Comments on Rulemaking Petition:
Petition for Commission Action to Require Exchange Act Registration of Over-the-Counter Equity Securities

[File No. 4-483]

• Tony Chiarenza, Key Equity Investors, Inc.; October 23, 2013 (File name: 4483-31.pdf)
   
• Stephen J. Nelson, The Nelson Law Firm, LLC, Raffles Capital Management, on behalf of Philip Oppenheimer and Mark Close, Oppenheimer & Close, Inc., Paul O'Leary, Raffles Associates, and David Wright, Henry Investment Trust, L.P.; March 11, 2011 (File name: 4483-30.pdf)
   
• Memorandum from the Division of Corporation Finance regarding a February 10, 2011 meeting with representatives of The Nelson Law Firm, LLC, Raffles Capital Management, Oppenheimer & Close, Inc., and Henry Investment Trust, L.P.; February 10, 2011(File name: 4483-29.pdf)
   
• Robert J. Schweich, April 1, 2009 (File name: 4483-28.htm)
   
• Tony Chiarenza, President, Key Equity Investors, Inc., April 1, 2009 (File name: 4483-27.pdf)
   
• Anthony Chiarenza, Key Equity Investors, Inc., March 27, 2009 (File name: 4483-26.pdf)
   
• Martin Fox, March 26, 2009 (File name: 4483-25.htm)
   
• Lawrence J. Goldstein, Santa Monica Partners, L.P., March 26, 2009 (File name: 4483-24.pdf)
   
• Philip V. Oppenheimer, Oppenheimer & Close, Inc., March 24, 2009 (File name: 4483-23.pdf)
   
• Anthony Lamport, March 19, 2009 (File name: 4483-22.htm)
   
• Sarah A. Miller, Senior Vice President, American Bankers Association, November 12, 2008 (File name: 4483-21.pdf)
   
• Christopher T. Singley, Houston, Texas, December 3, 2007 (File name: 4483-20.pdf)
   
• Memorandum from the Division of Corporation Finance regarding an October 23, 2006, meeting with representatives of the Community Bankers Council of the American Bankers Association, October 23, 2006 (File name: 4483-19.pdf)
   
• Anthony Chiarenza, Key Equity Investors, Inc., September 19, 2005 (File name: achiarenza091905.pdf)
   
• F. Scott Koonce, President, Koonce Securities, Inc., October 12, 2004 (File name: 4483-17.pdf)
   
• Peter J. Lewis, CFA, Director of Research, Towle & Co., Sepetmber 28, 2004 (File name: 4483-16.pdf)
   
• Debra Fiakas, CFA, Managing Director, Crystal Equity Research, August 24, 2004 (File name: 4483-15.pdf)
   
• Daniel Zeff, General Partner, Zeff Capital Partners, August 2, 2004 (File name: 4483-14.pdf)
   
• David G. Connors, July 19, 2004 (File name: dgconnors.htm)
   
• Gerald I. White, CFA, President, Grace & White, Inc., June 4, 2004 (File name: 4483-11.pdf)
   
• John Rosenthal, May 27, 2004 (File name: 4483-10.pdf)

• Jim Brodie, May 12, 2004 (File name: jbrodie051204.txt)
• James A. Brodie, Managing Director, Carr Securities Corporation, May 11, 2004 (File name: jabrodie051104.txt)

• Anthony Chiarenza, Key Equity Investors, Inc., January 13, 2004 (File name: keyequity011304.htm)

• David Shuldiner, Kanagawa Holdings LLC, received December 21, 2003 (File name: kanagawa122103.htm)

• Nelson Obus, President, Wynnefield Capital, Inc., received December 8, 2003 (File name: 4483-7.pdf)

• Jim Brodie, October 28, 2003 (File name: jbrodie102803.txt)
• Walter Carucci, President, Carr Securities, October 27, 2003 (File name: carrsec102703.txt)
• Anthony Chiarenza, Key Equity Investors, Inc., October 10, 2003 (File name: keyequity101003.htm)
• James A. Brodie, October 9, 2003 (File name: jabrodie100903.htm)
• Jonathan P. Schwartz, August 12, 2003 (File name: 4483-1.pdf)
• Philip V. Oppenheimer, Oppenheimer+Close, Inc., July 30, 2003 (File name: oppenheimer073003.htm)

http://www.sec.gov/rules/petitions/4-483.shtml