. ) S-1 SUNGARD DATA SYSTEMS INC, SUNGARD DATA SYSTEMS INC, 680 EAST SWEDESFORD RD, WAYNE, PA, 19087, 4845825512 - 0 ($1.00) Non-Convertible Debt, (File 333-181873 - Jun. 4) (BR. 03A) S-3ASR UNISYS CORP, UNISYS WAY, BLUE BELL, PA, 19424, 2159864011 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-181874 - Jun. 4) (BR. 03B) S-8 SYNOPSYS INC, 700 E MIDDLEFIELD RD, MOUNTAIN VIEW, CA, 94043-4033, 6509625000 - 10,000,000 ($288,900,000.00) Equity, (File 333-181875 - Jun. 4) (BR. 03A) S-4 ONCOR ELECTRIC DELIVERY CO LLC, 1616 WOODALL RODGERS FWY, DALLAS, TX, 75202, 214-486-2000 - 0 ($1,200,000,000.00) Debt, (File 333-181876 - Jun. 4) (BR. 02C) S-4 LEVI STRAUSS & CO, 1155 BATTERY ST, SAN FRANCISCO, CA, 94111, 4155016000 - 0 ($385,000,000.00) Debt, (File 333-181877 - Jun. 4) (BR. 09B) S-8 LAM RESEARCH CORP, 4650 CUSHING BLVD, FREMONT, CA, 94538, 5106590200 - 22,529,105 ($794,795,169.65) Equity, (File 333-181878 - Jun. 4) (BR. 10B) N-2 GLADSTONE INVESTMENT CORPORATION\DE, 1521 WESTBRANCH DRIVE, SUITE 200, MCLEAN, VA, 22102, 7032875800 - 0 ($300,000,000.00) Other, (File 333-181879 - Jun. 4) (BR. 17) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 30DC, INC. MD 7.01,9.01 06/04/12 ACCESS NATIONAL CORP VA 5.02 06/04/12 ACELRX PHARMACEUTICALS INC DE 3.02,9.01 06/01/12 AEHR TEST SYSTEMS CA 1.01,2.03,9.01 05/29/12 Allison Transmission Holdings Inc DE 7.01,9.01 06/04/12 Ally Auto Assets LLC DE 1.01,8.01,9.01 05/30/12 AMERICAN INTERNATIONAL VENTURES INC / DE 5.02 06/04/12 AMERICAN SIERRA GOLD CORP. NV 5.03,9.01 05/31/12 AMERICAN STATES WATER CO CA 5.02,9.01 05/29/12 AMERICAN WOODMARK CORP VA 1.01 12/31/11 AMERINST INSURANCE GROUP LTD D0 5.07 05/31/12 Ameris Bancorp GA 9.01 02/24/12 AMEND Anacor Pharmaceuticals Inc DE 5.02,5.07 05/30/12 ANGEION CORP/MN MN 5.07 05/30/12 AP PHARMA INC /DE/ DE 8.01,9.01 05/31/12 APRICUS BIOSCIENCES, INC. NV 5.02,9.01 06/01/12 APTARGROUP INC DE 1.01 05/30/12 ARBOR REALTY TRUST INC MD 8.01,9.01 06/01/12 ARBOR REALTY TRUST INC MD 5.07 05/25/12 AMEND ARIAD PHARMACEUTICALS INC DE 8.01,9.01 06/04/12 ARQULE INC DE 7.01,9.01 06/02/12 ARRAY BIOPHARMA INC DE 8.01,9.01 06/04/12 ARRAY BIOPHARMA INC DE 8.01,9.01 06/04/12 ARROW ELECTRONICS INC NY 8.01,9.01 06/01/12 ASTA FUNDING INC DE 8.01,9.01 06/01/12 AtriCure, Inc. DE 1.01,2.03,9.01 05/31/12 AUTONATION, INC. DE 7.01,9.01 06/04/12 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 06/04/12 AVEO PHARMACEUTICALS INC DE 5.07 05/30/12 AZZ INC TX 2.01,7.01,9.01 06/01/12 BBCN BANCORP INC DE 5.07 05/31/12 BERKSHIRE HILLS BANCORP INC 7.01,9.01 06/01/12 BIOTIME INC CA 7.01 06/04/12 Bizzingo, Inc. NV 