Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0000915802 | |||
| Series S000019569 | ALPS/Red Rocks Global Opportunity Fund | ||
| Class/Contract C000054404 | Investor Shares | LPEFX | |
| Class/Contract C000054405 | Class I | LPEIX | |
| Class/Contract C000054406 | Class R | LPERX | |
| Class/Contract C000090359 | Class C | LPFCX | |
| Class/Contract C000200954 | Class A | LPFAX | |
| Status | Name | Ticker Symbol | |
| CIK 0000915802 | |||
| Series S000026776 | Clough China Fund | ||
| Class/Contract C000080470 | Investor Shares | CHNAX | |
| Class/Contract C000080471 | Class C | CHNCX | |
| Class/Contract C000080472 | Class I | CHNIX | |
| Class/Contract C000200956 | Class A | CHCAX | |
| Status | Name | Ticker Symbol | |
| CIK 0000915802 | |||
| Series S000028470 | ALPS/CoreCommodity Management CompleteCommodities Strategy Fund | ||
| Class/Contract C000087089 | Investor Shares | JCRAX | |
| Class/Contract C000087090 | Class C | JCRCX | |
| Class/Contract C000087091 | Class I | JCRIX | |
| Class/Contract C000200957 | Class A | JCCSX | |
| Status | Name | Ticker Symbol | |
| CIK 0000915802 | |||
| Series S000029518 | RiverFront Asset Allocation Growth & Income | ||
| Class/Contract C000090577 | Investor Shares | RLGAX | |
| Class/Contract C000090578 | Class C | RLGCX | |
| Class/Contract C000090579 | Class I | RLIIX | |
| Class/Contract C000200960 | Class A | RAGIX | |
| Status | Name | Ticker Symbol | |
| CIK 0000915802 | |||
| Series S000062209 | ALPS/Smith Short Duration Bond Fund | ||
| Class/Contract C000201375 | Class A | ||
| Class/Contract C000201376 | Class C | ||
| Class/Contract C000201377 | Class I | ||
| Class/Contract C000201378 | Investor Shares | ||
| Status | Name | Ticker Symbol | |
| CIK 0000915802 | |||
| Series S000062210 | ALPS/Smith Total Return Bond Fund | ||
| Class/Contract C000201379 | Class A | ||
| Class/Contract C000201380 | Class C | ||
| Class/Contract C000201381 | Class I | ||
| Class/Contract C000201382 | Investor Shares | ||
| Status | Name | Ticker Symbol | |
| CIK 0000915802 | |||
| Series S000069460 | ALPS | Smith Balanced Opportunity Fund | ||
| Class/Contract C000221738 | Investor Class | ALIBX | |
| Class/Contract C000221739 | Class C | ALCBX | |
| Class/Contract C000221740 | Class I | ALPBX | |
| Class/Contract C000221741 | Class A | ALABX | |
| Status | Name | Ticker Symbol | |
| CIK 0000915802 | |||
| Series S000069461 | ALPS | Smith Credit Opportunities Fund | ||
| Class/Contract C000221742 | Investor Class | SMCVX | |
| Class/Contract C000221743 | Class A | SMCAX | |
| Class/Contract C000221744 | Class C | SMCCX | |
| Class/Contract C000221745 | Class I | SMCRX | |
IRS No.: 841255767 | State of Incorp.: DE | Fiscal Year End: 0430
Type: 485BPOS | Act: 40 | File No.: 811-08194 | Film No.: 22691825
IRS No.: 841255767 | State of Incorp.: DE | Fiscal Year End: 0430
Type: 485BPOS | Act: 33 | File No.: 033-72424 | Film No.: 22691824
