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Commission AnnouncementsSecurities and Exchange Commission Suspends Trading in LocatePlus Holdings Corporation For Failure to Make Required Periodic FilingsThe United States Securities and Exchange Commission (Commission) announced the temporary suspension of trading in the securities of LocatePlus Holdings Corporation (“LocatePlus”), commencing at 9:30 a.m. EDT on April 30, 2012 and terminating at 11:59 p.m. EDT on May 11, 2012. The Commission temporarily suspended trading in the securities of LocatePlus due to a lack of current and accurate information about the company because it failed to file certain periodic reports with the Commission. The order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by this company. Brokers and dealers should be alerted to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspension, no quotation may be entered relating to the securities of LocatePlus unless and until the broker or dealer has strictly complied all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of LocatePlus until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551-5777. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, John T. Dugan, Associate Regional Director of the Boston Regional Office of the Securities and Exchange Commission should be telephoned at (617) 573-8936. (Rel. 34-66877) George Canellos Named Deputy Director of SEC Enforcement DivisionThe Securities and Exchange Commission today announced that George S. Canellos, currently Director of the SEC’s New York Regional Office, has been named Deputy Director of the Division of the Enforcement. “For the past three years, George has been an incredibly effective advocate for investors and has helped the New York office take on some of the most difficult cases in the securities arena,” said SEC Chairman Mary Schapiro. “With his experience, he is extremely well-suited to help head an Enforcement Division that has brought a record number of cases and is pursuing a host of complex investigations.” “Everyone interested in the fair, thoughtful and vigorous enforcement of the federal securities laws will be thrilled with the appointment of George Canellos as Deputy Director of the Division of Enforcement,” said Robert S. Khuzami, Director of the SEC’s Enforcement Division. “He is known to all as possessing a keen and uniquely probing intellect, an innovative approach to problem-solving, and a deep commitment to prosecuting wrongdoers and protecting the public. I am excited that he has agreed to bring his formidable talents to this position.” Mr. Canellos said, “I’m extremely excited to have this opportunity to serve the national enforcement program and to work with colleagues throughout the country who have contributed so much to the recent success of the SEC’s enforcement efforts. Their exceptional achievement in face of many challenges gives me great confidence for the future.” Mr. Canellos, 47, has been Director of the New York Regional Office since July 2009, overseeing 400 professional staff of enforcement attorneys, accountants, investigators and compliance examiners involved in the investigation and prosecution of enforcement actions and the performance of compliance inspections in the New York region. The New York office has responsibility for the largest concentration of SEC-registered financial institutions including more than 4,000 investment banks, investment advisers, broker-dealers, mutual funds and hedge funds. A former federal prosecutor, Mr. Canellos became an Assistant U.S. Attorney in the Southern District of New York in 1994. During his nine years there, Mr. Canellos served in a number of positions including Chief of the Major Crimes Unit, Senior Trial Counsel of the Securities and Commodities Fraud Task Force, and Deputy Chief Appellate Attorney. Following his service at the U.S. Attorney’s Office and immediately prior to assuming his position at the SEC, Mr. Canellos served more than six years as a litigation partner at the law firm of Milbank, Tweed, Hadley & McCloy LLP. He began his legal career as a litigation associate at Wachtell, Lipton, Rosen & Katz. Mr. Canellos is a graduate of Harvard College and Columbia University School of Law. Mr. Canellos will begin serving as Deputy Director on June 4, 2012, at which time Andrew Calamari will become Acting Director of the New York Regional Office. Mr. Calamari is currently Senior Associate Regional Director and co-head of Enforcement for the New York Regional Office and has served in that position since 2004. Before coming to the SEC in 2000, Mr. Calamari was engaged in private law practice for nearly 15 years, including as a litigation partner at Donovan Leisure Newton & Irvine. He is a 1985 graduate of Fordham Law School. (Press Rel. 2012-79) Enforcement ProceedingsCommission Revokes Registration of Securities of New Century Resources Corp. For Failure to Make Required Periodic FilingsOn April 30, 2012, the Commission revoked the registration of each class of registered securities of New Century Resources Corp. (New Century Resources) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, New Century Resources consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to New Century Resources Corp. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of New Century Resources’ securities pursuant to Section 12(j) of the Exchange Act. This Order settled the proceedings brought against New Century Resources in In the Matter of New Century Resources Corp., Administrative Proceeding File No. 3-14841. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:
