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Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001140361-23-049491
Filing Date
2023-10-25
Accepted
2023-10-25 16:07:34
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP/A ef20012643_40-appa.htm 40-APP/A 882081
  Complete submission text file 0001140361-23-049491.txt   966870
Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS LLC (Filer) CIK: 0000009015 (see all company filings)

IRS No.: 041054788 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-128 | Film No.: 231346037

Mailing Address 1295 STATE STREET SPRINGFIELD MA 01111
Business Address 1295 STATE STREET SPRINGFIELD MA 01111 4137448411
MASSACHUSETTS MUTUAL LIFE INSURANCE CO (Filer) CIK: 0000225602 (see all company filings)

IRS No.: 041590850 | State of Incorp.: MA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-127 | Film No.: 231346036

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS CORPORATE INVESTORS (Filer) CIK: 0000275694 (see all company filings)

IRS No.: 042483041 | State of Incorp.: MA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488 | Film No.: 231345910

Mailing Address 191 ROSA PARKS STREET CINCINNATI OH 45202
Business Address 191 ROSA PARKS STREET CINCINNATI OH 45202 513-361-9462
MASSMUTUAL ASCEND LIFE INSURANCE CO (Filer) CIK: 0000723258 (see all company filings)

IRS No.: 131935920 | State of Incorp.: OH | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-31 | Film No.: 231345941
SIC: 6311 Life Insurance

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS PARTICIPATION INVESTORS (Filer) CIK: 0000831655 (see all company filings)

IRS No.: 043025730 | State of Incorp.: MA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-130 | Film No.: 231346039

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 (704) 805-7200
Barings BDC, Inc. (Filer) CIK: 0001379785 (see all company filings)

IRS No.: 061798488 | State of Incorp.: NC | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-126 | Film No.: 231346035

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND (Filer) CIK: 0001521404 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 98 | File No.: 812-15488-02 | Film No.: 231346041

Mailing Address BABSON CAPITAL MANAGEMENT LLC 1500 MAIN STREET, SUITE 2200 SPRINGFIELD MA 01115-5189
Business Address BABSON CAPITAL MANAGEMENT LLC 1500 MAIN STREET, SUITE 2200 SPRINGFIELD MA 01115-5189 413-226-1063
Tower Square Capital Partners IV, L.P. (Filer) CIK: 0001597019 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-05 | Film No.: 231345915

Mailing Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115-5189
Business Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115-5189 413-226-1000
Tower Square Capital Partners IV-A, L.P. (Filer) CIK: 0001598727 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-04 | Film No.: 231345914

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
PI Subsidiary Trust (Filer) CIK: 0001673988 (see all company filings)

IRS No.: 046866316 | State of Incorp.: MA
Type: 40-APP/A | Act: 98 | File No.: 812-15488-129 | Film No.: 231346038

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
CI Subsidiary Trust (Filer) CIK: 0001673989 (see all company filings)

IRS No.: 046866463 | State of Incorp.: MA
Type: 40-APP/A | Act: 98 | File No.: 812-15488-01 | Film No.: 231346040

Mailing Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115
Business Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115 41322610000
Barings Finance LLC (Filer) CIK: 0001674048 (see all company filings)

IRS No.: 800875475
Type: 40-APP/A | Act: 98 | File No.: 812-15488-06 | Film No.: 231345916

Mailing Address 550 SOUTH TRYON STREET SUITE 3300 CHARLOTTE NC 28202
Business Address 550 SOUTH TRYON STREET SUITE 3300 CHARLOTTE NC 28202 704-805-7200
Barings North American Private Loan Fund, L.P. (Filer) CIK: 0001687482 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-57 | Film No.: 231345967

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104 345-949-8066
Barings North American Private Loan Fund (Cayman), L.P. (Filer) CIK: 0001687483 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-56 | Film No.: 231345966

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104 345-949-8066
Barings North American Private Loan Fund (Cayman)-A L.P. (Filer) CIK: 0001715951 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-58 | Film No.: 231345968

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
SIC Investment Holdings LLC (Filer) CIK: 0001758310 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-124 | Film No.: 231346033

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 (704) 805-7200
Barings Capital Investment Corp (Filer) CIK: 0001811972 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-122 | Film No.: 231346031

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7671
Barings Small Business Fund, L.P. (Filer) CIK: 0001817350 (see all company filings)

IRS No.: 845063008 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-55 | Film No.: 231345965

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Special Situations Credit Fund 4 (Delaware), L.P. (Filer) CIK: 0001823987 (see all company filings)

IRS No.: 851465973 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-11 | Film No.: 231345921

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-1104
Business Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 (980) 417 - 7686
Barings North American Private Loan Fund II (Cayman), L.P. (Filer) CIK: 0001826646 (see all company filings)

