SEC News Digest, August 8, 2011

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Rules and related matters

Covered Securities Pursuant to Section 18 of the Securities Act of 1933

The Commission issued a notice soliciting public comment on a proposed rulemaking to amend Rule 146(b) under the Securities Act of 1933 (Securities Act) to designate securities listed on BATS Exchange, Inc. (BATS) as covered securities exempt from state law registration requirements. BATS submitted a petition for rulemaking to amend Rule 146(b) under the Securities Act to the Commission on May 26, 2011 (File No. 4-632). Publication is expected in the Federal Register during the week of August 8. (Release No. 33-9251; File No. S7-31-11)

Enforcement Proceedings

In the Matter of Steven Scoppetuolo, CPA

The United States Securities and Exchange Commission (Commission) announced the issuance of an Order Instituting Administrative Proceedings Pursuant to 102(e) of the Commission’s Rules of Practice, Making Findings and Imposing Remedial Sanctions (Order) against Steven Scoppetuolo. The Order finds that Scoppetuolo is a certified public accountant licensed to practice in the State of New Jersey. He served as Chief Financial Officer of World Fuel Services Corporation’s (World Fuel) Marine Segment from 2006 until September 2009. At all relevant times, World Fuel’s common stock has been quoted on the New York Stock Exchange, and its options are listed on the Chicago Board of Options Exchange and other exchanges.

On February 16, 2010, the Commission filed a complaint against Scoppetuolo in SEC v. Steven Scoppetuolo, et al., (Civil Action No. 10-CV-20475). On April 15, 2011, the Court entered an order permanently enjoining Scoppetuolo, by consent, from future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Section 17(a) of the Securities Act of 1933. The Court also imposed an officer-and-director bar and a civil penalty and disgorgement to be determined based upon the Commission’s motion. The Commission’s complaint alleged, among other things, that Scoppetuolo engaged in illegal insider trading in the securities of his employer, World Fuel. Scoppetuolo tipped his friend, Robert Tocci, and broker, Sarang Ahuja, about World Fuel’s worse-than-expected earnings in advance of World Fuel’s May and August 2007 earnings announcements. Before the announcements, Tocci and Ahuja purchased put options and Tocci sold short World Fuel securities. After the announcements, Tocci and Ahuja sold their put options and Tocci covered his short position for profits.

Based on the above, the Order suspends Steven Scoppetuolo from appearing or practicing before the Commission as an accountant. Steven Scoppetuolo consented to the issuance of the Order without admitting or denying any of the findings in the Order, except he admitted entry of the injunction. (Rel. 34-65051; AAE Rel. 3312; File No. 3-14501)

Self-Regulatory Organizations

Proposed Rule Change

NASDAQ OMX PHLX filed a proposed rule change (SR-Phlx-2011-101) relating to Streaming Quote Traders and Remote Streaming Quote Traders entering certain option day limit orders. Publication is expected to in the Federal Register during the week of August 8. (Rel. 34-65050)

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by NASDAQ OMX BX relating to the Proprietary Traders Qualification Examination (Series 56) (SR-BX-2011-052) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 8. (Rel. 34-65039)

A proposed rule change filed by The NASDAQ Stock Market relating to the proprietary traders qualification examination (Series 56) (SR-NASDAQ-2011-108) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 8. (Rel. 34-65040)

A proposed rule change filed by The NASDAQ Stock Market to correct the proprietary trader registration category (SR-NASDAQ-2011-107) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 8. (Rel. 34-65041)

A proposed rule change filed by NASDAQ OMX BX relating to the proprietary trader examination (SR-BX-2011-051) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 8. (Rel. 34-65042)

A proposed rule change filed by NASDAQ OMX PHLX relating to the extension of a pilot program regarding Price Improvement XL (SR-Phlx-2011-104) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 8. (Rel. 34-65043)

A proposed rule change filed by NASDAQ OMX PHLX (SR-Phlx-2011-105) relating to the active SQF port fee has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 8. (Rel. 34-65046)

A proposed rule change filed by NYSE Amex (SR-NYSEAmex-2011-56) amending NYSE Amex Options Rule 985NY to permit Qualified Contingent Cross orders to be electronically submitted to the NYSE Amex System from the floor has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 8. (Rel. 34-65047)

A proposed rule change filed by NYSE Arca (SR-NYSEArca-2011-52) amending NYSE Arca Options Rule 6.90 to permit Qualified Contingent Cross orders to be electronically submitted to the NYSE Arca System from the floor has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 8. (Rel. 34-65048)

A proposed rule change, (SR-Phlx-2011-103), filed by NASDAQ OMX PHLX relating to rebates and fees for adding and removing liquidity in Select Symbols has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 8. (Rel. 34-65049)

Securities Act Registrations

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-1     Rentech Nitrogen Partners, L.P., 10877 WILSHIRE BOULEVARD, SUITE 600, 
        LOS ANGELES, CA, 90024, 310-571-9800 - 0 ($250,000,000.00) Equity, 
        (File 333-176065 - Aug. 5) (BR. )
 
S-3     BROADWIND ENERGY, INC., 47 E. CHICAGO AVENUE, SUITE 332, NAPERVILLE, 
        IL, 60540, 630-637-0315 - 
        0 ($75,000,000.00) Unallocated (Universal) Shelf, (File 333-176066 - 
        Aug. 5) (BR. 06C)
 
S-8     IDERA PHARMACEUTICALS, INC., 167 SIDNEY STREET, CAMBRIDGE, MA, 02139, 
        6176795500 - 0 ($4,972,500.00) Equity, (File 333-176067 - Aug. 5) 
        (BR. 01A)
 
S-8     AMETEK INC/, 1100 CASSATT ROAD, PO BOX 1764, BERWYN, PA, 19312, 
        610-647-2121 - 0 ($4,157,500.00) Equity, (File 333-176068 - Aug. 5) 
        (BR. 10A)
 
