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Commission announcementsSecurities and Exchange Commission Suspends Trading in the Securities of Four Issuers For Failure to Make Required Periodic FilingsThe U.S. Securities and Exchange Commission announced the temporary suspension of trading in the securities of the following issuers, commencing at 9:30 a.m. EDT on May 12, 2011, and terminating at 11:59 p.m. EDT on May 25, 2011.
The Commission temporarily suspended trading in the securities of these four issuers due to a lack of current and accurate information about the companies because they have not filed periodic reports with the Commission in over two years. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by these companies. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject companies unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of these companies that have been subject to a trading suspension until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551-5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Branch of the Division of Enforcement at (202) 551-5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-64473) Commission MeetingsFollowing is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Auditorium, Room L-002 at the Commission's headquarters building, 100 F Street, N.E., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158. Open Meeting on Wednesday, May 18, 2011, at 10:00 a.m.The subject matter of the Open Meeting will be:
At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. Enforcement proceedingsCommission Orders Hearings on Registration Suspension or Revocation Against Four Companies for Failure to Make Required Periodic FilingsIn conjunction with today’s trading suspension, the Commission also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of four companies for failure to make required periodic filings with the Commission:
In this Order, the Division of Enforcement (Division) alleges that the four issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the Respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 or 13a-16 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of each class of the securities of these Respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-64474; File No. 3-14380) SEC Charges Two Businessmen With Securities Fraud in New York-Based Beverage and Food Carrier CompanyMay 11, 2011, the Securities and Exchange Commission charged the co-founders of a New York-based beverage and food carrier company with orchestrating an $8 million securities fraud and spending at least half of investor money for their personal use. The SEC alleges that Angelo Cuomo of Staten Island and George Garcy of Aventura, Fla., fraudulently obtained investments in E-Z Media Inc. while falsely telling investors that their company owned several patents for beverage and food carriers and had contracts to sell its carriers to such major companies as Heineken, Anheuser Busch, and Aramark Corporation. They also misrepresented their plans to conduct an initial public offering (IPO), their use of offering proceeds, and the projected share price. E-Z Media never actually had any contracts or other agreements to sell its carriers to any major company, including the brand-name companies that Cuomo and Garcy touted to investors. E-Z Media never took even the basic steps to prepare for a purported IPO. According to the SEC’s complaint filed in the U.S. District Court for the Eastern District of New York, E-Z Media designs carriers for use at concession stands at stadiums, arenas, movie theaters, and similar venues. E-Z Media is not registered nor does it file reports with the SEC. The SEC alleges that Cuomo and Garcy (also known as Jorge Garcia) conducted their scheme from at least 2003 to 2009, making false statements and omissions about their company’s business prospects, assets, and liabilities. E-Z Media never disclosed that its claimed ownership of its main asset – certain patents for the