SEC News Digest, August 25, 2011

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Commission Announcements

Commission Meetings

Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration.

Open meetings will be held in the Auditorium, Room L-002 at the Commission's headquarters building, 100 F Street, N.E., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting.

Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.

Open Meeting on Wednesday, August 31, 2011, at 10:00 a.m.

The subject matter of the Open Meeting will be:

Item 1: The Commission will consider whether to issue a concept release and request public comment on a wide range of issues under the Investment Company Act raised by the use of derivatives by investment companies regulated under that Act.
Item 2: The Commission will consider whether to issue two related releases. The first release is an advance notice of proposed rulemaking to solicit public comment on possible amendments to Rule 3a-7 under the Investment Company Act, the rule that provides certain asset-backed issuers with a conditional exclusion from the definition of investment company. The second release is a concept release to solicit public comment on interpretive issues related to the status under the Investment Company Act of companies that are engaged in the business of acquiring mortgages and mortgage-related instruments.

At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400.

Enforcement Proceedings

Securities and Exchange Commission Orders Hearing on Registration Suspension or Revocation Against Seven Public Companies for Failure to Make Required Periodic Filings

On August 24, 2011, the Commission instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registrations of each class of the securities of seven companies for failure to make required periodic filings with the Commission:

Shepaug Corp.
Simone Group, Inc.
Skynet Holdings, Inc.
Skyview Development Corp.
SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.) (SMCVF)
Sonora Diamond Corp.
Sonus Communication Holdings, Inc.

In this Order, the Division of Enforcement (Division) alleges that the seven issuers are delinquent in their required periodic filings with the Commission.

In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the Administrative Law Judge will hear evidence from the Division and the Respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 or 13a-16 thereunder, are true. The Administrative Law Judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of each class of the securities of these Respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-65190; File No. 3-14513)

In the Matter of Maxicare Health Plans Inc., et al.

An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations By Default as to Four Respondents (Default Order) in Maxicare Health Plans Inc., Admin. Proc. No. 3-14462. The Order Instituting Proceedings alleged that Respondents repeatedly failed to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registrations of each class of registered securities of MetroConnect, Inc., Microislet, Inc., Mobicom Corp., and North American Scientific, Inc., pursuant to Section 12(j) of the Securities Exchange Act of 1934.

Respondent Maxicare Health Plans, Inc., has not yet been served with the OIP. Respondent MTI Technology Corp. is currently negotiating a settlement with the Division of Enforcement. (Rel. 34-65193; File No. 3-14462)

In the Matter of Aqua Society, Inc., et al.

An Administrative Law Judge has issued an Order Making Findings and Revoking Registration By Default as to One Respondent (Default Order) in Aqua Society, Inc., Admin. Proc. No. 3-14463. The Order Instituting Proceedings alleged that Respondent Centurion Gold Holdings, Inc. repeatedly failed to file required annual and quarterly reports while its securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registration of each class of registered securities of Centurion Gold Holdings, Inc., pursuant to Section 12(j) of the Securities Exchange Act of 1934.

The proceeding is still pending as to Respondent Aqua Society, Inc. The proceeding has ended as to Respondent PowerRaise, Inc. See Aqua Society, Inc., Exchange Act Release No. 65004 (August 2, 2011). (Rel. 34-65194; File No. 3-14463)

Attorney Barred From Future Penny Stock Offerings

The Securities and Exchange Commission obtained substantial relief against Texas securities lawyer Phillip W. Offill, Jr. arising out of his participation in a fraudulent “pump-and-dump” scheme in which hundreds of thousands of shares of penny stock were unloaded into the public markets. In a judgment against Offill entered on August 19, 2011, the United States District Court for the Eastern District of Michigan permanently barred Offill from participating in any offering of penny stock. The court also prohibited Offill and his company, Collective Thought Holdings, Inc., from offering or selling shares in violation of the registration provisions of the federal securities laws, and ordered Offill to pay $5,000 in disgorgement.

In April, the court entered a consent judgment against co-defendant Peter W. Fisher enjoining him against violations of the antifraud and registration provisions of the securities laws, prohibiting him from serving as an officer or director of a public company and from participating in offerings of penny stocks for five years, and requiring him to pay a civil penalty of $25,000. The Commission had previously settled charges against Arizona securities lawyer David P. Stocker for his role in the scheme.

