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1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
ACHILLION PHARMACEUTICALS INC DE 8.01,9.01 06/20/11
ACURA PHARMACEUTICALS, INC NY 8.01,9.01 06/17/11
AFS SenSub Corp. 1.01,9.01 06/15/11
AKORN INC LA 1.02 06/17/11
ALEXION PHARMACEUTICALS INC DE 8.01,9.01 06/20/11
ALLEGHANY CORP /DE DE 8.01 06/14/11
ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 06/20/11
AMC Networks Inc. DE 8.01,9.01 06/20/11
AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 1.01,2.04,8.01,9.01 06/17/11
American Mining Corp NV 1.01,2.03,3.02,9.01 06/17/11
ANNALY CAPITAL MANAGEMENT INC MD 5.07,8.01 05/26/11 AMEND
ANTS SOFTWARE INC DE 5.02 06/14/11
ARCA biopharma, Inc. DE 1.01,9.01 06/14/11
Ascent Media Corp DE 7.01,9.01 06/16/11
ASIARIM CORP NV 8.01 06/20/11
ATHERSYS, INC / NEW DE 5.02,5.07,9.01 06/16/11
ATLANTIC POWER CORP A1 8.01,9.01 06/20/11
AUXILIUM PHARMACEUTICALS INC 5.07 06/16/11
AVT, Inc. NV 1.01 06/17/11
BAKKEN RESOURCES INC 1.01 06/14/11
BANK JOS A CLOTHIERS INC /DE/ DE 5.07 06/17/11
BANKATLANTIC BANCORP INC FL 8.01,9.01 06/20/11
BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 06/20/11
BEHRINGER HARVARD SHORT TERM OPPORTUN TX 1.01 06/14/11
BERKSHIRE HILLS BANCORP INC 5.07,8.01,9.01 06/20/11
BERRY PLASTICS CORP DE 7.01,8.01,9.01 06/20/11
BIG 5 SPORTING GOODS CORP DE 5.02,5.07,9.01 06/14/11
BIOCUREX INC A1 4.02 03/21/11
BIOSPECIFICS TECHNOLOGIES CORP DE 8.01,9.01 06/20/11
Blackwater Midstream Corp. 2.02,5.01,8.01,9.01 06/14/11
Blackwater Midstream Corp. 8.01,9.01 06/14/11 AMEND
BlueLinx Holdings Inc. DE 8.01,9.01 06/16/11
Boardwalk Pipeline Partners, LP DE 1.01,2.03,9.01 06/16/11
BOISE INC. DE 5.02,9.01 06/20/11
Bonanza Goldfield Corp. NV 3.02,3.03,5.03,9.01 06/14/11
Book Merge Technology, Inc. NV 1.01,2.01,3.02,5.01, 06/20/11 AMEND
5.02,5.06
Booz Allen Hamilton Holding Corp DE 5.02 03/31/11
BORDERS GROUP INC MI 7.01,9.01 06/20/11
BPZ RESOURCES, INC. TX 7.01,9.01 06/16/11
BreitBurn Energy Partners L.P. DE 1.01,9.01 06/15/11
BRINKS CO VA 1.01,1.02,2.03,9.01 06/17/11
Brookdale Senior Living Inc. DE 1.01,2.03,8.01,9.01 06/15/11
BUCKEYE TECHNOLOGIES INC DE 2.05,7.01,9.01 06/17/11
CANNABIS MEDICAL SOLUTIONS, INC. DE 5.03,9.01 06/20/11
CASELLA WASTE SYSTEMS INC DE 5.02 06/14/11
CATERPILLAR INC DE 7.01 06/20/11
Cavitation Technologies, Inc. NV 5.02 06/14/11
CAVIUM NETWORKS, INC. DE 5.03,9.01 06/17/11