For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of New Century Resources Corp., Administrative Proceeding File No. 3-14841, Exchange Act Release No. 66783, April 11, 2012. (Rel. 34-66875; File No. 3-14841) Commission Orders Hearing on Registration Suspension or Revocation Against LocatePlus Holdings Corporation For Failure to Make Required Periodic FilingsIn conjunction with this trading suspension, the Commission announced the issuance of an Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Exchange Act (Order) against LocatePlus (Respondent). The Order alleges that the Respondent is delinquent in its periodic filings with the Commission in violation of Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, having not filed any periodic reports since it filed a Form 10-QSB for the period ended March 31, 2011. A hearing will be held by an Administrative Law Judge to determine whether the allegations contained in the Order are true, to afford the Respondent an opportunity to establish any defenses to such allegations, and to determine whether it is necessary or appropriate for the protection of investors to suspend for a period not exceeding twelve months, or revoke the registration of each class of securities of the Respondent registered pursuant to Section 12 of the Securities Exchange Act of 1934. The Order requires the Administrative Law Judge to issue an initial decision no later than 120 days from the date of service of this Order, pursuant to Rule 360(a)(2) of the Commission’s Rules of Practice. (Rel. 34-66876; File No. 3-14858) In the Matter of Jetbourne International, Inc.An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default as to Five Respondents (Default Order) in Jetbourne International, Inc., Admin. Proc. No. 3-14809. The Order Instituting Proceedings alleges that Jetbourne International, Inc., Jotan, Inc., Key Command International Corp., Lloyds Shopping Centers, Inc., and Long Island Physician Holdings Corp. (collectively, Respondents) repeatedly failed to file timely periodic reports while their securities were registered with the Securities and Exchange Commission (Commission). The Default Order finds these allegations to be true and revokes the registration of each class of registered securities of Respondents pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act). The Division of Enforcement has received a signed settlement agreement from Respondent Kamp-Rite Holdings, Inc. The Commission has accepted the Offer of Settlement submitted by Respondent Mikron Infrared, Inc. See Jetbourne International, Inc., Exchange Act Release No. 66836 (Apr. 20, 2012). Respondent Liege Holding, Inc., remains in this proceeding. (Rel. 34-66878; File No. 3-14809) In the Matter of Edward D. Puttick, Sr.The United States Securities and Exchange Commission (Commission) announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions (Order) against Edward D. Puttick, Sr. (Puttick). The Order finds that from August 1991 through August 2006, Puttick was President of Advanced Planning Securities, Inc. (Advanced Planning), a broker-dealer that, during this period, was registered with the Commission. The Order further finds that on April 12, 2012, a final consent judgment was entered against Puttick, permanently enjoining him from violating Sections 5(a) and 5(c) of the Securities Act of 1933 in the civil action entitled SEC v. Charles C. Slowey, Jr. et al., Civil Action Number 09 Civ. 4547 (LDW) (ETB), in the United States District Court for the Eastern District of New York. The Order further finds that the Commission’s complaint in that action alleges that, from approximately March 2004 through August 2006, Puttick authorized registered representatives at Advanced Planning to sell interests in certain real estate funds. There was no registration statement in effect for these interests, and no exemption from the registration requirements applied to these interests. The Order suspends Puttick from association with any broker, dealer, investment adviser, municipal securities dealer, or transfer agent and from participating in any offering of a penny stock for a period of twelve months. Puttick consented to the issuance of the Order without admitting or denying any of the findings in the Order, except he admitted to the Commission’s jurisdiction over him and the entry of the injunction. (Rel. 34-66879; IA-3402; File No. 3-14859) SEC Charges Former Attorney Associated With Mutual Benefits Corp. FraudThe United States Securities and Exchange Commission (Commission) announced today that it filed a complaint against Defendant Michael J. McNerney in the United States District Court for the Southern District of Florida charging him with violations of the federal securities laws arising from his involvement in Mutual Benefits Corp.’s (Mutual Benefits) offering fraud which raised more than $1 billion from approximately 29,000 investors. McNerney was a senior equity partner and co-founder of Brinkley, McNerney, Solomon, and Tatum, LLP, a law firm in Fort Lauderdale, Florida that served as lead counsel for Mutual Benefits. The Commission’s complaint charges McNerney with aiding and abetting violations of Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder and seeks permanent injunctive relief. McNerney has consented to the entry of a Final Judgment providing for full injunctive relief. In addition to the civil actions against the defendants, the Commission today also issued an Order of Suspension pursuant to Rule 102(e)(2) of the Commission’s