S-3     SENOMYX INC, 4767 NEXUS CENTRE DRIVE, SAN DIEGO, CA, 92121, 
        8586468300 - 0 ($20,000,000.00) Unallocated (Universal) Shelf, 
        (File 333-176070 - Aug. 5) (BR. 01B)
 
S-3ASR  3M CO, 3M CENTER, BLDG. 220-11W-02, ST PAUL, MN, 55144-1000, 
        6517332204 - 0 ($0.00) Other, (File 333-176082 - Aug. 5) (BR. 10C)
 
S-8     DIGITAL RIVER INC /DE, 9625 W 76TH STREET SUITE 150, EDEN PRAIRIE, MN, 
        55344, 9522531234 - 0 ($98,154,000.00) Equity, (File 333-176083 - 
        Aug. 5) (BR. 03A)
 
S-8     MARSH & MCLENNAN COMPANIES, INC., 1166 AVENUE OF THE AMERICAS, 
        NEW YORK, NY, 10036, 2123455000 - 0 ($680,920,000.00) Equity, 
        (File 333-176084 - Aug. 5) (BR. 01B)
 
S-8     MARSH & MCLENNAN COMPANIES, INC., 1166 AVENUE OF THE AMERICAS, 
        NEW YORK, NY, 10036, 2123455000 - 0 ($83,647,500.00) Equity, 
        (File 333-176085 - Aug. 5) (BR. 01B)
 
S-8     LIBBEY INC, 300 MADISON AVE, PO BOX 10060, TOLEDO, OH, 43604, 
        4193252100 - 1,460,000 ($21,724,800.00) Equity, (File 333-176086 - 
        Aug. 5) (BR. 06B)
 
S-3     M I HOMES INC, 3 EASTON OVAL STE 500, COLUMBUS, OH, 43219, 6144188000 - 
        0 ($250,000,000.00) Debt, (File 333-176088 - Aug. 5) (BR. 06B)
 
S-8     CYTOKINETICS INC, 280 EAST GRAND AVENUE, ., SOUTH SAN FRANCISCO, CA, 
        94080, (650) 624-3000 - 3,000,000 ($3,720,000.00) Equity, 
        (File 333-176089 - Aug. 5) (BR. 01B)
 
S-8     PG&E CORP, ONE MARKET SPEAR TOWER, SUITE 2400, SAN FRANCISCO, CA, 
        94105, 4152677000 - 30,000,000 ($1,246,500,000.00) Equity, 
        (File 333-176090 - Aug. 5) (BR. 02B)
 
F-9     BELL CANADA, 1 CARREFOUR ALEXANDER-GRAHAM-BELL, VERDUN, A8, H3E 3B3, 
        514-786-3891 - 0 ($2,616,700,000.00) Debt, (File 333-176092 - Aug. 5) 
        (BR. 11C)
 
S-1     Brick Top Productions, Inc., 2200 NW CORPORATE BOULEVARD, STE. 303, 
        BOCA RATON, FL, 33431, 5619624175 - 7,118,500 ($7,118,500.00) Equity, 
        (File 333-176093 - Aug. 5) (BR. )
 
S-8     STAGE STORES INC, 10201 MAIN ST, HOUSTON, TX, 77025, 7136675601 - 
        1,800,000 ($32,004,000.00) Equity, (File 333-176094 - Aug. 5) (BR. 09B)
 
S-8     ZILLOW INC, 999 3RD AVE SUITE 4600, SEATTLE, WA, 98104, 206-470-7000 - 
        0 ($61,498,795.92) Equity, (File 333-176095 - Aug. 5) (BR. 03C)
 
S-8     BIOCRYST PHARMACEUTICALS INC, 2190 PARKWAY LAKE DR, BIRMINGHAM, AL, 
        35244, 2054444600 - 0 ($5,072,000.00) Equity, (File 333-176096 - 
        Aug. 5) (BR. 01C)
 
S-1     CHUY'S HOLDINGS, INC., 1623 TOOMEY ROAD, AUSTIN, TX, 78704, 
        512-473-2783 - 0 ($75,000,000.00) Equity, (File 333-176097 - Aug. 5) 
        (BR. )
 
S-1     ShopEye, Inc., 9866 OAKPLACE EAST, FOLSOM, CA, 95630, 916-337-8936 - 
        3,000,000 ($30,000.00) Equity, (File 333-176098 - Aug. 5) (BR. )
 
S-8     TRIDENT MICROSYSTEMS INC, 1170 KIFER ROAD, SUNNYVALE, CA, 94086-5303, 
        408-962-5000 - 35,000,000 ($19,425,000.00) Equity, (File 333-176099 - 
        Aug. 5) (BR. 10C)
 
S-8     HAVERTY FURNITURE COMPANIES INC, 780 JOHNSON FERRY ROAD, SUITE 800, 
        ATLANTA, GA, 30342, 404-443-2900 - 1,000,000 ($1,107,000.00) Equity, 
        (File 333-176100 - Aug. 5) (BR. 02B)
 
S-1     Swisher Hygiene Inc., 4725 PIEDMONT ROW DRIVE, SUITE 400, CHARLOTTE, 
        NC, 28210, 704 364 7707 - 0 ($46,271,713.00) Equity, (File 333-176101 - 
        Aug. 5) (BR. 08B)
 
S-8     REDWOOD TRUST INC, ONE BELVEDERE PLACE, SUITE 300, MILL VALLEY, CA, 
        94941, (415) 380-2317 - 1,450,000 ($20,872,750.00) Equity, 
        (File 333-176102 - Aug. 5) (BR. 08C)
 
S-8     ANIKA THERAPEUTICS INC, 236 WEST CUMMINGS PARK, WOBURN, MA, 01801, 
        6179326616 - 800,000 ($4,976,000.00) Equity, (File 333-176103 - Aug. 5) 
        (BR. 10A)
 
S-3ASR  REINSURANCE GROUP OF AMERICA INC, 1370 TIMBERLAKE MANOR PARKWAY, 
        CHESTERFIELD, MO, 63017-6039, 6367367000 - 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-176104 - Aug. 5) 
        (BR. 01B)
 