In April 2010, Offill was sentenced to eight years in prison for his participation in a “pump-and-dump” scheme to issue shares to the public illegally while others manipulated the stocks by making materially false and misleading statements in press releases and in spam e-mail messages. A jury had returned a verdict against Offill in January 2010, finding him guilty of conspiracy to commit securities fraud and nine counts of wire fraud. Offill was also required to pay a money judgment of more than $4.8 million that he and others received in the scheme.

The Commission suspended Offill from practicing as an attorney before the Commission in June 2010. [SEC v. Peter W. Fisher, et al., Civil Action No. 07-cv-12552 GER PJK (E.D. Mich.)] (LR-22072)

Securities Act Registrations

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-1     EAST COAST DIVERSIFIED CORP, 120 INTERSTATE NORTH PARKWAY SE, #445, 
        ATLANTA, GA, 30339, 770-953-4184 - 28,000,000 ($448,000.00) Equity, 
        (File 333-176414 - Aug. 22) (BR. 05A)

S-1     Integrity Applications, Inc., 102 HA'AVODA STREET, P.O.BOX 432, 
        ASHKELON, L3, 78100, 972 (8) 675-7878 - 
        1,295,545 ($8,097,156.25) Equity, (File 333-176415 - Aug. 22) (BR. )

S-8     BioLineRx Ltd., P.O. BOX 45158, 19 HARTUM STREET, JERUSALEM, L3, 91450, 
        972-2-548-9100 - 10,000,000 ($3,510,000.00) Equity, (File 333-176419 - 
        Aug. 22) (BR. 01C)

S-8     OBA Financial Services, Inc., 20300 SENECA MEADOWS PARKWAY, GERMANTOWN, 
        MD, 20876, (301) 916-0742 - 648,025 ($9,286,950.25) Equity, 
        (File 333-176420 - Aug. 22) (BR. 07A)

S-8     VISTAPRINT N.V., HUDSONWEG 8, VENLO, P7, 5928 LW, 781-652-6300 - 
        0 ($176,715,000.00) Equity, (File 333-176421 - Aug. 22) (BR. 05B)

S-8     THORATEC CORP, 6035 STONERIDGE DR, PLEASANTON, CA, 94588, 9258478600 - 
        0 ($7,961,150.00) Equity, (File 333-176422 - Aug. 22) (BR. 10C)

S-4     PILGRIMS PRIDE CORP, 1770 PROMONTORY CIRCLE, GREELEY, CO, 80634, 
        9705068000 - 0 ($500,000,000.00) Non-Convertible Debt, 
        (File 333-176423 - Aug. 22) (BR. 05C)

S-3     POSITIVEID Corp, 1690 SOUTH CONGRESS AVENUE, SUITE 200, DELRAY BEACH, 
        FL, 33445, 561-805-8008 - 3,700,000 ($1,036,000.00) Equity, 
        (File 333-176424 - Aug. 22) (BR. 11C)

S-1     ante5, Inc., 10275 WAYZATA BOULEVARD, SUITE 310, MINNETONKA, MN, 55305, 
        952-426-1241 - 9,713,750 ($9,713,750.00) Equity, (File 333-176426 - 
        Aug. 22) (BR. 04)

S-1     Teamupsport Inc., 700 GILLARD ST, WALLACEBURG, A6, N8A 4Z5, 
        (519) 627-7428 - 1,950,000 ($39,000.00) Equity, (File 333-176429 - 
        Aug. 22) (BR. )

S-8     OLIN CORP, OLIN CORP, 190 CARONDELET PLAZA SUITE 1530, CLAYTON, MO, 
        63105, 3144801400 - 3,000,000 ($55,860,000.00) Equity, 
        (File 333-176432 - Aug. 22) (BR. 06C)

S-4     AMAG PHARMACEUTICALS INC., 100 HAYDEN AVENUE, LEXINGTON, MA, 02421, 
        6174983300 - 0 ($206,566,150.00) Equity, (File 333-176433 - Aug. 23) 
        (BR. 01C)

S-1     Community Choice Financial Inc., 7001 POST ROAD, SUITE 200, DUBLIN, OH, 
        43016, (614) 798-5900 - 0 ($230,000,000.00) Equity, (File 333-176434 - 
        Aug. 23) (BR. 07)

F-3ASR  NXP Semiconductors N.V., 31 40 27 43704 - 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-176435 - Aug. 23) 
        (BR. 10)

