SEC News Digest (July 16, 2007)

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SEC NEWS DIGEST

Issue 2007-135 July 16, 2007

ENFORCEMENT PROCEEDINGS

IN THE MATTER OF PAUL KEARNEY

On June 13, the Commission issued an Order Instituting Cease-and-
Desist Proceedings, Making Findings, and Imposing a Cease-and-Desist
Order Pursuant to Section 21C of the Securities Exchange Act of 1934
(Order) against Paul Kearney. The Order finds that from the end of
2003 through 2004, Kearney was a financial accountant of Zomax Limited
(Zomax Ireland), the Irish subsidiary of Zomax, Inc., a former U.S.
public corporation. The Order finds that during that time Kearney,
along with two senior officers of Zomax Ireland, engaged in a scheme
to inflate the financial results of Zomax Limited by manipulating
certain accounts to hide the declining performance of Zomax Ireland,
and to then provide false financial information to Zomax to cover up
their scheme. Their fraudulent scheme caused Zomax to materially
misstate its consolidated financial statements for the first three
quarters of 2004 and to file inaccurate Forms 10-Q with the
Commission. As a result, on March 31, 2005, Zomax filed its Form 10-K
for 2004, which restated its financial statements for the first three
quarters of 2004. The restatement, caused primarily by the fraudulent
accounting, negatively impacted Zomax's previously reported quarterly
results for 2004. For the first quarter of 2004, the restatement
increased Zomax's net loss by 58%. For the second quarter of 2004, the
restatement decreased Zomax's net income by 57%. For the third quarter
of 2004, the restatement increased Zomax's net loss by 10%.

Based on the above, the Order requires Kearney to cease and desist
from committing or causing any violations and any future violations of
Sections 10(b) and 13(b)(5) of the Exchange Act and Rules 10b-5 and
13b2-1 thereunder, and from causing any violations and any future
violations of Sections 13(a) and 13(b)(2)(A) of the Exchange Act and
Rules 12b-20 and 13a-13 thereunder. Kearney consented to the issuance
of the Order without admitting or denying any of the findings in the
administrative proceeding. (Rel. 34-56074; File No. 3-12689; AAE Rel.
2635)

COMMISSION DISMISSES ADMINISTRATIVE PROCEEDING AGAINST JOHN M.
LUCARELLI

On July 13, the Commission dismissed the administrative proceeding
instituted on August 25, 2006 against John M. Lucarelli. The
administrative proceeding was based on a criminal conviction that has
since been set aside. (Rel. 34-56075; File No. 3-12398)

SEC ISSUES NOTICE OF PROPOSED DISTRIBUTION PLAN AND OPPORTUNITY FOR
COMMENT IN BANC OF AMERICA MARKET TIMING CASE

The Commission announced today that it has given notice, pursuant to
Rule 1103 of the Securities and Exchange Commission's Rules on Fair
Fund and Disgorgement Plans, 17 C.F.R. § 201.1103, that the Division
of Enforcement has filed a proposed plan (Distribution Plan) for the
distribution of the Fair Fund pursuant to Section 308(a) of the
Sarbanes Oxley Act of 2002 in the Matter of Banc of America Capital
Management, LLC (BACAP), BACAP Distributors, LLC, and Banc of America
Securities, LLC (BAS), Administrative Proceeding File No. 3-11818. The
Fair Fund is comprised of $375 million in disgorgement and civil
penalties paid by Banc of America Capital Management, LLC (BACAP),
BACAP Distributors, LLC, and Banc of America Securities, LLC, plus
accumulated interest. Under the Distribution Plan, eligible investors
would receive proportionate shares of the Fair Fund to compensate them
for market timing at various times during the period of July 2000 to
July 2003. Interested parties may print a copy of the Distribution
Plan from the Commission's public website, http://www.sec.gov.
Interested parties may also obtain a written copy of the Distribution
Plan by submitting a written request to Gerald Gross, Assistant
Regional Director, United States Securities and Exchange Commission,
Room 4300, 3 World Financial Center, New York, NY 10281-1022. All
persons who desire to comment on the Distribution Plan may submit
their comments, in writing, no later than August 13, 2007: (1) to the
Office of the Secretary, United States Securities and Exchange
Commission, 100 F Street, N.E., Washington, DC 20549-1090; (2) by
using the Commission's Internet comment form
(http://www.sec.gov/litigation/admin.shtml); or (3) by sending an e-
mail to rule-comments@sec.gov. Comments submitted by email or via the
Commission's website should include "Administrative Proceeding File
Number 3-11818" on the subject line. Comments received will be
publicly available. Persons should submit only information that they
wish to make publicly available.

For more information, see Securities Act of 1933 Release No. 33-8538;
Securities Exchange Act of 1934 Release No. 34-51167; Investment
Advisers Act of 1940 Release No. IA-2355; Investment Company Act of
1940 Release No. IC-26756; and Press Release No. 2005-16 (Feb. 9,
2005). (Rel. 34-56077; File No. 3-11818)

IN THE MATTER OF KIPP D. ORME, CPA

On July 16, the Commission issued an Order Instituting Administrative
Proceedings Pursuant to Rule 102(e) of the Commission's Rules of
Practice, Making Findings, and Imposing Remedial Sanctions (Order)
against Kipp D. Orme, CPA. The Order finds that Orme, age 48, is and
has been a certified public accountant holding an inactive license to
practice in the State of Kansas and that from approximately February
2001 through September 2003, Orme served as the chief financial
officer of NorthWestern Corporation (NorthWestern). The Order also
finds that the Commission filed a complaint against Orme in SEC v.
Kipp D. Orme, Civil Action Number 07-4060, alleging that during 2002,
he and other former NorthWestern senior executives misled investors
regarding the financial performance and operations of NorthWestern and
its subsidiaries. The Order further finds that on July 9, 2007, the
U.S. District Court for the District of South Dakota entered a Final
Judgment against Orme for his role in the NorthWestern financial
fraud. The Final Judgment enjoins Orme from future violations of
Section 17(a) of the Securities Act of 1933 and Section 10(b)(5) of
the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5,
13b2-1 and 13b2-2 thereunder, and aiding and abetting violations of
Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and
Rules 12b-20, 13a-11 and 13a-13 thereunder.

