Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Enhancements to the Exchange's Existing Automatic Execution Facility (NYSE Direct+)

(Release No. 34-50173; File No. SR-NYSE-2004-05)

• George Rutherfurd, Consultant, Chicago, Illinois, June 22, 2006 (File name: grutherfurd062206.pdf)
   
• Douglas W. Henkin, Milbank, Tweed, Hadley & McCloy LLP, on behalf of the New York Stock Exchange LLC, June 14, 2006 (File name: nyse200405-56.pdf)
   
• Rebecca Belmar, Milbank, Tweed, Hadley & McCloy LLP, on behalf of the New York Stock Exchange LLC, May 9, 2006 (File name: nyse200405-54.pdf)
   
• David S. Cohen, Milbank, Tweed, Hadley & McCloy LLP, on behalf of the New York Stock Exchange LLC, May 5, 2006 (File name: nyse200405-55.pdf)
   
• Warren P. Meyers, President, Independent Broker Action Committee, Inc. (IBAC), April 21, 2006 (File name: ibac042106.pdf)
   
• George Rutherfurd, Consultant, Chicago, Illinois, March 27, 2006 (File name: grutherfurd032706.htm)
   
• Andrew J. Goodman; Kurzman Eisenberg Corbin Lever & Goodman, LLP, on behalf of Independent Broker Action Committee, March 17, 2006 (File name: ajgoodman031706.pdf)
   
• George Rutherfurd, Consultant, Chicago, Illinois, February 13, 2006 (File name: grutherfurd021306.pdf)
   
• Independent Broker Action Committee,Inc., February 2, 2006 (File name: ibac020206.pdf)
   
• George Rutherfurd, Consultant, Chicago, Illinois, February 1, 2006 (File name: grutherfurd020106.pdf)
   
• George Rutherfurd, Consultant, Chicago, Illinois, December 17, 2005 (File name: grutherfurd121705.htm)
   
• George Rutherfurd, Consultant, Chicago, Illinois, December 11, 2005 (File name: grutherfurd121105.htm)
   
• Andrew J. Goodman, Kurzman Eisenberg Corbin Lever & Goodman, LLP, on behalf of Independent Broker Action Committee, December 8, 2005 (File name: nyse200405-46.pdf)
   
• Warren P. Meyers, President, Independent Broker Action Committee, December 7, 2005 (File name: wpmeyers120705.pdf)
   
• George Rutherfurd, Consultant, Chicago, Illinois, November 17, 2005 (File name: grutherfurd111705.pdf)
   
• George Rutherfurd, Consultant, Chicago, Illinois, November 8, 2005 (File name: grutherfurd110805.pdf)
   
• Memorandum from the Division of Market Regulation regarding a meeting with representatives of the New York Stock Exchange, Inc., October 27, 2005 (File name: memo102705.pdf)
   
• George Rutherfurd, Consultant, Chicago, Illinois, November 1, 2005 (File name: grutherfurd110105.pdf)
   
• Frank A. Torino, September 27, 2005 (File name: nyse200405-38.pdf)
   
• Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc., September 21, 2005 (File name: myeager092105.pdf)
   
• Kim Bang, Bloomberg Tradebook, LLC, July 28, 2005 (File name: kbang072805.pdf)
   
• George Rutherfurd, Consultant, Chicago, Illinois, July 20, 2005 (File name: grutherfurd072005.pdf)
   
• Donald D. Kittell, Executive Vice President, Securities Industry Association, July 20, 2005 (File name: ddkittell072005.pdf)
   
• Ari Burstein, Associate Counsel, Investment Company Institute, July 20, 2005 (File name: aburstein072005.pdf)
   
• George U. Sauter, Managing Director, The Vanguard Group, Inc., July 20, 2005 (File name: gusauter072005.pdf)
   
• Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business University of Northern Colorado, June 17, 2005 (File name: jwpeake061705.pdf)
   
• Memorandum from the Division of Market Regulation regarding a meeting with representatives of the New York Stock Exchange, Inc., June 16, 2005 (File name: memo061605.pdf)
   