F-3     SGOCO Group, Ltd., SGOCO TECHNOLOGY PARK, LUOSHAN, JINJIANG CITY,, 
        FUJIAN,, F4, 362200, 86 (595) 8200-5598 - 0 ($9,932,422.00) Equity, 
        (File 333-176437 - Aug. 23) (BR. 11C)

Recent 8K Filings

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

ADEPT TECHNOLOGY INC                    DE       2.02,9.01            08/24/11

AES CORP                                DE       7.01                 08/24/11

AFFIRMATIVE INSURANCE HOLDINGS INC      DE       2.02,9.01            08/15/11

Alamo Energy Corp.                      NV       7.01,9.01            08/24/11

Allied Nevada Gold Corp.                DE       7.01,9.01            08/23/11

American Realty Capital Properties, I   MD       8.01,9.01            08/24/11

AMERICAN SCIENTIFIC RESOURCES INC       NV       1.01,3.02,5.02,9.01  08/22/11

AMERICAN SOFTWARE INC                   GA       5.07                 08/22/11

AMSURG CORP                             TN       7.01,9.01            08/23/11

ANADYS PHARMACEUTICALS INC                       5.02                 08/22/11

ANGIODYNAMICS INC                       DE       8.01                 08/19/11

APARTMENT INVESTMENT & MANAGEMENT CO    MD       1.01,5.03,9.01       08/24/11

APPLIED MATERIALS INC /DE               DC       2.02,9.01            08/24/11

ARCH CAPITAL GROUP LTD.                          7.01                 08/24/11

ARCH CHEMICALS INC                      VA       5.07                 04/28/11    AMEND

ASPEN TECHNOLOGY INC /DE/               DE       2.02,9.01            08/23/11

ASTRO MED INC /NEW/                     RI       2.02,8.01,9.01       08/23/11

ASTRO MED INC /NEW/                     RI       5.02,9.01            08/22/11

Augme Technologies, Inc.                DE       1.01,9.01            08/22/11

Avago Technologies LTD                  U0       2.02,7.01,9.01       08/23/11

AVIAT NETWORKS, INC.                    DE       2.02,7.01,9.01       08/24/11

Bacterin International Holdings, Inc.   DE       7.01,9.01            08/24/11

BANK OF KENTUCKY FINANCIAL CORP         KY       8.01,9.01            08/23/11

BARNES GROUP INC                        DE       1.01,7.01,9.01       08/20/11

BEACON POWER CORP                       DE       1.01,9.01            08/23/11

BEHRINGER HARVARD REIT I INC            MD       7.01,9.01            08/24/11

BIOTIME INC                             CA       1.01,3.02,9.01       08/23/11

Bitzio, Inc.                            NV       1.01,5.02,9.01       08/22/11

BLUE RIDGE REAL ESTATE CO               PA       1.01,9.01            08/17/11

BMX Development Corp.                            2.01,5.01,5.02,9.01  08/19/11

BON TON STORES INC                      PA       8.01,9.01            08/23/11

BOOKS A MILLION INC                     DE       2.02,9.01            08/23/11

BOOKS A MILLION INC                     DE       5.07                 05/24/11    AMEND

Brazos International Exploration, Inc   NV       1.02,5.02            08/23/11

BROADRIDGE FINANCIAL SOLUTIONS, INC.    DE       5.02,9.01            08/22/11

Brooklyn Federal Bancorp, Inc.          X1       7.01,8.01,9.01       08/24/11

BTHC XV, Inc.                           DE       8.01,9.01            04/29/11

BUCKEYE PARTNERS, L.P.                  DE       7.01,9.01            08/24/11

CA, INC.                                DE       1.01,1.02,2.03,9.01  08/19/11

CAGLES INC                              GA       2.03                 08/17/11

Calpian, Inc.                           TX       1.01                 08/18/11

Cardium Therapeutics, Inc.              DE       8.01,9.01            08/18/11

Caribou Coffee Company, Inc.            MN       8.01,9.01            08/17/11

Catalent Pharma Solutions, Inc.         DE       1.01,9.01            08/19/11

CENTRAL BANCORP INC /MA/                MA       5.03,9.01            08/17/11

CHEESECAKE FACTORY INC                  DE       8.01,9.01            08/23/11

Chesapeake Lodging Trust                MD       1.01                 08/18/11

China Bilingual Technology & Educatio   NV       7.01,9.01            08/24/11

CISCO SYSTEMS INC                       CA       8.01                 08/23/11

CMS ENERGY CORP                         MI       7.01,9.01            08/24/11

COAST DISTRIBUTION SYSTEM INC           DE       5.07                 08/23/11

CODORUS VALLEY BANCORP INC              PA       1.01,3.02,3.03,5.02, 08/24/11
                                                 5.03,9.01
     