5.02,7.01,9.01 05/29/12 BLUE CALYPSO, INC. DE 1.01,3.02,5.02,9.01 05/29/12 BOLDFACE GROUP, INC. NV 3.02,8.01 05/31/12 BON TON STORES INC PA 7.01,9.01 06/04/12 BOSTON PROPERTIES LTD PARTNERSHIP DE 8.01,9.01 05/31/12 BROCADE COMMUNICATIONS SYSTEMS INC DE 5.02 05/31/12 Brownie's Marine Group, Inc NV 3.02,5.02 06/04/12 BUCKLE INC NE 8.01,9.01 06/04/12 CABOT MICROELECTRONICS CORP DE 5.02,9.01 06/04/12 Calamos Asset Management, Inc. /DE/ 5.07 06/01/12 CAPELLA EDUCATION CO 8.01 06/01/12 Cardiovascular Systems Inc DE 8.01 05/31/12 CCA INDUSTRIES INC DE 8.01,9.01 05/29/12 CENTRAL EUROPEAN DISTRIBUTION CORP DE 4.02,9.01 06/01/12 Chaparral Energy, Inc. DE 7.01 06/04/12 CHARTER COMMUNICATIONS, INC. /MO/ DE 8.01 06/04/12 CHEMUNG FINANCIAL CORP NY 5.02 06/01/12 CHEVRON CORP DE 5.07 05/30/12 China Biologic Products, Inc. 7.01,9.01 06/04/12 Chino Commercial Bancorp CA 8.01 05/31/12 CHS INC MN 8.01 06/04/12 CHURCHILL DOWNS INC KY 8.01 05/31/12 CIGNA CORP DE 7.01 06/04/12 CODEXIS INC 5.02,7.01,9.01 05/29/12 COMERICA INC /NEW/ DE 7.01,9.01 06/04/12 COMMERCETEL CORP NV 1.01,9.01 05/30/12 COMSTOCK RESOURCES INC NV 1.01,7.01,9.01 05/31/12 COMVERSE TECHNOLOGY INC/NY/ NY 5.02,9.01 05/30/12 CONNS INC DE 2.02,9.01 06/04/12 Consolidated Communications Holdings, DE 1.01,2.03,9.01 05/30/12 Consolidation Services, Inc. DE 1.01,2.01,3.02,5.02, 04/01/10 AMEND 9.01 COOPER COMPANIES INC DE 8.01,9.01 06/03/12 Coronus Solar Inc. A1 1.01,7.01,9.01 06/04/12 CREDO PETROLEUM CORP DE 1.01,8.01,9.01 06/03/12 Daulton Capital Corp. NV 8.01 06/04/12 DAYSTAR TECHNOLOGIES INC DE 1.01,3.02,8.01,9.01 05/31/12 DELTA AIR LINES INC /DE/ DE 8.01,9.01 06/04/12 DENDREON CORP DE 8.01 06/04/12 DGSE COMPANIES INC NV 4.01,7.01,9.01 05/29/12 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 06/04/12 DIGIRAD CORP DE 5.02 05/31/12 DIGIRAD CORP DE 5.08,8.01,9.01 06/04/12 DOLLAR GENERAL CORP TN 2.02,5.02,5.07,7.01, 06/01/12 9.01 Dot VN, Inc. DE 8.01,9.01 06/04/12 DOVER Corp DE 7.01,9.01 06/04/12 Duke Energy CORP DE 5.04,9.01 05/29/12 Dynastar Holdings, Inc. NV 5.02 05/31/12 E-Debit Global Corp. CO 8.01,9.01 05/30/12 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 06/04/12 EARTHLINK INC DE 7.01,9.01 06/04/12 EARTHSTONE ENERGY INC DE 2.02,9.01 06/04/12 EARTHSTONE ENERGY INC DE 2.02,9.01 06/04/12 AMEND Eastern Resources, Inc. DE 3.02 05/25/12 ECOLOGY COATINGS, INC. NV 3.02 06/04/12 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 5.07 06/01/12 Ellington Financial LLC DE 7.01 06/04/12 EMISPHERE TECHNOLOGIES INC DE 1.01,9.01 06/01/12 Energy Transfer Equity, L.P. DE 5.02 06/01/12 ENTERGY CORP /DE/ DE 5.07 