CDI CORP PA 1.01,9.01 06/14/11
CEC ENTERTAINMENT INC KS 5.02,7.01,9.01 06/16/11
CEDAR SHOPPING CENTERS INC MD 5.02,5.03,5.07,9.01 06/15/11
CELGENE CORP /DE/ DE 5.02,5.07,9.01 06/15/11
CENTRUE FINANCIAL CORP DE 3.01,9.01 06/14/11
Chelsea Therapeutics International, L DE 8.01,9.01 06/20/11
CHEMBIO DIAGNOSTICS, INC. NV 5.02 06/20/11
China Natural Gas, Inc. DE 5.07 06/20/11
CHINA VALVES TECHNOLOGY, INC NV 5.02 06/20/11 AMEND
ChinaNet Online Holdings, Inc. NV 5.07 06/15/11
CHUBB CORP NJ 7.01,9.01 06/20/11
CINCINNATI BELL INC OH 8.01 06/15/11
CIT GROUP INC DE 1.01,2.03,9.01 06/13/11
Compressco Partners, L.P. DE 1.01,7.01,9.01 06/14/11
Comstock Homebuilding Companies, Inc. DE 7.01,9.01 06/17/11
CONSOL Energy Inc DE 7.01 06/17/11
Cornerstone Core Properties REIT, Inc MD 2.01 06/14/11
Cornerstone Financial Corp NJ 5.07 06/15/11
CORNING INC /NY NY 8.01 06/16/11
COUNTERPATH CORP NV 1.01,3.02,8.01,9.01 06/14/11
CRACKER BARREL OLD COUNTRY STORE, INC TN 5.02,9.01 06/17/11
CRAY INC WA 5.07 06/16/11
CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 06/20/11
Cyalume Technologies Holdings, Inc. DE 5.07 06/16/11
CYTODYN INC CO 5.03,9.01 06/07/11
Cytosorbents Corp 5.02,9.01 06/15/11
Dakota Gold Corp FL 3.03 06/16/11
DELTA PETROLEUM CORP/CO CO 1.01,8.01,9.01 06/15/11
DG FastChannel, Inc DE 8.01,9.01 06/16/11
Digerati Technologies, Inc. NV 2.02,9.01 06/14/11
Discover Financial Services DE 5.07 06/15/11 AMEND
Diversified Opportunities, Inc. DE 3.02 06/20/11
DORAL FINANCIAL CORP PR 5.02 06/13/11
DUCOMMUN INC /DE/ DE 7.01,8.01,9.01 06/20/11
Duke Energy CORP DE 7.01,9.01 06/20/11
DYNAMIC VENTURES CORP. 4.01,9.01 06/07/11 AMEND
DYNASIL CORP OF AMERICA NJ 5.02 06/14/11
Eagle Bulk Shipping Inc. 5.07 06/17/11
EBAY INC DE 2.01,8.01,9.01 06/17/11
EFL OVERSEAS, INC. NV 5.02 06/16/11
ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,1.02,2.01,2.03, 06/17/11
9.01
Energy Transfer Equity, L.P. DE 1.01,9.01 06/15/11
ENGLOBAL CORP NV 8.01,9.01 06/16/11
ENNIS, INC. TX 2.02,9.01 06/20/11
ENZON PHARMACEUTICALS INC DE 8.01 06/09/11
EPICEPT CORP 5.02,5.07 06/14/11
Eternal Image Inc 1.02,9.01 06/14/11
EVEREST RE GROUP LTD D0 5.02,9.01 06/15/11
Eworld Interactive, Inc. FL 1.02,5.02,9.01 06/20/11
ExlService Holdings, Inc. DE 5.07 06/17/11
Federal Home Loan Bank of Dallas 2.03,9.01 06/14/11
FIRSTENERGY CORP OH 7.01 06/14/11
FLOTEK INDUSTRIES INC/CN/ DE 5.02 05/19/11 AMEND
