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Filing Detail
Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0000950142-09-000304
Filing Date
2009-02-18
Accepted
2009-02-17 21:23:29
Documents
1

Document Format Files

Seq Description Document Type Size
1 APPLICATION PURSUANT TO SECTION 9(C) form-40_app.htm 40-APP 1268776
  Complete submission text file 0000950142-09-000304.txt   1286587
Mailing Address 466 LEXINGTON AVE NEW YORK NY 10017
Business Address 466 LEXINGTON AVE NEW YORK NY 10017 2124211000
JENNISON ASSOCIATES LLC (Filer) CIK: 0000053417 (see all company filings)

IRS No.: 132631108 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-13 | Film No.: 09617076

Mailing Address
Business Address 213 WASHINGTON ST NEWARK NJ 07102 2018772000
PRUCO LIFE INSURANCE CO OF NEW JERSEY (Filer) CIK: 0000712622 (see all company filings)

IRS No.: 000000000 | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-11 | Film No.: 09617074

Mailing Address 751 BROAD STREET NEWARK NJ 07102
Business Address PRUDENTIAL PLAZA 751 BROAD STREET NEWARK NJ 07102-3777 (973) 802-5037
PRUDENTIAL INSURANCE CO OF AMERICA (Filer) CIK: 0000729057 (see all company filings)

IRS No.: 221211670 | State of Incorp.: NJ | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-07 | Film No.: 09617070
SIC: 6311 Life Insurance

Mailing Address 800 LASALLE AVE STE 1850 MINNEAPLIS MN 55402-2018
Business Address 800 LASALLE AVE STE 1850 MINNEAPOLIS MN 55402 6126673150
PEREGRINE CAPITAL MANAGEMENT INC /MN/ (Filer) CIK: 0000764529 (see all company filings)

IRS No.: 416257136 | State of Incorp.: MN | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-19 | Film No.: 09617082

Mailing Address 213 WASHINGTON STREET NEWARK NJ 07102
Business Address 213 WASHINGTON ST 111 DURHAM AVENUE NEWARK NJ 07102 2018026000
PRUCO LIFE INSURANCE CO (Filer) CIK: 0000777917 (see all company filings)

IRS No.: 221944557 | State of Incorp.: AZ | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-12 | Film No.: 09617075

Mailing Address ONE CORPORATE DRIVE SHELTON CT 06484
Business Address ONE CORPORATE DRIVE SHELTON CT 06484 2039261888
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT (Filer) CIK: 0000881453 (see all company filings)

IRS No.: 061241288 | State of Incorp.: CT | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-09 | Film No.: 09617072
SIC: 6399 Insurance Carriers, NEC

Mailing Address 222 BERKELEY STREET SUITE 2010 BOSTON MA 02116
Business Address 222 BERKELEY STREET SUITE 2010 BOSTON MA 02116 6175421655
KAPLAN J L ASSOCIATES LLC (Filer) CIK: 0000898374 (see all company filings)

IRS No.: 042678019 | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-26 | Film No.: 09617089

Mailing Address 2 GATEWAY CENTER MCCARTER HIGHWAY & MARKET STREET NEWARK NJ 07102
Business Address 2 GATEWAY CENTER MCCARTER HIGHWAY & MARKET STREET NEWARK NJ 07102 9733671388
PRUDENTIAL INVESTMENT MANAGEMENT INC (Filer) CIK: 0000946754 (see all company filings)

IRS No.: 222540245 | State of Incorp.: NJ | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-06 | Film No.: 09617069

Mailing Address
Business Address GATEWAY CTR THREE 100 MULBERRY ST 9TH FL C/O PRUDENTIAL MUTUAL FUND MAN LLC NEWARK NJ 07102
PRUDENTIAL INVESTMENTS LLC / (Filer) CIK: 0001038001 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13632-04 | Film No.: 09617067