06/01/12 ENTERPRISE FINANCIAL SERVICES CORP DE 7.01,9.01 06/04/12 ENTEST BIOMEDICAL, INC. NV 1.01,1.02,9.01 06/01/12 ENTRAVISION COMMUNICATIONS CORP DE 5.07 05/31/12 EPIQ SYSTEMS INC MO 8.01,9.01 06/01/12 ESPEY MFG & ELECTRONICS CORP NY 8.01,9.01 06/04/12 ESSA Bancorp, Inc. PA 8.01,9.01 06/01/12 EVEREST RE GROUP LTD D0 7.01,9.01 06/04/12 EXPONENT INC DE 5.07 05/31/12 Express Scripts Holding Co. DE 8.01,9.01 05/29/12 Exterra Energy Inc. NV 7.01,9.01 05/21/12 Federal Home Loan Bank of New York X1 8.01 06/04/12 FEDEX CORP DE 2.02,2.05,2.06,5.02, 06/04/12 9.01 Fidelity National Information Service 5.07 05/30/12 FIRST FEDERAL BANCSHARES OF ARKANSAS AR 5.07 05/29/12 First Liberty Power Corp NV 1.01,2.01,9.01 05/31/12 FIRST TRUST/ABERDEEN EMERGING OPPORTU 7.01,9.01 06/04/12 FIRST TRUST/ABERDEEN GLOBAL OPPORTUNI 7.01,9.01 06/04/12 FLOWERS FOODS INC GA 5.07 06/01/12 FOREST OIL CORP NY 5.02 05/29/12 Forestar Group Inc. DE 1.01,7.01,9.01 06/03/12 FOREVER VALUABLE COLLECTIBLES, INC. CO 1.02 06/04/12 FRANKLIN ELECTRIC CO INC IN 5.02 05/04/12 FUTURE ENERGY CORP. 5.02,5.03,8.01,9.01 05/29/12 FUTURES PORTFOLIO FUND L.P. MD 3.02 06/01/12 GEOKINETICS INC DE 5.02,7.01,9.01 05/30/12 GEORGETOWN CORP NV 5.02,8.01 05/31/12 GERMAN AMERICAN BANCORP, INC. IN 5.02 05/29/12 GLADSTONE COMMERCIAL CORP MD 5.02,8.01,9.01 06/01/12 GRANDPARENTS.COM, INC. DE 5.02 05/30/12 GSE Holding, Inc. DE 5.02,9.01 06/04/12 GTJ REIT, Inc. MD 5.02 06/04/12 Guaranty Bancorp DE 7.01,9.01 06/01/12 HALLMARK FINANCIAL SERVICES INC NV 5.07,8.01 05/31/12 HANSEN MEDICAL INC DE 8.01,9.01 06/04/12 HARRIS CORP /DE/ DE 7.01,9.01 06/04/12 HARRIS TEETER SUPERMARKETS, INC. NC 2.06,8.01,9.01 06/01/12 HOOKER FURNITURE CORP VA 2.02,9.01 06/04/12 HSN, Inc. DE 7.01,9.01 06/04/12 IDACORP INC ID 8.01 06/04/12 INCYTE CORP DE 5.02,5.07,9.01 05/30/12 INSMED INC VA 7.01,9.01 06/04/12 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.03 05/31/12 INTEGRATED DEVICE TECHNOLOGY INC DE 8.01,9.01 06/04/12 Intellicell Biosciences, Inc. NV 5.03,5.07,9.01 05/30/12 INTERNATIONAL GAME TECHNOLOGY NV 5.02 05/29/12 International Stem Cell CORP DE 5.03,5.07,9.01 05/29/12 INVESTORS REAL ESTATE TRUST ND 5.02,9.01 06/04/12 ITEX CORP NV 8.01 06/01/12 Jazz Pharmaceuticals plc L2 8.01 05/30/12 JMP Group Inc. DE 5.07 06/04/12 JONES LANG LASALLE INC MD 5.07 05/31/12 JOURNAL COMMUNICATIONS INC 5.02,9.01 06/04/12 KBS Legacy Partners Apartment REIT, I MD 1.01,2.01,2.03,9.01 05/31/12 KBS Real Estate Investment Trust II, MD 1.01 05/21/12 KRISPY KREME DOUGHNUTS INC NC 8.01,9.01 06/04/12 KVH INDUSTRIES INC \DE\ DE 5.07 05/30/12 