carriers – was contingent on E-Z Media’s payment of $14.5 million to Cuomo, or that E-Z Media’s ownership of those patents may not have been valid in the first place. The SEC further alleges that E-Z Media also had no reasonable basis for the post-IPO price projections that Garcy and Cuomo presented to investors, because the company had no significant assets or revenues and had substantial liabilities. They never told investors that the SEC sanctioned Garcy in 1997 for improperly offering and selling stock of another company to the public. According to the SEC’s complaint, Garcy and Cuomo misappropriated and diverted at least $4 million of funds obtained from investors to repay their personal loans, tuition, and rent and mortgage payments as well as other personal uses. The SEC’s complaint also names four relief defendants for the purposes of recovering fraudulently transferred assets: Cuomo’s sons Ralph Cuomo and Vincent Cuomo, Cuomo’s sister Judith Guido, and New York-based attorney Joseph Lively. The complaint alleges that Garcy and Cuomo violated Sections 5(a) and 5(c) of the Securities Act of 1934, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The SEC’s complaint seeks a final judgment permanently enjoining Garcy and Cuomo from future violations of the federal securities laws, barring Garcy and Cuomo from acting as officers and directors of any public company, requiring Garcy and Cuomo to pay financial penalties, and requiring the defendants and relief defendants to disgorge all ill-gotten gains plus prejudgment interest, among other relief. The SEC’s investigation was conducted by Ken C. Joseph and Christopher M. Castano of the New York Regional Office. Richard Primoff and Mr. Castano will lead the SEC’s litigation effort. The SEC thanks the U.S. Attorney’s Office for the Eastern District of New York and the Internal Revenue Service for their assistance in this matter. [SEC v. George Garcy et al., Civil Action No. 11-CV-2282 (LDW) (E.D.N.Y.)] (LR-21963) Final Judgments Entered Against Defendant Securities Attorney and Affiliated Entities in Securities FraudOn May 10, 2011, the Honorable Loretta A. Preska of the United States District Court for the Southern District of New York entered a final consent judgment against defendant Louis W. Zehil, and final default judgments against defendants Strong Branch Ventures IV LP and Chestnut Capital Partners II, LLC. On Feb. 28, 2007, the Commission brought an injunctive action in United States District Court for the Southern District of New York alleging that from approximately January 2006 to February 2007, Zehil, a corporate attorney, and his two entities he controlled Strong Branch and Chestnut, engaged in a fraudulent scheme to obtain and sell to the investing public millions of shares of securities in violation of the antifraud and registration provisions of the federal securities laws. The complaint charged Zehil, Strong Branch and Chestnut with violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Without admitting or denying the allegations of the Commission’s complaint, Zehil consented to the entry of a judgment that permanently enjoins him from further violations of Sections 5(a), 5(c), and 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The judgment further orders Zehil to disgorge $17,314.621 in ill-gotten gains, but deems this obligation to have been satisfied by forfeiture and restitution orders entered in a parallel criminal action. The court also entered default judgments requiring that Strong Branch disgorge its ill-gotten gains of $9,754,935 and that Chestnut disgorge its ill-gotten gains of $4,684,868. These obligations have been deemed satisfied by the amounts collected by a receiver appointed in the Commission’s action and then turned over to the parallel criminal action. For further information, see Litigation Release No. 20021 (Feb. 28, 2007). [SEC v. Louis W. Zehil, Strong Branch Ventures IV LP, and Chestnut Capital Partners II, LLC, 07 Civ. 1439 (LAP) (S.D.N.Y.)] (LR-21964) Self-regulatory organizationsProposed Rule ChangesThe Commission issued notice of a proposed rule change submitted by NYSE Arca (SR-NYSEArca-2011-24), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, to list and trade shares of the following under NYSE Arca Equities Rule 8.200: ProShares Short DJ-UBS Natural Gas, ProShares Ultra DJ-UBS Natural Gas and ProShares UltraShort DJ-UBS Natural Gas. Publication is expected in the Federal Register during the week of May 16. (Rel. 34-64464) NYSE Arca filed a proposed rule change (SR-NYSEArca-2011-23) under Section 19(b)(1) of the Securities Exchange Act of 1934 to list and trade shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF under NYSE Arca Equities Rule 8.200, Commentary .02. Publication is expected in the Federal Register during the week of May 16. (Rel. 34-64470) Immediate Effectiveness of Proposed Rule ChangesA proposed rule change filed by EDGX Exchange to amend EDGX Rule 11.9 (SR-EDGX-2011-15) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 16. (Rel. 34-64465) A proposed rule change filed by EDGA Exchange to amend EDGA Rule 11.9 to introduce additional routing options to the rule (SR-EDGA-2011-16) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 16. (Rel. 34-64466) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-8 Brookfield Residential Properties Inc.,
BROOKFIELD PLACE, 181 BAY STREET, SUITE 300, TORONTO, A6, M5J 2T3,
416-956-5240 - 7,000,000 ($67,987,872.00) Equity, (File 333-174115 -
May. 11) (BR. 06A)
N-2 Oaktree Finance, LLC, C/O OAKTREE CAPITAL MANAGEMENT, L.P.,
333 SOUTH GRAND AVENUE, 28TH FLOOR, LOS ANGELES, CA, 90071,
(213) 830-6213 - 0 ($125,000,000.00) Equity, (File 333-174117 -
May. 11) (BR. 18)
S-8 NOVELLUS SYSTEMS INC, 4000 N FIRST ST, SAN JOSE, CA, 95134,
408-943-9700 - 9,796,984 ($349,556,389.12) Equity, (File 333-174118 -
May. 11) (BR. 10B)
S-3ASR RANGE RESOURCES CORP, 100 THROCKMORTON STE. 1200, FT WORTH, TX, 76102,
817-870-2601 - 0 ($0.00) Non-Convertible Debt, (File 333-174119 -
May. 11) (BR. 04C)
S-1 LCT Global Resources Inc, 4790 CAUGHLIN PKWY, STE 387, RENO, NV, 89511,
775-851-7397 - 1,440,000 ($14,400.00) Equity, (File 333-174120 -
May. 11) (BR. 08)
F-1 MAGAL SECURITY SYSTEMS LTD, P O BOX 70, INDUSTRIAL ZONE, YAHUD ISRAEL,
L3, 5600, 5,273,274 ($16,505,347.62) Equity, (File 333-174121 -
May. 11) (BR. 11C)
S-8 TransDigm Group INC, 1301 EAST 9TH STREET, SUITE 3710, CLEVELAND, OH,
44114, 216 706 2939 - 4,000,000 ($331,640,000.00) Equity,
(File 333-174122 - May. 11) (BR. 05C)
S-8 HERSHEY CO, 100 CRYSTAL A DRIVE,
P O BOX 810-EXTERNAL RPTG & COMPLIANCE, HERSHEY, PA, 17033-0810,
7175344200 - 16,500,000 ($929,775,000.00) Equity, (File 333-174123 -
May. 11) (BR. 04B)
S-8 CAMBREX CORP, ONE MEADOWLANDS PLZ, E RUTHERFORD, NJ, 07073,
2018043000 - 1,000,000 ($4,570,000.00) Equity, (File 333-174124 -
May. 11) (BR. 01C)
S-8 UNIVERSAL INSURANCE HOLDINGS, INC., 1110 W. COMMERCIAL BLVD.,
SUITE 100, FORT LAUDERDALE, FL, 33309, 9549581200 -
0 ($43,084,000.00) Equity, (File 333-174125 - May. 11) (BR. 01C)
S-8 SavWatt USA, Inc., 6801 EASTERN AVENUE, SUITE 203, BALTIMORE, MD,
21224, 866 641 3507 - 18,000,000 ($36,000.00) Equity,
(File 333-174126 - May. 11) (BR. 06B)
S-8 MAGAL SECURITY SYSTEMS LTD, P O BOX 70, INDUSTRIAL ZONE, YAHUD ISRAEL,
L3, 5600, 510,575 ($1,598,099.75) Equity, (File 333-174127 - May. 11)
(BR. 11C)
S-3 AMERISTAR CASINOS INC, 3773 HOWARD HUGHES PKWY, SUITE 490 SOUTH,
LAS VEGAS, NV, 89169, 7025677000 - 0 ($101,553,408.00) Equity,
(File 333-174128 - May. 11) (BR. 08A)
S-8 LEMAITRE VASCULAR INC, 63 2ND AVE, BURLINGTON, MA, 01803,
781-221-2266 - 0 ($10,309,858.87) Equity, (File 333-174129 - May. 11)
(BR. 10B)
S-1 USA Synthetic Fuel Corp, 312 WALNUT STREET, SUITE 1600, CINCINNATI, OH,
45202, (513) 762-7870 - 5,000,000 ($20,000,000.00) Equity,
(File 333-174130 - May. 11) (BR. 02C)
S-8 HAWAIIAN ELECTRIC INDUSTRIES INC, 900 RICHARDS ST, HONOLULU, HI, 96813,
8085435662 - 0 ($7,791,000.00) Equity, (File 333-174131 - May. 11)
(BR. 02C)