S-3     SYNERGETICS USA INC, 3845 CORPORATE CENTRE DRIVE, O'FALLON, MO, 63368, 
        636-939-5100 - 0 ($50,000,000.00) Equity, (File 333-176105 - Aug. 5) 
        (BR. 10C)
 
S-8     REINSURANCE GROUP OF AMERICA INC, 1370 TIMBERLAKE MANOR PARKWAY, 
        CHESTERFIELD, MO, 63017-6039, 6367367000 - 0 ($140,675,000.00) Equity, 
        (File 333-176106 - Aug. 5) (BR. 01B)
 
S-3ASR  Molycorp, Inc., 5619 DENVER TECH CENTER PARKWAY, SUITE 1000, 
        GREENWOOD VILLAGE, CO, 80111, (303) 843-8040 - 0 ($0.00) Equity, 
        (File 333-176107 - Aug. 5) (BR. 04B)
 
S-8     EDISON INTERNATIONAL, 2244 WALNUT GROVE AVE, STE 369, P O BOX 800, 
        ROSEMEAD, CA, 91770, (626) 302-2222 - 
        28,000,000 ($1,004,640,000.00) Debt, (File 333-176108 - Aug. 5) 
        (BR. 02B)
 
S-8     RealD Inc., 100 N CRESCENT DR STE 120, BEVERLY HILLS, CA, 90210, 
        (310) 385-4000 - 0 ($47,583,253.57) Equity, (File 333-176109 - Aug. 5) 
        (BR. 11C)
 
S-8     INVIVO THERAPEUTICS HOLDINGS CORP., ONE BROADWAY, 14TH FLOOR, 
        CAMBRIDGE, MA, 02142, (617) 475-1520 - 0 ($4,029,050.00) Equity, 
        (File 333-176110 - Aug. 5) (BR. 10B)
 
S-8     INVIVO THERAPEUTICS HOLDINGS CORP., ONE BROADWAY, 14TH FLOOR, 
        CAMBRIDGE, MA, 02142, (617) 475-1520 - 
        1,000,000 ($1,050,000.00) Equity, (File 333-176111 - Aug. 5) (BR. 10B)
 
S-8     SRS LABS INC, 2909 DAIMIER ST, SANTA ANA, CA, 92705, 9494421070 - 
        0 ($15,470,000.00) Equity, (File 333-176112 - Aug. 5) (BR. 03A)
 
S-8     DURECT CORP, 10240 BUBB RD, CUPERTINO, CA, 95014, 4087771417 - 
        5,500,000 ($11,330,000.00) Equity, (File 333-176113 - Aug. 5) (BR. 01A)
 
S-8     SILLENGER EXPLORATION CORP., 277 LAKESHORE ROAD EAST, SUITE #206, 
        OAKVILLE, A6, L6J 1H9, 905-582-2434 - 8,000,000 ($240,000.00) Equity, 
        (File 333-176114 - Aug. 5) (BR. 04C)
 
S-8     CHEESECAKE FACTORY INC, 26901 MALIBU HILLS RD, CALABASAS HILLS, CA, 
        91301, 818 871-8342 - 0 ($28,815,000.00) Equity, (File 333-176115 - 
        Aug. 5) (BR. 05B)
 
S-3ASR  VALIDUS HOLDINGS LTD, 29 RICHMOND ROAD, PEMBROKE, D0, HMO8, 
        441-278-9000 - 0 ($0.00) Other, (File 333-176116 - Aug. 5) (BR. 01C)
 
S-3ASR  AQUA AMERICA INC, 762 LANCASTER AVE, BRYN MAWR, PA, 19010, 2155278000 - 
        5,000,000 ($107,550,000.00) Equity, (File 333-176117 - Aug. 5) (BR. 02C)
 
S-8     ALCATEL LUCENT, 3 AVENUE OCTAVE GREARD, PARIS, I0, 75007, 33140761010 - 
        14,038,427 ($46,038,717.69) Equity, (File 333-176118 - Aug. 5) (BR. 11A)

Recent 8K Filings

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT


AARON'S INC                             GA       5.02,9.01            08/01/11
 
ABOVENET INC                            DE       2.02,7.01,9.01       08/05/11
 
ACCURAY INC                             DE       1.01                 08/03/11
 
AES CORP                                DE       2.02,7.01,9.01       08/05/11
 
Aftermarket Enterprises, Inc.           NV       1.01,2.01,3.02,5.01, 07/29/11
                                                 5.02,9.01
     