Based on the above, the Order suspends Orme from appearing or
practicing before the Commission as an accountant, with a right to
apply for reinstatement after five years. Orme consented to the
issuance of the Order without admitting or denying any of the findings
in the Order except as to the Commission's jurisdiction over him, the
subject matter of the proceedings, and the fact that the federal court
entered the injunction against him. (Rel. 34-56078; File No. 3-12690;
AAE Rel. 2636)

IN THE MATTER OF KURT D. WHITESEL, CPA

On July 16, the Commission issued an Order Instituting Administrative
Proceedings Pursuant to Rule 102(e) of the Commission's Rules of
Practice, Making Findings, and Imposing Remedial Sanctions (Order)
against Kurt D. Whitesel, CPA. The Order finds that Whitesel, age 45,
is and has been a certified public accountant holding an inactive
license to practice in the State of Ohio and that from approximately
August 2001 until August 2003, Whitesel served as vice-president,
controller and treasurer of NorthWestern Corporation (NorthWestern).
The Order also finds that the Commission filed a complaint against
Whitesel in SEC v. Kurt D. Whitesel, Civil Action Number 07-4049,
alleging that during 2002, he and former NorthWestern senior
executives misled investors regarding the financial performance and
operations of NorthWestern and its subsidiaries. The Order further
finds that on July 9, 2007, the U.S. District Court for the District
of South Dakota entered a Final Judgment against Whitesel for his role
in the NorthWestern financial fraud. The Final Judgment enjoins
Whitesel from future violations of Section 17(a) of the Securities Act
of 1933 and Sections 10(b)(5) and 13(b)(5) of the Securities Exchange
Act of 1934 (Exchange Act) and Rules 10b-5, 13b2-1 and 13b2-2
thereunder, and aiding and abetting violations of Sections 13(a),
13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-
11 and 13a-13 thereunder.

Based on the above, the Order suspends Whitesel from appearing or
practicing before the Commission as an accountant, with a right to
apply for reinstatement after five years. Whitesel consented to the
issuance of the Order without admitting or denying any of the findings
in the Order except as to the Commission's jurisdiction over him, the
subject matter of the proceedings, and the fact that the federal court
entered the injunction against him. . (Rel. 34-56079; File No. 3-
12691; AAE Rel. 2637)

IN THE MATTER OF RICHARD R. HYLLAND, CPA

On July 16, the Commission issued an Order Instituting Administrative
Proceedings Pursuant to Rule 102(e) of the Commission's Rules of
Practice, Making Findings, and Imposing Remedial Sanctions (Order)
against Richard R. Hylland, CPA. The Order finds that Hylland, age 47,
is and has been a certified public accountant holding an inactive
license to practice in the State of South Dakota and that from
approximately May 1998 until April 2003, Hylland served as the
president, chief operating officer and a member of the board of
directors of NorthWestern Corporation (NorthWestern). The Order also
finds that the Commission filed a complaint against Hylland in SEC v.
Richard R. Hylland, Civil Action Number 07-4058, alleging that during
2002, he and other former NorthWestern senior executives misled
investors regarding the financial performance and operations of
NorthWestern and its subsidiaries. The Order further finds that on
July 9, 2007, the U.S. District Court for the District of South Dakota
entered a Final Judgment against Hylland for his role in the
NorthWestern financial fraud. The Final Judgment enjoins Hylland from
future violations of Section 17(a) of the Securities Act of 1933 and
Sections 10(b)(5) and 13(b)(5) of the Securities Exchange Act of 1934
(Exchange Act) and Rules 10b-5 and 13b2-1 thereunder, and aiding and
abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of
the Exchange Act and Rules 12b-20, 13a-11 and 13a-13 thereunder.

Based on the above, the Order suspends Hylland from appearing or
practicing before the Commission as an accountant, with a right to
apply for reinstatement after five years. Hylland consented to the
issuance of the Order without admitting or denying any of the findings
in the Order except as to the Commission's jurisdiction over him, the
subject matter of the proceedings, and the fact that the federal court
entered the injunction against him. . (Rel. 34-56080; File No. 3-
12692; AAE Rel. 2638)

SEC HALTS $45 MILLION PONZI-LIKE PROMISSORY NOTE SCHEME

The Commission, on July 12, filed an emergency action to halt an
ongoing $45 million securities offering that the SEC alleges to be a
Ponzi-like scheme. Named in the Commission's complaint are Terchi Liao
(a.k.a. Nelson Liao), age 49 of Arcadia, California, and two entities
he controls, also of Arcadia, AOB Commerce, Inc. and AOB Asia Fund I,
LLC. The complaint also names four other Southern California entities
controlled by Liao -- AOB Management, Inc., AOB Transportation, Inc.,
AOB Vacations, Inc., and AOB Media, Inc. -- as relief defendants based
on their receipt of investor funds. The Honorable Christina A. Snyder,
United States District Judge for the Central District of California,
issued a temporary restraining order halting the securities offering,
appointing a temporary receiver over AOB Commerce and AOB Asia Fund,
and the relief defendants. The court also temporarily froze the assets
of the defendants and the relief defendants.

The Commission's complaint alleges that since mid-2004, the defendants
have raised more than $45 million from hundreds of investors
nationwide through their unregistered offering and sale of promissory
notes that purportedly pay guaranteed interest of up to 5.5% per
month.

The complaint further alleges that the defendants represent that they
are in the business of making loans to companies in Asia, particularly
China. Although the defendants have made some loans to Asian
companies, they have principally used investor funds to pay the
interest on the promissory notes they previously issued and to pay
commissions to investors who solicit others to invest in the notes.
For example, according to the complaint, in the six-month period from
July 1, 2006 through December 31, 2006, the defendants:

* Raised more than $13.7 million from investors through the sale
of the notes;

* Received less than $375,000 from legitimate business
activities; but

* Paid more than $6 million in interest and commissions to
investors; and

* Loaned or otherwise transferred almost $6 million to four
related entities owned and/or controlled by Liao which are named
in the complaint as relief defendants.

As alleged in the complaint, Liao has known since at least September
2006 that AOB Commerce and AOB Asia Fund were unable to pay the
interest due investors from their business activities, and knew or was
reckless in not knowing that they were unable to do so prior to that
date. Nevertheless, the defendants have continued to raise substantial
amounts from investors through the sale of notes and have continued to
pay interest and commissions with new investor principal.

The court issued an order temporarily enjoining defendants from future
violations of the securities registration and antifraud provisions of
the federal securities laws, Sections 5(a), 5(c), and 17(a) of the
Securities Act of 1933, Section 10(b) of the Securities Exchange Act
of 1934 and Rule 10b-5 thereunder. The court also issued orders (1)
freezing the assets of the defendants and relief defendants; (2)
appointing a temporary receiver over the defendants and relief
defendants; (3) requiring the defendants to provide accountings; (4)
prohibiting the destruction of documents by the defendants; and (5)
granting expedited discovery. The Commission also seeks preliminary
and permanent injunctions, return of ill-gotten gains with prejudgment
interest, and penalties against the defendants. The Commission's
complaint also requests an order barring Liao from acting as an
officer or director of any public company.