IRS No.: 981540187 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-19 | Film No.: 231345929

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-1104
Business Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 (980) 417 - 7686
Barings North American Private Loan Fund II (Cayman)-A, L.P. (Filer) CIK: 0001826649 (see all company filings)

IRS No.: 981540166 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-21 | Film No.: 231345931

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Private Credit Corp (Filer) CIK: 0001859919 (see all company filings)

IRS No.: 863780522 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-123 | Film No.: 231346032

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Private Equity Opportunities & Commitments Fund (Filer) CIK: 0001864609 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: 40-APP/A | Act: 98 | File No.: 812-15488-121 | Film No.: 231346030

Mailing Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 7048057200
Barings North American Private Loan Fund II (Unlevered), L.P. (Filer) CIK: 0001885161 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-17 | Film No.: 231345927

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 (704) 805-7200
Barings CMS Fund, LP (Filer) CIK: 0001899943 (see all company filings)

IRS No.: 872599057 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-101 | Film No.: 231346010

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2017-I (Filer) CIK: 0001978475 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-54 | Film No.: 231345964

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-IV (Filer) CIK: 0001978495 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-50 | Film No.: 231345960

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-III (Filer) CIK: 0001978496 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-51 | Film No.: 231345961

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-I (Filer) CIK: 0001978517 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-53 | Film No.: 231345963

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-II (Filer) CIK: 0001978523 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-52 | Film No.: 231345962

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2021-I (Filer) CIK: 0001978545 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-42 | Film No.: 231345952

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2021-I (Filer) CIK: 0001978546 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-39 | Film No.: 231345949

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2016-II (Filer) CIK: 0001978549 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-38 | Film No.: 231345948

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2015-I (Filer) CIK: 0001978550 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-36 | Film No.: 231345946

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2016-I (Filer) CIK: 0001978551 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-35 | Film No.: 231345945

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2017-I (Filer) CIK: 0001978552 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-34 | Film No.: 231345944

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Umbrella Fund - Barings Developed & Emerging Markets High Yield Bond Fund (Filer) CIK: 0001978554 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 0430
Type: 40-APP/A | Act: 98 | File No.: 812-15488-60 | Film No.: 231345970

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Global Private Loan Strategy Fund 1 (Filer) CIK: 0001978555 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-71 | Film No.: 231345981

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Loan Strategy 1 Ltd (Filer) CIK: 0001978556 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-08 | Film No.: 231345918

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Multi-Credit Strategy 4 Ltd (Filer) CIK: 0001978557 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-24 | Film No.: 231345934

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Multi-Credit Strategy 3 Ltd (Filer) CIK: 0001978558 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-26 | Film No.: 231345936

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings - MM Revolver Fund LP (Filer) CIK: 0001978559 (see all company filings)

IRS No.: 873441239 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-59 | Film No.: 231345969

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Loan Select Responsible Exclusions Ltd (Filer) CIK: 0001978560 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-86 | Film No.: 231345996

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings Global Loan Select Responsible Exclusions Fund (Filer) CIK: 0001978561 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-87 | Film No.: 231345997

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Direct Lending 2018 LP (Filer) CIK: 0001978562 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-98 | Film No.: 231346008

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings U.S. High Yield Bond Fund (Filer) CIK: 0001978563 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-100 | Film No.: 231346009

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings Global Senior Secured Bond Fund (Filer) CIK: 0001978564 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-102 | Film No.: 231346011

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global High Yield Credit Strategies Ltd (Filer) CIK: 0001978565 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-107 | Film No.: 231346016

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings Global High Yield Bond Fund (Filer) CIK: 0001978566 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-109 | Film No.: 231346018

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Loan Ltd (Filer) CIK: 0001978567 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-115 | Film No.: 231346024

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings U.S. High Yield Collective Investment Fund (Filer) CIK: 0001978581 (see all company filings)

IRS No.: 306617568 | State of Incorp.: ME | Fiscal Year End: 0630
Type: 40-APP/A | Act: 98 | File No.: 812-15488-33 | Film No.: 231345943

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCF Senior Funding I Designated Activity Co (Filer) CIK: 0001978582 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-112 | Film No.: 231346021

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Energy Hardware Holdings, Inc. (Filer) CIK: 0001978583 (see all company filings)

IRS No.: 261800386 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-125 | Film No.: 231346034

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCF Senior Funding I LLC (Filer) CIK: 0001978587 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-111 | Film No.: 231346020

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Tryon Street Funding III Ltd. (Filer) CIK: 0001978590 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-10 | Film No.: 231345920

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 2 S.a r.l. (Filer) CIK: 0001978598 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-72 | Film No.: 231345982