Rules of Practice forthwith suspending McNerney from appearing or practicing before the Commission, based on the entry of a felony conviction against him. (Rel. 34-66882; File No. 3-14860) SEC Charges VoIP Company and its Owners With Conducting a Fraudulent Offering Targeting ChristiansOn April 30, 2012, the Securities and Exchange Commission filed settled registration and fraud charges against the owners of a Dallas-area Voice over Internet Protocol (VoIP) company, for running a fraudulent securities offering aimed at Christian investors, many of whom were affiliated with a Dallas-based private school. The Commission’s complaint, filed in Dallas federal court, alleges that Terry E. Wiese and Scott A. Wiese promised extreme returns to entice investment in their company, Usee, Inc. The Commission further alleges that, contrary to the Wieses’ claims, Usee had no business from which to generate any returns to investors. Instead, the Commission alleges, the Wieses wasted investor funds on poorly considered ventures or sent them to third parties about which they had little information. The Commission also alleges that the Wieses used investor funds for personal expenses and to make Ponzi payments to investors. Without admitting or denying the Commission’s allegations, the Wieses and Usee consented to permanent injunctions under Sections 5 and 17(a) of the Securities Act, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Defendants further agreed to disgorge nearly $5.8 million in ill-gotten gains, with prejudgment interest, and the Wieses agreed to pay civil penalties totaling $300,000. Defendants are also permanently enjoined from offering or selling securities issued by any company they own or control and the Wieses are barred from serving as officers or directors of any public company. The SEC’s action also names NFY Financial Consulting, PLLC, Nail Yaldo and Jack Skrelja as relief defendants for purposes of recovering more than $1.5 million of investor funds they received. The SEC has sought an asset freeze against these parties. [SEC v. Usee, Inc., et al., Civil Action No. 3:12-cv-01325-M; USDC, N.D.Tex., Dallas Division] (LR-22348) Court Dismisses Appeal of Leila C. Jenkins, Owner of Investment Adviser Locke Capital Management, Inc.The Securities and Exchange Commission announced today that on April 24, 2012, the U.S. Court of Appeals for the First Circuit entered an order dismissing the appeal of Leila C. Jenkins, the principal of Rhode Island-based investment adviser Locke Capital Management. Jenkins had appealed a June 30, 2011 decision by a federal judge in the U.S. District Court for the District of Rhode Island. That decision granted the Commission’s motion for summary judgment and entered final judgments against both Locke and Jenkins. The Court of Appeals dismissed Jenkins’ appeal after she filed a motion to withdraw it. The Commission’s Complaint against Locke and Jenkins, filed in March 2009, alleged that they invented a billion-dollar client in order to gain credibility and attract legitimate investors. The Complaint further alleged that Jenkins tried to perpetuate her scheme by lying to the Commission staff about the existence of the invented client and furnishing the Commission’s staff with bogus documents in 2008, including fake custodial statements that she created on her laptop. The U.S. District Court ordered that Locke and Jenkins were jointly and severally liable for disgorgement of $1,781,520, representing advisory fees paid to them from 2007-2009, plus prejudgment interest of $110,956. In addition, each defendant was ordered to pay a penalty of $1,781,520. The final judgments permanently enjoined Jenkins and Locke from violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1), 206(2), and 207 of the Investment Advisers Act of 1940 (Advisers Act”). The final judgment as to Locke also permanently enjoined it from violating Sections 204 and 206(4) of the Advisers Act and Rules 204-2(a)(6), (8), (10), (15), and (16), as wells as 206(4)-1(a)(5) thereunder, and the final judgment as to Jenkins further permanently enjoined her from aiding and abetting violations of the same law sections. The final judgment as to Locke further permanently enjoined it from violating Section 204A of the Advisers Act and Rule 204A-1 thereunder. In February 2012, in separate administrative proceedings filed by the Commission against Jenkins and Locke, an administrative law judge issued Initial Decisions barring Jenkins from associating with any broker, dealer or investment adviser and barring Locke from acting as an investment adviser. Those Initial Decisions became final in March 2012. [SEC v. Locke Capital Management, Inc. and Leila C. Jenkins, Civil Action No. 09-CV-100-WES (D.R.I.)] (LR-22349) SEC Charges Former Attorney Associated With Mutual Benefits Corp. FraudThe United States Securities and Exchange Commission (Commission) announced today that it filed a complaint against Defendant Michael J. McNerney in the United States District Court for the Southern District of Florida charging him with violations of the federal securities laws arising from his involvement in Mutual Benefits Corp.’s (Mutual Benefits) offering fraud which raised more than $1 billion from approximately 29,000 investors. McNerney was a senior equity partner and co-founder of Brinkley, McNerney, Solomon, and Tatum, LLP, a law firm in Fort Lauderdale, Florida that served as lead counsel for Mutual Benefits. The Commission’s complaint charges McNerney with aiding and abetting violations of Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder and seeks permanent injunctive relief. McNerney has consented to the entry of a Final Judgment providing for full injunctive relief. In addition to the civil actions against the defendants, the Commission today also issued an Order of Suspension pursuant to Rule 102(e)(2) of the Commission’s Rules of Practice forthwith suspending McNerney from appearing or practicing before the Commission, based on the entry of a felony conviction against him. [SEC v. Michael J. McNerney, Civil Action No. 1:12-cv-21627] (LR-22350) Other Commission Orders, Notices, and InformationIn the Matter of the Application of BOX Options Exchange LLC for Registration as a National Securities ExchangeThe Commission has granted the application of BOX Options Exchange LLC for registration as a national securities exchange pursuant to Section 6 of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 30. (Rel. 34-66871) self-regulatory organizationsNotice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2The Financial Industry Regulatory Authority, Inc. filed Amendment No. 2 to a proposed rule change (SR-FINRA-2012-001) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 to amend FINRA Rule 4560 (Short-Interest Reporting) and the Commission has approved on an accelerated basis the proposed rule change (SR-FINRA-2012-001), as modified by Amendments No. 1 and 2. Publication is expected in the Federal Register during the week of April 30. (Rel. 34-66872) Immediate Effectiveness of Proposed Rule ChangesA proposed rule change submitted by EDGX Exchange, Inc. relating to a new EDGX rule regarding telemarketing (SR-EDGX-2012-15) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 30. (Rel. 34-66873) A proposed rule change submitted by EDGA Exchange, Inc. relating to a new EDGA rule regarding telemarketing (SR-EDGA-2012-16) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 30. (Rel. 34-66874) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-4 HeartWare International, Inc., 14000 NW 57TH COURT, MIAMI LAKES, FL,
33014, 508-739-0841 - 160,000 ($7,977,395.00) Equity,
(File 333-180988 - Apr. 27) (BR. 10B)
S-3ASR WELLS FARGO & COMPANY/MN, 420 MONTGOMERY STREET, SAN FRANCISCO, CA,
94163, 6126671234 - 0 ($0.00) Unallocated (Universal) Shelf,
(File 333-180989 - Apr. 27) (BR. 12A)
S-4 Whitestone REIT, 2600 SOUTH GESSNER, SUITE 500, HOUSTON, TX, 77063,
713-827-9595 - 0 ($17,812,890.00) Equity, (File 333-180990 - Apr. 27)
(BR. 08C)
S-1 COMMUNITY WEST BANCSHARES /, 445 PINE AVE, GOLETA, CA, 93117,
8056921862 - 0 ($17,940,000.00) Equity, (File 333-180992 - Apr. 27)
(BR. 07C)
S-3D Monarch Financial Holdings, Inc., 1435 CROSSWAYS BOULEVARD, SUITE 302,
CHESAPEAKE, VA, 23320, 757-389-5112 - 500,000 ($4,635,000.00) Equity,
(File 333-180993 - Apr. 27) (BR. 07B)
S-8 Bulova Technologies Group, Inc., 19337 US HIGHWAY 19 NORTH, SUITE 525,
CLEARWATER, FL, 33764, (727) 536-6666 -
80,000,000 ($400,000.00) Equity, (File 333-180995 - Apr. 27) (BR. 03A)
S-8 MERRIMACK PHARMACEUTICALS INC, ONE KENDALL SQUARE, SUITE B7201,
CAMBRIDGE, MA, 02139, 617-441-1000 - 0 ($161,804,360.00) Equity,
(File 333-180996 - Apr. 27) (BR. 01B)
S-8 WELLS FARGO & COMPANY/MN, 420 MONTGOMERY STREET, SAN FRANCISCO, CA,
94163, 6126671234 - 0 ($16,300,000.00) Equity, (File 333-180997 -
Apr. 27) (BR. 12A)
S-8 WORLD WRESTLING ENTERTAINMENTINC, 1241 E MAIN ST, STAMFORD, CT, 06902,
2033528600 - 2,000,000 ($15,740,000.00) Equity, (File 333-181001 -
Apr. 27) (BR. 05C)
S-4 CONTINENTAL RESOURCES INC, 302 NORTH INDEPENDENCE, SUITE 1400, ENID,
OK, 73702, 5802338955 - 0 ($800,000,000.00) Debt, (File 333-181002 -
Apr. 27) (BR. 04B)
S-3 ROCKWELL MEDICAL TECHNOLOGIES INC, 30142 S WIXOM RD, WIXOM, MI, 48393,
2489609009 - 0 ($120,000,000.00) Equity, (File 333-181003 - Apr. 27)
(BR. 10C)
S-3 KFORCE INC, 1001 EAST PALM AVENUE, SUITE, TAMPA, FL, 33605,
8135525000 - 6,188,285 ($92,081,680.80) Equity,
0 ($250,000,000.00) Unallocated (Universal) Shelf, (File 333-181004 -
Apr. 27) (BR. 11A)
S-3ASR AMERIPRISE FINANCIAL INC, 1099 AMERIPRISE FINANCIAL CENTER,
MINNEAPOLIS, MN, 55474, 612-671-2018 -
0 ($0.00) Unallocated (Universal) Shelf, (File 333-181005 - Apr. 27)
(BR. 06C)
S-8 PCS EDVENTURES COM INC, 345 BOBWHITE COURT, #200, BOISE, ID, 83706,
208-343-3110 - 4,000,000 ($200,000.00) Equity, (File 333-181006 -
Apr. 27) (BR. 11C)
S-8 Marathon Petroleum Corp, 539 SOUTH MAIN STREET, FINDLAY, OH,
45840-3229, 419-422-2121 - 0 ($991,875,000.00) Equity,
(File 333-181007 - Apr. 27) (BR. 04B)
S-8 AMERIPRISE FINANCIAL INC, 1099 AMERIPRISE FINANCIAL CENTER,
MINNEAPOLIS, MN, 55474, 612-671-2018 - 0 ($104,360,000.00) Equity,
(File 333-181008 - Apr. 27) (BR. 06C)
S-3ASR FRANKLIN STREET PROPERTIES CORP /MA/, 401 EDGEWATER PLACE, STE 200,
WAKEFIELD, MA, 01880, 7815571300 - 0 ($0.00) Equity, (File 333-181009 -
Apr. 27) (BR. 08B)
S-8 SKYSTAR BIO-PHARMACEUTICAL CO, RM 10601, JIEZUO PLAZA, NO. 4,
FENGHUI ROAD SOUTH, GAOXIN DISTRICT, XIAN PROVINCE, F4, 00000,
407-645-4433 - 700,000 ($1,715,000.00) Equity, (File 333-181010 -
Apr. 27) (BR. 01A)
S-4 THERMADYNE HOLDINGS CORP /DE, 16052 SWINGLEY RIDGE RD., SUITE 300,
CHESTERFIELD, MO, 63017, 636 728 3032 - 0 ($100,000,000.00) Debt,
(File 333-181011 - Apr. 27) (BR. 10C)
S-1 ARAMARK CORP, 1101 MARKET STREET, PHILADELPHIA, PA, 19107, 2152383000 -
0 ($65,000,000.00) Non-Convertible Debt, (File 333-181012 - Apr. 27)
(BR. 05A)
S-3ASR United Continental Holdings, Inc., JOHN LAKOSIL - WHQLD, 77 W. WACKER,
CHICAGO, IL, 60601, 312-997-8000 -
0 ($0.00) Unallocated (Universal) Shelf, (File 333-181014 - Apr. 27)
(BR. 05C)
S-8 MOVADO GROUP INC, 650 FROM ROAD, SUITE 375, PARAMUS, NJ, 07652,