S-8 TESORO CORP /NEW/, 19100 RIDGEWOOD PKWY, SAN ANTONIO, TX, 78259-1828,
210 626-6000 - 0 ($175,791,527.60) Equity, (File 333-174132 - May. 11)
(BR. 04A)
S-8 General Maritime Corp / MI, 299 PARK AVENUE, NEW YORK, NY, 10171,
(212) 763-5600 - 7,500,000 ($15,600,000.00) Equity, (File 333-174133 -
May. 11) (BR. 05A)
S-1 MedClean Technologies, Inc., 3 TROWBRIDGE DRIVE, BETHEL, CT, 06801,
203 798 1080 - 400,000,000 ($1,600,000.00) Equity, (File 333-174136 -
May. 11) (BR. 06B)
S-8 CELLCYTE GENETICS CORP, PMB189, 14205 SE 36TH, SUITE 100, BELLEVUE, WA,
98006, 425-519-3755 - 20,000,000 ($400,000.00) Equity,
(File 333-174137 - May. 11) (BR. 01B)
S-8 XL GROUP PLC, NO. 1 HATCH STREET UPPER, 4TH FLOOR, DUBLIN, L2, 2,
353-1-405-2033 - 0 ($307,443,000.00) Equity, (File 333-174138 -
May. 11) (BR. 01C)
Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
1st Century Bancshares, Inc. DE 2.02,9.01 03/31/11
3M CO DE 5.07 05/10/11
57th Street General Acquisition Corp 1.01,2.01,3.02,3.03, 05/11/11
5.01,5.02,5.06,8.01,
9.01
8X8 INC /DE/ DE 2.02,9.01 05/11/11
ACADIA REALTY TRUST MD 5.07 05/10/11
Accretive Health, Inc. DE 2.02,9.01 05/11/11
ACME PACKET INC DE 1.01,5.07,9.01 05/05/11
ACXIOM CORP DE 2.02,9.01 05/11/11
Air Transport Services Group, Inc. DE 5.07,8.01,9.01 05/10/11
ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 1.01,2.03,3.02,9.01 05/04/11
ALCOA INC PA 5.02,5.07,9.01 05/06/11
ALION SCIENCE & TECHNOLOGY CORP DE 3.02,8.01 03/31/11 AMEND
ALLIANCE FINANCIAL CORP /NY/ NY 5.07 05/10/11
Alliance Holdings GP, L.P. DE 7.01,9.01 05/11/11
ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 05/11/11
ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 05/10/11
ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 05/10/11
Allied World Assurance Co Holdings, A 5.07,8.01 05/05/11
ALR TECHNOLOGIES INC 1.01,9.01 05/11/11 AMEND
ALSERES PHARMACEUTICALS INC /DE DE 1.01 05/10/11
AMERICAN APPAREL, INC DE 3.01,5.02 05/02/11
AMERICAN CAMPUS COMMUNITIES INC MD 5.07 05/05/11
AMERICAN ENERGY GROUP LTD NV 4.01,9.01 05/06/11
AMERICAN LITHIUM MINERALS, INC. 1.01,3.02,9.01 05/05/11
AMERICAN MEDICAL ALERT CORP NY 2.02,9.01 05/11/11
American Renal Holdings Inc. DE 2.02,7.01,9.01 05/11/11
AMERICAN SAFETY INSURANCE HOLDINGS LT 5.02,9.01 05/11/11
American Water Works Company, Inc. DE 5.07 05/06/11
AMERITRANS CAPITAL CORP DE 1.01,9.01 05/05/11
AMPAL-AMERICAN ISRAEL CORP NY 5.02,5.07 05/11/11
Ancestry.com Inc. DE 1.01,8.01,9.01 05/09/11
Annec Green Refractories Corp DE 2.01,9.01 02/09/11 AMEND
APACHE CORP DE 5.02,5.07,9.01 05/05/11
APPIPHANY TECHNOLOGIES HOLDINGS CORP NV 5.02 05/10/11
ARDEN GROUP INC DE 2.02,9.01 05/11/11
Artio Global Investors Inc. DE 7.01,9.01 05/11/11
ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 05/11/11
ASTROTECH Corp \WA\ WA 8.01,9.01 05/05/11
ASURE SOFTWARE INC DE 2.02,9.01 05/11/11
ATLANTIC AMERICAN CORP GA 2.02,9.01 05/11/11
ATLANTIC POWER CORP A1 2.02,9.01 05/11/11
AUBURN NATIONAL BANCORPORATION INC DE 8.01,9.01 05/10/11
AUTOLIV INC DE 5.07,8.01,9.01 05/10/11
AUXILIUM PHARMACEUTICALS INC 7.01,9.01 05/11/11
AXION INTERNATIONAL HOLDINGS, INC. CO 7.01 05/11/11
BALDWIN & LYONS INC IN 5.07 05/10/11
BANK OF AMERICA CORP /DE/ DE 5.07 05/11/11
Bank of the Carolinas CORP NC 2.02,9.01 05/10/11
BankFinancial CORP 7.01,8.01,9.01 05/11/11
BARNES GROUP INC DE 5.02,5.07 05/06/11
BARNWELL INDUSTRIES INC DE 2.02,9.01 05/11/11
BARNWELL INDUSTRIES INC DE 5.07 03/07/11 AMEND
BAYHILL CAPITAL CORP DE 8.01,9.01 05/11/11
BEAZER HOMES USA INC DE 2.02,9.01 05/10/11 AMEND
BELO CORP DE 5.07 05/10/11
Bergio International, Inc. DE 1.01,9.01 05/09/11
Bidz.com, Inc. CA 2.02,9.01 05/11/11
BILL BARRETT CORP 7.01,9.01 05/11/11
BIOLASE TECHNOLOGY INC DE 7.01,9.01 05/10/11
BIONOVO INC DE 2.02,7.01,9.01 05/11/11
BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 05/11/11
BIOVEST INTERNATIONAL INC DE 7.01,9.01 05/11/11
BLACK HILLS CORP /SD/ SD 2.02,9.01 05/10/11
BlackRock Kelso Capital CORP DE 7.01 05/11/11
BLUE VALLEY BAN CORP KS 2.02,7.01,9.01 05/11/11