Aircastle LTD                           D0       7.01,9.01            08/04/11
 
ALBANY INTERNATIONAL CORP /DE/          DE       7.01,9.01            08/04/11
 
Alexza Pharmaceuticals Inc.             DE       8.01,9.01            08/05/11
 
All American Gold Corp.                 WY       1.01,9.01            08/01/11
 
ALLIANCE BANKSHARES CORP                         5.02,7.01,9.01       07/29/11
 
ALLIANCE ONE INTERNATIONAL, INC.        VA       2.02,9.01            06/30/11
 
Allied Nevada Gold Corp.                DE       2.02,9.01            08/04/11
 
American Assets Trust, Inc.             MD       5.02,9.01            08/05/11
 
AMERICAN MEDICAL ALERT CORP             NY       1.01,5.02,9.01       12/30/10    AMEND
 
AMERICAN REALTY CAPITAL NEW YORK RECO   MD       5.02                 08/03/11
 
AMERICAN VANGUARD CORP                  DE       2.02,9.01            08/04/11
 
ANCHOR BANCORP WISCONSIN INC            WI       2.02,9.01            08/02/11
 
ANGEL ACQUISITION CORP.                 NV       3.03,5.03,9.01       08/01/11
 
ANGIODYNAMICS INC                       DE       5.02                 08/05/11
 
Apollo Commercial Real Estate Finance   MD       2.02,9.01            08/04/11
 
APOLLO INVESTMENT CORP                  MD       5.07                 08/02/11
 
APPLIANCE RECYCLING CENTERS OF AMERIC   MN       5.02                 08/02/11
 
AQUA AMERICA INC                        PA       2.02                 08/05/11    AMEND
 
ARBITRON INC                            DE       7.01                 07/28/11    AMEND
 
ARBOR REALTY TRUST INC                  MD       2.02,9.01            08/05/11
 
ARCH CHEMICALS INC                      VA       2.02,9.01            08/05/11
 
Ardea Biosciences, Inc./DE              DE       2.02,9.01            08/05/11
 
ARETE INDUSTRIES INC                    CO       1.01,8.01,9.01       05/25/11    AMEND
 
ASSISTED LIVING CONCEPTS INC            NV       2.02,9.01            08/04/11
 
ASURE SOFTWARE INC                      DE       5.07                 06/10/11
 
ATLANTIC POWER CORP                     A1       5.07                 06/24/11    AMEND
 
Bacterin International Holdings, Inc.   DE       7.01,9.01            08/05/11
 
BAKERS FOOTWEAR GROUP INC               MO       2.02,7.01,9.01       08/04/11
 
BankFinancial CORP                               8.01,9.01            08/05/11    AMEND
 
BIMINI CAPITAL MANAGEMENT, INC.         MD       8.01                 08/04/11
 
BIOMIMETIC THERAPEUTICS, INC.           DE       2.02,9.01            08/04/11
 
BLACK HILLS CORP /SD/                   SD       2.02,9.01            08/04/11
 
Bloggerwave, Inc.                       NV       3.02,5.02,9.01       07/15/11
 
BLUE NILE INC                           DE       5.02                 08/01/11    AMEND
 
Blueknight Energy Partners, L.P.        DE       2.02,9.01            08/04/11
 
Bristow Group Inc                       DE       5.07,8.01,9.01       08/03/11
 
BROADWIND ENERGY, INC.                  DE       2.02,9.01            08/05/11
 
BROCADE COMMUNICATIONS SYSTEMS INC      DE       2.02,9.01            08/05/11
 
BUCKEYE TECHNOLOGIES INC                DE       5.02,7.01,8.01,9.01  08/05/11
 
CA, INC.                                DE       5.07                 08/03/11
 
Cadista Holdings Inc.                   DE       5.02                 08/01/11
 
CANTEL MEDICAL CORP                     DE       1.01,2.01,2.03,3.02, 08/01/11       
                                                 9.01
          
CARDINAL BANKSHARES CORP                VA       8.01,9.01            08/04/11
 
Cardium Therapeutics, Inc.              DE       8.01,9.01            08/02/11
 
CARRIAGE SERVICES INC                   DE       2.02,9.01            08/03/11
 
CARROLS RESTAURANT GROUP, INC.                   8.01,9.01            08/04/11
 
CASTLE A M & CO                         MD       5.02                 08/05/11
 
CCA INDUSTRIES INC                      DE       5.07                 08/04/11
 
CF Industries Holdings, Inc.            DE       2.02,9.01            08/05/11
 
CHART INDUSTRIES INC                    DE       1.01,2.03,7.01,9.01  08/03/11
 
CHDT CORP                               FL       8.01                 07/29/11
 
CHENIERE ENERGY INC                     DE       2.02,9.01            08/05/11

Cheniere Energy Partners, L.P.          DE       2.02,9.01            08/05/11
 
Cinemark Holdings, Inc.                 DE       2.02,7.01,9.01       08/05/11
 
CLECO CORP                              LA       8.01                 08/05/11
 
CLIFTON SAVINGS BANCORP INC                      2.02,9.01            08/03/11
 
CLX MEDICAL, INC.                       CO       5.02                 08/02/11
 
CMSF Corp                               CA       1.01,9.01            05/23/11    AMEND
 
Cogdell Spencer Inc.                    MD       7.01                 08/04/11
 
Cogdell Spencer Inc.                    MD       1.01,2.03            08/01/11
 
COLUMBIA BANKING SYSTEM INC             WA       2.01,9.01            05/20/11    AMEND
 
COLUMBIA BANKING SYSTEM INC             WA       2.01,9.01            05/27/11    AMEND
 
Con-way Inc.                            DE       2.02,9.01            08/04/11
 
CONSOLIDATED EDISON INC                 NY       2.02,9.01            08/04/11
 
CONSOLIDATED WATER CO LTD               E6       5.02,9.01            08/05/11
 
Constellation Energy Partners LLC       DE       2.02,9.01            08/05/11
 
CORELOGIC, INC.                         DE       8.01                 08/04/11    AMEND
 
CORNERSTONE BANCSHARES INC              TN       2.02,9.01            08/05/11
 
CORPORATE EXECUTIVE BOARD CO            DE       8.01,9.01            08/04/11
 
COST PLUS INC/CA/                       CA       5.02                 08/03/11
 
COWEN GROUP, INC.                                2.02,9.01            08/05/11
 
CROSSTEX ENERGY INC                     DE       2.02,9.01            08/04/11
 
CROSSTEX ENERGY LP                      DE       2.02,9.01            08/04/11
 
CSS INDUSTRIES INC                      DE       5.07,8.01,9.01       08/02/11
 
CTC Media, Inc.                                  2.02,9.01            08/05/11
 
CUBIC CORP /DE/                         DE       4.02                 08/03/11
 
CUMBERLAND PHARMACEUTICALS INC                   2.02,9.01            08/04/11
 
Data Storage Corp                       NV       7.01,9.01            07/20/11
 
DCP Midstream Partners, LP              DE       1.01                 08/01/11
 
DemandTec, Inc.                         DE       5.07                 08/03/11
 
DENALI CONCRETE MANAGEMENT INC          NV       1.01                 08/05/11
 
DEVRY INC                               DE       1.01,9.01            08/03/11
 
DEVRY INC                               DE       1.01,9.01            08/03/11    AMEND
 
DiamondRock Hospitality Co                       9.01                 06/01/11    AMEND
 
DOMINION RESOURCES INC /VA/             VA       8.01,9.01            08/02/11
 
Domtar CORP                             DE       5.07                 05/04/11    AMEND
 