201-267-8000 - 6,000,000 ($157,320,000.00) Equity, (File 333-181015 -
Apr. 27) (BR. 02A)
F-9 KINROSS GOLD CORP, 25 YORK STREET, 17TH FLOOR, TORONTO, A6, M5J 2V5,
8013639152 - 0 ($1,000,000,000.00) Debt, (File 333-181016 - Apr. 27)
(BR. 09A)
S-8 MOVADO GROUP INC, 650 FROM ROAD, SUITE 375, PARAMUS, NJ, 07652,
201-267-8000 - 25,000 ($655,500.00) Equity, 4,000,000 ($458.40) Other,
(File 333-181017 - Apr. 27) (BR. 02A)
S-8 EVANS BANCORP INC, 14-16 NORTH MAIN STREET, ANGOLA, NY, 14006,
7169262032 - 300,000 ($4,290,000.00) Equity, (File 333-181018 -
Apr. 27) (BR. 07B)
S-8 FrogAds, Inc., 21820 BURBANK BLVD., SUITE 325, WOODLAND HILLS, CA,
91367, 310-281-6094 - 10,000,000 ($1,200,000.00) Equity,
(File 333-181019 - Apr. 27) (BR. 03B)
S-8 NovaCopper Inc., SUITE 2300 - 200 GRANVILLE STREET, VANCOUVER, A1,
V6C 1S4, (604) 669-6227 - 8,810,029 ($12,686,443.00) Equity,
(File 333-181020 - Apr. 27) (BR. 09)
S-8 FUELCELL ENERGY INC, 3 GREAT PASTURE RD, DANBURY, CT, 06813,
2038256000 - 5,000,000 ($6,500,000.00) Equity, (File 333-181021 -
Apr. 27) (BR. 10A)
S-8 Blue Earth, Inc., 2298 HORIZON RIDGE PARKWAY, SUITE 205, HENDERSON, NV,
89502, 702-263-1808 - 10,060,567 ($12,865,175.28) Equity,
(File 333-181022 - Apr. 27) (BR. 10A)
S-8 ORACLE CORP, 500 ORACLE PARKWAY, MAIL STOP 5 OP 7, REDWOOD CITY, CA,
94065, 6505067000 - 0 ($104,380,514.00) Equity, (File 333-181023 -
Apr. 27) (BR. 03B)
Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 4 KIDS ENTERTAINMENT INC NY 1.01,8.01 04/26/12 AARON'S INC GA 2.02,9.01 04/26/12 Acadia Healthcare Company, Inc. DE 2.02,9.01 04/27/12 Acadia Healthcare Company, Inc. DE 1.01,5.02 04/25/12 Acadia Healthcare Company, Inc. DE 9.01 03/01/12 AMEND ACNB CORP PA 2.02,9.01 04/27/12 ADARNA ENERGY Corp 2.01,3.02,5.02,5.03 04/25/12 AETRIUM INC MN 2.02,9.01 04/26/12 AFFYMAX INC DE 8.01,9.01 04/24/12 ALEXANDRIA REAL ESTATE EQUITIES INC MD 5.02 04/26/12 Allied World Assurance Co Holdings, A 7.01,9.01 04/27/12 Alpha Natural Resources, Inc. DE 1.04 04/24/12 Altra Holdings, Inc. DE 2.02,9.01 04/27/12 AMCOL INTERNATIONAL CORP DE 2.02,9.01 04/27/12 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,9.01 04/27/12 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,9.01 04/27/12 AMEND AMERICAN JIANYE GREENTECH HOLDINGS, L NV 4.01,9.01 04/27/12 AMEND AMERICAN NATIONAL INSURANCE CO /TX/ TX 5.02,9.01 02/23/12 AMEND American Realty Capital Properties, I MD 7.01,9.01 04/27/12 American Realty Capital Trust, Inc. DE 7.01,9.01 04/27/12 AMERITRANS CAPITAL CORP DE 8.01 04/27/12 AMES NATIONAL CORP IA 5.07 04/25/12 APOLLO INVESTMENT CORP MD 8.01,9.01 04/26/12 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 8.01,9.01 04/25/12 Applied Nanotech Holdings, Inc TX 1.01,9.01 04/24/12 Approach Resources Inc DE 2.02,9.01 04/27/12 ARKANSAS BEST CORP /DE/ DE 2.02,9.01 04/27/12 Arlington Asset Investment Corp. VA 7.01,9.01 04/27/12 ARROW FINANCIAL CORP NY 5.07,8.01,9.01 04/25/12 Art Design, Inc. CO 5.02 04/25/12 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 04/27/12 Atkore International Holdings Inc. DE 2.01,9.01 04/23/12 ATWOOD OCEANICS INC TX 7.01,9.01 04/26/12 AuraSound, Inc. NV 5.02 04/23/12 AUTOLIV INC DE 2.02,7.01,9.01 04/27/12 AVALON HOLDINGS CORP OH 5.07 04/26/12 AWARE INC /MA/ MA 1.01 04/26/12 AWARE INC /MA/ MA 2.02,9.01 04/27/12 AWARE INC /MA/ MA 8.01,9.01 04/27/12 AXIS CAPITAL HOLDINGS LTD 2.02,9.01 04/26/12 Bank of Commerce Holdings CA 8.01,9.01 04/27/12 Bank of Marin Bancorp CA 7.01 04/27/12 BANNER CORP WA 8.01,9.01 04/27/12 BARNES GROUP INC DE 2.02 04/27/12 BB&T CORP NC 5.02,5.07 04/24/12 BCB BANCORP INC 5.07 04/27/12 BE AEROSPACE INC DE 5.02 04/25/12 BEAM INC DE 5.02,5.07 04/24/12 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 04/27/12 BEL FUSE INC /NJ NJ 2.02,9.01 04/27/12 BELO CORP DE 2.02,9.01 04/26/12 BIO RAD LABORATORIES INC DE 5.07 04/24/12 BioDrain Medical, Inc. MN 5.02 04/25/12 BioDrain Medical, Inc. MN 5.02 04/25/12 AMEND BION ENVIRONMENTAL TECHNOLOGIES INC CO 7.01,9.01 04/26/12 BIONOVO INC DE 5.02 04/27/12 BIOSPECIFICS TECHNOLOGIES CORP DE 1.01,5.02,9.01 04/27/12 Birmingham Bloomfield Bancshares MI 2.02,9.01 04/26/12 BLACKBAUD INC 8.01,9.01 04/26/12 BORGWARNER INC DE 5.03,5.07,7.01,9.01 04/25/12 Boston Therapeutics, Inc. DE 7.01,9.01 04/27/12 BOTETOURT BANKSHARES INC VA 8.01 04/27/12 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.05 04/26/12 BreitBurn Energy Partners L.P. DE 1.01,7.01,9.01 04/24/12 BROWN & BROWN INC FL 5.07 04/25/12 BRYN MAWR BANK CORP PA 7.01,9.01 04/27/12 BRYN MAWR BANK CORP PA 8.01,9.01 04/27/12 C & F FINANCIAL CORP VA 2.02,9.01 04/25/12 CalAmp Corp. DE 2.02,9.01 04/26/12 CALPINE CORP DE 2.02,9.01 04/27/12 CAMCO FINANCIAL CORP DE 2.02,9.01 04/27/12 CAMDEN PROPERTY TRUST TX 2.02,9.01 04/26/12 CANO PETROLEUM, INC 7.01 04/27/12 Cape Bancorp, Inc. MD 2.02,9.01 04/26/12 CAPITAL CITY BANK GROUP INC FL 5.07 04/24/12 CAPITAL ONE FINANCIAL CORP DE 9.01 02/16/12 AMEND CARNIVAL CORP DE 5.02,9.01 04/23/12 CD INTERNATIONAL ENTERPRISES, INC. FL 3.01 04/23/12 CEDAR FAIR L P DE 1.01,5.02,9.01 04/24/12 CELL THERAPEUTICS INC WA 2.02,7.01,9.01 04/27/12 CENTERPOINT ENERGY INC 5.07 04/26/12 CenterState Banks, Inc. FL 5.07 04/26/12 CENTRUE FINANCIAL CORP DE 5.07,9.01 04/25/12 CF Industries Holdings, Inc. DE 8.01,9.01 04/27/12 CHENIERE ENERGY INC DE 5.02,9.01 04/23/12 Cheviot Financial Corp. MD 2.02,9.01 04/27/12 CHEVRON CORP DE 2.02 04/27/12 China Biologic Products, Inc. 5.02,9.01 04/27/12 CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,9.01 04/26/12 CHOICEONE FINANCIAL SERVICES INC MI 5.02,5.07 04/27/12 CITIZENS BANCORP OF VIRGINIA INC