BRAMPTON CREST INTERNATIONAL INC NV 4.01,5.02 05/04/11
Bridgeline Digital, Inc. DE 1.01,9.01 05/06/11
Bristow Group Inc DE 7.01,9.01 05/11/11
BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 7.01,9.01 05/11/11
BROWN SHOE CO INC NY 8.01,9.01 05/11/11
BUCKEYE PARTNERS, L.P. DE 2.02,9.01 05/06/11
CADENCE PHARMACEUTICALS INC 7.01,9.01 05/11/11
CALPINE CORP DE 5.07 05/11/11
Carey Watermark Investors Inc 1.01,2.01,9.01 05/05/11
CAS MEDICAL SYSTEMS INC DE 2.02,9.01 05/11/11
CBL & ASSOCIATES PROPERTIES INC DE 8.01,9.01 05/10/11
CECO ENVIRONMENTAL CORP DE 2.02,9.01 05/11/11
Celsion CORP DE 8.01 05/10/11
Chatham Lodging Trust MD 2.02,9.01 05/10/11
CHINA AMERICA HOLDINGS, INC. FL 1.01,9.01 05/10/11
CHINA ELECTRIC MOTOR, INC. DE 5.02,9.01 05/09/11
China Green Agriculture, Inc. NV 2.02,9.01 05/10/11
China Intelligent Lighting & Electron DE 7.01,9.01 05/09/11
CHYRON CORP NY 5.07 05/10/11
CHYRON CORP NY 5.02,9.01 05/10/11
CISCO SYSTEMS INC CA 2.02 05/11/11
CITADEL BROADCASTING CORP DE 2.02,9.01 05/11/11
CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01 05/11/11
CKX, Inc. DE 1.01,3.03,5.03,8.01, 05/10/11
9.01
CLEARONE COMMUNICATIONS INC UT 1.02 05/05/11
CMS Bancorp, Inc. DE 2.02,9.01 05/11/11
CMS ENERGY CORP MI 7.01,9.01 05/11/11
CNB FINANCIAL CORP/PA PA 8.01 05/10/11
CombiMatrix Corp DE 2.02,9.01 05/11/11
COMMUNICATIONS SYSTEMS INC MN 2.02,9.01 05/09/11
COMMUNITY BANK SHARES OF INDIANA INC IN 5.02,5.03,8.01,9.01 05/10/11
COMMUNITY FINANCIAL CORP /VA/ VA 2.02,9.01 05/10/11
COMMUNITY FIRST INC TN 5.02 05/06/11
COMPLETE GENOMICS INC DE 5.02 05/05/11
COMPUTER SCIENCES CORP NV 7.01,9.01 05/10/11
COMPUTER SCIENCES CORP NV 7.01,9.01 05/10/11 AMEND
COMVERGE, INC. DE 5.02,5.07,7.01,9.01 05/05/11
Con-way Inc. DE 5.07 05/10/11
Conmed Healthcare Management, Inc. DE 2.02,9.01 05/11/11
CONSOLIDATED WATER CO LTD E6 2.02,9.01 05/10/11
Cooper-Standard Holdings Inc. DE 2.02,7.01,9.01 05/11/11
Cooper-Standard Holdings Inc. DE 5.07 05/10/11
CORE MOLDING TECHNOLOGIES INC DE 5.07 05/11/11
CORELOGIC, INC. DE 7.01 05/09/11
CORNERSTONE BANCORP/SC SC 5.07 05/10/11
CPI AEROSTRUCTURES INC NY 1.01 05/11/11
CROSSTEX ENERGY INC DE 5.07 05/06/11
CUMMINS INC IN 5.07 05/11/11
CVB FINANCIAL CORP CA 7.01,8.01,9.01 05/11/11
Cyalume Technologies Holdings, Inc. DE 2.02,9.01 05/09/11
DANAHER CORP /DE/ DE 5.02,5.07,9.01 05/10/11
DEERE & CO DE 7.01 05/11/11
DELTA PETROLEUM CORP/CO CO 2.02,9.01 05/10/11
DIGITAL ALLY INC 2.02,9.01 05/10/11
DISCOVERY LABORATORIES INC /DE/ DE 2.02,8.01,9.01 05/11/11
DJO Finance LLC DE 2.02,9.01 05/11/11
Dolat Ventures, Inc. NV 4.01,9.01 05/11/11
DOVER Corp DE 5.07 05/05/11
DynaVox Inc. 2.02,9.01 05/11/11
EAGLE ROCK ENERGY PARTNERS L P DE 7.01 05/11/11
EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 05/11/11
EchoStar CORP NV 2.02,7.01,9.01 05/11/11
EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 05/11/11
EDIETS COM INC DE 8.01,9.01 05/11/11
EGAIN COMMUNICATIONS CORP DE 2.02,9.01 05/11/11
ELLIE MAE INC DE 2.02,9.01 05/11/11
Ellington Financial LLC DE 7.01 05/11/11
EMCORE CORP NJ 1.01 05/05/11
Emergency Medical Services CORP DE 8.01 05/09/11
ENCORE CAPITAL GROUP INC DE 7.01,9.01 05/11/11
ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 05/11/11
EnerSys DE 2.02,9.01 05/11/11
ENSIGN GROUP, INC 2.02,9.01 05/04/11
ENTERGY CORP /DE/ DE 5.02,5.07,9.01 05/06/11
ES Bancshares, Inc. MD 5.07 05/05/11
Eternal Image Inc 1.01,2.03,5.01,9.01 05/03/11
Ethos Environmental, Inc. NV 5.02 05/11/11
EVERGREEN ENERGY INC DE 2.02,9.01 05/11/11
EVOLVING SYSTEMS INC DE 2.02,9.01 05/11/11
FEDERAL AGRICULTURAL MORTGAGE CORP 2.02,4.02,9.01 05/10/11
FINANCIAL INSTITUTIONS INC NY 8.01,9.01 05/11/11
FIRST BANCORP /PR/ PR 2.02,9.01 05/06/11
FIRST BANCSHARES INC /MO/ MO 2.02,9.01 05/11/11
FIRST BANCSHARES INC /MS/ MS 8.01,9.01 05/10/11
First California Financial Group, Inc DE 7.01,9.01 05/11/11
FIRST NATIONAL CORP /VA/ 5.07 05/10/11
FIRST NATIONAL FUNDING LLC NE 8.01,9.01 04/27/11
FNB CORP/FL/ FL 8.01,9.01 05/10/11
Forbes Energy Services Ltd. D0 8.01,9.01 05/09/11
Forestar Group Inc. DE 5.07 05/11/11