COLLECTIVE BRANDS, INC.                 DE       1.01,2.02,2.05,3.03, 08/24/11
                                                 7.01,9.01
     
COMMONWEALTH BANKSHARES INC             VA       3.01                 08/18/11

COMPUTER SCIENCES CORP                  NV       8.01,9.01            08/23/11

COMSCORE, INC.                          DE       7.01                 08/23/11

Copano Energy, L.L.C.                            7.01,9.01            08/23/11

CORCEPT THERAPEUTICS INC                DE       5.02,8.01,9.01       08/22/11

CREDIT ACCEPTANCE CORP                  MI       1.01,2.03,9.01       08/19/11

Crestwood Midstream Partners LP         DE       7.01,9.01            08/23/11

CVR PARTNERS, LP                        DE       7.01,9.01            08/24/11

CVS CAREMARK CORP                       DE       8.01,9.01            08/24/11

CYPRESS SEMICONDUCTOR CORP /DE/         DE       7.01,9.01            08/19/11

DAWSON GEOPHYSICAL CO                   TX       1.01,8.01,9.01       08/23/11

DAYSTAR TECHNOLOGIES INC                DE       1.01,9.01            08/24/11

DealerTrack Holdings, Inc.              DE       7.01                 08/24/11

Digital Realty Trust, Inc.                       2.03,9.01            08/18/11

Digital Systems, Inc.                   CO       7.01,9.01            08/20/11

DIVERSIFIED GLOBAL HOLDINGS GROUP INC   FL       3.02                 05/02/11    AMEND

DNB FINANCIAL CORP /PA/                 PA       8.01,9.01            08/24/11

DOCUMENT SECURITY SYSTEMS INC           NY       1.01,9.01            08/22/11

Dot VN, Inc.                            DE       8.01,9.01            08/24/11

DOUBLE EAGLE PETROLEUM CO               MD       1.01,9.01            08/24/11

Douglas Lake Minerals Inc.              NV       7.01,9.01            08/24/11

DPL INC                                 OH       8.01                 08/24/11

DYCOM INDUSTRIES INC                    FL       2.02,7.01,9.01       08/23/11

E-Debit Global Corp.                    CO       4.01                 08/23/11

EAGLE ROCK ENERGY PARTNERS L P          DE       7.01,9.01            08/24/11

Eastern Insurance Holdings, Inc.        PA       8.01,9.01            08/23/11

ECOLAB INC                              DE       8.01,9.01            08/23/11

EMC CORP                                MA       8.01                 08/18/11

EMC INSURANCE GROUP INC                 IA       7.01,9.01            08/24/11

EMERSON ELECTRIC CO                     MO       7.01                 08/24/11

ENSURGE INC                             NV       3.02,9.01            08/24/11

ENTECH SOLAR, INC.                      DE       8.01,9.01            08/24/11

ENTERPRISE PRODUCTS PARTNERS L P        DE       1.01,8.01,9.01       08/24/11

EVERGREEN ENERGY INC                    DE       8.01,9.01            08/23/11

EVERGREEN SOLAR INC                     DE       3.01,8.01,9.01       08/17/11

Expedite 5 Inc                          DE       3.02                 08/19/11

EXPRESS, INC.                                    2.02,9.01            08/24/11

FAUQUIER BANKSHARES, INC.               VA       8.01,9.01            08/22/11

Federal Home Loan Bank of Dallas                 2.03,9.01            08/18/11

Federal Home Loan Bank of New York      X1       2.03,9.01            08/17/11

FedFirst Financial Corp                          8.01,9.01            08/23/11

FINANCIAL INSTITUTIONS INC              NY       8.01,9.01            08/22/11

FIRST BANCORP /PR/                      PR       8.01,9.01            08/23/11

First Bancorp, Inc /ME/                 ME       1.01                 08/24/11

First California Financial Group, Inc   DE       8.01,9.01            08/24/11

FIRST FINANCIAL BANCORP /OH/            OH       7.01,9.01            08/23/11

FIRST PACTRUST BANCORP INC              MD       8.01,9.01            08/23/11

FIRST PACTRUST BANCORP INC              MD       7.01,9.01            08/23/11

FIRST ROBINSON FINANCIAL CORP           DE       1.01,3.02,3.03,5.03, 08/19/11
                                                 9.01
          
