Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001140361-23-035434
Filing Date
2023-07-20
Accepted
2023-07-20 16:17:54
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP brhc20054582_40-app.htm 40-APP 873246
  Complete submission text file 0001140361-23-035434.txt   956532
Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS LLC (Filer) CIK: 0000009015 (see all company filings)

EIN.: 041054788 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-128 | Film No.: 231100045

Mailing Address 1295 STATE STREET SPRINGFIELD MA 01111
Business Address 1295 STATE STREET SPRINGFIELD MA 01111 4137448411
MASSACHUSETTS MUTUAL LIFE INSURANCE CO (Filer) CIK: 0000225602 (see all company filings)

EIN.: 041590850 | State of Incorp.: MA | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-127 | Film No.: 231100044

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS CORPORATE INVESTORS (Filer) CIK: 0000275694 (see all company filings)

EIN.: 042483041 | State of Incorp.: MA | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488 | Film No.: 231099920

Mailing Address 191 ROSA PARKS STREET CINCINNATI OH 45202
Business Address 191 ROSA PARKS STREET CINCINNATI OH 45202 513-361-9462
MASSMUTUAL ASCEND LIFE INSURANCE CO (Filer) CIK: 0000723258 (see all company filings)

EIN.: 131935920 | State of Incorp.: OH | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-31 | Film No.: 231099949
SIC: 6311 Life Insurance

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS PARTICIPATION INVESTORS (Filer) CIK: 0000831655 (see all company filings)

EIN.: 043025730 | State of Incorp.: MA | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-130 | Film No.: 231100047

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 (704) 805-7200
Barings BDC, Inc. (Filer) CIK: 0001379785 (see all company filings)

EIN.: 061798488 | State of Incorp.: NC | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-126 | Film No.: 231100043

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND (Filer) CIK: 0001521404 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 98 | File No.: 812-15488-02 | Film No.: 231099919

Mailing Address BABSON CAPITAL MANAGEMENT LLC 1500 MAIN STREET, SUITE 2200 SPRINGFIELD MA 01115-5189
Business Address BABSON CAPITAL MANAGEMENT LLC 1500 MAIN STREET, SUITE 2200 SPRINGFIELD MA 01115-5189 413-226-1063
Tower Square Capital Partners IV, L.P. (Filer) CIK: 0001597019 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-05 | Film No.: 231099923

Mailing Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115-5189
Business Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115-5189 413-226-1000
Tower Square Capital Partners IV-A, L.P. (Filer) CIK: 0001598727 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-04 | Film No.: 231099922

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
PI Subsidiary Trust (Filer) CIK: 0001673988 (see all company filings)

EIN.: 046866316 | State of Incorp.: MA
Type: 40-APP | Act: 98 | File No.: 812-15488-129 | Film No.: 231100046

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
CI Subsidiary Trust (Filer) CIK: 0001673989 (see all company filings)

EIN.: 046866463 | State of Incorp.: MA
Type: 40-APP | Act: 98 | File No.: 812-15488-01 | Film No.: 231099918

Mailing Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115
Business Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115 41322610000
Barings Finance LLC (Filer) CIK: 0001674048 (see all company filings)

EIN.: 800875475
Type: 40-APP | Act: 98 | File No.: 812-15488-06 | Film No.: 231099924

Mailing Address 550 SOUTH TRYON STREET SUITE 3300 CHARLOTTE NC 28202
Business Address 550 SOUTH TRYON STREET SUITE 3300 CHARLOTTE NC 28202 704-805-7200
Barings North American Private Loan Fund, L.P. (Filer) CIK: 0001687482 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-57 | Film No.: 231099975

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104 345-949-8066
Barings North American Private Loan Fund (Cayman), L.P. (Filer) CIK: 0001687483 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-56 | Film No.: 231099974

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104 345-949-8066
Barings North American Private Loan Fund (Cayman)-A L.P. (Filer) CIK: 0001715951 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-58 | Film No.: 231099976

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
SIC Investment Holdings LLC (Filer) CIK: 0001758310 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-124 | Film No.: 231100041

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 (704) 805-7200
Barings Capital Investment Corp (Filer) CIK: 0001811972 (see all company filings)

EIN.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-122 | Film No.: 231100039

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7671
Barings Small Business Fund, L.P. (Filer) CIK: 0001817350 (see all company filings)

EIN.: 845063008 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-55 | Film No.: 231099973

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Special Situations Credit Fund 4 (Delaware), L.P. (Filer) CIK: 0001823987 (see all company filings)

EIN.: 851465973 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-11 | Film No.: 231099929