FRANKLIN ELECTRIC CO INC IN 2.05,9.01 06/20/11
FRISCHS RESTAURANTS INC OH 1.01 06/15/11
FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03,9.01 06/20/11
GENERAL STEEL HOLDINGS INC NV 1.01,3.02,9.01 06/16/11
GLOBAL CROSSING LTD 2.03,5.07 06/14/11
GLOBAL EARTH ENERGY, INC. NH 2.01,8.01,9.01 06/20/11
GLOBALSCAPE INC DE 8.01 06/20/11
Globalstar, Inc. DE 1.01,2.03,3.02 06/14/11
GOLD RESOURCE CORP CO 5.02 06/15/11
GRAHAM PACKAGING HOLDINGS CO DE 8.01,9.01 06/17/11
GREAT ATLANTIC & PACIFIC TEA CO INC MD 7.01,9.01 06/16/11
Grubb & Ellis Healthcare REIT II, Inc MD 1.01,9.01 06/14/11
GTX INC /DE/ DE 8.01,9.01 06/20/11
GUESS INC DE 5.02,9.01 06/18/11
HANMI FINANCIAL CORP DE 7.01,8.01,9.01 06/20/11
Harbin Electric, Inc 1.01,8.01,9.01 06/19/11
HERCULES OFFSHORE, INC. DE 7.01,9.01 06/20/11
Hidden Ladder, Inc. FL 5.03,9.01 06/20/11
Hilltop Holdings Inc. MD 5.07 06/16/11
Horizon Lines, Inc. 1.01,9.01 06/17/11
Horizon Technology Finance Corp DE 8.01,9.01 06/16/11
HUGOTON ROYALTY TRUST TX 2.02,9.01 06/20/11
Hyatt Hotels Corp DE 5.07 06/15/11
ICAGEN INC DE 8.01,9.01 06/20/11
ICONIX BRAND GROUP, INC. DE 5.02,7.01,9.01 06/17/11
Imperial Resources, Inc. 1.01 06/20/11
INHIBITEX, INC. DE 5.07 06/16/11
INLAND REAL ESTATE CORP MD 5.07 06/20/11
INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 06/20/11
INNERWORKINGS INC 5.02,5.07,9.01 06/16/11
INSIGNIA SYSTEMS INC/MN MN 8.01 05/27/11 AMEND
INSTITUTIONAL FINANCIAL MARKETS, INC. MD 8.01,9.01 06/20/11
INTERNATIONAL MONETARY SYSTEMS LTD /W WI 5.02 06/14/11
Invesco Mortgage Capital Inc. MD 8.01 06/20/11
IRIDEX CORP DE 5.07 06/15/11
Iridium Communications Inc. DE 1.01,7.01,9.01 06/14/11
ISIS PHARMACEUTICALS INC DE 1.01,2.03 10/15/08 AMEND
ITRACKR SYSTEMS INC FL 5.02,7.01 06/20/11
J C PENNEY CO INC DE 5.02,9.01 06/20/11
L-1 IDENTITY SOLUTIONS, INC. DE 8.01 06/20/11
LABARGE INC DE 7.01,9.01 06/20/11
Laredo Oil, Inc. DE 1.01,3.02,8.01,9.01 06/14/11
LEAR CORP DE 1.01,2.03,9.01 06/17/11
LEHMAN BROTHERS HOLDINGS INC DE 7.01,9.01 06/20/11
LIFETIME BRANDS, INC DE 5.07 06/16/11
LIGAND PHARMACEUTICALS INC DE 1.01,7.01,9.01 06/17/11
Live Nation Entertainment, Inc. DE 3.02,5.02,5.03,5.07, 06/15/11
9.01
LJM Energy Corp. NV 1.01,2.01,3.02,5.06, 06/14/11
7.01,9.01
Lone Star Gold, Inc. NV 5.03,8.01 06/14/11
LOUISIANA-PACIFIC CORP DE 8.01 06/17/11
LUBRIZOL Corp OH 5.02 06/17/11
Macy's, Inc. DE 1.01,9.01 06/20/11