Fortress International Group, Inc. DE 2.02,9.01 05/11/11
FOUR RIVERS BIOENERGY INC. 1.01,2.03,3.02,9.01 05/05/11
FOUR RIVERS BIOENERGY INC. 1.01,2.03,3.02,9.01 05/05/11 AMEND
FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 05/11/11
FRONTIER OIL CORP /NEW/ WY 8.01,9.01 05/11/11
Full Circle Capital Corp MD 2.02,9.01 05/10/11
GALLAGHER ARTHUR J & CO DE 5.07,7.01,9.01 05/10/11
GASCO ENERGY INC NV 2.02,9.01 05/10/11
GATX CORP NY 1.01,1.02,2.03,9.01 05/09/11
GAYLORD ENTERTAINMENT CO /DE DE 5.02,5.07 05/11/11
GC China Turbine Corp. NV 1.01,9.01 12/30/10 AMEND
General Maritime Corp / MI 7.01 05/11/11
GENERAL MILLS INC DE 8.01,9.01 05/11/11
GENERAL STEEL HOLDINGS INC NV 2.02,7.01,9.01 05/10/11
GENWORTH FINANCIAL INC DE 2.02,9.01 05/11/11
GETTY REALTY CORP /MD/ MD 2.02,9.01 05/10/11
Global Telecom & Technology, Inc. DE 2.02,9.01 05/11/11
GOLDEN STAR RESOURCES LTD 2.02,9.01 05/10/11
GOLDMAN SACHS GROUP INC DE 9.01 05/11/11
GREEN BANKSHARES, INC. TN 2.02,8.01,9.01 05/10/11
GREEN MOUNTAIN COFFEE ROASTERS INC DE 7.01,9.01 05/11/11
Greenfield Farms Food, Inc. NV 5.02,9.01 05/10/11
GRIFFIN LAND & NURSERIES INC DE 8.01,9.01 05/11/11
GSP-2, INC. NV 4.02 05/06/11
GULF RESOURCES, INC. DE 8.01,9.01 05/10/11
GulfStar Energy Corp CO 9.01 06/30/10 AMEND
HALLMARK FINANCIAL SERVICES INC NV 2.02,9.01 05/10/11
Hallwood Group Inc DE 5.07 05/10/11
HALOZYME THERAPEUTICS INC DE 5.02 05/05/11
HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 05/11/11
HAWAIIAN ELECTRIC INDUSTRIES INC HI 5.03,5.07,9.01 05/09/11
HAWKINS INC MN 5.02 05/06/11
HEALTHSOUTH CORP DE 1.01,2.03,7.01,9.01 05/11/11
Heelys, Inc. DE 2.02,9.01 05/11/11
HI TECH PHARMACAL CO INC NY 5.02,8.01,9.01 05/10/11
HIGHLAND BUSINESS SERVICES, INC. NV 4.01,9.01 05/02/11 AMEND
HOLLY CORP DE 8.01,9.01 05/11/11
Home Federal Bancorp, Inc. MD 7.01,9.01 05/11/11
HSBC Finance Corp 7.01,9.01 05/11/11
HSBC USA INC /MD/ MD 7.01,9.01 05/11/11
HUNTINGTON INGALLS INDUSTRIES, INC. DE 2.02,9.01 05/11/11
Huntsman CORP DE 5.07 05/05/11
HYUNDAI ABS FUNDING CORP DE 8.01,9.01 05/11/11
IGATE CORP PA 5.02,5.03,5.07,9.01 05/05/11
ING Emerging Markets High Dividend Eq DE 8.01 05/11/11
INLAND WESTERN RETAIL REAL ESTATE TRU MD 8.01,9.01 05/11/11
Inova Technology Inc. NV 8.01,9.01 05/11/11
INSMED INC VA 8.01,9.01 05/10/11
INSPIRE PHARMACEUTICALS INC DE 8.01 05/10/11
INTEGRATED SECURITY SYSTEMS INC DE 5.07,9.01 05/11/11
INTEL CORP DE 7.01,9.01 05/11/11
interclick, inc. DE 2.02,9.01 05/10/11
INTERLINE BRANDS, INC./DE DE 5.07 05/10/11
INTERNATIONAL BUSINESS MACHINES CORP NY 9.01 05/09/11
International Coal Group, Inc. DE 5.02,9.01 05/09/11
International Coal Group, Inc. DE 8.01,9.01 05/11/11
IntraLinks Holdings, Inc. DE 2.02,9.01 05/11/11
INTRUSION INC DE 2.02,9.01 05/11/11
Invesco Ltd. D0 7.01,9.01 05/10/11
Invesco Mortgage Capital Inc. MD 5.07 05/09/11
Investors Bancorp Inc DE 8.01,9.01 05/06/11
IRONCLAD PERFORMANCE WEAR CORP 2.02,7.01,9.01 05/11/11
iTech Medical, Inc. DE 5.02 05/09/11
JACK IN THE BOX INC /NEW/ DE 2.02,9.01 05/11/11
JEFFERSONVILLE BANCORP NY 2.02,8.01,9.01 05/11/11
Kaiser Federal Financial Group, Inc. MD 8.01,9.01 05/09/11
KELLY SERVICES INC DE 2.02,9.01 05/11/11
KID BRANDS, INC NJ 2.02,9.01 05/11/11
Kraton Performance Polymers, Inc. DE 8.01,9.01 05/11/11
Kurrant Mobile Catering, Inc. CO 5.02,9.01 05/05/11
Kurrant Mobile Catering, Inc. CO 5.03,9.01 05/05/11
LA JOLLA PHARMACEUTICAL CO DE 8.01 05/10/11
LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/11/11
LAKES ENTERTAINMENT INC MN 2.02,9.01 05/11/11
LAM RESEARCH CORP DE 1.01,2.03,3.02,8.01, 05/11/11
9.01
Life Technologies Corp DE 8.01,9.01 05/11/11
LINCARE HOLDINGS INC DE 5.07 05/09/11
LOCAL.COM DE 1.01,9.01 05/05/11
LOEWS CORP DE 5.07 05/11/11
LSI CORP DE 2.01,9.01 05/06/11
Lunar Growth CORP E9 2.01 05/02/11 AMEND
LYRIS, INC. 2.02,9.01 05/11/11
M&T BANK CORP NY 3.02 05/11/11
MACATAWA BANK CORP MI 5.07 05/10/11
Macy's, Inc. DE 2.02,9.01 05/11/11
Maidenform Brands, Inc. DE 2.02,9.01 05/11/11
Manitex International, Inc. MI 7.01,9.01 05/11/11
