SEC News Digest, June 23, 2011

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Commission Announcements

Commission Meetings

Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration.

Open meetings will be held in the Auditorium, Room L-002 at the Commission's headquarters building, 100 F Street, N.E., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting.

Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.

Open Meeting on Wednesday, June 29, 2011, at 10:00 a.m.

The subject matter of the Open Meeting will be:

The Commission will consider whether to propose rules under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act to establish business conduct standards for security-based swap dealers and major security-based swap participants.

Closed Meeting on Thursday, June 30, 2011, at 2:00 p.m.

The subject matter of the Closed Meeting scheduled for Thursday, June 30, 2011, will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; a litigation matter; an opinion; and other matters relating to enforcement proceedings.

At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400.

Enforcement Proceedings

Commission Revokes Registration of Securities of Coniagas Resources Limited (n/k/a Lithium One Inc.) for Failure to Make Required Periodic Filings

On June 23, 2011, the Commission revoked the registration of each class of registered securities of Coniagas Resources Limited (n/k/a Lithium One Inc.) (Lithium One) for failure to make required periodic filings with the Commission.

Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, Lithium One consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Coniagas Resources Limited (n/k/a Lithium One Inc.) finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-16 thereunder and revoking the registration of each class of Lithium One’s securities pursuant to Section 12(j) of the Exchange Act. This Order settled the proceedings brought against Lithium One in In the Matter of Columbia Lease Income Fund B LP, et al., Administrative Proceeding File No. 3-14402.

Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:

No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . .

For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Columbia Lease Income Fund B LP, et al., Administrative Proceeding File No. 3-14402, Exchange Act Release No. 64537, May 23, 2011. (Rel. 34-64726; File No. 3-14402)

Investment Company Act Releases

Premier VIT

An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that Premier VIT has ceased to be an investment company. (Rel. IC-29695 - June 22)

Orders of Deregistration Under the Investment Company Act

Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company:

Dreyfus Institutional Money Market Fund, Inc.
[File No. 811-3025]
(Order: Rel No. IC-29696)
Morgan Stanley High Yield Securities Inc.
[File No. 811-2932]
(Order: Rel No. IC-29697)
Advantage Advisers Augusta Fund, L.L.C.
[File No. 811-7641]
(Order: Rel No. IC-29698)
Blue Chip Value Fund, Inc.
[File No. 811-5003]
(Order: Rel No. IC-29699)
Lord Abbett Managed Portfolio Solutions Trust
[File No. 811-22117]
(Order: Rel No. IC-29700)
BlackRock Senior Floating Rate Fund, Inc.
[File No. 811-5870]
(Order: Rel No. IC-29701)
BlackRock Senior Floating Rate Fund II, Inc.
[File No. 811-9229]
(Order: Rel No. IC-29702)
Russell ETF Trust
[File No. 811-22401]
(Order: Rel No. IC-29703)

Self-Regulatory Organizations

Proposed Rule Change

The Chicago Board Options Exchange filed a proposed rule change under Rule 19b-4 (SR-CBOE-2011-055) to trade options on the CBOE Silver ETF Volatility Index. Publication is expected in the Federal Register during the week of June 27. (Rel. 34-64722)

Immediate Effectiveness of Proposed Rule Change

A proposed rule change filed by The NASDAQ Stock Market to adopt a Market Order Timer (SR-NASDAQ-2011-085) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 27. (Rel. 34-64724)

Securities Act Registrations

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-3     TOR MINERALS INTERNATIONAL INC, 722 BURLESON, CORPUS CHRISTI, TX, 
        78402, 361-883-5591 - 1,622,044 ($24,947,036.72) Non-Convertible Debt, 
        (File 333-175054 - Jun. 22) (BR. 06B)

S-8     EdgeWave, Inc., 15333 AVENUE OF SCIENCE, SAN DIEGO, CA, 92128, 
        858-676-2277 - 330,000 ($66,000.00) Equity, (File 333-175055 - Jun. 22) 
        (BR. 03C)

S-8     TRANSWITCH CORP /DE, THREE ENTERPRISE DRIVE, SHELTON, CT, 06484, 
        2039298810 - 125,000 ($390,625.00) Equity, (File 333-175060 - Jun. 22) 
        (BR. 10C)