DORAL FINANCIAL CORP                    PR       5.07,8.01            08/03/11
 
DORCHESTER MINERALS, L.P.               DE       2.02,7.01,9.01       08/05/11
 
DORCHESTER MINERALS, L.P.               DE       5.07                 05/11/11    AMEND
 
Dresser-Rand Group Inc.                 DE       2.02,9.01            08/04/11
 
DRIL-QUIP INC                           DE       2.02,9.01            08/05/11
 
DSP GROUP INC /DE/                      DE       7.01,9.01            08/05/11
 
DSW Inc.                                OH       9.01                 05/25/11    AMEND
 
Duke Energy CORP                        DE       8.01,9.01            08/05/11
 
E-Debit Global Corp.                    CO       8.01                 08/05/11
 
Eagle Bulk Shipping Inc.                         2.02,9.01            08/03/11
 
Eagle Bulk Shipping Inc.                         5.07                 08/01/11    AMEND
 
Eagle Bulk Shipping Inc.                         5.07                 08/02/11    AMEND
 
EASTERN AMERICAN NATURAL GAS TRUST      DE       2.02,9.01            08/05/11
 
Eastern Insurance Holdings, Inc.        PA       2.02,9.01            08/04/11
 
ECA Marcellus Trust I                   DE       2.02,9.01            08/05/11
 
EchoStar CORP                           NV       2.01,9.01            06/08/11    AMEND
 
ECOLOCAP SOLUTIONS INC.                 NV       7.01,9.01            08/05/11
 
EDGAR ONLINE INC                        DE       2.02,9.01            08/05/11
 
EDIETS COM INC                          DE       3.01,9.01            08/03/11
 
EDUCATION MANAGEMENT CORPORATION                 8.01,9.01            08/05/11
 
EINSTEIN NOAH RESTAURANT GROUP INC      DE       2.02,9.01            08/04/11
 
ELECTRIC CAR COMPANY, INC.              DE       4.01,9.01            08/04/11
 
EMC CORP                                MA       5.07                 05/04/11    AMEND
 
EMC METALS CORP.                        A1       5.07                 08/02/11
 
ENDEAVOUR INTERNATIONAL CORP            NV       5.07                 05/26/11    AMEND
 
ENERGEN CORP                            AL       1.01,2.03,9.01       08/02/11
 
ENGLOBAL CORP                           NV       2.02,9.01            08/04/11
 
ENVESTNET, INC.                         DE       1.01,7.01,9.01       08/05/11
 
EPOCRATES INC                           DE       5.02                 08/01/11
 
Federal Home Loan Bank of Atlanta       X1       1.01,3.03,7.01,9.01  08/05/11
 
Federal Home Loan Bank of Boston        X1       1.01,3.03,7.01,9.01  08/05/11
 
Federal Home Loan Bank of Chicago       X1       1.01,3.03,7.01,9.01  08/05/11
 
Federal Home Loan Bank of Cincinnati    X1       1.01,3.03,7.01,9.01  08/05/11
 
Federal Home Loan Bank of Dallas                 1.01,3.03,9.01       08/05/11
 
Federal Home Loan Bank of Des Moines    X1       1.01,3.03,7.01,9.01  08/05/11
 
Federal Home Loan Bank of Indianapoli   X1       1.01,3.03,7.01,9.01  08/05/11
 
Federal Home Loan Bank of New York      X1       1.01,3.03,7.01,9.01  08/05/11
 
Federal Home Loan Bank of Pittsburgh    PA       1.01,3.03,7.01,9.01  08/05/11
 
Federal Home Loan Bank of San Francis   X1       1.01,3.03,7.01,9.01  08/05/11
 
Federal Home Loan Bank of Seattle                1.01,3.03,7.01,9.01  08/05/11
 
Federal Home Loan Bank of Topeka                 1.01,3.03,7.01,9.01  08/05/11
 
FEDERAL NATIONAL MORTGAGE ASSOCIATION            2.02,7.01,9.01       08/05/11
 
FEMALE HEALTH CO                        WI       2.02,9.01            08/05/11
 
FiberTower CORP                         DE       2.02,9.01            08/04/11
 
FIRST WEST VIRGINIA BANCORP INC         WV       2.02,9.01            08/03/11
 
FLEETCOR TECHNOLOGIES INC               DE       5.07                 05/24/11    AMEND
 
FLUIDIGM CORP                           DE       1.01,9.01            08/05/11
 
FNB United Corp.                        NC       1.01,3.01,3.02,9.01  08/01/11
 
FOREVERGREEN WORLDWIDE CORP             NV       4.01,9.01            08/01/11
 
Fortress Investment Group LLC           DE       2.02,9.01            08/04/11
 
Freescale Semiconductor Holdings I, L   D0       5.02                 08/02/11
 
FTI CONSULTING INC                      MD       2.02,7.01,9.01       08/04/11
 
FULTON FINANCIAL CORP                   PA       1.01,5.02,8.01,9.01  08/05/11
 
FUSION-IO, INC.                         DE       1.01,3.02,9.01       08/04/11
 
GARNER INVESTMENTS INC                  WY       1.01                 08/04/11
 
GE Dealer Floorplan Master Note Trust   DE       1.01,9.01            08/03/11
 
GENERAC HOLDINGS INC.                   DE       2.02,9.01            08/05/11
 
GENESIS ENERGY LP                       DE       2.02,9.01            08/05/11
 
GenMark Diagnostics, Inc.               DE       2.02,9.01            08/05/11
 
GLADSTONE INVESTMENT CORPORATION\DE     DE       5.07                 08/04/11
 
GLU MOBILE INC                          DE       5.02                 08/01/11
 
GOLD STANDARD MINING CORP.              NV       5.02                 08/03/11
 
GOLDMAN SACHS GROUP INC                 DE       9.01                 08/05/11
 
GRAN TIERRA ENERGY, INC.                NV       1.01                 07/27/11
 
GRAN TIERRA ENERGY, INC.                NV       5.07                 06/28/11    AMEND
 
GREEN PLANET GROUP, INC.                NV       2.01                 08/01/11
 
GRYPHON GOLD CORP                       NV       5.02                 08/05/11
 
GYRODYNE CO OF AMERICA INC              NY       8.01,9.01            08/05/11
 
HALOZYME THERAPEUTICS INC               DE       2.02,9.01            08/05/11
 
HANGER ORTHOPEDIC GROUP INC             DE       7.01,9.01            08/05/11
 
HARBINGER GROUP INC.                    DE       1.01,3.02,3.03,5.07, 08/01/11       
                                                 9.01
          