Manitex International, Inc. MI 2.02,9.01 05/11/11
MARSHALL EDWARDS INC DE 1.02,2.01,5.03,8.01, 05/09/11
9.01
MEDCO HEALTH SOLUTIONS INC DE 8.01,9.01 05/10/11
MEDIA TECHNOLOGIES, INC. NV 1.01,3.02,9.01 05/10/11
MEDTRONIC INC MN 5.02,9.01 05/11/11
MEMC ELECTRONIC MATERIALS INC DE 8.01,9.01 05/11/11
MERCER GOLD CORP. NV 5.02 05/09/11
MILLER INDUSTRIES INC /TN/ TN 8.01,9.01 05/11/11
MMEX Mining Corp 3.02,5.07,8.01 05/11/11
MMRGlobal, Inc. DE 3.02,8.01 05/06/11
Molecular Insight Pharmaceuticals, In MA 1.03,9.01 05/05/11
Morgans Hotel Group Co. DE 8.01 05/09/11
MOSAIC CO DE 5.02 05/05/11
MURPHY OIL CORP /DE DE 5.07 05/11/11
MYR GROUP INC. DE 5.02,5.07,9.01 05/05/11
NANOPHASE TECHNOLOGIES CORPORATION IL 2.02,9.01 05/11/11
NASB FINANCIAL INC MO 4.02,9.01 12/31/10
NATIONAL BANKSHARES INC VA 8.01,9.01 05/11/11
NATIONAL RESEARCH CORP WI 5.07 05/06/11
NATIONAL SECURITY GROUP INC DE 8.01,9.01 05/11/11
NETLIST INC DE 2.02,9.01 05/11/11
Neuralstem, Inc. DE 2.02,7.01,9.01 05/10/11
NEWBRIDGE BANCORP NC 7.01,9.01 05/11/11
NEWFIELD EXPLORATION CO /DE/ DE 5.02,5.07,9.01 05/05/11
NEWPARK RESOURCES INC DE 7.01,9.01 05/10/11
NEWTEK BUSINESS SERVICES INC NY 2.02,7.01,9.01 05/11/11
NEXSTAR BROADCASTING GROUP INC DE 2.02,9.01 05/11/11
Noranda Aluminum Holding CORP DE 5.07 05/10/11
NORTEK INC DE 5.07 05/10/11
NORTH CENTRAL BANCSHARES INC IA 2.02,9.01 05/11/11
NORWOOD FINANCIAL CORP PA 7.01,9.01 05/10/11
NTELOS HOLDINGS CORP 5.03,5.07,9.01 05/10/11
NTN BUZZTIME INC DE 2.02,9.01 05/11/11
NUMBEER, INC. NV 4.01 04/05/11 AMEND
NUTRACEA CA 2.02,9.01 05/11/11
Oasis Petroleum Inc. DE 2.02,5.07,9.01 05/11/11
OM GROUP INC DE 5.07 05/10/11
ON SEMICONDUCTOR CORP DE 5.07 05/11/11
OPPENHEIMER HOLDINGS INC A6 5.07 05/09/11
ORBIT INTERNATIONAL CORP DE 2.02,9.01 05/10/11
Pacific Ethanol, Inc. DE 2.02,9.01 05/11/11
Pacira Pharmaceuticals, Inc. DE 2.02,9.01 05/11/11
PARKER DRILLING CO /DE/ DE 5.07 05/05/11
PDL BIOPHARMA, INC. DE 7.01,9.01 05/11/11
PediatRx Inc. NV 1.01,2.03,9.01 05/09/11
PEPCO HOLDINGS INC DE 7.01,9.01 05/11/11
PERFORMANCE TECHNOLOGIES INC \DE\ DE 5.02 05/06/11
PETMED EXPRESS INC FL 8.01,9.01 05/09/11
PETROLEUM DEVELOPMENT CORP NV 2.02,9.01 05/10/11
PHYHEALTH Corp DE 1.02,9.01 05/10/11
Pinnacle Foods Finance LLC DE 2.02,9.01 05/11/11
PINNACLE WEST CAPITAL CORP AZ 7.01,9.01 05/11/11
PIXELWORKS, INC OR 8.01,9.01 05/11/11
PIZZA INN INC /MO/ MO 2.02,9.01 05/10/11
PMFG, Inc. DE 2.02,9.01 05/11/11
Point.360 CA 2.02,9.01 05/11/11
PostRock Energy Corp DE 2.02,9.01 05/11/11
POWERSECURE INTERNATIONAL, INC. DE 7.01,9.01 05/02/11
POWERWAVE TECHNOLOGIES INC DE 5.02 05/11/11
PRINCETON REVIEW INC DE 5.02 05/08/11
PROS Holdings, Inc. DE 2.02,9.01 05/05/11
PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 05/11/11
PRUDENTIAL FINANCIAL INC NJ 5.07 05/10/11
PSP Industries, Inc. UT 5.02 05/09/11
PSP Industries, Inc. UT 5.01,9.01 05/09/11
QUALSTAR CORP CA 2.02,9.01 05/11/11
QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,2.03,3.02,3.03, 05/09/11
9.01
QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 5.07 05/10/11
QUEPASA CORP NV 2.02,7.01,9.01 05/11/11
QUESTCOR PHARMACEUTICALS INC CA 1.01 05/10/11
Radiation Therapy Services Holdings, DE 2.02,9.01 05/11/11
RADIENT PHARMACEUTICALS Corp DE 2.04 05/10/11
RAIT Financial Trust MD 7.01,9.01 04/29/11
RANGE RESOURCES CORP DE 7.01,9.01 05/11/11
REPUBLIC BANCORP INC /KY/ KY 5.07 04/21/11 AMEND
Rockville Financial, Inc. /CT/ CT 8.01 05/11/11
ROCKWELL COLLINS INC DE 5.07 05/11/11
ROSTOCK VENTURES CORP NV 5.02,7.01,9.01 05/10/11
RR Donnelley & Sons Co DE 1.01,9.01 05/05/11
RTI Biologics, Inc. DE 5.07,8.01,9.01 05/05/11
Ruths Hospitality Group, Inc. DE 5.07 05/10/11
SANMINA-SCI CORP DE 5.02 05/05/11
SCICLONE PHARMACEUTICALS INC DE 2.02,9.01 05/10/11
SeaCube Container Leasing Ltd. 2.02,9.01 05/10/11
SEAHAWK DRILLING, INC. DE 5.02,7.01,9.01 05/06/11
SED INTERNATIONAL HOLDINGS INC 2Q 2.02,9.01 05/11/11
SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 05/11/11
ServisFirst Bancshares, Inc. DE 3.02 05/09/11
SI Financial Group, Inc. 5.07 05/11/11