S-4     GCI INC, 2550 DENALI ST, STE 1000, ANCHORAGE, AK, 99503, 9072655600 - 
        0 ($325,000,000.00) Debt, (File 333-175064 - Jun. 22) (BR. 11C)

S-8     FULTON FINANCIAL CORP, ONE PENN SQ, PO BOX 4887, LANCASTER, PA, 17604, 
        7172912411 - 500,000 ($5,330,000.00) Equity, (File 333-175065 - 
        Jun. 22) (BR. 07B)

S-8     AVATAR HOLDINGS INC, 201 ALHAMBRA CIRCLE, CORAL GABLES, FL, 33134, 
        3054427000 - 700,000 ($11,235,000.00) Equity, (File 333-175066 - 
        Jun. 22) (BR. 06B)

S-3ASR  INSULET CORP, 9 OAK PARK DRIVE, BEDFORD, MA, 01730, (781) 457-5000 - 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-175067 - Jun. 22) 
        (BR. 10B)

S-8     General Motors Co, 300 RENAISSANCE CENTER, DETROIT, MI, 48265-3000, 
        313.556.5000 - 75,000,000 ($2,188,500,000.00) Equity, 
        (File 333-175068 - Jun. 22) (BR. 05A)

S-8     TigerLogic CORP, 25A TECHNOLOGY DRIVE, IRVINE, CA, 92618, 
        949-442-4400 - 843,059 ($3,692,598.42) Equity, (File 333-175070 - 
        Jun. 22) (BR. 03B)

S-8     Orexigen Therapeutics, Inc., 3344 N. TORREY PINES CT., SUITE 200, 
        LA JOLLA, CA, 92037, (858) 875-8600 - 0 ($23,400,000.00) Equity, 
        (File 333-175071 - Jun. 22) (BR. 01C)

S-8     POWER-SAVE ENERGY CO, 3940-7 BROAD STREET, #200, SAN LUIS OBISPO, CA, 
        93401, 866-297-7192 - 
        10,000,000 ($100,000.00) Debt Convertible into Equity, 
        (File 333-175072 - Jun. 22) (BR. 02A)

S-3     REXAHN PHARMACEUTICALS, INC., 15245 SHADY GROVE ROAD, SUITE 455, 
        ROCKVILLE, MD, 20850, 2402685300 - 0 ($71,230,334.00) Equity, 
        (File 333-175073 - Jun. 22) (BR. 01A)

N-2     THL Credit, Inc., 100 FEDERAL STREET, 31ST FLOOR, BOSTON, MA, 02110, 
        (800) 450-4424 - 0 ($250,000,000.00) Unallocated (Universal) Shelf, 
        (File 333-175074 - Jun. 22) (BR. 16)

S-4     J CREW GROUP INC, 770 BROADWAY, NEW YORK, NY, 10003, 2122092500 - 
        0 ($400,000,000.00) Other, (File 333-175075 - Jun. 22) (BR. 09B)

N-2     CALAMOS CONVERTIBLE & HIGH INCOME FUND, 2020 CALAMOS COURT, 
        C/O CALAMOS ADVISORS LLC, NAPERVILLE, IL, 60563, 6302451046 - 
        0 ($250,000,000.00) Equity, (File 333-175076 - Jun. 22) (BR. 16)

S-4     LyondellBasell Industries N.V., WEENA 737, ROTTERDAM, P7, 3013AM, 
        713-309-4560 - 0 ($2,257,652,250.00) Non-Convertible Debt, 
        (File 333-175077 - Jun. 22) (BR. 06A)

