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Division of
Trading and Markets
About the Division
Broker-Dealers
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Frequently Requested Documents
Frequently Requested Documents
Section 31 Fees
Fee Rate Advisories for FY09
Fee Rate Advisory #5 for Fiscal Year 2009
(March 11, 2009)
Fee Rate Advisory #4 for Fiscal Year 2009
(March 6, 2009)
Fee Rate Advisory #3 for Fiscal Year 2009
(March 4, 2009)
Fee Rate Advisory #2 for Fiscal Year 2009
(Sept. 29, 2008)
SEC Sets Fee Rates for Fiscal Year 2009
(April 30, 2008)
http://www.sec.gov/divisions/marketreg/mrfreqreq_fras2009.shtml
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Modified: 12/17/2009