The complaint also alleges that the defendants loaned or otherwise
transferred significant amounts of investor monies to the relief
defendants and seeks the return of those monies.

A hearing on whether a preliminary injunction should be issued against
the defendants and whether a permanent receiver should be appointed is
scheduled for August 6, 2007.

Investors may direct their inquiries to the temporary receiver, Robb
Evans & Associates LLC, at (818) 768-8100.

The SEC has issued information for investors on promissory notes,
"Broken Promises: Promissory Note Fraud," located at
http://www.sec.gov/investor/pubs/promise.htm. [SEC v. AOB Commerce,
Inc., AOB Asia Fund, I, LLC, and Terchi Liao a/k/a Nelson Liao, et
al., No. CV 07-4507 CAS (JCx) (C.D. Cal.)] (LR-20196)

SELF-REGULATORY ORGANIZATIONS

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

A proposed rule change filed with the Commission by NYSE Arca to
extend the One Week Option Series pilot program (SR-NYSEArca-2007-62)
has become immediately effective under Section 19(b)(3)(A) of the
Securities Exchange Act of 1934. Publication is expected in the
Federal Register during the week of July 16. (Release No. 34-56048)

A proposed rule change (SR-BSE-2007-30) filed by the Boston Stock
Exchange relating to extension of the iShares Russell 2000 Index Fund
Option Pilot Program until January 18, 2008 has become effective
pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of
1934. Publication is expected in the Federal Register during the week
of July 16. (Rel. 34-56051)

A proposed rule change as modified by Amendment No. 1 thereto filed by
the International Securities Exchange relating to fee waivers (SR-ISE-
2007-52) has become effective pursuant to Section 19(b)(3)(A) of the
Securities Exchange Act of 1934. Publication is expected in the
Federal Register during the week of July 16. (Rel. 34-56055)

A proposed rule change (SR-BSE-2007-19) filed by the Boston Stock
Exchange to amend the rules of the Boston Options Exchange related to
obvious errors has become effective pursuant to Section 19(b)(3)(A) of
the Securities Exchange Act of 1934. Publication is expected in the
Federal Register during the week of July 16. (Rel. 34-56056)

A proposed rule change (SR-NYSE-2007-60) filed by the New York Stock
Exchange to charge member organizations a routing fee for orders
routed to other markets for execution has become effective under
Section 19(b)(3)(A) under the Securities Exchange Act of 1934.
Publication is expected in the Federal Register during the week of
July 16. (Rel. 34-56065)

A proposed rule change filed by the National Stock Exchange to extend
the effective period for Rule 2.12 regarding third-party routing
services in respect of orders entered into NSX BLADE (SR-NSX-2007-08)
has become effective under Section 19(b)(3)(A) of the Securities
Exchange Act of 1934. Publication is expected in the Federal Register
during the week of July 16. (Rel. 34-56067)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The Commission granted accelerated approval to a proposed rule change
(SR-NYSEArca-2007-52), as modified by Amendment No. 2 thereto, filed
by NYSE Arca, Inc. under Section 19(b)(1) of the Securities Exchange
Act of 1934 relating to Exchange Fees and Charges. . Publication is
expected in the Federal Register during the week of July 16. (Rel. 34-
56054)

PROPOSED RULE CHANGES

The NYSE Arca filed a proposed rule change (SR-NYSEArca-2006-82)
consisting of proposed amendments to NYSE Arca Equities Rules 2.16 and
4.5 relating to certain Equity Trading Permit (or "ETP") Holder
administrative procedures. Publication is expected in the Federal
Register during the week of July 16. (Rel. 34-56057)

The NYSE Arca filed a proposed rule change (SR-NYSEArca-2006-83)
consisting of proposed amendments to NYSE Arca Equities Rules 2.17 and
4.5 relating to certain Options Trading Permit (or "OTP") Holder and
OTP Firm administrative procedures. Publication is expected in the
Federal Register during the week of July 16. (Rel. 34-56058)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC
under the Securities Act of 1933. The reported information appears as
follows: Form, Name, Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities being offered; Name of the managing underwriter or
depositor (if applicable); File number and date filed; Assigned
Branch; and a designation if the statement is a New Issue.

Registration statements may be obtained in person or by writing to the
Commission's Public Reference Branch at 100 F Street, N.E.,
Washington, D.C. 20549-1090 or at the following e-mail box address:
<publicinfo@sec.gov>. In most cases, this information is also
available on the Commission's website: <www.sec.gov>.

S-3 VERSO TECHNOLOGIES INC, 400 GALLERIA PARKWAY, SUITE 300, ATLANTA, GA,
30326, 7706123500 - 0 ($5,875,064.34) Equity, (File 333-144534 -
Jul. 13) (BR. 03C)

S-8 HOUSERAISING, INC., 4801 E. INDEPENDENCE BLVD., STE. 201, CHARLOTTE,
NC, 28212, 704-532-2121 - 3,500,000 ($595,000.00) Equity,
(File 333-144536 - Jul. 13) (BR. 06C)

S-1 Abraxas Energy Partners LP, 500 N Loop 1604 East, San Antonio, TX,
78232, 210-490-4788 - 0 ($55,660,101.00) Limited Partnership Interests,
(File 333-144537 - Jul. 13) (BR. 04)

S-1 EBIX INC, 8475063100 - 0 ($17,046,000.00) Equity, (File 333-144538 -
Jul. 13) (BR. 03A)

S-8 Patriot Capital Funding, Inc., 274 RIVERSIDE AVENUE, WESTPORT, CT,
06880, (203) 429-2700 - 0 ($18,025,180.00) Equity, (File 333-144539 -
Jul. 13) (BR. 18)

S-8 Ammex Gold Mining Corp., 346 WAVERLEY STREET, OTTAWA, A6, K2P 0W5,
(613) 226-7883 - 6,000,000 ($2,880,000.00) Equity, (File 333-144540 -
Jul. 13) (BR. 09B)

S-8 CHICAGO MERCANTILE EXCHANGE HOLDINGS INC, 20 S. WACKER DR., CHICAGO,
IL, 60606, 3129303011 - 0 ($202,065,027.00) Equity, (File 333-144543 -
Jul. 13) (BR. 06B)

N-2 ALTIS LIMITED ALTERNATIVE STRATEGY FUND LLC, 6041 S. SYRACUSE WAY,
SUITE 305, ENGLEWOOD, CO, 80111, 3038743194 -
2,000 ($50,000,000.00) Limited Partnership Interests,
(File 333-144546 - Jul. 13) (BR. 16)