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-1104
Business Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 (980) 417 - 7686
Barings North American Private Loan Fund II (Cayman), L.P. (Filer) CIK: 0001826646 (see all company filings)

EIN.: 981540187 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-19 | Film No.: 231099937

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-1104
Business Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 (980) 417 - 7686
Barings North American Private Loan Fund II (Cayman)-A, L.P. (Filer) CIK: 0001826649 (see all company filings)

EIN.: 981540166 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-21 | Film No.: 231099939

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Private Credit Corp (Filer) CIK: 0001859919 (see all company filings)

EIN.: 863780522 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-123 | Film No.: 231100040

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Private Equity Opportunities & Commitments Fund (Filer) CIK: 0001864609 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE
Type: 40-APP | Act: 98 | File No.: 812-15488-121 | Film No.: 231100038

Mailing Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 7048057200
Barings North American Private Loan Fund II (Unlevered), L.P. (Filer) CIK: 0001885161 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-17 | Film No.: 231099935

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 (704) 805-7200
Barings CMS Fund, LP (Filer) CIK: 0001899943 (see all company filings)

EIN.: 872599057 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-101 | Film No.: 231100018

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2017-I (Filer) CIK: 0001978475 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-54 | Film No.: 231099972

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-IV (Filer) CIK: 0001978495 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-50 | Film No.: 231099968

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-III (Filer) CIK: 0001978496 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-51 | Film No.: 231099969

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-I (Filer) CIK: 0001978517 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-53 | Film No.: 231099971

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-II (Filer) CIK: 0001978523 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-52 | Film No.: 231099970

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2021-I (Filer) CIK: 0001978545 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-42 | Film No.: 231099960

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2021-I (Filer) CIK: 0001978546 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-39 | Film No.: 231099957

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2016-II (Filer) CIK: 0001978549 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-38 | Film No.: 231099956

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2015-I (Filer) CIK: 0001978550 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-36 | Film No.: 231099954

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2016-I (Filer) CIK: 0001978551 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-35 | Film No.: 231099953

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2017-I (Filer) CIK: 0001978552 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-34 | Film No.: 231099952

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Umbrella Fund - Barings Developed & Emerging Markets High Yield Bond Fund (Filer) CIK: 0001978554 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 0430
Type: 40-APP | Act: 98 | File No.: 812-15488-60 | Film No.: 231099978

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Global Private Loan Strategy Fund 1 (Filer) CIK: 0001978555 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-71 | Film No.: 231099989

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Loan Strategy 1 Ltd (Filer) CIK: 0001978556 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-08 | Film No.: 231099926

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Multi-Credit Strategy 4 Ltd (Filer) CIK: 0001978557 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-24 | Film No.: 231099942

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Multi-Credit Strategy 3 Ltd (Filer) CIK: 0001978558 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-26 | Film No.: 231099944

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings - MM Revolver Fund LP (Filer) CIK: 0001978559 (see all company filings)

EIN.: 873441239 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-59 | Film No.: 231099977

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Loan Select Responsible Exclusions Ltd (Filer) CIK: 0001978560 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-86 | Film No.: 231100004

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings Global Loan Select Responsible Exclusions Fund (Filer) CIK: 0001978561 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-87 | Film No.: 231100005

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Direct Lending 2018 LP (Filer) CIK: 0001978562 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-98 | Film No.: 231100016

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings U.S. High Yield Bond Fund (Filer) CIK: 0001978563 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-100 | Film No.: 231100017

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings Global Senior Secured Bond Fund (Filer) CIK: 0001978564 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-102 | Film No.: 231100019

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global High Yield Credit Strategies Ltd (Filer) CIK: 0001978565 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-107 | Film No.: 231100024

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings Global High Yield Bond Fund (Filer) CIK: 0001978566 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-109 | Film No.: 231100026

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Loan Ltd (Filer) CIK: 0001978567 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-115 | Film No.: 231100032

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings U.S. High Yield Collective Investment Fund (Filer) CIK: 0001978581 (see all company filings)

EIN.: 306617568 | State of Incorp.: ME | Fiscal Year End: 0630
Type: 40-APP | Act: 98 | File No.: 812-15488-33 | Film No.: 231099951

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCF Senior Funding I Designated Activity Co (Filer) CIK: 0001978582 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-112 | Film No.: 231100029

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Energy Hardware Holdings, Inc. (Filer) CIK: 0001978583 (see all company filings)

EIN.: 261800386 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-125 | Film No.: 231100042

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCF Senior Funding I LLC (Filer) CIK: 0001978587 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-111 | Film No.: 231100028