HARDINGE INC                            NY       2.02,9.01            08/04/11
 
HARVARD BIOSCIENCE INC                  DE       2.02,9.01            08/04/11
 
HEALTHCARE REALTY TRUST INC             MD       5.07                 08/02/11    AMEND
 
HealthMarkets, Inc.                     DE       5.02                 08/02/11
 
Heritage-Crystal Clean, Inc.            DE       7.01                 08/04/11
 
Heron Lake BioEnergy, LLC               MN       1.01,9.01            08/01/11
 
Heron Lake BioEnergy, LLC               MN       5.02                 08/03/11
 
HESKA CORP                              DE       5.02                 08/05/11
 
HFF, Inc.                               DE       1.01,7.01,9.01       08/03/11
 
hhgregg, Inc.                           DE       5.07                 08/02/11
 
Hillenbrand, Inc.                       IN       1.01,8.01,9.01       08/04/11
 
HollyFrontier Corp                      DE       2.02,9.01            08/05/11
 
HOME PROPERTIES INC                     MD       7.01,9.01            08/04/11
 
IGATE CORP                              PA       2.02,9.01            08/05/11
 
IMAGING DIAGNOSTIC SYSTEMS INC /FL/     FL       5.02                 08/01/11
 
Independent Film Development CORP       NV       4.01                 07/27/11
 
InsPro Technologies Corp                DE       5.02,5.07            08/04/11
 
INTERLINE BRANDS, INC./DE               DE       2.02,9.01            08/05/11
 
ISLE OF CAPRI CASINOS INC               DE       8.01                 08/03/11
 
IsoRay, Inc.                            MN       1.01,9.01            08/05/11
 
Iveda Solutions, Inc.                   NV       5.02,9.01            08/05/11
 
J P MORGAN CHASE & CO                   DE       8.01,9.01            08/05/11
 
JOURNAL COMMUNICATIONS INC                       5.02,9.01            08/05/11
 
KBS Strategic Opportunity REIT, Inc.    MD       8.01                 08/01/11
 
KENSEY NASH CORP                        DE       9.01                 05/24/11    AMEND
 
Koppers Holdings Inc.                   PA       2.02,9.01            08/04/11
 
Koppers Holdings Inc.                   PA       5.07                 05/04/11    AMEND
 