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 3 S.a r.l. (Filer) CIK: 0001978605 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-76 | Film No.: 231345986

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman) Senior Funding II LLC (Filer) CIK: 0001978613 (see all company filings)

IRS No.: 981540187 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-14 | Film No.: 231345924

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 5 S.a r.l. (Filer) CIK: 0001978621 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-119 | Film No.: 231346028

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
MassMutual Trad Private Equity LLC (Filer) CIK: 0001978622 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-30 | Film No.: 231345940

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman)-A Senior Funding II LLC (Filer) CIK: 0001978625 (see all company filings)

IRS No.: 981540166 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-15 | Film No.: 231345925

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF Senior Funding I LLC (Filer) CIK: 0001978626 (see all company filings)

IRS No.: 814107071 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-16 | Film No.: 231345926

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman) Senior Funding I LLC (Filer) CIK: 0001978627 (see all company filings)

IRS No.: 981329548 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-18 | Film No.: 231345928

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman)-A Senior Funding I LLC (Filer) CIK: 0001978629 (see all company filings)

IRS No.: 981330140 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-20 | Film No.: 231345930

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2018-I (Filer) CIK: 0001978647 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-49 | Film No.: 231345959

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2020-IV (Filer) CIK: 0001978648 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-43 | Film No.: 231345953

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Loan Ltd (Filer) CIK: 0001978649 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-105 | Film No.: 231346014

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 6 S.a r.l. (Filer) CIK: 0001978650 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-67 | Film No.: 231345977

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
MassMutual High Yield Fund (Filer) CIK: 0001978653 (see all company filings)

IRS No.: 043520009 | State of Incorp.: MA | Fiscal Year End: 0930
Type: 40-APP/A | Act: 98 | File No.: 812-15488-32 | Film No.: 231345942

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
MassMutual Global Floating Rate Fund (Filer) CIK: 0001978656 (see all company filings)

IRS No.: 463133952 | State of Incorp.: MA | Fiscal Year End: 0630
Type: 40-APP/A | Act: 98 | File No.: 812-15488-110 | Film No.: 231346019

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2020-1 (Filer) CIK: 0001978658 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-44 | Film No.: 231345954

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 1 S.a r.l. (Filer) CIK: 0001978660 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-74 | Film No.: 231345984

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2019-II (Filer) CIK: 0001978661 (see all company filings)

IRS No.: 981473665 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-47 | Film No.: 231345957

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2019-I (Filer) CIK: 0001978662 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-48 | Film No.: 231345958

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2019-III (Filer) CIK: 0001978663 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-46 | Film No.: 231345956

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 4 S.a r.l. (Filer) CIK: 0001978664 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-80 | Film No.: 231345990

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 3 S.a r.l. (Filer) CIK: 0001978665 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-82 | Film No.: 231345992

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2019-I (Filer) CIK: 0001978667 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-45 | Film No.: 231345955

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 2 S.a r.l. (Filer) CIK: 0001978669 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-84 | Film No.: 231345994

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 1 S.a r.l. (Filer) CIK: 0001978673 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-103 | Film No.: 231346012

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
OTPP - BNAPLF II Funding LP (Filer) CIK: 0001978675 (see all company filings)

IRS No.: 981631431 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-12 | Film No.: 231345922

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Babson CLO Ltd. 2014-I (Filer) CIK: 0001978677 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-37 | Film No.: 231345947

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
OTPP - BNAPLF II LP (Filer) CIK: 0001978678 (see all company filings)

IRS No.: 981629830 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-13 | Film No.: 231345923

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings Global Loan Fund (Filer) CIK: 0001978680 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-106 | Film No.: 231346015

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds 2 plc - Barings Global High Yield Credit Strategies Fund (Filer) CIK: 0001978689 (see all company filings)

IRS No.: 463119764 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-108 | Film No.: 231346017

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings European Loan Fund (Filer) CIK: 0001978690 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-114 | Film No.: 231346023

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings European High Yield Bond Fund (Filer) CIK: 0001978691 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-116 | Film No.: 231346025

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BAYVK R PD 1 Loan S.a r.l. (Filer) CIK: 0001978697 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-117 | Film No.: 231346026

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BAYVK R Private Debt SCS, SICAV-FIS (Filer) CIK: 0001978701 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-118 | Film No.: 231346027

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Direct Lending 1 S.a r.l. (Filer) CIK: 0001978734 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-96 | Film No.: 231346006

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 4 (Filer) CIK: 0001978740 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-69 | Film No.: 231345979

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 6 (Filer) CIK: 0001978741 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-68 | Film No.: 231345978

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings European Private Loan Fund II (Filer) CIK: 0001978762 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-95 | Film No.: 231346005