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Tryon Street Funding III Ltd. (Filer) CIK: 0001978590 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-10 | Film No.: 231099928

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 2 S.a r.l. (Filer) CIK: 0001978598 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-72 | Film No.: 231099990

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 3 S.a r.l. (Filer) CIK: 0001978605 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-76 | Film No.: 231099994

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman) Senior Funding II LLC (Filer) CIK: 0001978613 (see all company filings)

EIN.: 981540187 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-14 | Film No.: 231099932

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 5 S.a r.l. (Filer) CIK: 0001978621 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-119 | Film No.: 231100036

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
MassMutual Trad Private Equity LLC (Filer) CIK: 0001978622 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-30 | Film No.: 231099948

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman)-A Senior Funding II LLC (Filer) CIK: 0001978625 (see all company filings)

EIN.: 981540166 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-15 | Film No.: 231099933

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF Senior Funding I LLC (Filer) CIK: 0001978626 (see all company filings)

EIN.: 814107071 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-16 | Film No.: 231099934

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman) Senior Funding I LLC (Filer) CIK: 0001978627 (see all company filings)

EIN.: 981329548 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-18 | Film No.: 231099936

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman)-A Senior Funding I LLC (Filer) CIK: 0001978629 (see all company filings)

EIN.: 981330140 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-20 | Film No.: 231099938

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2018-I (Filer) CIK: 0001978647 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-49 | Film No.: 231099967

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2020-IV (Filer) CIK: 0001978648 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-43 | Film No.: 231099961

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Loan Ltd (Filer) CIK: 0001978649 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-105 | Film No.: 231100022

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 6 S.a r.l. (Filer) CIK: 0001978650 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-67 | Film No.: 231099985

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
MassMutual High Yield Fund (Filer) CIK: 0001978653 (see all company filings)

EIN.: 043520009 | State of Incorp.: MA | Fiscal Year End: 0930
Type: 40-APP | Act: 98 | File No.: 812-15488-32 | Film No.: 231099950

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
MassMutual Global Floating Rate Fund (Filer) CIK: 0001978656 (see all company filings)

EIN.: 463133952 | State of Incorp.: MA | Fiscal Year End: 0630
Type: 40-APP | Act: 98 | File No.: 812-15488-110 | Film No.: 231100027

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2020-1 (Filer) CIK: 0001978658 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-44 | Film No.: 231099962

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 1 S.a r.l. (Filer) CIK: 0001978660 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-74 | Film No.: 231099992

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2019-II (Filer) CIK: 0001978661 (see all company filings)

EIN.: 981473665 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-47 | Film No.: 231099965

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2019-I (Filer) CIK: 0001978662 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-48 | Film No.: 231099966

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2019-III (Filer) CIK: 0001978663 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-46 | Film No.: 231099964

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 4 S.a r.l. (Filer) CIK: 0001978664 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-80 | Film No.: 231099998

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 3 S.a r.l. (Filer) CIK: 0001978665 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-82 | Film No.: 231100000

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2019-I (Filer) CIK: 0001978667 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-45 | Film No.: 231099963

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 2 S.a r.l. (Filer) CIK: 0001978669 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-84 | Film No.: 231100002

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 1 S.a r.l. (Filer) CIK: 0001978673 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-103 | Film No.: 231100020

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
OTPP - BNAPLF II Funding LP (Filer) CIK: 0001978675 (see all company filings)

EIN.: 981631431 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-12 | Film No.: 231099930

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Babson CLO Ltd. 2014-I (Filer) CIK: 0001978677 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-37 | Film No.: 231099955

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
OTPP - BNAPLF II LP (Filer) CIK: 0001978678 (see all company filings)

EIN.: 981629830 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-13 | Film No.: 231099931

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings Global Loan Fund (Filer) CIK: 0001978680 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-106 | Film No.: 231100023

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds 2 plc - Barings Global High Yield Credit Strategies Fund (Filer) CIK: 0001978689 (see all company filings)

EIN.: 463119764 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-108 | Film No.: 231100025

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings European Loan Fund (Filer) CIK: 0001978690 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-114 | Film No.: 231100031

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings European High Yield Bond Fund (Filer) CIK: 0001978691 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-116 | Film No.: 231100033

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BAYVK R PD 1 Loan S.a r.l. (Filer) CIK: 0001978697 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-117 | Film No.: 231100034

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BAYVK R Private Debt SCS, SICAV-FIS (Filer) CIK: 0001978701 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-118 | Film No.: 231100035

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Direct Lending 1 S.a r.l. (Filer) CIK: 0001978734 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-96 | Film No.: 231100014