FLAGSTAR BANCORP INC                    MI       3.01,9.01            08/18/11

FNB United Corp.                        NC       8.01                 08/19/11

FOREST LABORATORIES INC                 DE       5.07                 08/18/11

FPIC INSURANCE GROUP INC                FL       8.01                 08/22/11

FREDERICK'S OF HOLLYWOOD GROUP INC /N   NY       5.02,9.01            08/19/11

Full Throttle Indoor Kart Racing Inc    CO       4.02,9.01            08/22/11

Furiex Pharmaceuticals, Inc.            DE       1.01,2.03,8.01,9.01  08/18/11

FUSION TELECOMMUNICATIONS INTERNATION   DE       1.01,2.03,9.01       08/24/11

GERBER SCIENTIFIC INC                   CT       1.01,1.02,2.01,3.01, 08/22/11
                                                 3.03,5.01,5.03,9.01
        
GETTY REALTY CORP /MD/                  MD       8.01,9.01            08/23/11

GLOBAL AXCESS CORP                      NV       5.07                 08/22/11

Globalstar, Inc.                        DE       5.02                 08/18/11

GLOBE SPECIALTY METALS INC                       2.02,7.01,9.01       06/30/11

Golden Minerals Co                               8.01,9.01            08/24/11

GOLDMAN SACHS GROUP INC                 DE       9.01                 08/24/11

Grubb & Ellis Healthcare REIT II, Inc   MD       7.01,8.01,9.01       08/19/11

GRYPHON GOLD CORP                       NV       7.01,9.01            08/24/11

GUESS INC                               DE       2.02,9.01            08/24/11

GYMBOREE CORP                           DE       2.02,9.01            08/24/11

H&R BLOCK INC                           MO       2.06,9.01            08/22/11

HAIN CELESTIAL GROUP INC                DE       2.02,9.01            08/23/11

HARBINGER GROUP INC.                    DE       7.01                 08/24/11

HEALTHWAYS, INC                         DE       7.01,9.01            08/24/11

HEARUSA INC                             DE       1.01,9.01            08/17/11

HEICO CORP                              FL       2.02,9.01            08/24/11

HEINZ H J CO                            PA       2.02                 08/23/11    AMEND

Helix Wind, Corp.                       NV       3.02                 08/22/11

HERBALIFE LTD.                          E9       5.02                 08/04/11    AMEND

HERITAGE FINANCIAL CORP /WA/            WA       8.01,9.01            08/24/11

HF FINANCIAL CORP                       DE       8.01                 08/24/11

Homeland Security Capital CORP          DE       1.01,2.01,8.01,9.01  08/19/11

HUMANA INC                              DE       5.02,7.01            08/17/11

Hyatt Hotels Corp                       DE       1.01,9.01            08/23/11

HYPERDYNAMICS CORP                      DE       5.03,9.01            08/18/11

IMMUNOMEDICS INC                        DE       2.02,9.01            08/24/11

Industrial Income Trust Inc.            MD       1.01,8.01            08/18/11

INERGY L P                              DE       7.01                 08/24/11

INFOSPACE INC                           DE       1.01,3.02,5.02,7.01, 08/23/11
                                                 9.01
          
Inland American Real Estate Trust, In   MD       7.01,9.01            08/23/11

Inland Diversified Real Estate Trust,   MD       1.01,2.01,2.03,9.01  08/18/11

INPHI Corp                              DE       2.02,9.01            08/23/11

INSTEEL INDUSTRIES INC                  NC       5.02                 08/19/11

INTERNATIONAL PAPER CO /NEW/NY                   5.02,9.01            12/16/10    AMEND

INTERNATIONAL SHIPHOLDING CORP          DE       8.01,9.01            08/23/11

ITC Holdings Corp.                      MI       5.02,8.01            08/17/11

ITC Holdings Corp.                      MI       5.07                 05/25/11    AMEND

J P MORGAN CHASE & CO                   DE       8.01,9.01            08/24/11

JAKKS PACIFIC INC                       DE       5.02,9.01            08/23/11

KACHING KACHING, INC.                   DE       5.02,9.01            08/19/11

KEY TRONIC CORP                         WA       2.02,9.01            08/23/11

Keyuan Petrochemicals, Inc.             NV       3.01,9.01            08/17/11

KINDER MORGAN ENERGY PARTNERS L P       DE       7.01                 08/24/11

KINDER MORGAN MANAGEMENT LLC            DE       7.01                 08/24/11

KINDER MORGAN, INC.                     DE       7.01                 08/24/11

KIRKLAND'S, INC                                  1.01,2.02,2.03,8.01, 08/19/11
                                                 9.01
          