VA 2.02,9.01 04/27/12 CITIZENS REPUBLIC BANCORP, INC. MI 7.01,9.01 04/27/12 CKX LANDS, INC. LA 5.07 04/26/12 CLAIMSNET COM INC DE 1.01,2.03,9.01 04/26/12 CleanTech Biofuels, Inc. 1.01,9.01 04/23/12 Clearwire Corp /DE DE 8.01 04/27/12 CMG HOLDINGS GROUP, INC. NV 1.01 04/24/12 Cobalt International Energy, Inc. 5.07 04/26/12 COBRA ELECTRONICS CORP DE 2.02,9.01 04/27/12 COCA COLA CO DE 5.07 04/25/12 COLUMBIA BANKING SYSTEM INC WA 5.07 04/25/12 COMMUNICATION INTELLIGENCE CORP DE 1.01,3.02,7.01,9.01 04/23/12 COMMUNITY BANK SHARES OF INDIANA INC IN 2.02,9.01 04/27/12 Community Bankers Trust Corp DE 2.02,9.01 04/27/12 COMMUNITY FIRST INC TN 1.01,9.01 04/19/12 Convio, Inc. DE 8.01,9.01 04/26/12 Cooper Industries plc 5.07,7.01 04/23/12 CORTLAND BANCORP INC OH 2.02,9.01 04/27/12 COVENTRY HEALTH CARE INC DE 2.02,9.01 04/27/12 Covidien plc 2.02,9.01 04/27/12 CRAFT BREW ALLIANCE, INC. WA 7.01 04/24/12 CROSS A T CO RI 2.02,5.07 04/26/12 CSB BANCORP INC /OH OH 5.07 04/25/12 CULLEN/FROST BANKERS, INC. TX 5.07 04/26/12 Cyalume Technologies Holdings, Inc. DE 5.02,9.01 04/25/12 CYCLONE POWER TECHNOLOGIES INC FL 2.01,9.01 02/14/12 AMEND DECKERS OUTDOOR CORP DE 2.02,9.01 04/26/12 AMEND DELPHI FINANCIAL GROUP INC/DE DE 8.01,9.01 04/27/12 DELTA APPAREL, INC GA 2.02,7.01 04/26/12 DIAMOND HILL INVESTMENT GROUP INC OH 5.02 04/25/12 DIGAGOGO VENTURES CORP DE 5.02 04/25/12 DIGIRAD CORP DE 2.02,9.01 04/27/12 Digital Generation, Inc. DE 3.02,7.01,9.01 04/23/12 Digital Realty Trust, Inc. 5.07,8.01 04/23/12 Digital Systems, Inc. CO 8.01,9.01 04/26/12 DRIVETIME AUTOMOTIVE GROUP INC DE 1.01 04/24/12 DTE ENERGY CO MI 2.02,7.01,9.01 04/27/12 DYNEGY HOLDINGS, LLC DE 8.01,9.01 04/27/12 EAGLE BANCORP INC MD 5.02,9.01 04/27/12 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 04/27/12 EASTMAN KODAK CO NJ 2.02,9.01 04/27/12 EASTMAN KODAK CO NJ 9.01 04/27/12 EBAY INC DE 5.02,5.03,5.07,9.01 04/26/12 ECOLAB INC DE 7.01,9.01 04/27/12 EMMIS COMMUNICATIONS CORP IN 8.01 04/26/12 EMPIRE DISTRICT ELECTRIC CO KS 5.07 04/26/12 Encore Bancshares Inc TX 2.02,9.01 04/27/12 ENERGEN CORP AL 5.07 04/25/12 Entertainment Art, Inc. NV 4.01,9.01 04/16/12 AMEND ENTRAVISION COMMUNICATIONS CORP DE 5.02,9.01 04/25/12 EPOCRATES INC DE 5.02 04/24/12 EVANS BANCORP INC NY 2.02,5.02,5.07,9.01 04/25/12 EXPRESS, INC. 5.02,9.01 04/26/12 EXTERRAN HOLDINGS INC. DE 5.07 04/27/12 Federal Home Loan Bank of Atlanta X1 2.02,9.01 04/27/12 Federal Home Loan Bank of Boston X1 2.02,3.03,7.01,9.01 04/26/12 Federal Home Loan Bank of Chicago X1 2.02,9.01 04/27/12 Federal Home Loan Bank of Cincinnati X1 2.02,9.01 04/27/12 Federal Home Loan Bank of Dallas 2.02,9.01 04/27/12 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 04/27/12 Federal Home Loan Bank of Indianapoli X1 2.02,9.01 04/26/12 Federal Home Loan Bank of Pittsburgh PA 2.02,7.01,9.01 04/27/12 Federal Home Loan Bank of Seattle 2.02,9.01 04/27/12 Federal Home Loan Bank of Topeka 2.02,7.01,9.01 04/27/12 FEDERAL SIGNAL CORP /DE/ DE 5.07 04/24/12 FFD FINANCIAL CORP/OH OH 2.02,9.01 04/24/12 FIRST BANCSHARES INC /MS/ MS 2.02,7.01,9.01 04/25/12 FIRST BANKS, INC MO 2.02,5.07,9.01 04/27/12 FIRST BUSINESS FINANCIAL SERVICES, IN WI 2.02,9.01 04/27/12 FIRST CENTURY BANKSHARES INC WV 2.02,8.01 04/24/12 First Connecticut Bancorp, Inc. MD 5.02,9.01 04/24/12 FIRST INDUSTRIAL LP DE 7.01,9.01 04/26/12 FIRST INDUSTRIAL REALTY TRUST INC MD 2.02,7.01,9.01 04/26/12 FIRST MERCHANTS CORP IN 8.01,9.01 04/27/12 FLIR SYSTEMS INC OR 2.02,9.01 04/27/12 FONAR CORP DE 3.01 04/23/12 Ford Credit Auto Owner Trust 2012-B DE 1.01,9.01 04/25/12 FORD MOTOR CO DE 2.02,9.01 04/27/12 FORD MOTOR CREDIT CO LLC DE 2.02,9.01 04/27/12 FORTINET INC 5.02 04/27/12 Fortune Brands Home & Security, Inc. DE 5.07 04/23/12 FORUM ENERGY TECHNOLOGIES, INC. DE 2.02,9.01 04/26/12 FOUR OAKS FINCORP INC NC 2.02,9.01 04/27/12 FOUR RIVERS BIOENERGY INC. NV 8.01 02/14/12 AMEND Fox Chase Bancorp Inc 5.02 04/24/12 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 5.07 04/26/12 FRANKLIN STREET PROPERTIES CORP /MA/ 1.01,9.01 04/27/12 Freescale Semiconductor Holdings I, L D0 5.07 04/25/12 FSB Community Bankshares Inc X1 2.02,9.01 04/26/12 GAMETECH INTERNATIONAL INC DE 5.07 04/25/12 GENELINK INC PA 4.01,9.01 04/24/12 GENWORTH FINANCIAL INC DE 5.02 04/25/12 GEORESOURCES INC CO 8.01,9.01 04/25/12 Georgetown Bancorp, Inc. X1 5.02,9.01 04/23/12 GigOptix, Inc. DE 5.02 04/25/12 Global Geophysical Services Inc DE 2.02,9.01 04/25/12 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02,9.01 04/27/12 GREENE COUNTY BANCORP INC DE 2.02,9.01 04/24/12 GreenHunter Energy, Inc. DE 2.02,7.01,9.01 04/27/12 GreenHunter Energy, Inc. DE 2.01,9.01 02/17/12 AMEND Guitammer Co NV 4.01,9.01 04/18/12 AMEND Hallwood Group Inc DE 7.01 04/24/12 HANCOCK HOLDING CO MS 2.02,9.01 04/26/12 HARMONIC ENERGY, INC. NV 1.01,9.01 04/11/12 HARSCO CORP DE 5.07 04/24/12 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02 04/23/12 HEALTH REVENUE ASSURANCE HOLDINGS, IN NV 1.01,2.01,3.02,5.01, 02/10/12 AMEND 5.02,5.03,5.06,9.01 HeartWare International, Inc. DE 8.01,9.01 04/25/12 HERITAGE FINANCIAL CORP /WA/ WA 2.02,8.01,9.01 04/27/12 HIGHLANDS BANKSHARES INC /VA/ VA 2.02,9.01 04/27/12 HINES REAL ESTATE INVESTMENT TRUST IN 8.01 04/27/12 HMS HOLDINGS CORP 2.02,9.01 04/27/12 Home Federal Bancorp, Inc. MD 2.02,9.01 04/27/12 HOSPITALITY PROPERTIES TRUST MD 1.01,9.01 04/23/12 HUDSON CITY BANCORP INC DE 5.07 04/25/12 HUDSON VALLEY HOLDING CORP NY 1.01,9.01 04/24/12 ICONIX BRAND GROUP, INC. DE 2.02,9.01 04/25/12 Ideal Financial Solutions Inc 4.01,4.02 04/05/12 AMEND IDEX CORP /DE/ DE 7.01,9.01 04/24/12 iGenii, Inc. DE 4.01,9.01 