Recent 8K Filings

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

99 CENTS ONLY STORES                    CA       5.02                 06/17/11

ACHILLION PHARMACEUTICALS INC           DE       8.01,9.01            06/21/11

AETHLON MEDICAL INC                     NV       7.01                 06/22/11

ALERE INC.                              DE       1.01,5.07,9.01       06/16/11

Alto Group Holdings Inc.                NV       3.02,5.02            06/20/11

AMAG PHARMACEUTICALS INC.               DE       8.01,9.01            06/21/11

AMERICAN VANGUARD CORP                  DE       8.01,9.01            06/21/11

ante5, Inc.                             DE       1.02                 06/21/11

APOGEE ENTERPRISES, INC.                MN       2.02,9.01            06/21/11

ARAMARK CORP                            DE       5.02,9.01            06/21/11

ARGAN INC                               DE       5.07                 06/21/11

ARK RESTAURANTS CORP                    NY       8.01,9.01            06/17/11

ARTESIAN RESOURCES CORP                 DE       8.01                 06/21/11

ASBURY AUTOMOTIVE GROUP INC             DE       5.02,9.01            06/21/11

AsherXino Corp                          DE       1.01,5.02,9.01       06/13/11

ASHLAND INC.                            KY       7.01,9.01            06/22/11

ASSURANT INC                                     8.01,9.01            06/22/11

ASTA FUNDING INC                        DE       8.01,9.01            06/21/11

AURORA GOLD CORP                        DE       8.01,9.01            06/22/11

BALCHEM CORP                            MD       5.03,5.07,9.01       06/16/11

BAXTER INTERNATIONAL INC                DE       1.01,2.03,9.01       06/17/11

BED BATH & BEYOND INC                   NY       2.02,9.01            06/22/11

Behringer Harvard Opportunity REIT I,   MD       7.01,9.01            06/22/11

BENIHANA INC                            DE       2.02,9.01            06/22/11

BLUEFLY INC                             DE       1.01,2.03            06/17/11

BODY CENTRAL CORP                                7.01,9.01            06/21/11

BOISE INC.                              DE       8.01                 06/20/11

Boston Therapeutics, Inc.               DE       1.01,3.02,9.01       06/21/11

BROADRIDGE FINANCIAL SOLUTIONS, INC.    DE       7.01,9.01            06/22/11

CAPITAL ONE FINANCIAL CORP              DE       1.01,9.01            06/16/11

CapLease, Inc.                                   5.07                 06/21/11

CardioGenics Holdings Inc.              NV       1.01,9.01            06/21/11

CAREY W P & CO LLC                      DE       5.02,5.07            06/16/11

CARMAX INC                              VA       2.02,9.01            06/22/11

CARTERS INC                             DE       1.01,7.01,9.01       06/20/11

CASCADE TECHNOLOGIES CORP               WY       5.02,9.01            06/16/11

CB RICHARD ELLIS REALTY TRUST           MD       5.07                 06/17/11

CHARMING SHOPPES INC                    PA       7.01,9.01            06/22/11

CHENIERE ENERGY INC                     DE       5.02,5.07,9.01       06/16/11

China 3C Group                          NV       5.02                 06/17/11

China Bio-Energy Corp.                  DE       5.02,9.01            06/17/11

China Internet Cafe Holdings Group, I            8.01,9.01            06/21/11

China Nutrifruit Group LTD              NV       2.02,7.01,9.01       06/22/11

CISCO SYSTEMS INC                       CA       8.01                 06/16/11

CIT GROUP INC                           DE       1.01,9.01            06/21/11

CKX, Inc.                               DE       3.01,3.02,3.03,5.01, 06/21/11
                                                 5.02,5.03,9.01

CMS ENERGY CORP                         MI       7.01,9.01            06/22/11

COCA-COLA ENTERPRISES, INC.             DE       8.01                 06/22/11

Comamtech Inc.                          A6       1.01,2.01,3.02,5.01, 06/15/11
                                                 5.02,5.06,9.01

COMVERSE TECHNOLOGY INC/NY/             NY       2.02,8.01,9.01       06/22/11

Constant Contact, Inc.                  DE       1.01,8.01,9.01       05/06/11

CORPORATE BOND BACKED CERT TR SER 199            8.01,9.01            06/15/11

CORPORATE EXECUTIVE BOARD CO            DE       5.07                 06/09/11    AMEND

COVENTRY HEALTH CARE INC                DE       1.01,1.02,2.03,8.01, 06/22/11
                                                 9.01
          