Mattersight Corp DE 5.02 06/16/11
MEDIFAST INC DE 8.01 06/16/11
MEGOLA INC 1.01,8.01,9.01 06/20/11
MEGOLA INC 1.01,8.01,9.01 06/20/11
MERGE HEALTHCARE INC DE 1.01,2.03,3.03,9.01 06/19/11
MERIT MEDICAL SYSTEMS INC UT 1.01,7.01,8.01,9.01 06/16/11
MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 06/15/11
MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 06/15/11
MERRILL LYNCH DEPOSITOR PREFERREDPLUS DE 8.01,9.01 06/15/11
METROPOLITAN HEALTH NETWORKS INC FL 5.07 06/14/11
MGM Resorts International DE 1.01,2.03,3.02,9.01 06/17/11
MITCHAM INDUSTRIES INC TX 1.01,7.01,9.01 06/16/11
MOMENTA PHARMACEUTICALS INC DE 5.07 06/14/11
MONEYLOGIX GROUP INC. NV 5.03,9.01 06/02/11
Monster Offers NV 1.01,9.01 06/14/11
MONTPELIER RE HOLDINGS LTD 1.01,9.01 06/17/11
MOVADO GROUP INC NY 1.01,5.02,5.07 06/16/11
MOVE INC DE 5.02,5.07,9.01 06/15/11
MULTIBAND CORP MN 5.03,9.01 06/17/11
NACCO INDUSTRIES INC DE 7.01 06/20/11
NATIONAL WESTERN LIFE INSURANCE CO CO 5.07 06/17/11
NATIONWIDE HEALTH PROPERTIES INC MD 8.01,9.01 06/20/11
NATURAL GAS SERVICES GROUP INC 5.02,5.07 06/14/11
NetSpend Holdings, Inc. DE 5.02 06/17/11
Neuralstem, Inc. DE 7.01,9.01 06/20/11
NEW JERSEY RESOURCES CORP NJ 7.01,9.01 06/20/11
NewCardio, Inc. DE 8.01 06/17/11
NEWCASTLE INVESTMENT CORP MD 8.01,9.01 06/20/11
NEWS CORP 8.01 06/20/11
NOBILITY HOMES INC FL 2.02,9.01 06/16/11
NORD RESOURCES CORP DE 5.07,8.01 06/16/11
NORTEL NETWORKS CORP 8.01 06/20/11
NORTHRIDGE VENTURES INC. 5.02 06/15/11
NORTHWEST INDIANA BANCORP IN 8.01,9.01 06/20/11
NORTHWEST INDIANA BANCORP IN 8.01,9.01 06/20/11 AMEND
NX Global, Inc NV 4.01,9.01 06/20/11 AMEND
PALADIN REALTY INCOME PROPERTIES INC MD 5.02,5.07 06/14/11
PDC 2005-A Limited Partnership WV 3.03,5.03,5.07,9.01 06/15/11
PDC 2005-B Limited Partnership WV 3.03,5.03,5.07,9.01 06/15/11
PDF SOLUTIONS INC DE 5.02 06/17/11
Pet Airways Inc. IL 2.01,2.03,3.02,4.01, 08/13/10 AMEND
5.01,5.02,5.03,9.01
PHOTRONICS INC CT 8.01,9.01 06/15/11
PIONEER POWER SOLUTIONS, INC. DE 5.03,9.01 06/14/11
PLANTRONICS INC /CA/ DE 5.02,5.03,9.01 06/20/11
PLURISTEM THERAPEUTICS INC NV 1.01 06/20/11
PNC FINANCIAL SERVICES GROUP INC PA 1.01,7.01,9.01 06/19/11
POLYMEDIX, INC DE 5.07 06/20/11
POWIN CORP 5.02,5.07 06/15/11
PPLUS Trust Series JPM-1 DE 8.01,9.01 06/15/11
PROELITE, INC. NJ 1.01,3.02,5.01,8.01, 06/14/11
9.01
PROVIDENT FINANCIAL HOLDINGS INC DE 8.01 06/20/11
pSivida Corp. DE 1.01 06/14/11