S-1 New 360, 2777 NORTH ONATRIO STREET, BURBANK, CA, 91504, 818-565-1400 -
0 ($13,298,000.00) Equity, (File 333-144547 - Jul. 13) (BR. 05C)

S-1 Lumax Acquisition Corp., 509 MADISON AVENUE, SUITE 1510, NEW YORK, NY,
10022, 212-774-3655 - 0 ($67,221,436.00) Other, (File 333-144548 -
Jul. 13) (BR. 09)

S-8 NextWave Wireless Inc., 12670 HIGH BLUFF DRIVE, SAN DIEGO, CA, 92130,
858 480-3100 - 2,500,000 ($21,635,023.00) Equity, (File 333-144549 -
Jul. 13) (BR. 11A)

S-8 NextWave Wireless Inc., 12670 HIGH BLUFF DRIVE, SAN DIEGO, CA, 92130,
858 480-3100 - 902,062 ($7,000,000.00) Equity, (File 333-144550 -
Jul. 13) (BR. 11A)

S-8 SONUS PHARMACEUTICALS INC, 22026 2OTH AVE SE, STE 102, BOTHELL, WA,
98021, 2064879500 - 0 ($20,920,000.00) Equity, (File 333-144552 -
Jul. 13) (BR. 01C)

S-3 SONUS PHARMACEUTICALS INC, 22026 2OTH AVE SE, STE 102, BOTHELL, WA,
98021, 2064879500 - 0 ($80,000,000.00) Equity, (File 333-144553 -
Jul. 13) (BR. 01C)

S-8 TORCHMARK CORP, 3700 SOUTH STONEBRIDGE DRIVE, MCKINNEY, TX, 75070,
972-569-4000 - 0 ($66.63) Equity, (File 333-144554 - Jul. 13) (BR. 01C)

SB-2 ADVANCED ID CORP, 6143 -- 4TH STREET SE, SUITE 14, CALGARY, A0,
T2H 2H9, 403-264-6300 - 23,591,251 ($7,474,542.00) Equity,
(File 333-144556 - Jul. 13) (BR. 10A)

S-1 MISCOR GROUP, LTD., 1125 SOUTH WALNUT STREET, SOUTH BEND, IN, 46619,
5742348131 - 62,500,000 ($28,437,500.00) Equity, (File 333-144557 -
Jul. 13) (BR. 11B)

N-2 UBS EVENT & EQUITY FUND LLC, 1285 AVENUE OF THE AMERICAS, NEW YORK, NY,
10019, 2127132000 - 50,000,000 ($500,000,000.00) Equity,
(File 333-144558 - Jul. 13) (BR. 16)

S-3 AXS ONE INC, MEADOWS OFFICE COMPLEX, 301 RT 17 NORTH, RUTHERFORD, NJ,
07070, 2019353400 - 0 ($14,000,000.00) Equity, (File 333-144559 -
Jul. 13) (BR. 03A)

S-4 CAPITALSOURCE INC, 0 ($447,000,000.00) Equity, (File 333-144560 -
Jul. 13) (BR. 11C)

SB-2 AIR INDUSTRIES GROUP, INC., 1479 NORTH CLINTON AVENUE, BAY SHORE, NY,
11706, 631-968-5000 - 36,358,001 ($9,634,870.00) Equity,
(File 333-144561 - Jul. 13) (BR. 05A)

S-4 SOUTHERN MICHIGAN BANCORP INC, 51 W PEARL ST, COLDWATER, MI, 49036,
5172795500 - 536,073 ($12,699,569.37) Equity, (File 333-144562 -
Jul. 13) (BR. 07C)

S-8 U S GOLD CORP, 165 SOUTH UNION BLVD., SUITE 565, LAKEWOOD, CO, 80228,
303 238-1438 - 0 ($24,040,000.00) Equity, (File 333-144563 - Jul. 13)
(BR. 04B)

S-3ASR ADVANCED MICRO DEVICES INC, ONE AMD PL, MS 68, SUNNYVALE, CA,
94088-3453, 4087322400 -
0 ($2,200,000,000.00) Debt Convertible into Equity, (File 333-144565 -
Jul. 13) (BR. 10A)

SB-2 Organic To Go Food CORP, 3317 THIRD AVENUE SOUTH,, SEATTLE,, WA, 98134,
(206) 838-4670 - 5,049,527 ($10,856,483.05) Equity, (File 333-144566 -
Jul. 13) (BR. 05C)

S-3 XO HOLDINGS INC, 11111 SUNSET HILLS ROAD, RESTON, VA, 20190,
7035472000 - 0 ($11,892,000.00) Equity, (File 333-144567 - Jul. 13)
(BR. 11C)

S-3ASR KIMCO REALTY CORP, 3333 NEW HYDE PARK RD, PO BOX 5020, NEW HYDE PARK,
NY, 11042, 5168699000 - 138,016 ($5,337,078.72) Equity,
(File 333-144568 - Jul. 13) (BR. 08B)

S-8 U S GOLD CORP, 165 SOUTH UNION BLVD., SUITE 565, LAKEWOOD, CO, 80228,
303 238-1438 - 0 ($3,722,838.00) Equity, (File 333-144569 - Jul. 13)
(BR. 04B)

SB-2 BPO Management Services, 1290 N HANCOCK, ANAHEIM HILLS, CA, 92630,
714-974-2670 - 118,025,843 ($143,570,071.00) Equity, (File 333-144570 -
Jul. 13) (BR. 03C)

S-3 DYNCORP INTERNATIONAL INC., 3190 FAIRVIEW PARK DRIVE, SUITE 700,
FALLS CHURCH, VA, 22042, (972) 871-6723 - 0 ($248,285,000.00) Equity,
(File 333-144571 - Jul. 13) (BR. 08A)

S-8 DANAHER CORP /DE/, 2028280850 - 0 ($1,534,740,365.00) Equity,
(File 333-144572 - Jul. 13) (BR. 10A)

S-1 ZHONGPIN INC., C/O PRYOR CASHMAN SHERMAN & FLYNN LLP, 410 PARK AVENUE,
NEW YORK, NY, 10022, 212-326-0846 - 2,659,999 ($28,568,389.00) Equity,
(File 333-144573 - Jul. 13) (BR. 05C)

S-3 BOND SECURITIZATION LLC, 1 BANK ONE PLAZA, CHICAGO, IL, 60670,
3127820600 - 1,000,000 ($1,000,000.00) Asset-Backed Securities,
(File 333-144574 - Jul. 13) (BR. 05)

S-1 AMERICAN DAIRY INC, 865 SOUTH FIGUEROA STREET, SUITE 3340, LOS ANGELES,
CA, 90017, 213-488-5131 - 1,821,241 ($34,731,065.87) Equity,
(File 333-144575 - Jul. 13) (BR. 04A)

