SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


Exchange Act Forms

Form 3 Initial statement of beneficial ownership of securities
   General Instructions to Form 3
Form 4 Statement of changes of beneficial ownership of securities
   General Instructions to Form 4
Form 5 Annual statement of beneficial ownership of securities
   General Instructions to Form 5
Form 6-K Report of foreign issuer pursuant to Rules 13a-16 and 15d-16
Form 8-A Registration of certain classes of securities pursuant to section 12(b) or (g)
Form 8-K Current reports pursuant to Section 13 or 15(d)
Form 10 General form for registration of securities pursuant to Section 12(b) or (g) of the Exchange Act
Form 10-D Asset-backed issuer distribution report pursuant to Section 13 or 15(d) of the Exchange Act
Form 10-K Annual report
Form 10-Q Quarterly report
Form 11-K Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d) of the Exchange Act
Form 12b-25 Notification of late filing
Form 15 Certification of termination of registration under Section 12(g) of the Exchange Act or notice of suspension of duty to file reports under Sections 13 and 15(d) of the Exchange Act
Form 15F Certification of a Foreign Private Issuer's Termination of Registration of a Class Of Securities Under Section 12(G) of the Securities Exchange Act of 1934 or Its Termination of the Duty to File Reports Under Section 13(A) or Section 15(D) of the Securities Exchange Act of 1934
NOTE: Form 15F is available for use as of 6/4/07
Form 18 Application for registration pursuant to Section 12(b) and (c) of the Exchange Act (For foreign governments and political subdivisions thereof)
Form 18-K Annual report for foreign governments and political subdivisions thereof
Form 20-F Registration statement pursuant to Section 12(b) or (g) of the Exchange Act; annual report pursuant to Section 13 or 15(d) of the Exchange Act; transition report pursuant to Section 13 or 15(d) of the Exchange Act
Form 25 Notification of the removal from listing and/or registration under Section 12(b) of the Exchange Act
Form 40-F Registration statement pursuant to Section 12 of the Exchange Act or annual report pursuant to Section 13(a) or 15(d) of the Exchange Act
Form CB Tender offer/rights offering notification form
Form ID Uniform application for access codes to file on EDGAR

Form SE

Form for submission of paper format exhibits by electronic filers
Form TH Notification of reliance on temporary hardship exemption

http://www.sec.gov/divisions/corpfin/forms/exchange.shtml


Modified: 10/16/2014