L & L ENERGY, INC.                      NV       5.02                 08/17/11

La Cortez Energy, Inc.                  NV       5.02                 08/17/11

LA-Z-BOY INC                            MI       2.02,9.01            08/23/11

LANTRONIX INC                           DE       1.01,2.03,9.01       08/18/11

LD HOLDINGS, INC.                       NV       1.01                 08/23/11

LEHMAN BROTHERS HOLDINGS INC            DE       7.01,9.01            08/23/11

LEVIATHAN MINERALS GROUP INC.           DE       5.03,9.01            08/18/11

LIGHTING SCIENCE GROUP CORP             DE       5.02                 08/18/11

LINN ENERGY, LLC                        DE       1.01,9.01            08/23/11

LL&E ROYALTY TRUST                      TX       8.01,9.01            08/24/11

LSI INDUSTRIES INC                      OH       5.02                 08/17/11

Madison Enterprises Group, Inc.         DE       4.01,9.01            08/18/11

MAGNETEK, INC.                          DE       5.02                 08/22/11

MAINLAND RESOURCES INC.                          1.01,9.01            08/18/11

MAKEMUSIC, INC.                         MN       1.01,9.01            08/23/11

MARKWEST ENERGY PARTNERS L P                     7.01,9.01            08/24/11

MASCO CORP /DE/                         DE       5.02                 08/19/11

MASTEC INC                              FL       1.01,7.01,9.01       08/22/11

MASTERCARD INC                          DE       5.02                 08/23/11

MEADWESTVACO Corp                       DE       8.01,9.01            08/23/11

MEADWESTVACO Corp                       DE       5.07                 04/18/11    AMEND

MedQuist Holdings Inc.                  DE       1.01,2.01,2.03,8.01, 08/18/11
                                                 9.01
          
MEDQUIST INC                            NJ       1.01,9.01            08/18/11

MERCADOLIBRE INC                                 5.07                 06/14/11    AMEND

METLIFE INC                             DE       7.01,9.01            08/15/11

METROPCS COMMUNICATIONS INC             DE       5.07                 05/26/11    AMEND

MICROCHIP TECHNOLOGY INC                DE       5.02,5.07,9.01       08/24/11

Millstream Ventures, Inc.               NV       1.01,2.01,5.01,5.06, 08/23/11    AMEND
                                                 9.01
          
MOLEX INC                               DE       8.01,9.01            08/18/11

MULTIBAND CORP                          MN       1.01,5.07,9.01       08/17/11

NABORS INDUSTRIES LTD                   D0       1.01,2.03,9.01       08/23/11

NATIONAL MENTOR HOLDINGS, INC.          DE       2.02,7.01,9.01       08/23/11

Natural Resources USA Corp                       5.01,8.01            08/08/11

NEOPROBE CORP                           DE       5.02                 08/17/11

NeoStem, Inc.                           DE       4.01,8.01,9.01       08/23/11

NEW ENERGY SYSTEMS GROUP                NV       7.01,9.01            08/16/11

NEW ENERGY TECHNOLOGIES, INC.                    7.01,9.01            08/22/11

NEWS CORP                                        8.01,9.01            08/23/11

NewStar Financial, Inc.                          7.01                 08/18/11

Niska Gas Storage Partners LLC          DE       1.01,3.02,9.01       08/24/11

NORTEK INC                              DE       5.02,9.01            08/17/11

NORTHRIM BANCORP INC                    AK       5.02,9.01            08/18/11

NORTHRIM BANCORP INC                    AK       5.07                 08/18/11    AMEND

NRG ENERGY, INC.                        DE       5.02                 08/17/11

NuStar Energy L.P.                      DE       7.01,9.01            08/24/11

NuStar GP Holdings, LLC                 DE       7.01,9.01            08/24/11

OIL DRI CORP OF AMERICA                 DE       5.02,9.01            02/15/11

ONEOK INC /NEW/                         OK       7.01,9.01            08/23/11

ONEOK Partners LP                       DE       7.01,9.01            08/23/11

Onyx Service & Solutions, Inc           DE       1.01,2.01,3.02,5.01, 08/22/11
                                                 5.03,9.01
     