S-1 Powered CORP, 2925 BRIAR PARK, SUITE 930, HOUSTON, TX, 77042,
281-493-1311 - 4,610,000 ($46,100,000.00) Equity, (File 333-144576 -
Jul. 13) (BR. )

S-8 PURE BIOFUELS CORP, SUITE 203 - 910 RICHARDS STREET, VANCOUVER, A1,
V6B 3C1, 778-895-3595 - 21,000,000 ($20,685,000.00) Equity,
(File 333-144577 - Jul. 13) (BR. 06A)

S-3 NextWave Wireless Inc., 12670 HIGH BLUFF DRIVE, SAN DIEGO, CA, 92130,
858 480-3100 - 7,651,154 ($59,372,955.04) Equity, (File 333-144578 -
Jul. 13) (BR. 11A)

S-8 AMGEN INC, ONE AMGEN CENTER DRIVE, THOUSAND OAKS, CA, 91320-1799,
805-447-1000 - 0 ($2,267,864,171.54) Equity, (File 333-144579 -
Jul. 13) (BR. 01A)

S-8 AMGEN INC, ONE AMGEN CENTER DRIVE, THOUSAND OAKS, CA, 91320-1799,
805-447-1000 - 0 ($40,942,500.00) Equity, (File 333-144580 - Jul. 13)
(BR. 01A)

S-8 AMGEN INC, ONE AMGEN CENTER DRIVE, THOUSAND OAKS, CA, 91320-1799,
805-447-1000 - 0 ($136,475,000.00) Equity, (File 333-144581 - Jul. 13)
(BR. 01A)

S-4 Coleman Cable, Inc., 1530 SHIELDS DRIVE, WAUKEGAN, IL, 60085,
(847) 672-2300 - 0 ($120,000,000.00) Other, (File 333-144582 - Jul. 13)
(BR. 06A)

S-8 UNIVERSAL DETECTION TECHNOLOGY, 9595 WILSHIRE BOULEVARD, SUITE 700,
BEVERLY HILLS, CA, 90212, 3102483655 - 90,000,000 ($270,000.00) Equity,
(File 333-144583 - Jul. 13) (BR. 10C)

S-1 Allianz Life & Annuity CO, 5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN,
55416, 800-328-5600 - 0 ($10,000,000.00) Other, (File 333-144584 -
Jul. 13) (BR. )

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

1.01 Entry into a Material Definitive Agreement
1.02 Termination of a Material Definitive Agreement
1.03 Bankruptcy or Receivership
2.01 Completion of Acquisition or Disposition of Assets
2.02 Results of Operations and Financial Condition
2.03 Creation of a Direct Financial Obligation or an Obligation under an
Off-Balance Sheet Arrangement of a Registrant
2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation
under an Off-Balance Sheet Arrangement
2.05 Cost Associated with Exit or Disposal Activities
2.06 Material Impairments
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing
3.02 Unregistered Sales of Equity Securities
3.03 Material Modifications to Rights of Security Holders
4.01 Changes in Registrant's Certifying Accountant
4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit
Report or Completed Interim Review
5.01 Changes in Control of Registrant
5.02 Departure of Directors or Principal Officers; Election of Directors;
Appointment of Principal Officers
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a
Provision of the Code of Ethics
6.01. ABS Informational and Computational Material.
6.02. Change of Servicer or Trustee.
6.03. Change in Credit Enhancement or Other External Support.
6.04. Failure to Make a Required Distribution.
6.05. Securities Act Updating Disclosure.
7.01 Regulation FD Disclosure
8.01 Other Events
9.01 Financial Statements and Exhibits

8-K reports may be obtained in person or by writing to the
Commission's Public Reference Branch at 100 F Street, N.E.,
Washington, D.C. 20549-1090 or at the following e-mail box address:
<publicinfo@sec.gov>. In most cases, this information is also
available on the Commission's website: <www.sec.gov>.

STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
-------------------------------------------------------------------------------------------------------
Access Plans USA, Inc. OK 7.01 07/10/07

