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Selected Accounting and Auditing Enforcement Releases
July - September 2003

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date              
Action
AAER-1882 Sep. 30, 2003 Timothy McCool
Release Nos.: 33-8296, 34-48575
AAER-1881 Sep. 30, 2003 Scott Miller
Release No.: 34-48571
AAER-1880 Sep. 30, 2003 Adam S. Richards
Release No.: 34-48570
AAER-1878 Sep. 29, 2003 Loren D. Pfau
Release No.: LR-18374
AAER-1879 Sep. 29, 2003 Loren D. Pfau
Release Nos.: 33-8295, 34-48559
AAER-1877 Sep. 29, 2003 Sport-Haley, Inc., Robert G. Tomlinson, and Steve S. Auger
Release No.: LR-18371
AAER-1876 Sep. 29, 2003 James C. Horne
Release No.: LR-18370
AAER-1875 Sep. 26, 2003 Analytical Surveys, Inc.
Release No.: 34-48549
AAER-1873 Sep. 25, 2003 Akorn, Inc.
Release No.: 34-48546
AAER-1872 Sep. 25, 2003 Thomas C. Trauger and Michael Mullen
Release No.: 34-48543
AAER-1871 Sep. 25, 2003 Oliver Flanagan
Release No.: 34-48542
AAER-1869 Sep. 24, 2003 Christine B. Hoberg
Release No.: 34-48536
AAER-1868 Sep. 23, 2003 Jeffrey R. Anderson and Scott H. Miller
Release No.: LR-18358
AAER-1867 Sep. 22, 2003 Richard I. Berger and Bonnie K. Metz
Release No.: LR-18357
AAER-1866 Sep. 22, 2003 Brian Wiegand
Release No.: 34-48513
AAER-1865 Sep. 22, 2003 David Slayton
Release No.: 34-48512
AAER-1864 Sep. 22, 2003 Sophia M. Kabler
Release No.: LR-18355
AAER-1863 Sep. 16, 2003 Jeffrey A. Conway, CPA
Release No.: 34-48492
AAER-1862 Sep. 11, 2003 Stephen D. Price
Release No.: LR-18345
AAER-1861 Sep. 11, 2003 Stephen D. Price
Release No.: 34-48485
AAER-1860 Sep. 11, 2003 Christine B. Hoberg
Release No.: LR-18343
AAER-1859 Sep. 11, 2003 Nvidia Corporation
Release No.: 34-48480
AAER-1858 Sep. 11, 2003 Brightpoint, Inc., American International Group, Inc., Phillip Bounsall, John Delaney and Timothy Harcharik
Release No.: LR-18340
AAER-1857 Sep. 11, 2003 American International Group, Inc.
Release No.: 34-48477
AAER-1856 Sep. 11, 2003 Louis Lucullo
Release No.: 34-48476
AAER-1855 Sep. 11, 2003 Phillip Bounsall
Release No.: 34-48475
AAER-1854 Sep. 11, 2003 Brightpoint, Inc.
Release Nos.: 34-48474, 33-8284
AAER-1853 Sep. 10, 2003 Michael Martin and Malcolm McVay
Release No.: LR-18339
AAER-1852 Sep. 10, 2003 Ben F. Glisan, Jr.
Release No.: LR-18335
AAER-1851 Sep. 9, 2003 Lawrence Borowiak
Release No.:LR-18332
AAER-1850 Sep. 8, 2003 Vincent Steckler
Release No.: LR-18327
AAER-1849 Aug. 25, 2003 Solucorp Industries Ltd., et al.
Release No.: LR-18306
AAER-1846 Aug. 20, 2003 Carroll A. Wallace, C.P.A.
Release No.: 34-48372
AAER-1819A Aug. 18, 2003 John J. Canepa, C.P.A.
Release No.: 34-48224A
AAER-1844 Aug. 18, 2003 Rica Foods et. al.
Release No.: LR-18293
AAER-1845 Aug. 14, 2003 Peregrine Systems, Inc.
Release No.: LR-18290
AAER-1843 Aug. 14, 2003 Gary L. Atnip C.P.A.
Release No.: 34-48341
AAER-1842 Aug. 14, 2003 Peter Bromberg, C.P.A.
Release No.: 34-48337
AAER-1840 Aug. 13, 2003 Steven L. Hunt, Esq.
Release No.: 34-48330
AAER-1839 Aug. 12, 2003 Richard P. Scalzo, CPA
Release No.: 34-48328
AAER-1838 Aug. 12, 2003 Jean-Paul Bolduc, Brian J. Smith, C.P.A., Richard N. Sukenik, C.P.A., Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, C.P.A.
Release No.: 34-48326
AAER-1837 Aug. 12, 2003 Jean-Paul Bolduc, Brian J. Smith, C.P.A., Richard N. Sukenik, C.P.A., Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, C.P.A.
Release No.: 34-48325
AAER-1836 Aug. 12, 2003 Morris Weissman
Release No.: LR-18283
AAER-1835 Aug. 8, 2003 Warren Martin, CPA
Release No.: 34-48311
AAER-1834 Aug. 7, 2003 WorldCom, Inc.
Release No.: LR-18277
AAER-1833 Aug. 7, 2003 David Andrew Hilton and Stephen Scott Lowber
Release No.: LR-18276
AAER-1832 Aug. 7, 2003 Cutter & Buck Inc.
Release No.: 34-48296
AAER-1831 Aug. 6, 2003 Oliver Hilsenrath and David S. Klarman
Release No.: LR-18275
AAER-1829 Aug. 5, 2003 SRI/Surgical Express, Inc., Wayne R. Peterson, and James T. Boosales
Release No.: 34-48282
AAER-1828 Aug. 5, 2003 Alexander H. Edwards, III
Release No.: LR-18271
AAER-1827 Jul. 30, 2003 David S. Pearl, Esq.
Release No.: 34-48257
AAER-1826 Jul. 30, 2003 Richardson, et al.
Release No.: LR-18263
AAER-1825 Jul. 29, 2003 Jay P. Gilbertson, C.P.A.
Release No.: 34-48248
AAER-1824 Jul. 29, 2003 Philip L. Pascale, C.P.A.
Release No.: 34-48247
AAER-1823 Jul. 29, 2003 Michael J. Marrie, CPA and Brian L. Berry, CPA
Release No.: 34-48246
AAER-1821 Jul. 28, 2003 Citigroup, Inc.
Release No.: 34-48230
AAER-1820 Jul. 28, 2003 J.P. Morgan Chase & Co.
Release No.: LR-18252
AAER-1819 Jul. 24, 2003 John J. Canepa, CPA
Release No.: 34-48224
AAER-1818 Jul. 22, 2003 Jay Gilbertson, Albert Bergonzi and Dominick Derosa
Release No.: LR-18242
AAER-1817 Jul. 23, 2003 RSA Security, Inc.
Release No.: 34-48214
AAER-1816 Jul. 22, 2003 Rent-Way, Inc., et al.
Release No.: LR-18241
AAER-1815 Jul. 17, 2003 Arsin Corporation and Danis Yadegar-Mooshiabadi
Release No.: 34-48192
AAER-1814 Jul. 16, 2003 Xaibe, Inc. and Lowell Nicholas
Release No.: 34-48182
AAER-1813 Jul. 7, 2003 Carnegie International Corporation, et al.
Release No.: LR-18229
AAER-1811 Jul. 7, 2003 WorldCom Inc.
Release No.: LR-18219
AAER-1810 Jul. 2, 2003 WorldCom Inc.
Release No.: LR-18210



http://www.sec.gov/divisions/enforce/friactions/act3q03.shtml


Modified: 02/03/2006