KRANEM CORP                             CO       5.02,9.01            08/05/11
 
LADENBURG THALMANN FINANCIAL SERVICES   FL       2.02,9.01            08/05/11
 
LAKES ENTERTAINMENT INC                 MN       7.01,9.01            08/04/11
 
LGL GROUP INC                           DE       8.01                 08/04/11
 
LIBERTY STAR URANIUM & METALS CORP.     NV       9.01                 08/03/11
 
LIMITED BRANDS INC                      DE       2.02,7.01,9.01       08/04/11
 
Lone Pine Resources Inc.                DE       5.02                 08/04/11
 
MADISON GAS & ELECTRIC CO               WI       2.02,9.01            08/05/11
 
MAGNUM HUNTER RESOURCES CORP            DE       1.01,3.02,7.01,9.01  08/04/11
 
Main Street Capital CORP                MD       2.02,9.01            08/04/11
 
MCJUNKIN RED MAN HOLDING CORP           DE       8.01,9.01            08/05/11
 
MECHANICAL TECHNOLOGY INC               NY       5.02                 08/02/11
 
Medley Capital Corp                     DE       2.02,7.01,9.01       08/04/11
 
MERCADOLIBRE INC                                 5.02,9.01            08/01/11
 
Merchants & Marine Bancorp, Inc.        MS       8.01,9.01            08/05/11
 
MERCURY GENERAL CORP                    CA       1.01,2.03,9.01       08/04/11
 
MERITOR INC                             IN       5.02,9.01            08/05/11
 
MEXICO FUND INC                         MD       7.01,9.01            07/31/11
 
MGE ENERGY INC                          WI       2.02,9.01            08/05/11
 
MICHAEL BAKER CORP                      PA       5.07                 05/25/11    AMEND
 
MICROWAVE FILTER CO INC /NY/            NY       8.01                 08/05/11
 
MID AMERICA APARTMENT COMMUNITIES INC   TN       2.02,9.01            08/04/11
 
MILLER ENERGY RESOURCES, INC.                    3.01                 08/01/11
 
MINN DAK FARMERS COOPERATIVE            ND       8.01                 08/05/11
 
Mobiform Software Inc                   DE       1.01                 08/05/11
 
MOHAWK INDUSTRIES INC                   DE       2.02,9.01            08/04/11
 
Molycorp, Inc.                          DE       8.01,9.01            08/05/11
 
Monarch Financial Holdings, Inc.        VA       5.02,9.01            08/05/11
 
Morningstar, Inc.                       IL       7.01                 08/05/11
 
MOSAIC CO                                        7.01,9.01            08/05/11
 
MOTOR SPORT COUNTRY CLUB HOLDINGS, IN            1.01,3.02,9.01       07/31/11
 
MS STRUCTURED TILES SERIES 2005-1       DE       8.01,9.01            08/01/11
 
MUELLER INDUSTRIES INC                  DE       8.01,9.01            08/05/11
 
MULTIBAND CORP                          MN       7.01                 08/05/11
 
MURPHY OIL CORP /DE                     DE       5.02,5.03,9.01       08/03/11
 
NATIONAL FUEL GAS CO                    NJ       2.02,9.01            08/04/11
 
NATIONAL HEALTHCARE CORP                DE       2.02,8.01            08/04/11
 
NATIONAL WESTERN LIFE INSURANCE CO      CO       2.02,9.01            08/05/11
 
NATURAL GAS SERVICES GROUP INC                   2.02,9.01            08/04/11
 
NAVIGATORS GROUP INC                    DE       2.02,7.01,9.01       08/04/11
 
NCI BUILDING SYSTEMS INC                DE       7.01,9.01            08/05/11
 
NEW ENERGY TECHNOLOGIES, INC.                    7.01,9.01            08/03/11
 
NEW FRONTIER MEDIA INC                  CO       2.02,5.02,9.01       08/02/11
 
NEWCASTLE INVESTMENT CORP               MD       2.02,9.01            08/05/11
 
NGA Holdco, LLC                         NV       2.01,9.01            08/01/11
 
NN INC                                  DE       2.02,9.01            08/05/11
 
NORTH STATE BANCORP                     NC       2.02,9.01            08/05/11
 
NTELOS HOLDINGS CORP                             2.02,9.01            08/04/11
 
O REILLY AUTOMOTIVE INC                          8.01,9.01            08/05/11
 
OMEGA PROTEIN CORP                      NV       2.02,9.01            08/04/11
 
ON ASSIGNMENT INC                       DE       1.01,5.02            08/05/11
 
ONCOGENEX PHARMACEUTICALS, INC.         DE       5.07                 08/03/11    AMEND
 
ONEOK INC /NEW/                         OK       7.01,9.01            08/05/11
 
ONEOK Partners LP                       DE       7.01,9.01            08/05/11
 
OSIRIS THERAPEUTICS, INC.               DE       2.02,9.01            08/05/11
 
OURPETS CO                              CO       2.02,9.01            08/03/11
 
OYO GEOSPACE CORP                       DE       2.02,9.01            08/05/11
 
PALMETTO BANCSHARES INC                 SC       2.02,9.01            08/05/11
 
PATRIOT SCIENTIFIC CORP                 DE       8.01,9.01            08/03/11
 
PERFORMANCE TECHNOLOGIES INC \DE\       DE       2.02                 06/30/11
 
PHOENIX COMPANIES INC/DE                DE       2.02,9.01            08/04/11
 
PIONEER NATURAL RESOURCES CO            DE       8.01,9.01            08/05/11
 
PNM RESOURCES INC                       NM       2.02,9.01            08/05/11
 
PORTLAND GENERAL ELECTRIC CO /OR/       OR       2.02,9.01            08/05/11
 
POWER INTEGRATIONS INC                  CA       5.03,9.01            08/03/11
 
POWERWAVE TECHNOLOGIES INC              DE       2.02                 08/04/11
 
PPL Corp                                         2.02,7.01,9.01       08/05/11
 
PPL Corp                                         7.01,9.01            08/05/11    AMEND
 
PREMIER FINANCIAL BANCORP INC           KY       2.02,9.01            08/04/11
 
PRICELINE COM INC                       DE       2.02,7.01,9.01       08/04/11
 
PRINCETON REVIEW INC                    DE       2.02,9.01            08/05/11
 
PROCTER & GAMBLE CO                     OH       2.02                 08/05/11
 
PROSPECT GLOBAL RESOURCES INC.          NV       1.01,3.02,9.01       08/03/11
 
PROTECTIVE LIFE CORP                    DE       9.01                 04/29/11    AMEND
 
PROTECTIVE LIFE INSURANCE CO            TN       9.01                 04/29/11    AMEND
 
PS BUSINESS PARKS INC/CA                CA       5.07                 08/05/11    AMEND
 
Public Storage                          MD       2.02,9.01            08/04/11
 
QCR HOLDINGS INC                        DE       8.01,9.01            08/05/11
 
RACKSPACE HOSTING, INC.                          5.02,9.01            08/01/11
 
RAMBUS INC                              DE       2.01,9.01            06/03/11    AMEND
 
Red Lion Hotels CORP                    WA       2.02,9.01            08/04/11
 
RED ROBIN GOURMET BURGERS INC           DE       1.01,7.01,9.01       08/01/11
 
REGAL BELOIT CORP                       WI       2.02,7.01,9.01       08/04/11
 
RENTECH INC /CO/                        CO       1.01,3.03,5.03,8.01, 08/05/11
                                                 9.01
          
REPUBLIC BANCORP INC /KY/               KY       1.01,9.01            08/03/11
 
Resource Real Estate Opportunity REIT   MD       8.01                 08/02/11
 
ROGERS CORP                             MA       5.02,9.01            08/05/11
 
Rovi Corp                               DE       5.07                 08/04/11    AMEND
 