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BME Investment S.a r.l. (Filer) CIK: 0001978764 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-22 | Film No.: 231345932

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Direct Lending 1 LP (Filer) CIK: 0001978765 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-97 | Film No.: 231346007

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCF Europe Funding Ltd (Filer) CIK: 0001978766 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-113 | Film No.: 231346022

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds 2 plc - Global Multi-Credit Strategy Fund 3 (Filer) CIK: 0001978767 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-27 | Film No.: 231345937

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings SLA 6 LLC (Filer) CIK: 0001978775 (see all company filings)

IRS No.: 852583061 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-66 | Film No.: 231345976

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund (LUX) - Barings Global Special Situations Credit Fund 4 (LUX) Fund (Filer) CIK: 0001978778 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-64 | Film No.: 231345974

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loan Fund 4 SCSp (Filer) CIK: 0001978780 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-81 | Film No.: 231345991

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BME SCSp (Filer) CIK: 0001978781 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-23 | Film No.: 231345933

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loan Fund 4(S) SCSp (Filer) CIK: 0001978782 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-79 | Film No.: 231345989

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 3 (Filer) CIK: 0001978783 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-77 | Film No.: 231345987

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 1 (Filer) CIK: 0001978784 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-75 | Film No.: 231345985

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 2 (Filer) CIK: 0001978785 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-73 | Film No.: 231345983

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Private Loans 3A S.a r.l. (Filer) CIK: 0001978789 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-90 | Film No.: 231346000

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Global Multi-Credit Strategy Fund 4 (Filer) CIK: 0001978794 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-25 | Film No.: 231345935

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 5 (Filer) CIK: 0001978795 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-120 | Film No.: 231346029

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Private Loan Fund (Filer) CIK: 0001978796 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-104 | Film No.: 231346013

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings European Private Loan Fund III (Filer) CIK: 0001978797 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-93 | Film No.: 231346003

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Multi-Credit Strategy 1 Ltd (Filer) CIK: 0001978800 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-28 | Film No.: 231345938

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Global Multi-Credit Strategy Fund 1 (Filer) CIK: 0001978801 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-29 | Film No.: 231345939

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loan Strategy 1 Ltd (Filer) CIK: 0001978803 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-70 | Film No.: 231345980

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Loan & High Yield Bond Ltd (Filer) CIK: 0001978804 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-88 | Film No.: 231345998

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings Global Loan & High Yield Bond Fund (Filer) CIK: 0001978806 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-89 | Film No.: 231345999

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Special Situations Credit Fund 3 (Filer) CIK: 0001978809 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-62 | Film No.: 231345972

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - European Loan Strategy Fund 1 (Filer) CIK: 0001978813 (see all company filings)

IRS No.: 981608472 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-09 | Film No.: 231345919

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Special Situations Credit 4 (LUX) S.a r.l. (Filer) CIK: 0001978814 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-63 | Film No.: 231345973

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Special Situations Credit 3 S.a r.l. (Filer) CIK: 0001978818 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-61 | Film No.: 231345971

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings European Private Loan Fund III (A) (Filer) CIK: 0001978826 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-91 | Film No.: 231346001

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 4(S) S.a r.l. (Filer) CIK: 0001978827 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-78 | Film No.: 231345988

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Private Loan Fund 2 (Filer) CIK: 0001978829 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-85 | Film No.: 231345995

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings SS4 (LUX) LLC (Filer) CIK: 0001978833 (see all company filings)

IRS No.: 364996760 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-65 | Film No.: 231345975

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Private Loan Fund 3 (Filer) CIK: 0001978836 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-83 | Film No.: 231345993

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
C.M. Life Insurance Co (Filer) CIK: 0001978841 (see all company filings)

IRS No.: 061041383 | State of Incorp.: CT | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-07 | Film No.: 231345917

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2021-III (Filer) CIK: 0001978913 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-40 | Film No.: 231345950

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2021-II (Filer) CIK: 0001978918 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-41 | Film No.: 231345951

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Private Loans 3 S.a r.l. (Filer) CIK: 0001978944 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-92 | Film No.: 231346002

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Private Loans 2 S.a r.l. (Filer) CIK: 0001979064 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-94 | Film No.: 231346004

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCIC Holdings, Inc. (Filer) CIK: 0001982234 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-03 | Film No.: 231345913

Mailing Address C/O BARINGS, LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS, LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BPCC Holdings, Inc. (Filer) CIK: 0001997984 (see all company filings)

IRS No.: 863933797 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-132 | Film No.: 231345912

Mailing Address C/O BARINGS, LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS, LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BPC Funding LLC (Filer) CIK: 0001998006 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-131 | Film No.: 231345911