OPNEXT INC                                       5.02,9.01            08/17/11

ORBIT INTERNATIONAL CORP                DE       1.01,5.02            08/22/11

Orion Marine Group Inc                           5.02                 08/18/11

OSI RESTAURANT PARTNERS, LLC            DE       1.01,9.01            08/18/11

OXYGEN BIOTHERAPEUTICS, INC.            DE       5.02,8.01,9.01       08/24/11

PACIFIC SUNWEAR OF CALIFORNIA INC       CA       2.02,9.01            08/23/11

PAR PHARMACEUTICAL COMPANIES, INC.      DE       1.01,8.01,9.01       08/24/11

Pavilion Energy Resources, Inc.         DE       5.01,5.02,9.01       08/17/11

PAXTON ENERGY INC                       NV       1.01,2.02,2.03,3.02, 08/12/11
                                                 7.01,9.01
     
PEOPLES LIBERATION INC                  DE       1.01,2.03,3.02       08/18/11

PEREGRINE PHARMACEUTICALS INC           DE       8.01,9.01            08/24/11

PETROHAWK ENERGY CORP                   DE       2.04,4.01,5.01,5.02, 08/20/11
                                                 9.01
          
PHOTOTRON HOLDINGS, INC.                DE       1.01,2.03,9.01       08/23/11

PINNACLE WEST CAPITAL CORP              AZ       9.01                 08/22/11

PostRock Energy Corp                    DE       1.01,9.01            08/23/11

PPL Corp                                         2.03,8.01,9.01       08/18/11

PREMIERE GLOBAL SERVICES, INC.          GA       5.02,9.01            08/23/11

PUBLIC STORAGE PROPERTIES IV LTD        CA       2.01,3.03,5.02,5.03, 08/24/11
                                                 7.01,9.01
     
PUBLIC STORAGE PROPERTIES LTD           CA       2.01,3.03,5.02,5.03, 08/24/11
                                                 7.01,9.01
     
PUBLIC STORAGE PROPERTIES V LTD         CA       2.01,3.03,5.02,5.03, 08/24/11
                                                 7.01,9.01
     
QUANTA SERVICES INC                     DE       5.07                 05/19/11    AMEND

QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR   DE       1.01,2.03,3.02,9.01  08/23/11

QUESTCOR PHARMACEUTICALS INC            CA       8.01                 08/23/11

R F INDUSTRIES LTD                      NV       5.02,9.01            08/22/11

RADIANT SYSTEMS INC                     GA       1.02,3.01,3.02,3.03, 08/22/11
                                                 5.01,5.02,5.03,9.01
        
RARE ELEMENT RESOURCES LTD              A1       7.01,9.01            08/24/11

RARE ELEMENT RESOURCES LTD              A1       7.01,9.01            08/24/11

RARE ELEMENT RESOURCES LTD              A1       7.01,9.01            08/15/11

RARE ELEMENT RESOURCES LTD              A1       5.02,7.01,9.01       07/05/11

RAYMOND JAMES FINANCIAL INC             FL       7.01,9.01            08/24/11

REAL ESTATE ASSOCIATES LTD IV           CA       1.01,2.01,9.01       08/19/11

Real Mex Restaurants, Inc.              DE       5.02                 08/18/11

Riverbed Technology, Inc.               DE       8.01,9.01            08/19/11

ROSS STORES INC                         DE       5.03,9.01            08/17/11

ROYAL CARIBBEAN CRUISES LTD                      8.01,9.01            08/24/11

ROYAL GOLD INC                          DE       5.02,5.03,9.01       08/18/11

rue21, inc.                             DE       2.02,9.01            08/24/11

SANFILIPPO JOHN B & SON INC             DE       2.02,9.01            08/24/11

SCIENTIFIC LEARNING CORP                DE       5.02,9.01            08/20/11

SEARS HOLDINGS CORP                     DE       5.02                 08/23/11

SEMTECH CORP                            DE       2.02,7.01,8.01,9.01  08/24/11

SEMTECH CORP                            DE       5.07                 08/23/11    AMEND

SENESCO TECHNOLOGIES INC                DE       8.01,9.01            08/24/11

SERVICEMASTER CO                        DE       5.02,9.01            08/15/11

ShengdaTech, Inc.                                8.01,9.01            08/22/11

Shengtai Pharmaceutical, Inc.                    5.02,9.01            08/20/11

SIGMA DESIGNS INC                       CA       2.02,9.01            08/24/11

Sino Clean Energy Inc                   NV       5.02,9.01            08/08/11    AMEND