ROYAL CARIBBEAN CRUISES LTD                      1.01,9.01            08/03/11
 
RUDDICK CORP                            NC       2.02,9.01            08/04/11
 
Sabra Health Care REIT, Inc.            MD       2.01,9.01            08/01/11
 
SCORPION PERFORMANCE, INC.              FL       4.01,9.01            08/03/11
 
SeaBright Holdings, Inc.                DE       5.02,9.01            08/03/11
 
Selga Inc                               NV       4.01,9.01            07/26/11
 
SENOMYX INC                             DE       2.02,9.01            08/05/11
 
SHENANDOAH TELECOMMUNICATIONS CO/VA/    VA       2.02,9.01            08/05/11
 
SIGNATURE GROUP HOLDINGS INC            NV       8.01                 08/05/11
 
SIRONA DENTAL SYSTEMS, INC.             DE       2.02,9.01            08/05/11
 
SITEL Worldwide Corp                    DE       8.01,9.01            08/05/11
 
SL GREEN REALTY CORP                    MD       1.01,2.03,9.01       08/02/11
 
SM Energy Co                            DE       2.01,7.01,9.01       08/05/11
 
SOUTHERN CALIFORNIA GAS CO              CA       5.07                 08/05/11    AMEND
 
SOUTHERN MISSOURI BANCORP INC           MO       2.02,9.01            08/04/11
 
SOUTHWEST AIRLINES CO                   TX       7.01,9.01            07/31/11
 
SOUTHWEST IOWA RENEWABLE ENERGY, LLC    IA       8.01,9.01            08/05/11
 
SOUTHWESTERN ENERGY CO                  DE       7.01                 08/05/11
 
SP Bancorp, Inc.                        MD       2.02,9.01            08/05/11
 
SPANISH BROADCASTING SYSTEM INC         DE       2.01,9.01            08/01/11
 
SPIRE Corp                              MA       3.01                 08/01/11
 
SPORT CHALET INC                        DE       2.02,9.01            08/03/11
 
ST JOE CO                               FL       2.02,9.01            08/03/11
 
STAAR SURGICAL CO                       DE       2.02,7.01            08/01/11
 
STAGE STORES INC                        NV       8.01,9.01            08/04/11
 
STERLING BANCORP                        NY       8.01                 08/04/11
 
STONEMOR PARTNERS LP                    DE       2.02,9.01            08/05/11
 
STONERIDGE INC                          OH       2.02,9.01            08/04/11
 
SUNGARD CAPITAL CORP                    DE       8.01,9.01            08/04/11
 
SUPERIOR INDUSTRIES INTERNATIONAL INC   CA       2.02                 08/05/11
 
SYNERGY RESOURCES CORP                  CO       9.01                 05/24/11    AMEND
 
TearLab Corp                            DE       1.01,9.01            08/01/11
 
TEL OFFSHORE TRUST                      TX       8.01,9.01            08/05/11
 
TETRA TECHNOLOGIES INC                  DE       2.02,9.01            08/05/11
 
Thermon Holding Corp.                   DE       5.02,9.01            08/01/11
 
TIDEWATER INC                           DE       2.02,9.01            08/04/11
 
TIRE INTERNATIONAL ENVIRONMENTAL SOLU   NV       5.02                 08/05/11
 
TORCH ENERGY ROYALTY TRUST              DE       1.01,9.01            08/01/11    AMEND
 
TPG Specialty Lending, Inc.             DE       3.02                 08/01/11
 
TransDigm Group INC                     DE       7.01,9.01            08/05/11
 
Tree.com, Inc.                          DE       5.07                 06/08/11    AMEND
 
TRI CITY BANKSHARES CORP                WI       2.02,9.01            08/04/11
 
TRICO MARINE SERVICES INC               DE       1.03,3.03,7.01,9.01  08/01/11
 
Trius Therapeutics Inc                  DE       8.01,9.01            08/05/11
 
TUPPERWARE BRANDS CORP                  DE       5.02,9.01            08/05/11
 
U-Store-It Trust                        MD       2.02,7.01,9.01       08/04/11
 
UDR, Inc.                               MD       8.01,9.01            08/05/11
 
UNIFI INC                               NY       8.01,9.01            08/05/11
 
United Development Funding III, LP      DE       7.01,9.01            08/04/11
 
UNITED MORTGAGE TRUST                   MD       7.01,9.01            08/04/11
 
UNITED RENTALS INC /DE                  DE       7.01,9.01            08/04/11
 
UNITED SECURITY BANCSHARES INC          DE       2.02,9.01            08/05/11
 
UNITIL CORP                             NH       7.01,9.01            08/01/11
 
Universal Business Payment Solutions    DE       8.01,9.01            08/05/11
 
UQM TECHNOLOGIES INC                    CO       5.07                 08/03/11
 
US CONCRETE INC                         DE       2.02,9.01            08/05/11
 
US CONCRETE INC                         DE       5.02,9.01            08/04/11
 
USN CORP                                CO       5.02                 07/25/11
 
Vantage Health                          NV       3.03                 08/04/11
 
VARIAN MEDICAL SYSTEMS INC              DE       5.02,9.01            08/05/11
 
VARIAN MEDICAL SYSTEMS INC              DE       5.02,9.01            08/05/11
 
VERIFONE SYSTEMS, INC.                  DE       2.01,9.01            08/04/11
 
Viacom Inc.                             DE       2.02,9.01            08/05/11
 
VIASAT INC                              DE       2.02,9.01            08/05/11
 
Vican Resources, Inc.                   NV       5.07,8.01            08/03/11
 
VICON INDUSTRIES INC /NY/               NY       2.02,9.01            08/05/11
 
VIVUS INC                               CA       8.01,9.01            08/05/11
 
VORNADO REALTY LP                       DE       3.02                 08/04/11
 
VORNADO REALTY TRUST                    MD       5.03,8.01,9.01       08/04/11
 
VWR Funding, Inc.                       DE       2.02,7.01            08/05/11
 
Warner Chilcott plc                              2.02,9.01            08/05/11
 
WASHINGTON POST CO                      DE       2.02,9.01            08/05/11
 
WEB.COM GROUP, INC.                              1.01,9.01            08/03/11    AMEND
 
WEIGHT WATCHERS INTERNATIONAL INC       VA       2.02,9.01            08/05/11
 
WELLS FARGO & CO/MN                     DE       9.01                 08/05/11
 
WESBANCO INC                            WV       1.01,2.03,9.01       08/05/11
 
WHITING USA TRUST I                     DE       2.02,9.01            08/05/11
 
Willbros Group, Inc.\NEW\                        2.02,9.01            08/01/11
 
Win Gaming Media, Inc.                  NV       1.01,3.02,9.01       08/05/11
 
WINDSTREAM CORP                         DE       2.02,9.01            08/05/11
 
WINLAND ELECTRONICS INC                 MN       1.01,5.02,9.01       07/29/11
 
Winthrop Realty Trust                   OH       2.02,7.01,8.01,9.01  08/04/11
 
ZEBRA TECHNOLOGIES CORP                          5.07                 08/02/11    AMEND
 
ZION OIL & GAS INC                      DE       5.02,9.01            08/03/11

http://www.sec.gov/news/digest/2011/dig080811.htm

SEC News Digest