CREDIT ACCEPTANCE CORP                  MI       1.01,2.03,8.01,9.01  06/17/11

CROGHAN BANCSHARES INC                  OH       8.01                 06/16/11

CROSS BORDER RESOURCES, INC.            NV       8.01,9.01            06/22/11

DCB FINANCIAL CORP                      OH       5.02,9.01            06/22/11

DEARBORN BANCORP INC /MI/               MI       5.07                 06/21/11

DENTSPLY INTERNATIONAL INC /DE/         DE       8.01,9.01            06/22/11

DENTSPLY INTERNATIONAL INC /DE/         DE       1.01,9.01            06/21/11

DEWMAR INTERNATIONAL BMC, INC.          NV       1.01                 06/21/11

DEWMAR INTERNATIONAL BMC, INC.          NV       4.02                 06/21/11

DIGITAL POWER CORP                      CA       2.01,9.01            06/16/11

Digital Systems, Inc.                   CO       7.01,9.01            06/20/11

DOLLAR TREE INC                         VA       5.02,5.07            06/16/11

DRI CORP                                NC       5.07                 06/17/11

DUOYUAN PRINTING, INC.                  WY       8.01                 06/17/11

EMERGING MEDIA HOLDINGS INC             NV       1.02,2.01,3.02,5.01, 02/10/11    AMEND
                                                 5.02,8.01,9.01

ENER1 INC                               FL       2.06                 06/22/11

Enterologics, Inc.                      NV       1.01,8.01,9.01       06/20/11

EQUITY RESIDENTIAL                      MD       5.02,5.07,9.01       06/16/11

Evercore Partners Inc.                  DE       1.01,8.01,9.01       06/16/11

EXPRESS-1 EXPEDITED SOLUTIONS INC       DE       4.01,9.01            06/20/11

Fairmount Bancorp, Inc.                 MD       9.01                 05/11/11    AMEND

FEDERAL NATIONAL MORTGAGE ASSOCIATION            5.02                 06/16/11

FEDEX CORP                              DE       2.02,9.01            06/22/11

FINANCIAL INSTITUTIONS INC              NY       5.02                 06/16/11

First Business Financial Services, In            8.01,9.01            06/22/11

FIRST FINANCIAL HOLDINGS INC /DE/       DE       8.01,9.01            06/22/11

FIRST PACTRUST BANCORP INC              MD       8.01,9.01            06/22/11

FIRST POTOMAC REALTY TRUST              MD       1.01,2.03,8.01,9.01  06/16/11

FIRSTENERGY CORP                        OH       1.01,1.02,2.03       06/17/11

FLOW INTERNATIONAL CORP                 WA       2.02,9.01            06/22/11

FRANKLIN CREDIT HOLDING CORP/DE/        DE       5.07                 06/21/11

FREDS INC                               TN       5.07                 06/15/11

General Moly, Inc                       DE       5.05                 06/16/11

GEOVIC MINING CORP.                     DE       5.07,7.01,9.01       06/17/11    AMEND

GOLD HOLDINGS Corp                      NV       5.01,5.02,8.01       06/09/11

GOLD RESOURCE CORP                      CO       5.07,7.01,9.01       06/21/11

GOLDEN EAGLE INTERNATIONAL INC          CO       4.02                 04/08/11    AMEND

GOLDMAN SACHS GROUP INC                 DE       9.01                 06/22/11

Graham Packaging Co Inc.                DE       3.02                 06/17/11

Graham Packaging Co Inc.                DE       1.01,1.02,5.07,9.01  06/17/11

GRAHAM PACKAGING HOLDINGS CO            DE       3.02                 06/17/11

Graymark Healthcare, Inc.               OK       8.01                 06/20/11

GSI GROUP INC                           A3       5.02,9.01            06/21/11

GULFPORT ENERGY CORP                    DE       5.07                 06/16/11

HAMPTON ROADS BANKSHARES INC            VA       8.01,9.01            06/22/11

HeartWare International, Inc.           DE       8.01,9.01            06/22/11

HORNE INTERNATIONAL, INC.               DE       8.01                 06/22/11

HUTCHINSON TECHNOLOGY INC               MN       8.01,9.01            06/22/11

IAC/INTERACTIVECORP                     DE       5.07                 06/16/11

ICG GROUP, INC.                         DE       5.03,5.05,5.07,8.01, 06/17/11 
                                                 9.01
          