ALBANY INTERNATIONAL CORP /DE/ DE 1.01,5.02,9.01 07/11/07

ALCAN INC A6 1.01,8.01,9.01 07/12/07

ALFA CORP DE 2.02,9.01 07/13/07

ALION SCIENCE & TECHNOLOGY CORP DE 1.01,3.03,9.01 07/09/07

ALKERMES INC PA 4.01,5.02,9.01 07/10/07

Allis Chalmers Energy Inc. DE 5.02,9.01 07/09/07

ALMOST FAMILY INC DE 8.01 07/13/07

Alternative Loan Trust 2007-OA8 DE 8.01,9.01 06/28/07

AMARU INC NV 8.01,9.01 07/10/07

AMERICAN STANDARD COMPANIES INC DE 2.05 07/09/07

AMES NATIONAL CORP IA 2.02,9.01 07/13/07

AMGEN INC DE 5.02 07/09/07

AMPAL-AMERICAN ISRAEL CORP NY 1.01,9.01 07/13/07

ANNALY CAPITAL MANAGEMENT INC MD 8.01,9.01 07/12/07

ANNALY CAPITAL MANAGEMENT INC MD 1.01,9.01 07/12/07

ANSYS INC DE 1.01,5.02,9.01 07/10/07

ANWORTH MORTGAGE ASSET CORP MD 7.01,9.01 07/12/07

APPLIED MATERIALS INC /DE DC 5.02,9.01 07/11/07

APPLIX INC /MA/ MA 8.01 07/10/07

ARCADIA RESOURCES, INC NV 7.01,9.01 07/13/07

ARES CAPITAL CORP MD 7.01,9.01 07/13/07

Argyle Security Acquisition CORP 8.01,9.01 07/13/07

ATC HEALTHCARE INC /DE/ DE 3.01,9.01 07/10/07

Atlantic Southern Financial Group, In 2.02,9.01 07/13/07

ATLAS MINING CO ID 5.02 07/13/07

AUDIBLE INC 5.02,9.01 07/12/07

AVIS BUDGET GROUP, INC. DE 5.02 07/13/07

Aviza Technology, Inc. DE 1.01,9.01 07/09/07

Avro Energy Inc. NV 5.02,9.01 06/01/07

AZCO MINING INC DE 4.02 07/10/07

BADGER METER INC WI 8.01,9.01 07/12/07

BAKER HUGHES INC DE 2.02,7.01,9.01 07/13/07

BANC OF AMERICA FUNDING CORP DE 8.01,9.01 06/29/07

Bank of Marin Bancorp CA 2.02,9.01 07/12/07

Bank of New York Mellon CORP 5.02,5.03 07/09/07

BANK OF THE OZARKS INC AR 2.02,7.01,9.01 07/12/07

BANKUNITED FINANCIAL CORP FL 2.02,9.01 07/12/07

BEA SYSTEMS INC DE 1.01 07/09/07

Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 04/18/07 AMEND

BIG 5 SPORTING GOODS CORP DE 2.02,9.01 07/12/07

BioFuel Energy Corp. 8.01,9.01 07/12/07

BIONOVO INC DE 5.02,7.01,9.01 06/28/07

BLACK HAWK EXPLORATION 1.01,3.02,9.01 07/13/07

BLACKBAUD INC 5.02,9.01 07/11/07

BNC Mortgage Loan Trust 2007-3 DE 8.01,9.01 06/29/07

BPO Management Services DE 1.01,4.01,5.02,9.01 01/25/07 AMEND

CALPINE CORP DE 2.06,7.01,9.01 05/31/07

CARDIOTECH INTERNATIONAL INC MA 5.02,9.01 07/10/07

CDW CORP IL 8.01,9.01 07/13/07

Cellu Tissue Holdings, Inc. DE 2.02,9.01 07/12/07

Century Petroleum Corp. NV 3.02 07/02/07

CENTURYTEL INC LA 8.01,9.01 07/12/07

CENVEO, INC CO 1.01,2.03,5.02,8.01,9.01 07/09/07

CERNER CORP /MO/ DE 5.02,9.01 07/12/07

CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 07/12/07

ChaseFlex Trust Series 2007-3 DE 8.01,9.01 06/28/07

CHINA MINERALS TECHNOLOGIES, INC. NV 2.02,8.01,9.01 07/13/07

China Natural Gas, Inc. DE 5.02 07/08/07

China Water & Drinks Inc.. NV 4.01 07/11/07

CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 06/28/07

CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 06/29/07

CIRCUIT RESEARCH LABS INC AZ 5.02,9.01 06/26/07

CITIBANK SOUTH DAKOTA N A DE 8.01 06/26/07

Citicorp Residential Mortgage Trust S DE 8.01,9.01 06/28/07

Citigroup Mortgage Loan Trust 2007-AH 2.01,9.01 05/18/07

Citigroup Mortgage Loan Trust 2007-WF 2.01,9.01 05/16/07

Clearpoint Business Resources, Inc DE 1.01 07/09/07

COLGATE PALMOLIVE CO DE 5.02 07/12/07

Community Bancorp NV 8.01,9.01 07/12/07

COMPUWARE CORP MI 2.02,5.02,9.01 07/10/07

Cord Blood America, Inc. FL 2.02,7.01 07/11/07

CORECARE SYSTEMS INC DE 8.01,9.01 07/09/07

Courtside Acquisition Corp DE 9.01 07/02/07 AMEND

CROMWELL URANIUM CORP. 1.01,2.01,3.02,5.01,5.06,9.01 07/11/07

CROSS COUNTRY HEALTHCARE INC DE 1.01,8.01,9.01 07/09/07

CROWN CASTLE INTERNATIONAL CORP DE 5.02 07/12/07

CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/29/07

CYBERONICS INC DE 5.02,9.01 07/09/07

Data Domain, Inc. DE 1.01,2.03,9.01 07/10/07

DATAMEG CORP DE 4.02 04/12/07 AMEND

DELPHI CORP DE 8.01 07/11/07

DETTO DE 1.01,1.02,3.02 07/10/07

DIGITAL RECORDERS INC NC 2.02,7.01,9.01 07/13/07

DIXIE GROUP INC TN 2.02,4.02,9.01 07/13/07

DOBI MEDICAL INTERNATIONAL INC NV 8.01 07/05/07

DOMINION RESOURCES INC /VA/ VA 1.01,9.01 07/10/07

Dussault Apparel Inc. 5.02,9.01 07/11/07

EASTON-BELL SPORTS, INC. DE 5.02,9.01 07/09/07

EAU TECHNOLOGIES, INC. DE 1.01 07/12/07

EGAIN COMMUNICATIONS CORP DE 2.01,9.01 07/09/07

ELECTRO ENERGY INC FL 5.02 07/12/07

ENERGIZER HOLDINGS INC MO 8.01 07/13/07

ENERGIZER HOLDINGS INC MO 1.01,8.01,9.01 07/13/07

ENTERGY GULF STATES INC TX 8.01,9.01 06/29/07

ENTRX CORP DE 5.02 07/12/07

EPLUS INC DE 3.01,7.01,9.01 07/09/07

EQUITABLE RESOURCES INC /PA/ PA 5.02 07/11/07

EVANS SYSTEMS INC TX 5.02 07/13/07

FELLOWS ENERGY LTD NV 8.01 07/13/07