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 06/04/12 LAM RESEARCH CORP DE 1.01,2.01,2.03,3.02, 06/02/12 5.02,5.03,9.01 Latitude Solutions, Inc. NV 5.02,7.01,9.01 05/22/12 LIGAND PHARMACEUTICALS INC DE 5.02,5.07 05/31/12 LILLY ELI & CO IN 5.02 06/04/12 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 1.01,2.01,8.01,9.01 06/01/12 LOCAL.COM DE 1.01,9.01 05/29/12 LRR Energy, L.P. DE 2.01,7.01,9.01 06/01/12 Lucky Boy Silver Corp. WY 5.03,9.01 05/09/12 LVB Acquisition, Inc. 8.01 06/04/12 MAGICJACK VOCALTEC LTD L3 2.02 06/04/12 MARKETING WORLDWIDE CORP DE 3.03,5.03,8.01,9.01 05/22/12 Matador Resources Co TX 2.02,7.01,9.01 06/04/12 MEDIVATION, INC. DE 8.01,9.01 06/02/12 MEDTOX SCIENTIFIC INC DE 1.01,5.02,8.01,9.01 06/03/12 MEMC ELECTRONIC MATERIALS INC DE 5.02 05/31/12 MICRO IMAGING TECHNOLOGY, INC. CA 3.02 05/31/12 MINDSPEED TECHNOLOGIES, INC DE 8.01,9.01 06/01/12 Mojo Organics, Inc. DE 1.01 05/31/12 MOLSON COORS BREWING CO DE 5.02,5.07,9.01 05/30/12 Monarch Financial Holdings, Inc. VA 1.01,9.01 06/04/12 MS STRUCTURED SATURNS SERIES 2002-11 DE 8.01,9.01 06/01/12 MS STRUCTURED SATURNS SERIES 2003-15 DE 8.01,9.01 06/01/12 MULTIBAND CORP MN 8.01,9.01 06/04/12 MULTIMEDIA GAMES HOLDING COMPANY, INC TX 7.01,9.01 06/04/12 MWI Veterinary Supply, Inc. DE 8.01 05/31/12 NATHANS FAMOUS INC DE 2.02,9.01 06/04/12 NATIONAL HEALTH INVESTORS INC MD 8.01,9.01 06/04/12 NEWS CORP 8.01,9.01 06/04/12 NORDSON CORP OH 1.01,2.03,9.01 06/02/12 NORTH VALLEY BANCORP CA 5.07 05/31/12 NOVELLUS SYSTEMS INC CA 1.01,2.01,3.01,3.03, 06/04/12 5.01,5.02,5.03,9.01 OCEANEERING INTERNATIONAL INC DE 7.01 06/04/12 Och-Ziff Capital Management Group LLC DE 7.01 06/04/12 OCWEN FINANCIAL CORP FL 7.01,9.01 06/04/12 OMEROS CORP WA 5.07 06/01/12 OMNI BIO PHARMACEUTICAL, INC. CO 1.01,2.03,3.02 05/31/12 ONVIA INC DE 5.07,8.01,9.01 05/31/12 OPNEXT INC 8.01,9.01 05/31/12 ORBIT INTERNATIONAL CORP DE 1.01,9.01 05/30/12 PACCAR INC DE 7.01 06/01/12 PACIFIC CAPITAL BANCORP /CA/ DE 1.02 05/29/12 PACIFIC PREMIER BANCORP INC DE 5.02,5.03,5.07,8.01, 05/30/12 9.01 PENTAIR INC MN 8.01 05/30/12 PENTAIR INC MN 8.01 05/30/12 Perfumania Holdings, Inc. FL 7.01,9.01 05/31/12 PHARMACYCLICS INC DE 7.01,9.01 06/04/12 PHARMACYCLICS INC DE 8.01,9.01 06/04/12 PRIVATEBANCORP, INC DE 7.01,9.01 06/04/12 PROGENICS PHARMACEUTICALS INC DE 8.01 06/04/12 PROGRESS ENERGY INC NC 5.04,9.01 05/29/12 Progressive Care Inc. DE 4.02 05/28/12 PROSPECT GLOBAL RESOURCES INC. NV 1.02,2.03,3.02,9.01 05/30/12 Quanex Building Products CORP DE 2.02,9.01 06/04/12 QUICKLOGIC CORPORATION CA 8.01,9.01 06/01/12 Radius Health, Inc. DE 1.01,2.03,3.02,5.02, 05/29/12 