ICO Global Communications (Holdings)    DE       3.02,5.02            06/17/11

IHS Inc.                                DE       2.02,9.01            06/22/11

Industrial Income Trust Inc.            MD       2.01,2.03,9.01       06/17/11

INTEGRATED ENVIRONMENTAL TECHNOLOGIES   NV       5.02,9.01            06/16/11

IntelGenx Technologies Corp.            DE       1.01,3.02,9.01       06/22/11

INTERLEUKIN GENETICS INC                DE       5.02,5.07,9.01       06/16/11    AMEND

INUVO, INC.                             NV       1.01,8.01,9.01       06/20/11

INUVO, INC.                             NV       2.02,7.01,9.01       06/22/11

Investors Bancorp Inc                   DE       5.07                 06/21/11

JOY GLOBAL INC                          DE       1.01,2.01,2.03,8.01, 06/16/11
                                                 9.01
          
KEWAUNEE SCIENTIFIC CORP /DE/           DE       2.02,9.01            06/21/11

KID BRANDS, INC                         NJ       1.01,9.01            06/16/11

LA JOLLA PHARMACEUTICAL CO              DE       8.01                 06/17/11

LACLEDE GROUP INC                       MO       5.02,7.01,9.01       06/21/11

Lawson Software, Inc.                   DE       8.01                 06/22/11

LEAP WIRELESS INTERNATIONAL INC         DE       1.01,3.03,5.03,9.01  06/21/11

LEAR CORP                               DE       5.07                 05/12/11    AMEND

LEXARIA CORP.                           NV       5.07,7.01,9.01       06/22/11

LEXINGTON REALTY TRUST                  MD       5.02,9.01            05/17/11    AMEND

Liberty Global, Inc.                             5.07                 06/21/11

Lifeloc Technologies Inc                CO       5.02                 06/22/11

LIFEWAY FOODS INC                       IL       5.07                 06/17/11

LIGAND PHARMACEUTICALS INC              DE       7.01,9.01            06/22/11

LIGHTING SCIENCE GROUP CORP             DE       4.02                 06/16/11

LIHUA INTERNATIONAL INC.                DE       1.01,2.03,9.01       05/19/11

LITHIA MOTORS INC                       OR       7.01,9.01            06/21/11

LIVEPERSON INC                          DE       5.07                 06/16/11

LoopNet, Inc.                           DE       8.01                 06/21/11

LyondellBasell Industries N.V.          P7       8.01,9.01            06/21/11

M WISE INC                              DE       3.01,9.01            06/22/11

MACC PRIVATE EQUITIES INC               DE       8.01,9.01            06/22/11

MAGNETEK, INC.                          DE       8.01,9.01            06/21/11

MARATHON OIL CORP                       DE       8.01                 06/21/11

Marathon Petroleum Corp                 DE       8.01                 06/21/11

Marathon Petroleum Corp                 DE       5.03,9.01            06/16/11

MARCHEX INC                             DE       9.01                 04/07/11    AMEND

Mattersight Corp                        DE       5.02                 06/22/11    AMEND

MILESTONE SCIENTIFIC INC.               DE       5.07                 06/16/11

MILLER HERMAN INC                       MI       2.02,9.01            06/22/11

MILLER HERMAN INC                       MI       8.01,9.01            06/22/11

MOBILE MINI INC                         DE       8.01                 06/17/11

MSB FINANCIAL CORP.                     X1       8.01                 06/20/11

NATIONAL BANCSHARES CORP /OH/           OH       2.02,9.01            06/21/11

NATIONAL BANK OF INDIANAPOLIS CORP      IN       5.07                 06/16/11

NATIONAL SEMICONDUCTOR CORP             DE       5.07,8.01,9.01       06/21/11

NATURES SUNSHINE PRODUCTS INC           UT       5.02,9.01            06/21/11

NEOPHOTONICS CORP                       DE       5.02,5.07            06/22/11

NETWORK ENGINES INC                     DE       5.02                 06/16/11

NIVS IntelliMedia Technology Group, I   DE       3.01,7.01,9.01       06/15/11

NOVATEL WIRELESS INC                    DE       5.02                 06/16/11

NUCLEAR SOLUTIONS INC                   NV       8.01                 06/22/11

Oasis Petroleum Inc.                    DE       1.01,2.03,8.01,9.01  06/15/11

ODYSSEY MARINE EXPLORATION INC          NV       8.01,9.01            06/21/11

OGE ENERGY CORP.                        OK       8.01,9.01            06/22/11

OKLAHOMA GAS & ELECTRIC CO              OK       8.01,9.01            06/22/11

OneBeacon Insurance Group, Ltd.         D0       7.01,9.01            06/22/11

Onteco Corp                             NV       1.01,3.02,9.01       02/14/11    AMEND