FIBERNET TELECOM GROUP INC\ DE 4.01,9.01 07/10/07

FIDELITY D & D BANCORP INC PA 5.02,9.01 07/11/07

FIRST BANCORP /NC/ NC 1.01,8.01,9.01 07/12/07

FIRST CASH FINANCIAL SERVICES INC DE 1.01,2.01,2.02,7.01,9.01 08/22/06 AMEND

FIRST CHARTER CORP /NC/ NC 7.01,9.01 07/12/07

First Horizon Asset Sec HELOC Notes S DE 8.01,9.01 06/28/07

First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/29/07

Florida East Coast Industries, Inc. 8.01,9.01 07/13/07

FRANKLIN COVEY CO UT 2.02,8.01,9.01 07/12/07

FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 07/13/07

FREEPORT MCMORAN COPPER & GOLD INC DE 1.01,9.01 07/10/07

FROMEX EQUITY CORP DE 4.02,8.01 05/11/07

GANDER MOUNTAIN CO MN 5.02,9.01 07/09/07

GENERAL ELECTRIC CO NY 2.02,7.01 07/13/07

GENTA INC DE/ DE 8.01,9.01 07/11/07

GEOKINETICS INC DE 2.02,8.01,9.01 07/11/07

GILLA INC. NV 8.01 07/12/07

GLOBAL ENERGY INC NV 1.01,9.01 07/10/07

GMACM Home Equity Loan Trust 2007-HE2 DE 8.01,9.01 07/13/07

GoFish Corp. 8.01,9.01 07/12/07

GRAFTECH INTERNATIONAL LTD DE 2.04 07/13/07

GRANT ENTERPRISES INC. DE 8.01,9.01 05/31/07

GRYPHON GOLD CORP NV 7.01,9.01 07/13/07

GSAA Home Equity Trust 2007-7 DE 8.01,9.01 06/28/07

GSC INVESTMENT CORP. MD 2.02,9.01 07/12/07

GSR Mortgage Loan Trust 2007-4F DE 8.01,9.01 06/29/07

GUESS INC DE 5.02 07/09/07

GUNDLE SLT ENVIRONMENTAL INC DE 8.01,9.01 07/09/07

HALLIBURTON CO DE 1.01,1.02,9.01 07/09/07

HAMPTONS LUXURY HOMES INC DE 8.01,9.01 07/13/07

HARTFORD LIFE INSURANCE CO CT 9.01 07/13/07

HEALTHCARE BUSINESS SERVICES GROUPS, 8.01 07/11/07

HINES REAL ESTATE INVESTMENT TRUST IN 3.03 07/09/07

HINES REAL ESTATE INVESTMENT TRUST IN 8.01 07/01/07

HOME DEPOT INC DE 1.01,5.04,9.01 07/09/07

HUDSON HIGHLAND GROUP INC DE 5.02,8.01,9.01 07/13/07

Huntsman CORP DE 1.01,1.02,9.01 07/12/07

HUNTSMAN INTERNATIONAL LLC DE 1.01,1.02,9.01 07/12/07

HYBRID DYNAMICS CORP NV 8.01,9.01 07/11/07

HYPERCOM CORP DE 5.02,9.01 07/11/07

I2 TELECOM INTERNATIONAL INC WA 1.01 07/13/07

IDAHO GENERAL MINES INC ID 5.02,9.01 07/13/07

IMATION CORP DE 2.02,9.01 07/09/07

IMCLONE SYSTEMS INC DE 8.01,9.01 07/12/07

IndyMac IMJA Mortgage Loan Trust 2007 8.01,9.01 06/28/07

IndyMac IMSC Mortgage Loan Trust 2007 8.01,9.01 05/30/07

IndyMac INDX Mortgage Loan Trust 2007 8.01,9.01 06/28/07

IndyMac INDX Mortgage Loan Trust 2007 8.01,9.01 06/27/07

InfoLogix Inc 2.02,9.01 07/12/07

INNOVA PURE WATER INC /FL/ FL 5.03 06/29/07

INTAC INTERNATIONAL INC NV 8.01,9.01 07/12/07

INTEGRA LIFESCIENCES HOLDINGS CORP DE 8.01,9.01 07/13/07

INTER TEL (DELAWARE), INC DE 8.01,9.01 07/12/07

INTERNATIONAL ASSETS HOLDING CORP DE 9.01 05/04/07 AMEND

INTERNATIONAL PAPER CO /NEW/ NY 5.02,9.01 07/10/07

INTERNATIONAL SMART SOURCING INC DE 5.02 07/10/07

INTERPHARM HOLDINGS INC DE 5.02 07/10/07

INTUITIVE SURGICAL INC DE 5.02,9.01 07/12/07

ION MEDIA NETWORKS INC. DE 8.01 07/13/07

IPARTY CORP DE 5.02,8.01 07/10/07

IPSCO INC 7.01,9.01 07/12/07

IPSCO INC 8.01,9.01 07/13/07

JACKSONVILLE BANCORP INC /FL/ FL 8.01,9.01 07/12/07

JDA SOFTWARE GROUP INC DE 5.02 07/03/07

JUNIPER GROUP INC NY 1.01,2.03,3.02,4.02,8.01,9.01 07/05/07 AMEND

KANSAS CITY SOUTHERN DE 8.01,9.01 07/11/07

KBR, INC. DE 9.01 06/28/07 AMEND

KINDRED HEALTHCARE, INC DE 8.01,9.01 07/12/07

LAND O LAKES INC 8.01 07/10/07

LAPOLLA INDUSTRIES INC DE 4.01,8.01 07/10/07

LARGE SCALE BIOLOGY CORP DE 8.01,9.01 07/12/07

LECG CORP DE 5.02 07/12/07

LEHMAN ABS CORP BACKED TR CERT FED EX DE 8.01,9.01 07/01/07

Lehman Mortgage Trust 2007-6 DE 8.01,9.01 06/29/07

Lehman XS Trust 2007-11 DE 8.01,9.01 06/29/07

Lehman XS Trust Series 2007-12N DE 8.01,9.01 06/29/07

LIGHTSCAPE TECHNOLOGIES INC. NV 5.02 07/09/07

LOCAL.COM DE 8.01 07/13/07

M&F BANCORP INC /NC/ NC 8.01,9.01 07/12/07

MATERIAL SCIENCES CORP DE 8.01 07/12/07

MATRITECH INC/DE/ DE 1.01,9.01 07/09/07

MAXIMUM AWARDS INC 1.01,2.01,3.02,9.01 07/09/07

MERCER INSURANCE GROUP INC PA 8.01 07/13/07

MESABI TRUST NY 2.02,9.01 07/13/07

MGM MIRAGE DE 5.02,9.01 07/09/07

Midland International CORP NV 1.01,3.02,5.01,5.02,9.01 02/07/07

MILLENNIUM CELL INC DE 3.02,7.01,9.01 07/09/07

MIV THERAPEUTICS INC NV 1.01,3.02,9.01 07/09/07

Monarch Financial Holdings, Inc. VA 8.01 07/13/07

Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 06/28/07

MOTHERS WORK INC DE 2.02,9.01 07/12/07

NATCO GROUP INC DE 3.02 07/11/07

NATIONAL BEVERAGE CORP DE 2.02,9.01 07/13/07

NEUSTAR INC 1.01,5.02,5.03,9.01 07/09/07

NEWS CORP 7.01 07/13/07

NightHawk Radiology Holdings Inc 1.01,2.03 07/10/07

NMT MEDICAL INC DE 5.02,9.01 07/12/07

NNN Apartment REIT, Inc. MD 1.01,9.01 07/10/07