9.01 Reis, Inc. MD 5.07,8.01 06/04/12 REPROS THERAPEUTICS INC. DE 8.01,9.01 06/04/12 RESEARCH FRONTIERS INC DE 7.01,9.01 06/04/12 REX ENERGY CORP DE 1.01,7.01 05/29/12 RICHARDSON ELECTRONICS LTD/DE DE 5.05 05/29/12 Roadrunner Transportation Systems, In DE 8.01,9.01 06/04/12 Roundy's, Inc. DE 7.01,9.01 06/04/12 SAKS INC TN 5.02,5.07,8.01,9.01 05/30/12 SALESFORCE COM INC DE 1.01,3.02,9.01 06/03/12 SAND HILLS, INC NV 1.01,2.01,3.02,4.01, 03/30/12 AMEND 5.01,5.02,5.03,5.06, 9.01 SANTARUS INC DE 5.02 06/01/12 SENESCO TECHNOLOGIES INC DE 8.01,9.01 06/04/12 SHUFFLE MASTER INC MN 2.02,9.01 06/04/12 SIGA TECHNOLOGIES INC DE 1.01,5.02,9.01 06/04/12 SIGMATRON INTERNATIONAL INC DE 1.01,2.01,8.01,9.01 05/31/12 SILGAN HOLDINGS INC DE 5.07 05/29/12 SIMON PROPERTY GROUP L P /DE/ DE 1.01,1.02,2.03,9.01 06/01/12 SIMULATIONS PLUS INC 8.01,9.01 06/04/12 SkyPeople Fruit Juice, Inc FL 8.01,9.01 06/04/12 SMF ENERGY CORP DE 7.01,9.01 05/29/12 Somaxon Pharmaceuticals, Inc. DE 5.07 05/31/12 SPARTAN STORES INC MI 7.01 06/04/12 STRATEGIC HOTELS & RESORTS, INC 7.01,9.01 06/04/12 TASER INTERNATIONAL INC 5.07 05/31/12 TCF FINANCIAL CORP DE 8.01 06/01/12 TIVO INC DE 7.01 06/04/12 Tops Holding Corp DE 2.02,9.01 06/04/12 Transcept Pharmaceuticals Inc DE 5.02,9.01 06/01/12 TRI VALLEY CORP DE 1.01,2.03,2.04,3.01, 06/04/12 8.01,9.01 TRIDENT MICROSYSTEMS INC DE 8.01,9.01 06/01/12 TRONOX INC DE 1.01,5.02,5.07,9.01 05/30/12 UDR, Inc. MD 1.01,8.01,9.01 06/04/12 ULTRA CLEAN HOLDINGS INC DE 5.07 05/17/12 UNIGENE LABORATORIES INC DE 1.01,2.03,5.01,8.01, 05/29/12 9.01 UNITED COMMUNITY FINANCIAL CORP OH 5.02,9.01 05/29/12 UNITED STATES CELLULAR CORP DE 5.02,9.01 05/30/12 UNS Energy Corp AZ 8.01 06/01/12 Vanguard Natural Resources, LLC DE 1.01,7.01,9.01 06/04/12 VISUALANT INC NV 1.01,9.01 05/31/12 VMWARE, INC. DE 5.07 05/31/12 Vulcan Materials CO NJ 5.07 06/01/12 WAL MART STORES INC DE 5.07 06/01/12 WEBSENSE INC DE 5.07 05/31/12 Wellness Center USA, Inc. NV 1.01,3.02,9.01 05/30/12 WELLPOINT, INC IN 7.01 06/04/12 WERNER ENTERPRISES INC NE 2.03 06/01/12 WEST PHARMACEUTICAL SERVICES INC PA 7.01,9.01 06/04/12 Willdan Group, Inc. DE 5.07,7.01,8.01 06/01/12 WINDSTREAM CORP DE 8.01 05/31/12 WMI HOLDINGS CORP. WA 5.02,9.01 05/28/12 XCEL ENERGY INC MN 8.01 06/01/12 XCEL ENERGY INC MN 7.01 06/04/12 XPO Logistics, Inc. 5.02,5.07,9.01 05/31/12 YELP INC DE 5.02,9.01 05/31/12 YOU ON DEMAND HOLDINGS, INC. NV 5.02,8.01,9.01 05/29/12 Zayo Group LLC DE 7.01,9.01 06/04/12 ZIOPHARM ONCOLOGY INC DE 8.01,9.01 06/02/12
http://www.sec.gov/news/digest/2012/dig060512.htm
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