ORAMED PHARMACEUTICALS INC.             NV       1.01,9.01            06/22/11

Oritani Financial Corp                  DE       8.01,9.01            06/22/11

OXYGEN BIOTHERAPEUTICS, INC.            DE       1.01,2.03,3.02,8.01, 06/16/11
                                                 9.01
          
PAYCHEX INC                             DE       2.02,9.01            06/22/11

PCS EDVENTURES COM INC                  ID       2.03,9.01            06/20/11

PEOPLES LIBERATION INC                  DE       5.07                 06/17/11

PERMIAN BASIN ROYALTY TRUST             TX       2.02,9.01            06/20/11

PIER 1 IMPORTS INC/DE                   DE       7.01,9.01            06/22/11

PINNACLE AIRLINES CORP                  DE       5.02,9.01            06/21/11

PRESIDENTIAL REALTY CORP/DE/            DE       3.01,9.01            06/17/11

Primo Water Corp                        DE       1.01,8.01,9.01       06/16/11

PROTECT PHARMACEUTICAL Corp             NV       1.01,5.03,9.01       06/17/11

QCR HOLDINGS INC                        DE       8.01,9.01            06/22/11

QKL Stores Inc.                         DE       5.02,8.01,9.01       06/17/11

QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR   DE       8.01,9.01            06/16/11

RAYMOND JAMES FINANCIAL INC             FL       7.01,9.01            06/22/11

RCM TECHNOLOGIES INC                    NV       5.07                 06/16/11

ReachLocal Inc                          DE       5.02,5.07            06/15/11    AMEND

RED HAT INC                             DE       2.02,9.01            06/22/11

Regency Energy Partners LP              DE       7.01,9.01            06/22/11

REGIONS FINANCIAL CORP                  DE       1.01,8.01,9.01       06/22/11

RELM WIRELESS CORP                      NV       1.01,2.03,9.01       06/22/11

REPUBLIC AIRWAYS HOLDINGS INC           DE       1.01,9.01            06/17/11

Republik Media & Entertainment, Ltd.    DE       5.03,9.01            06/22/11

RESPECT YOUR UNIVERSE, INC.             NV       3.02,5.02,9.01       06/17/11

ROBBINS & MYERS, INC.                   OH       2.02,9.01            06/22/11

ROTECH HEALTHCARE INC                   DE       5.02,9.01            06/22/11

ROYAL GOLD INC                          DE       1.01,7.01,9.01       06/16/11

SAFEGUARD SCIENTIFICS INC               PA       8.01,9.01            06/22/11

SAIC, Inc.                                       5.03,5.07,9.01       06/17/11

SALEM COMMUNICATIONS CORP /DE/          DE       5.02,9.01            06/16/11

SALON MEDIA GROUP INC                   DE       5.02                 06/21/11

SANGAMO BIOSCIENCES INC                 DE       5.02                 06/21/11

SANTARUS INC                            DE       7.01,9.01            06/22/11

SBT Bancorp, Inc.                       CT       8.01,9.01            06/22/11

SEALED AIR CORP/DE                      DE       1.01,9.01            06/17/11

SEFE, INC.                              NV       5.02,9.01            06/20/11

SemiLEDs Corp                                    1.01,2.03            06/16/11

ShengdaTech, Inc.                                3.01,8.01,9.01       06/08/11    AMEND