Northstar Neuroscience, Inc. WA 7.01,9.01 07/12/07

NS8 CORP DE 3.02,5.03,9.01 07/09/07

NTS MORTGAGE INCOME FUND DE 7.01,9.01 07/13/07

OAK HILL FINANCIAL INC OH 2.02,9.01 07/12/07

ODYSSEY RE HOLDINGS CORP DE 1.01,2.03 07/13/07

OHIO VALLEY BANC CORP OH 2.02,9.01 06/30/07

ORION ETHANOL, INC KS 1.02,9.01 07/11/07

OSCIENT PHARMACEUTICALS CORP MA 8.01,9.01 07/13/07

OTELCO INC. AL 1.01,9.01 07/13/07

PACTIV CORP DE 5.03 07/12/07

PANDA ETHANOL, INC. NV 8.01,9.01 07/10/07

PARKWAY PROPERTIES INC MD 5.03,9.01 07/12/07

PAXTON ENERGY INC 8.01,9.01 07/12/07

PEERLESS SYSTEMS CORP DE 7.01,9.01 07/13/07

PEMCO AVIATION GROUP INC DE 1.01,9.01 07/10/07

PFF BANCORP INC DE 8.01,9.01 07/11/07

PHH Alternative Mortgage Trust, Serie DE 8.01,9.01 07/13/07

PHOENIX FOOTWEAR GROUP INC DE 1.01 07/09/07

PITNEY BOWES INC /DE/ DE 5.02,7.01,9.01 07/13/07

PLANAR SYSTEMS INC OR 5.02 07/09/07

PLAYTEX PRODUCTS INC DE 1.01,5.02,8.01,9.01 07/12/07

PLUG POWER INC DE 5.02,9.01 07/09/07

POLYMEDICA CORP MA 5.02 07/09/07

POMEROY IT SOLUTIONS INC DE 1.01,5.02,8.01,9.01 07/12/07

PRIMEGEN ENERGY CORP 1.01,9.01 07/07/07

PROCENTURY CORP 8.01 07/06/07

ProLink Holdings Corp. DE 1.01,2.03 07/09/07

PROSPECT ENERGY CORP MD 8.01,9.01 07/13/07

Protalix BioTherapeutics, Inc. FL 8.01,9.01 07/13/07

PROTECTIVE LIFE CORP DE 2.03 07/13/07

PROTECTIVE LIFE INSURANCE CO TN 2.03 07/13/07

PS BUSINESS PARKS INC/CA CA 7.01,9.01 07/11/07

PSYCHIATRIC SOLUTIONS INC DE 5.02 07/12/07

PUREDEPTH, INC. CO 4.01 07/09/07

QUANTUM CORP /DE/ DE 1.01,2.03 07/12/07

QUEST SOFTWARE INC CA 5.02 05/23/07

RAE SYSTEMS INC DE 8.01,9.01 07/13/07

RALI Series 2007-QH6 Trust DE 8.01,9.01 07/13/07

RALI Series 2007-QS8 Trust DE 8.01,9.01 07/13/07

RAMCO GERSHENSON PROPERTIES TRUST MD 1.01,9.01 07/10/07

REGIS CORP MN 2.02,9.01 07/12/07

RESMED INC DE 5.02,9.01 07/09/07

REYNOLDS AMERICAN INC 5.02,9.01 07/12/07

RFMSI Series 2007-S6 Trust DE 8.01,9.01 07/12/07

RIDGEWOOD ELECTRIC POWER TRUST V DE 4.02 07/10/07

ROLLINS INC DE 8.01 07/11/07

SCBT FINANCIAL CORP SC 4.01,9.01 06/07/07 AMEND

Security With Advanced Technology, In CO 1.01,1.02,2.01,7.01,9.01 07/10/07

SEMITOOL INC MT 2.02,9.01 07/12/07

SEQUENOM INC DE 5.02 07/10/07

SIGMA ALDRICH CORP DE 8.01,9.01 07/10/07

SIGMATRON INTERNATIONAL INC DE 2.02,9.01 07/13/07

Smarts Oil & Gas, Inc. NV 5.02 07/13/07

SONOMA VALLEY BANCORP CA 2.02,9.01 07/13/07

SPECIALIZED HEALTH PRODUCTS INTERNATI DE 5.02,9.01 07/13/07

Spectrum Brands, Inc. WI 2.02,9.01 07/12/07

ST LAWRENCE SEAWAY CORP IN 8.01,9.01 07/10/07

STAGE STORES INC NV 8.01,9.01 07/12/07

Standard Aero Holdings Inc. DE 7.01,9.01 07/13/07

STEAK & SHAKE CO IN 5.02 07/11/07

Structured Adjustable Rate Mortgage L DE 8.01,9.01 06/29/07

SULPHCO INC NV 4.01,9.01 07/09/07

SYMS CORP NJ 8.01,9.01 07/12/07

Synova Healthcare Group Inc 1.01,5.02 04/27/07

TANDY BRANDS ACCESSORIES INC DE 5.03,8.01,9.01 07/12/07

TECH LABORATORIES INC NJ 5.03,9.01 07/09/07

TELOS CORP MD 4.01 07/09/07

TEREX CORP DE 8.01,9.01 07/12/07

TERRA ENERGY & RESOURCE TECHNOLOGIES, DE 5.02 07/10/07

TERRA NOSTRA RESOURCES CORP. NV 2.02,9.01 07/12/07

THERMO FISHER SCIENTIFIC INC. DE 5.02,5.03,9.01 07/12/07

TIDEWATER INC DE 7.01,9.01 07/12/07

TOWER AUTOMOTIVE INC DE 1.01,9.01 07/11/07

TOWER AUTOMOTIVE INC DE 7.01,9.01 07/13/07

TRIBEWORKS INC DE 1.01,2.03,3.02,9.01 07/11/07

TRICO MARINE SERVICES INC DE 2.02,5.01,9.01 07/09/07

TULLYS COFFEE CORP 2.02,9.01 07/13/07

TUNEX INTERNATIONAL INC /UT/ UT 1.02,9.01 07/10/07

TXCO Resources Inc DE 7.01,9.01 07/11/07

UBS Managed Futures LLC (Aspect Serie 5.02 07/12/07

ULTRA PETROLEUM CORP 3.01,9.01 07/09/07

UNICA CORP 1.01,2.01,9.01 07/09/07

UNION BANKSHARES INC VT 2.02,8.01,9.01 07/13/07

UNITED WISCONSIN GRAIN PRODUCERS LLC WI 2.02,7.01,9.01 07/13/07

UNIVERSAL DETECTION TECHNOLOGY CA 1.02,9.01 07/05/07

UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01,9.01 07/13/07

UTSTARCOM INC DE 5.02 07/09/07

VCG HOLDING CORP CO 2.01,9.01 03/20/07 AMEND

VCG HOLDING CORP CO 2.01,9.01 03/21/07 AMEND

VCG HOLDING CORP CO 2.01,9.01 01/19/07 AMEND

Veri-Tek International, Corp. MI 5.02,9.01 07/12/07

VINEYARD NATIONAL BANCORP CA 2.02,9.01 07/12/07

W&T OFFSHORE INC TX 2.02,9.01 07/13/07

Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 06/28/07

Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 06/28/07

WILLIAM LYON HOMES DE 2.02,9.01 07/10/07

WILLIAMS SONOMA INC CA 1.01 07/10/07

XL CAPITAL LTD 8.01,9.01 07/13/07

ZONE 4 PLAY INC NV 5.02 07/13/07

http://www.sec.gov/news/digest/2007/dig071607.htm

Modified: 07/16/2007