09/30/11 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ FL 5.03,9.01 04/24/12 IMAX CORP A6 2.02,9.01 04/27/12 IMMUNOGEN INC MA 2.02,9.01 04/27/12 Imprimis Pharmaceuticals, Inc. DE 1.01,3.02,5.02,8.01, 02/28/12 9.01 INDEPENDENCE TAX CREDIT PLUS L P II DE 4.01 04/23/12 INDEPENDENCE TAX CREDIT PLUS LP III DE 4.01 04/23/12 INDEPENDENT BANK CORP /MI/ MI 5.07 04/24/12 INTEGRATED SURGICAL SYSTEMS INC DE 8.01 04/26/12 INTER PARFUMS INC DE 2.02 04/26/12 INTERACTIVE DATA CORP/MA/ DE 2.02,9.01 04/26/12 INTERMOUNTAIN COMMUNITY BANCORP ID 2.02,9.01 04/25/12 Internal Fixation Systems, Inc. FL 5.02,9.01 04/24/12 INTERNATIONAL PAPER CO /NEW/ NY 2.02,9.01 04/27/12 INTERNATIONAL SHIPHOLDING CORP DE 2.02,5.07,9.01 04/25/12 INTERPHASE CORP TX 2.02,9.01 04/26/12 ISABELLA BANK CORP MI 2.02,9.01 04/27/12 ISTAR FINANCIAL INC MD 2.02,9.01 04/27/12 ITRACKR SYSTEMS INC FL 1.01,5.02,7.01,9.01 04/27/12 James River Coal CO VA 5.07 04/23/12 Jazz Pharmaceuticals plc L2 1.01,2.02,8.01,9.01 04/26/12 JEFFERSON BANCSHARES INC TN 2.02,9.01 04/26/12 JOHNSON & JOHNSON NJ 5.07,8.01,9.01 04/26/12 JOY GLOBAL INC DE 2.01,9.01 02/10/12 AMEND KEY ENERGY SERVICES INC MD 2.02,2.05,9.01 04/26/12 KEYCORP /NEW/ OH 8.01,9.01 04/26/12 KINDRED HEALTHCARE, INC DE 8.01,9.01 04/27/12 KKR & Co. L.P. DE 2.02,9.01 04/27/12 KKR Financial Holdings LLC DE 5.07 04/25/12 Kohlberg Capital CORP DE 8.01,9.01 04/27/12 KOSS CORP DE 2.02,9.01 04/26/12 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 04/27/12 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 04/27/12 LABORATORY CORP OF AMERICA HOLDINGS DE 5.02 04/27/12 LACLEDE GROUP INC MO 2.02,7.01,9.01 04/27/12 Lake Victoria Mining Company, Inc. NV 3.02 04/17/12 LAKELAND INDUSTRIES INC DE 1.01,9.01 04/25/12 LANDEC CORP \CA\ CA 1.01,2.01,2.03,8.01, 04/23/12 9.01 Lazard Ltd D0 2.02,5.07,9.01 04/24/12 Lazard Ltd D0 7.01,9.01 04/27/12 LCNB CORP OH 5.07 04/27/12 LEVI STRAUSS & CO DE 1.01,9.01 04/24/12 LEXICON PHARMACEUTICALS, INC./DE DE 1.01,5.03,5.07,9.01 04/26/12 LIBBEY INC DE 2.02,9.01 04/27/12 LIFEPOINT HOSPITALS, INC. 2.02,9.01 04/27/12 LIGHTPATH TECHNOLOGIES INC DE 7.01,9.01 04/26/12 LIQUIDMETAL TECHNOLOGIES INC DE 1.01 04/25/12 LOUISIANA BANCORP INC LA 2.02,8.01,9.01 04/27/12 LSB INDUSTRIES INC DE 2.02,9.01 04/25/12 Luxeyard, Inc. DE 1.01,3.02,9.01 04/24/12 MACERICH CO MD 5.02 04/25/12 MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 04/27/12 MAGICJACK VOCALTEC LTD L3 8.01 04/27/12 Mayflower Bancorp Inc MA 2.02,9.01 04/26/12 McEwen Mining Inc. CO 7.01,9.01 04/27/12 MCGRAW-HILL COMPANIES INC NY 5.07 04/25/12 MDU RESOURCES GROUP INC DE 5.07 04/24/12 Medical Care Technologies Inc. NV 1.01,3.02,9.01 04/23/12 MELA SCIENCES, INC. /NY 5.07 04/26/12 Merck & Co. Inc. NJ 2.02,9.01 04/27/12 MERRIMACK PHARMACEUTICALS INC DE 9.01 04/27/12 METLIFE INC DE 5.07,7.01,9.01 04/24/12 MGIC INVESTMENT CORP WI 5.07 04/26/12 Mid-Con Energy Partners, LP DE 1.01,7.01,8.01,9.01 04/23/12 MIDDLESEX WATER CO NJ 8.01,9.01 04/27/12 MONARCH CASINO & RESORT INC NV 1.01,2.01,2.03,9.01 04/26/12 MOOG INC NY 2.02,9.01 04/27/12 MOTORCAR PARTS AMERICA INC NY 1.01,3.02,9.01 04/26/12 MTS SYSTEMS CORP MN 5.07 02/08/12 MyOtherCountryClub.com NV 5.03,5.07 04/27/12 NANOMETRICS INC DE 2.02 04/26/12 AMEND NASH FINCH CO DE 2.02,9.01 04/27/12 NATIONAL FINANCIAL PARTNERS CORP 7.01,9.01 04/27/12 Naugatuck Valley Financial Corp 2.02,4.02,8.01,9.01 04/25/12 NETWORK ENGINES INC DE 2.02,9.01 04/26/12 NeurogesX Inc CA 8.01 04/27/12 New Western Energy Corp NV 7.01,9.01 04/25/12 NEWELL RUBBERMAID INC DE 2.02,7.01,9.01 04/27/12 NEWMONT MINING CORP /DE/ DE 5.07 04/24/12 NEWPARK RESOURCES INC DE 2.02,9.01 04/26/12 NEWS CORP 8.01,9.01 04/27/12 NGP Capital Resources Co MD 7.01,9.01 04/26/12 NiMin Energy Corp. A0 8.01,9.01 04/27/12 NORTHWEST PIPE CO OR 2.02,9.01 04/27/12 NORTHWESTERN CORP DE 5.07 04/27/12 NOVELLUS SYSTEMS INC CA 8.01,9.01 04/27/12 NRG ENERGY, INC. DE 5.02,5.07 04/23/12 NTS MORTGAGE INCOME FUND DE 1.01,9.01 04/25/12 Nuance Communications, Inc. DE 2.01,2.02,9.01 04/26/12 NYSE Euronext DE 5.02,5.07,9.01 04/26/12 OBN HOLDINGS INC NV 8.01 04/27/12 OCLARO, INC. DE 2.02,9.01 04/26/12 OIL DRI CORP OF AMERICA DE 8.01 04/26/12 Oilsands Quest Inc 5.07,9.01 04/24/12 OLIN CORP VA 2.02,7.01,9.01 04/26/12 OLIN CORP VA 7.01,9.01 04/27/12 Omega Flex, Inc. PA 2.02 03/31/12 ONCOSEC MEDICAL Inc NV 1.02,5.02 04/26/12 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 04/27/12 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 04/27/12 OphthaliX, Inc. NV 8.01 04/26/12 Orexigen Therapeutics, Inc. DE 5.02 04/26/12 ORRSTOWN FINANCIAL SERVICES INC PA 2.02,9.01 04/26/12 Oxford Resource Partners LP DE 7.01,9.01 04/27/12 PACCAR INC DE 5.02,5.07 04/23/12 PACIFIC PREMIER BANCORP INC DE 7.01 04/25/12 PACWEST BANCORP DE 7.01,9.01 04/27/12 PALMETTO BANCSHARES INC SC 2.02,9.01 04/27/12 PANTRY INC DE 5.02,9.01 04/27/12 PAPA JOHNS INTERNATIONAL INC DE 5.02,5.07 04/26/12 PARKER DRILLING CO /DE/ DE 5.07 04/26/12 PATHFINDER BANCORP INC DE 2.02,9.01 04/27/12 PATHFINDER BANCORP INC DE 5.07 04/27/12 PAWS Pet Company, Inc. IL 5.02 04/27/12 PDL BIOPHARMA, INC. DE 5.02,8.01,9.01 04/25/12 PEAPACK GLADSTONE FINANCIAL CORP NJ 5.02,5.07,9.01 02/24/12 PENN VIRGINIA RESOURCE PARTNERS L P DE 1.01,2.03,9.01 04/23/12 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 5.02,9.01 04/23/12 PENSECO FINANCIAL SERVICES CORP PA 2.02,9.01 04/27/12 PENTAIR INC MN 5.07 04/25/12 PEOPLES BANCORP INC OH 2.02,5.07,8.01,9.01 04/27/12 PEOPLES FINANCIAL CORP /MS/ MS 5.07 04/27/12 PERNIX THERAPEUTICS HOLDINGS, INC. MD 5.02,8.01,9.01 04/24/12 PFIZER INC DE 5.07 04/26/12 PILGRIMS PRIDE CORP