SHORE BANCSHARES INC                    MD       5.02                 06/16/11

Silicon Graphics International Corp     DE       5.02                 06/22/11

Skinny Nutritional Corp.                NV       1.01,3.02,5.02       06/16/11

Sky Harvest Windpower Corp.             NV       1.01,3.02,9.01       06/21/11

SONIC CORP                              DE       2.02,9.01            06/22/11

Sonora Resources Corp.                  NV       4.01,9.01            06/21/11

SPECTRASCIENCE INC                      MN       7.01,9.01            06/21/11

SPS COMMERCE INC                                 9.01                 05/17/11    AMEND

ST JOE CO                               FL       5.02                 06/20/11

STANDARD PARKING CORP                   DE       8.01,9.01            06/22/11

STEELCASE INC                           MI       2.02,7.01,9.01       06/22/11

STERLING CHEMICALS INC                  DE       1.01,5.07,8.01,9.01  06/22/11

STIFEL FINANCIAL CORP                   DE       8.01,9.01            06/21/11

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            06/15/11

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            06/15/11

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            06/15/11

STRUCTURED OBLIGATIONS CORP SELECT NO   DE       8.01,9.01            06/15/11

STRUCTURED OBLIGATIONS CORP SELECT NO   DE       8.01,9.01            06/15/11

SUN RIVER ENERGY, INC                   CO       7.01,9.01            06/22/11

SYNTHESIS ENERGY SYSTEMS INC            DE       7.01,9.01            06/22/11

TAIWAN FUND INC                         DE       7.01,9.01            05/31/11

TAKEDOWN ENTERTAINMENT INC.             NV       5.01                 06/21/11

TALEO CORP                              DE       1.01,8.01,9.01       06/21/11

TECHPRECISION CORP                               2.02,9.01            06/22/11

TNP Strategic Retail Trust, Inc.        MD       1.01,9.01            06/18/11

Tower International, Inc.               DE       5.07                 06/17/11

TRC COMPANIES INC /DE/                  DE       8.01                 06/20/11

Tri-Tech Holding, Inc.                  E9       8.01,9.01            06/21/11

TRIPLE-S MANAGEMENT CORP                         5.02,9.01            06/20/11

TRUESPORT ALLIANCES & ENTERTAINMENT L   NV       5.01,5.02,5.03,9.01  06/15/11

UGI CORP /PA/                           PA       5.02,9.01            06/22/11

UNION PACIFIC CORP                      UT       8.01,9.01            06/21/11

United American Petroleum Corp.         NV       1.01,2.03,3.02,9.01  06/20/11

UNITED CAPITAL CORP /DE/                DE       3.01,9.01            06/16/11

URANIUM 308 CORP.                       NV       3.02,9.01            06/17/11

US AIRWAYS GROUP INC                    DE       8.01,9.01            06/21/11

VANGUARD HEALTH SYSTEMS INC             DE       8.01,9.01            06/22/11

VENTRUS BIOSCIENCES INC                 DE       8.01,9.01            06/22/11

VERAMARK TECHNOLOGIES INC               DE       1.01,2.03            06/16/11

Vitacost.com, Inc.                      DE       5.03,9.01            06/20/11

Volcom Inc                                       5.01,5.02,5.03,9.01  06/16/11

Vu1 CORP                                CA       1.01,2.03,3.02,8.01, 06/16/11
                                                 9.01
          
WALTER INVESTMENT MANAGEMENT CORP       MD       7.01,9.01            06/22/11

WARREN RESOURCES INC                    MD       7.01,9.01            06/22/11

WELLCARE HEALTH PLANS, INC.             DE       1.01,9.01            06/16/11

WESTERN LIBERTY BANCORP                 DE       7.01,9.01            06/22/11

WESTERN RESERVE BANCORP INC                      5.02                 06/22/11

WHIRLPOOL CORP /DE/                     DE       8.01,9.01            06/22/11

WHITE MOUNTAIN TITANIUM CORP            NV       1.01,5.02,8.01       06/02/11

WHITE MOUNTAINS INSURANCE GROUP LTD     D0       7.01,9.01            06/22/11

WSI INDUSTRIES, INC.                    MN       2.02,9.01            06/21/11

Yayi International Inc                  DE       1.01,9.01            06/22/11

Zagg INC                                         1.01,2.01,2.03,3.02, 06/21/11
                                                 7.01,9.01
     
ZIOPHARM ONCOLOGY INC                   DE       5.07                 06/22/11

http://www.sec.gov/news/digest/2011/dig062311.htm

SEC News Digest