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 4 (Filer) CIK: 0001978740 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-69 | Film No.: 231099987

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 6 (Filer) CIK: 0001978741 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-68 | Film No.: 231099986

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings European Private Loan Fund II (Filer) CIK: 0001978762 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-95 | Film No.: 231100013

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BME Investment S.a r.l. (Filer) CIK: 0001978764 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-22 | Film No.: 231099940

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Direct Lending 1 LP (Filer) CIK: 0001978765 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-97 | Film No.: 231100015

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCF Europe Funding Ltd (Filer) CIK: 0001978766 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-113 | Film No.: 231100030

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds 2 plc - Global Multi-Credit Strategy Fund 3 (Filer) CIK: 0001978767 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-27 | Film No.: 231099945

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings SLA 6 LLC (Filer) CIK: 0001978775 (see all company filings)

EIN.: 852583061 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-66 | Film No.: 231099984

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund (LUX) - Barings Global Special Situations Credit Fund 4 (LUX) Fund (Filer) CIK: 0001978778 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-64 | Film No.: 231099982

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loan Fund 4 SCSp (Filer) CIK: 0001978780 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-81 | Film No.: 231099999

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BME SCSp (Filer) CIK: 0001978781 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-23 | Film No.: 231099941

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loan Fund 4(S) SCSp (Filer) CIK: 0001978782 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-79 | Film No.: 231099997

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 3 (Filer) CIK: 0001978783 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-77 | Film No.: 231099995

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 1 (Filer) CIK: 0001978784 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-75 | Film No.: 231099993

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 2 (Filer) CIK: 0001978785 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-73 | Film No.: 231099991

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Private Loans 3A S.a r.l. (Filer) CIK: 0001978789 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-90 | Film No.: 231100008

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Global Multi-Credit Strategy Fund 4 (Filer) CIK: 0001978794 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-25 | Film No.: 231099943

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 5 (Filer) CIK: 0001978795 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-120 | Film No.: 231100037

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Private Loan Fund (Filer) CIK: 0001978796 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-104 | Film No.: 231100021

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings European Private Loan Fund III (Filer) CIK: 0001978797 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-93 | Film No.: 231100011

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Multi-Credit Strategy 1 Ltd (Filer) CIK: 0001978800 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-28 | Film No.: 231099946

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Global Multi-Credit Strategy Fund 1 (Filer) CIK: 0001978801 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-29 | Film No.: 231099947

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loan Strategy 1 Ltd (Filer) CIK: 0001978803 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-70 | Film No.: 231099988

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Loan & High Yield Bond Ltd (Filer) CIK: 0001978804 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-88 | Film No.: 231100006

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings Global Loan & High Yield Bond Fund (Filer) CIK: 0001978806 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-89 | Film No.: 231100007

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Special Situations Credit Fund 3 (Filer) CIK: 0001978809 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-62 | Film No.: 231099980

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - European Loan Strategy Fund 1 (Filer) CIK: 0001978813 (see all company filings)

EIN.: 981608472 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-09 | Film No.: 231099927

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Special Situations Credit 4 (LUX) S.a r.l. (Filer) CIK: 0001978814 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-63 | Film No.: 231099981

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Special Situations Credit 3 S.a r.l. (Filer) CIK: 0001978818 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-61 | Film No.: 231099979

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings European Private Loan Fund III (A) (Filer) CIK: 0001978826 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-91 | Film No.: 231100009

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 4(S) S.a r.l. (Filer) CIK: 0001978827 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-78 | Film No.: 231099996

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Private Loan Fund 2 (Filer) CIK: 0001978829 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-85 | Film No.: 231100003

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings SS4 (LUX) LLC (Filer) CIK: 0001978833 (see all company filings)

EIN.: 364996760 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-65 | Film No.: 231099983

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Private Loan Fund 3 (Filer) CIK: 0001978836 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-83 | Film No.: 231100001

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
C.M. Life Insurance Co (Filer) CIK: 0001978841 (see all company filings)

EIN.: 061041383 | State of Incorp.: CT | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-07 | Film No.: 231099925

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2021-III (Filer) CIK: 0001978913 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-40 | Film No.: 231099958

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2021-II (Filer) CIK: 0001978918 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-41 | Film No.: 231099959

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Private Loans 3 S.a r.l. (Filer) CIK: 0001978944 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-92 | Film No.: 231100010

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Private Loans 2 S.a r.l. (Filer) CIK: 0001979064 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-94 | Film No.: 231100012

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCIC Holdings, Inc. (Filer) CIK: 0001982234 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15488-03 | Film No.: 231099921