DE 7.01 04/27/12 PILGRIMS PRIDE CORP DE 2.02,9.01 04/27/12 PINNACLE BANKSHARES CORP VA 2.02,9.01 04/26/12 PLAINS EXPLORATION & PRODUCTION CO DE 1.01,2.03,7.01,9.01 04/24/12 PNC FINANCIAL SERVICES GROUP, INC. PA 1.01,5.02,5.07 04/24/12 PREMIER HOLDING CORP. NV 5.02 04/27/12 Prestige Brands Holdings, Inc. 5.02 04/23/12 PRIME GLOBAL CAPITAL GROUP Inc NV 5.02,9.01 04/19/12 PRIMUS TELECOMMUNICATIONS GROUP INC DE 5.03,9.01 04/24/12 PROCTER & GAMBLE Co OH 2.02 04/27/12 PROCTER & GAMBLE Co OH 7.01 04/27/12 PROSPERITY BANCSHARES INC TX 8.01,9.01 04/27/12 PROSPERITY BANCSHARES INC TX 2.02,9.01 04/27/12 AMEND PROTEONOMIX, INC. DE 4.01 04/27/12 PROVIDENT FINANCIAL SERVICES INC DE 2.02,5.07,9.01 04/26/12 PULASKI FINANCIAL CORP MO 2.02,9.01 04/25/12 QUAINT OAK BANCORP INC 2.02,9.01 04/26/12 QUIKSILVER INC DE 5.02,9.01 04/12/12 RADIAN GROUP INC DE 5.02 04/23/12 Radiation Therapy Services Holdings, DE 1.01,7.01,9.01 04/26/12 RAND CAPITAL CORP NY 5.07 04/26/12 RANGE RESOURCES CORP DE 2.02,9.01 04/25/12 Reliance Bancshares, Inc. MO 5.03,9.01 03/20/12 Reliance Bancshares, Inc. MO 2.02,9.01 04/27/12 RETRACTABLE TECHNOLOGIES INC TX 8.01,9.01 04/25/12 RIMAGE CORP MN 2.02,8.01,9.01 04/26/12 Riverview Financial Corp PA 2.02,9.01 04/26/12 ROLLINS INC DE 5.07 04/24/12 ROOMLINX INC NV 4.01,9.01 04/24/12 ROWAN COMPANIES INC DE 8.01 04/26/12 RSC Holdings Inc. DE 5.07,8.01,9.01 04/27/12 Ruths Hospitality Group, Inc. DE 2.02,9.01 04/27/12 RYLAND GROUP INC MD 5.07 04/25/12 S Y BANCORP INC KY 5.07 04/25/12 SAIA INC DE 8.01 04/27/12 SAIA INC DE 2.02,9.01 04/27/12 SALISBURY BANCORP INC CT 2.02,8.01,9.01 04/27/12 Sanomedics International Holdings, In DE 5.02,9.01 04/25/10 SBT Bancorp, Inc. CT 2.02,9.01 04/27/12 SCBT FINANCIAL CORP SC 2.02,9.01 04/27/12 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 5.07 04/26/12 Seneca Foods Corp NY 5.02,9.01 04/26/12 SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 04/27/12 SJW CORP CA 5.02 04/26/12 SKYSTAR BIO-PHARMACEUTICAL CO NV 5.07,9.01 04/27/12 SL GREEN REALTY CORP MD 7.01 04/26/12 SNAP-ON Inc DE 5.07 04/26/12 SOLUTIA INC DE 2.02,9.01 04/27/12 SOUTHERN COPPER CORP/ DE 5.07 04/26/12 SOUTHERN MICHIGAN BANCORP INC MI 2.02,9.01 04/27/12 Spy Inc. DE 5.02,5.03,9.01 04/27/12 STANDARD PARKING CORP DE 8.01 04/26/12 Station Casinos LLC NV 9.01 04/27/12 STEELCASE INC MI 8.01 04/27/12 Stevia First Corp. 1.01 04/23/12 Stream Global Services, Inc. DE 3.01,3.03,5.01,5.03, 04/27/12 9.01 SUN COMMUNITIES INC MD 5.02 04/24/12 SunOpta Inc. 7.01,9.01 04/27/12 SUPERIOR ENERGY SERVICES INC DE 2.02,9.01 04/26/12 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02 04/27/12 SUSSEX BANCORP NJ 5.07,7.01,9.01 04/25/12 SYNALLOY CORP DE 5.07 04/27/12 SYNTHESIS ENERGY SYSTEMS INC DE 8.01 04/26/12 TAL International Group, Inc. DE 1.01,2.03 04/27/12 Technologies Scan Corp A8 8.01 04/23/12 TECUMSEH PRODUCTS CO MI 5.07 04/25/12 TEMPUR PEDIC INTERNATIONAL INC DE 5.07 04/26/12 TEMPUR PEDIC INTERNATIONAL INC DE 5.07 04/26/12 AMEND TEREX CORP DE 2.02,9.01 04/26/12 TESSCO TECHNOLOGIES INC DE 2.02,8.01,9.01 04/26/12 THERMADYNE HOLDINGS CORP /DE DE 5.02 04/25/12 TIAA REAL ESTATE ACCOUNT NY 8.01 04/27/12 TIBCO SOFTWARE INC DE 1.01,2.03,3.02,5.07, 04/23/12 8.01,9.01 TOMPKINS FINANCIAL CORP NY 2.02,8.01,9.01 04/25/12 TOR MINERALS INTERNATIONAL INC DE 2.02,9.01 04/26/12 TOYS R US INC DE 7.01,9.01 04/27/12 TPC Group Inc. DE 2.02,7.01,9.01 04/26/12 Tree.com, Inc. DE 1.01 04/25/12 TTM TECHNOLOGIES INC WA 5.07 04/25/12 UDR, Inc. MD 8.01,9.01 04/27/12 UMB FINANCIAL CORP MO 5.07 04/27/12 UNITED BANCSHARES INC/OH OH 5.07 04/27/12 United Community Bancorp X1 8.01,9.01 04/26/12 UNITED ONLINE INC DE 8.01 04/27/12 UNITED RENTALS INC /DE DE 5.07,9.01 04/27/12 United States 12 Month Natural Gas Fu 7.01,9.01 04/27/12 United States 12 Month Oil Fund, LP 7.01,9.01 04/27/12 United States Brent Oil Fund, LP DE 7.01,9.01 04/27/12 United States Commodity Index Funds T DE 7.01,9.01 04/27/12 United States Gasoline Fund, LP DE 7.01,9.01 04/27/12 United States Heating Oil Fund, LP DE 7.01,9.01 04/27/12 United States Natural Gas Fund, LP 7.01,9.01 04/27/12 United States Oil Fund, LP DE 7.01,9.01 04/27/12 United States Short Oil Fund, LP DE 7.01,9.01 04/27/12 UNIVERSAL HEALTH SERVICES INC DE 2.02,9.01 04/26/12 UROLOGIX INC MN 2.02,9.01 04/26/12 V F CORP PA 2.02,7.01,9.01 04/27/12 VALIDUS HOLDINGS LTD 2.02,9.01 04/26/12 VALIDUS HOLDINGS LTD 2.02,9.01 04/26/12 VALIDUS HOLDINGS LTD 2.02,9.01 04/26/12 VARIAN MEDICAL SYSTEMS INC DE 1.01,1.02,2.03 04/27/12 VelaTel Global Communications, Inc. NV 1.01,3.02,9.01 04/25/12 VENTAS INC DE 2.02,9.01 04/27/12 VIAD CORP DE 2.02,9.01 04/27/12 ViewPoint Financial Group Inc. 2.02,8.01,9.01 04/26/12 VIPER POWERSPORTS INC NV 1.01,9.01 04/20/12 VISION SCIENCES INC /DE/ DE 1.01,8.01,9.01 04/27/12 VIVUS INC CA 8.01,9.01 04/27/12 VRDT Corp DE 1.01,3.02,7.01,9.01 04/23/12 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 04/26/12 WEBSTER FINANCIAL CORP DE 5.07 04/26/12 WELLS FARGO & COMPANY/MN DE 5.07 04/24/12 WEST BANCORPORATION INC IA 5.07,8.01 04/26/12 WEYERHAEUSER CO WA 2.02,9.01 04/26/12 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 04/27/12 WILLIS GROUP HOLDINGS PLC L2 2.02,9.01 04/26/12 WISCONSIN ELECTRIC POWER CO WI 5.07 04/26/12 WisdomTree Investments, Inc. DE 2.02,9.01 04/27/12 WORLD WRESTLING ENTERTAINMENTINC DE 5.07 04/27/12 WORTHINGTON ENERGY, INC. NV 1.01,2.03,3.02,5.02, 03/02/12 8.01,9.01 Xylem Inc. IN 8.01 04/27/12 YELP INC DE 5.02,9.01 04/25/12 ZEBRA TECHNOLOGIES CORP 2.02,9.01 04/27/12
http://www.sec.gov/news/digest/2012/dig043012.htm
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