SIRONA DENTAL SYSTEMS, INC. DE 8.01,9.01 05/09/11
SL INDUSTRIES INC NJ 2.02,3.01,9.01 05/06/11
SMTC CORP DE 5.02 05/09/11
SOLAR ENERTECH CORP DE 1.01,9.01 05/11/11
Sonora Resources Corp. NV 8.01,9.01 05/11/11
SOTHEBYS DE 2.02,9.01 05/09/11
SOUTHWEST BANCORP INC OK 7.01 05/11/11
SP Bancorp, Inc. MD 8.01,9.01 05/11/11
SPARTAN STORES INC MI 2.02,9.01 05/11/11
Spectra Energy Partners, LP DE 1.01,7.01,9.01 05/11/11
Spectrum Brands Holdings, Inc. DE 2.02,9.01 05/11/11
Spectrum Brands, Inc. DE 2.02,9.01 05/11/11
SPRINGLEAF FINANCE CORP IN 1.01,1.02,2.03,8.01, 05/06/11
9.01
SPRINGLEAF FINANCE INC IN 1.01,1.02,2.03,8.01, 05/06/11
9.01
SPX CORP DE 5.02,5.07,8.01,9.01 05/05/11
State Auto Financial CORP OH 5.02,5.07,8.01 05/05/11
STATER BROS HOLDINGS INC DE 2.02,9.01 05/10/11
STIFEL FINANCIAL CORP DE 7.01,9.01 05/11/11
STRATEGIC AMERICAN OIL CORP NV 8.01,9.01 05/10/11
STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 05/05/11
SUFFOLK BANCORP NY 2.02,8.01,9.01 05/11/11
Summer Infant, Inc. DE 2.02,9.01 05/11/11
SUPERTEL HOSPITALITY INC VA 2.02,9.01 05/10/11
SUPERTEX INC CA 2.02,9.01 05/11/11
SUPREME INDUSTRIES INC DE 5.02 05/05/11
Susser Holdings CORP DE 2.02,9.01 05/11/11
SYMANTEC CORP DE 2.02,9.01 05/11/11
TearLab Corp DE 2.02,9.01 05/11/11
TEJON RANCH CO DE 5.07 05/11/11
Telanetix,Inc DE 2.02,9.01 05/11/11
Tennessee Valley Authority 1.01 05/09/11
TMS International Corp. DE 2.02,9.01 05/11/11
TMS International Corp. DE 7.01,9.01 05/11/11
Tower Group, Inc. DE 7.01,8.01,9.01 05/10/11
TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 1.01,1.02,2.03,2.04, 05/11/11
8.01,9.01
TRI COUNTY FINANCIAL CORP /MD/ MD 2.02,5.07,9.01 05/09/11
Triangle Capital CORP MD 1.01,2.03,9.01 05/09/11
TRILLIANT EXPLORATION CORP NV 4.01,9.01 05/10/11
tw telecom inc. DE 2.02,9.01 05/10/11
TYLER TECHNOLOGIES INC DE 5.07 05/10/11
UIL HOLDINGS CORP CT 5.02,5.07,8.01,9.01 05/10/11
UNION BANKSHARES INC VT 2.02,9.01 05/11/11
UNISOURCE ENERGY CORP AZ 5.02,5.03,5.07,8.01, 05/04/11
9.01
UNITED BANCORP INC /MI/ MI 5.02,9.01 05/10/11
UNITED INSURANCE HOLDINGS CORP. DE 2.02,9.01 05/11/11
UNITED SECURITY BANCSHARES INC DE 4.02,8.01,9.01 05/10/11
UNITED STATES CELLULAR CORP DE 1.01,8.01,9.01 05/09/11
UNIVERSAL HOSPITAL SERVICES INC MN 2.02,7.01,9.01 05/11/11
UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01,9.01 05/11/11
URANIUM ENERGY CORP NV 1.01,8.01,9.01 05/05/11
US ENERGY CORP WY 8.01,9.01 05/11/11
USANA HEALTH SCIENCES INC UT 5.02,9.01 05/10/11
UTAH MEDICAL PRODUCTS INC UT 5.07 05/06/11
UWHARRIE CAPITAL CORP NC 5.07 05/10/11
VALENCE TECHNOLOGY INC DE 5.02,7.01,9.01 05/09/11
VALUECLICK INC/CA DE 5.07 05/06/11
VALUEVISION MEDIA INC MN 2.02,9.01 05/11/11
VERAMARK TECHNOLOGIES INC DE 2.02,9.01 05/11/11
VERIFONE SYSTEMS, INC. DE 7.01 05/10/11
VERISIGN INC/CA DE 7.01,9.01 05/11/11
VERISIGN INC/CA DE 8.01,9.01 05/11/11
ViewPoint Financial Group Inc. MD 5.02,9.01 05/11/11
VIKING SYSTEMS INC DE 1.01,1.02,3.02,9.01 05/10/11
VIROPHARMA INC DE 1.01,9.01 05/10/11
VIRTUSA CORP 2.02,5.02 05/10/11
VISA INC. DE 8.01,9.01 05/11/11
VISTA GOLD CORP B0 7.01 05/05/11
VISTA GOLD CORP B0 7.01 05/06/11
VSUS TECHNOLOGIES INC DE 5.02 05/11/11
W&T OFFSHORE INC TX 7.01,9.01 05/11/11
Warner Music Group Corp. DE 8.01,9.01 05/11/11
WASHINGTON BANKING CO WA 7.01,9.01 05/10/11
WEBMEDIABRANDS INC. DE 2.02,9.01 05/11/11
WELLS REAL ESTATE FUND IX LP GA 1.01 05/06/11
WELLS REAL ESTATE FUND X L P GA 1.01 05/06/11
WELLS REAL ESTATE FUND XI L P GA 1.01 05/06/11
WESBANCO INC WV 7.01,9.01 05/11/11
WESTERGAARD COM INC DE 5.02,9.01 05/07/11
WESTMORELAND COAL Co DE 2.02,9.01 05/09/11
WHITNEY HOLDING CORP LA 5.04,9.01 05/11/11
WIND ENERGY AMERICA INC. MN 4.01 03/18/11 AMEND
Winthrop Realty Trust OH 5.07 05/10/11
XCEL ENERGY INC MN 8.01 05/09/11
XENONICS HOLDINGS, INC. NV 2.02,9.01 05/11/11
XL GROUP PLC L2 5.07 05/06/11
XSUNX INC CO 8.01,9.01 05/10/11
ZALE CORP DE 5.02 05/05/11
ZIPCAR INC 2.02,9.01 05/11/11
http://www.sec.gov/news/digest/2011/dig051211.htm
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