RadNet, Inc. DE 5.07 06/16/11
RFS HOLDING LLC 1.01,9.01 06/16/11
Rockies Region Private LP 3.03,5.03,5.07,9.01 06/15/11
ROYAL GOLD INC DE 5.02,9.01 06/15/11
RURAL/METRO CORP /DE/ DE 7.01,8.01,9.01 06/20/11
SENESCO TECHNOLOGIES INC DE 8.01,9.01 06/20/11
SHAMIKA 2 GOLD, INC. NV 1.01,3.02,9.01 06/14/11
Siga Resources Inc. 1.01,9.01 06/14/11
SILICON SOUTH INC 1.01,2.01,5.01,5.02, 11/09/10 AMEND
5.06,9.01
Sino Agro Food, Inc. NV 7.01,9.01 06/16/11
Soy Energy, LLC IA 5.07 06/16/11
Spansion Inc. DE 1.01 06/15/11
SPARE BACKUP, INC. DE 1.01 06/20/11
SPARTAN STORES INC MI 7.01 06/20/11
State Auto Financial CORP OH 8.01,9.01 06/14/11
STRATEGIC HOTELS & RESORTS, INC 3.02,8.01 06/17/11
Stratus Media Group, Inc NV 1.01,2.01,8.01,9.01 06/14/11
Summer Infant, Inc. DE 5.02,5.07,8.01 06/16/11
SUNRISE SENIOR LIVING INC DE 1.01,1.02,2.03,9.01 06/16/11
SUNTRUST BANKS INC GA 5.07 04/26/11 AMEND
Support.com, Inc. DE 1.01,7.01 06/15/11
Suspect Detection Systems, Inc. DE 1.01,5.02 06/20/11
SYMBION INC/TN DE 1.01,1.02,2.03,9.01 06/14/11
SYNERGETICS USA INC 7.01,9.01 06/20/11
Tanke Biosciences Corp NV 4.01,9.01 05/17/11 AMEND
TEMPLE INLAND INC DE 7.01,9.01 06/20/11
TIDELANDS ROYALTY TRUST B TX 7.01,9.01 06/20/11
TJX COMPANIES INC /DE/ DE 5.07 06/14/11
TOFUTTI BRANDS INC DE 5.07 06/16/11
TOREADOR RESOURCES CORP DE 1.01,3.03,5.03,8.01, 06/20/11
9.01
TRI VALLEY CORP DE 7.01,9.01 06/20/11
TRIMBLE NAVIGATION LTD /CA/ CA 8.01 06/20/11
TSIC, Inc. DE 7.01,9.01 06/09/11
TURBINE TRUCK ENGINES INC NV 1.01,1.02,9.01 06/20/11
UMPQUA HOLDINGS CORP OR 5.02,9.01 06/20/11
UNIFIED GROCERS, INC. CA 5.02,7.01,9.01 06/15/11
VALENCE TECHNOLOGY INC DE 1.01,9.01 06/17/11
VENTAS INC DE 8.01,9.01 06/20/11
Vertro, Inc. DE 5.07 06/15/11 AMEND
VILLAGE SUPER MARKET INC NJ 7.01,9.01 06/20/11
VIRTUS INVESTMENT PARTNERS, INC. DE 1.01,3.03,9.01 06/19/11
VIVUS INC CA 5.07 06/17/11
WASHINGTON POST CO DE 1.02,2.03,9.01 06/17/11
WELLPOINT, INC IN 7.01 06/20/11
WELLS CORE OFFICE INCOME REIT INC 9.01 05/12/11 AMEND
Westway Group, Inc. DE 5.07,8.01 06/16/11
WILLIAMS SONOMA INC CA 5.02,9.01 06/17/11
WORLDGATE COMMUNICATIONS INC DE 5.02,8.01 06/14/11
WORTHINGTON INDUSTRIES INC OH 5.02,9.01 06/20/11
XO HOLDINGS INC DE 5.07 06/15/11
YUHE INTERNATIONAL, INC. NV 8.01,9.01 06/14/11
Z TRIM HOLDINGS, INC IL 1.01 06/14/11
http://www.sec.gov/news/digest/2011/dig062111.htm
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