• Memorandum from the Division of Market Regulation regarding a meeting with representatives of the New York Stock Exchange, Inc., dated April 20, 2005 (File name: srnyse200405-27.pdf)
   
• George Rutherfurd, Consultant, Chicago, Illinois, April 8, 2005 (File name: grutherfurd6971.htm)
   
• George Rutherfurd, March 10, 2005 (File name: grutherfurd031005.htm)
   
• Edward S. Knight, NASDAQ, January 26, 2005 (File name: nasdaq012605.pdf)
   
• Marc L. Lipson, Associate Professor, Terry College of Business, University of Georgia, January 4, 2005 (File Name: mllipson010405.pdf)
   
• William R. Power, Member and Director, Chicago Board Options Exchange, Chicago, Illinois, December 21, 2004 (File name: wrpower9040.htm)
   
• Thomas Peterffy and David M. Battan, Interactive Brokers Group, December 14, 2004 (File name: srnyse200405-21.pdf)
   
• Ann L. Vlcek, Vice President and Associate General Counsel, Securities Industry Association, December 13, 2004 (File name: alvlcek121304.pdf)
   
• Ari Burstein, Associate Counsel, Investment Company Institute, December 13, 2004 (File name: aburstein121304.pdf)
   
• Gregory van Kipnis, December 10, 2004 (File name: gvkipnis121004.pdf)
   
• Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company, December 8, 2004 (File name: eroiter120804.pdf)
   
• Philip Angelides, Treasurer, State of California, November 23, 2004 (File name: srnyse200405-18.pdf)
   
• Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company, October 26, 2004 (File name: fidelity102504.pdf)
   
• Edward J. Nicoll, Chief Executive Officer, Instinet Group Incorporated, October 25, 2004 (File name: instinet102504.pdf)
   
• Donald D. Kittell, Executive Vice President, Securities Industry Association, October 1, 2004 (File name: ddkittell100104.pdf)
   
• Bruce Lisman, Bear, Stearns & Co., Inc., September 28, 2004 (File name: blisman092804.pdf)
   
• George W. Mann Jr., EVP & General Counsel, Boston Stock Exchange, September 22, 2004 (File name: bse092204.htm)
   
• Lisa M. Utasi, President and Kimberly Unger, Executive Director, Security Traders Association of New York, Inc., September 22, 2004 (File name: stany092204.pdf)
   
• Ellen L.S. Koplow, Executive Vice President and General Counsel, Ameritrade, Inc., September 22, 2004 (File name: ekoplow092204.pdf)
   
• Kim Bang, President and Chief Executive Officer, Bloomberg Tradebook LLC, September 22, 2004 (File name: kbang092204.pdf)
   
• Ari Burstein, Associate Counsel, Investment Company Institute, September 22, 2004 (File name: aburstein092204.pdf)
   
• Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business University of Northern Colorado, September 22, 2004 (File name: jwpeake092204.pdf)
   
• Jose L. Marques, Ph.D., Managing Memeber, Telic Management LLC, Greenwich, Connecticut, September 21, 2004 (File name: jlmarques8410.htm)
   
• Thomas Peterffy and David M. Battan, Interactive Brokers Group, on behalf of its affiliates Timber Hill LLC and Interactive Brokers LLC, September 7, 2004 (File name: srnyse200405-3.pdf)
   
• Memorandum from the Division of Market Regulation regarding a August 25, 2004 meeting with the Citigroup Global Markets, Inc. dated September 1, 2004 (File name: nyse200405-5.pdf.pdf)
   
• Donald E. Weeden, August 31, 2004 (File name: nyse200405-7.pdf)
   
• James L. Rothenberg, Esq., New York, New York, August 30, 2004 (File name: jlrothenberg9946.htm)
   
• Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company, August 10, 2004 (File name: fidelity081004.pdf)
   
• Memorandum from the Division of Market Regulation regarding a March 31, 2004 meeting with the New York Stock Exchange, Inc. dated May 20, 2004 (File name: nyse200405-4.pdf.pdf)
   

http://www.sec.gov/rules/sro/nyse/nyse200405.shtml