SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


Division of
Trading and Markets


About the Division

Broker-Dealers

Banks and Other Depository Institutions

Credit Rating Agencies

Exchanges

Over-the-Counter Markets

ECNs/Alternative Trading Systems

National Market System

Municipal Markets

Clearing Agencies

Transfer Agents

Additional Topics

Frequently Requested Documents

 

Additional Topics

Letter to FINRA Regarding Regulation of U.S. Treasury Securities

SEC Chair Mary Jo White Letter to the Securities Industry and Financial Markets Association and the Investment Company Institute Regarding T+2

Report Issued on Improving Financial Privacy Notices for Consumers

Fee Rate Advisories

Anti-Money Laundering Rulemaking

Business Continuity Planning

Advisory Committee on Market Information

Fast Answers To Your Questions

 

http://www.sec.gov/divisions/marketreg/mraddtopic.shtml

Modified: 08/22/2016