SIRIUS XM RADIO INC.                    DE       5.02,9.01            08/23/11

SNYDER'S-LANCE, INC.                    NC       5.02,9.01            08/19/11

SOLERA HOLDINGS, INC                    DE       2.02,7.01,9.01       08/24/11

SOLUTIA INC                             DE       5.02,7.01,9.01       08/24/11

SPICY PICKLE FRANCHISING INC            CO       7.01,9.01            08/23/11

STANLEY BLACK & DECKER, INC.            CT       7.01,9.01            08/23/11

STRATTEC SECURITY CORP                  WI       7.01,9.01            08/23/11

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            08/15/11

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            08/15/11

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            08/15/11

STRUCTURED OBLIGATIONS CORP SELECT NO   DE       8.01,9.01            08/15/11

STRUCTURED OBLIGATIONS CORP SELECT NO   DE       8.01,9.01            08/15/11

SYNOVIS LIFE TECHNOLOGIES  INC          MN       2.02,9.01            08/24/11

TELEDYNE TECHNOLOGIES INC               DE       8.01                 08/22/11

TESLA MOTORS INC                        DE       7.01                 08/23/11

Texas Rare Earth Resources Corp.        NV       5.07                 08/19/11

Texas Rare Earth Resources Corp.        NV       7.01,9.01            08/23/11

Texas Roadhouse, Inc.                   DE       5.02,8.01,9.01       08/17/11

Texas Roadhouse, Inc.                   DE       5.07                 08/18/11    AMEND

TGC INDUSTRIES INC                      TX       1.01,8.01,9.01       08/23/11

THERMO FISHER SCIENTIFIC INC.           DE       2.01,2.03,9.01       08/18/11

THOMAS PROPERTIES GROUP INC             DE       5.07                 05/25/11    AMEND

Tiger X Medical, Inc.                   DE       5.02                 08/22/11

TIVO INC                                DE       8.01                 08/24/11

TIVO INC                                DE       2.02,9.01            08/24/11

TOLL BROTHERS INC                       DE       2.02,9.01            08/24/11

TRANSUNION CORP.                                 5.02                 08/23/11

TRI VALLEY CORP                                  1.01,2.02,5.02,9.01  08/22/11

TRICO BANCSHARES /                      CA       8.01,9.01            08/23/11

UHF Inc                                 MI       5.02                 08/22/11

UNITED THERAPEUTICS Corp                DE       8.01,9.01            08/24/11

Universal Bioenergy, Inc.                        4.01,9.01            08/18/11

UNIVERSAL HOSPITAL SERVICES INC         MN       5.02                 08/22/11

UNIVERSAL STAINLESS & ALLOY PRODUCTS    DE       1.01,1.02,2.01,2.03, 08/18/11
                                                 3.02,9.01
     
Urban Barns Foods Inc.                  NV       1.01,9.01            08/09/11

UROLOGIX INC                            MN       2.02,9.01            08/23/11

USA TRUCK INC                           DE       7.01,9.01            08/24/11

UWHARRIE CAPITAL CORP                   NC       2.02,9.01            08/24/11

V F CORP                                PA       7.01,8.01,9.01       08/24/11

VALCOM, INC                             DE       5.02                 08/21/11

VALCOM, INC                             DE       5.02,7.01,9.01       08/22/11

VALUECLICK INC/CA                       DE       1.01,2.03,3.03,9.01  08/19/11

VENTAS INC                              DE       8.01,9.01            08/19/11

VIVUS INC                               CA       8.01,9.01            08/24/11

VOICESERVE INC                          DE       2.02,7.01,9.01       08/15/11

WESCO INTERNATIONAL INC                          1.01,1.02,2.03,9.01  08/22/11

Westinghouse Solar, Inc.                DE       5.03,9.01            08/23/11

Win Gaming Media, Inc.                  NV       1.01,3.02,9.01       08/24/11

Wonder Auto Technology, Inc             NV       3.01                 08/18/11

WYNN RESORTS LTD                                 7.01,9.01            08/23/11

ZILLOW INC                              WA       2.02,9.01            08/24/11

ZORAN CORP \DE\                         DE       8.01                 08/23/11

ZORAN CORP \DE\                         DE       8.01,9.01            08/19/11

http://www.sec.gov/news/digest/2011/dig082511.htm

SEC News Digest