Mailing Address 525 MARKET ST 10TH FLOOR SAN FRANCISCO CA 94105
Business Address 420 MONTGOMERY ST SAN FRANCISCO CA 94163 4152225300
WELLS CAPITAL MANAGEMENT INC (Filer) CIK: 0001075869 (see all company filings)

IRS No.: 953692822 | State of Incorp.: CA | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-18 | Film No.: 09617081

Mailing Address
Business Address 3 GATEWAY CENTER, 14TH FLOOR NEWARK NJ 07102 9738025037
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Filer) CIK: 0001099635 (see all company filings)

IRS No.: 221211670 | State of Incorp.: DE
Type: 40-APP | Act: 40 | File No.: 812-13632-22 | Film No.: 09617085

Mailing Address 610 NEWPORT CTR DR #1000 NEWPORT BEACH CA 92660
Business Address 610 NEWPORT CTR DR #1000 NEWPORT BEACH CA 92660 949-718-9701
METROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA (Filer) CIK: 0001108626 (see all company filings)

IRS No.: 000000000 | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-27 | Film No.: 09617090

Mailing Address 10715 DAVID TAYLOR DRIVE STE 150 CHARLOTTE NC 28262
Business Address 10715 DAVID TAYLOR DRIVE STE 150 CHARLOTTE NC 28262 7045931144X101
GOLDEN CAPITAL MANAGEMENT LLC (Filer) CIK: 0001131340 (see all company filings)

IRS No.: 562210064 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-25 | Film No.: 09617088

Mailing Address 200 BERKELEY STREET BOSTON MA 02116
Business Address EVERGREEN FUNDS 200 BERKELEY STREET BOSTON MA 02116-9000 6172103200
EVERGREEN INVESTMENT MANAGEMENT CO LLC (Filer) CIK: 0001176278 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13632-29 | Film No.: 09617092

Mailing Address C/O WELLS FARGO 109 SOUTH 7TH STREET MAC N9312 081 MINNEAPOLIS MN 55479
Business Address 420 MONTGOMERY 5TH FLOOR SAN FRANCISCO CA 94104 4152229406
WELLS FARGO PRIVATE INVESTMENT ADVISORS LLC (Filer) CIK: 0001231423 (see all company filings)

IRS No.: 411975159 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-20 | Film No.: 09617083

Mailing Address WELLS FARGO CENTER SIXTH AND MARQUETTE MINNEAPOLIS MN 55479
Business Address WELLS FARGO CENTER SIXTH AND MARQUETTE MINNEAPOLIS MN 55479 888 648 8157
Lowry Hill Investment Advisors, Inc. (Filer) CIK: 0001300436 (see all company filings)

IRS No.: 411558233 | State of Incorp.: MN | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-21 | Film No.: 09617084

Mailing Address 200 BERKELEY STREET BOSTON MA 02116
Business Address 200 BERKELEY STREET BOSTON MA 02116
EVERGREEN INVESTMENT SERVICES INC (Filer) CIK: 0001308146 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13632-24 | Film No.: 09617087

Mailing Address 24 MONUMENT STREET 4TH FLOOR LONDON EC3R8A2 X0 00000
Business Address 24 MONUMENT STREET 4TH FLOOR LONDON EC3R8A2 X0 00000
FIRST INTERNATIONAL ADVISORS LLC (Filer) CIK: 0001308147 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13632-01 | Film No.: 09617064

Mailing Address GATEWAY CENTER 2 MCCARTER HIGHWAY & MARKET STREET NEWARK NJ 07102
Business Address GATEWAY CENTER 2 MCCARTER HIGHWAY & MARKET STREET NEWARK NJ 07102 (973)367-9384
Quantitative Management Associates LLC (Filer) CIK: 0001316541 (see all company filings)

IRS No.: 331077887
Type: 40-APP | Act: 40 | File No.: 812-13632-02 | Film No.: 09617065

Mailing Address 525 MARKET STREET SAN FRANCISCO CA 94105
Business Address 525 MARKET STREET SAN FRANCISCO CA 94105 415-222-3849
Wells Fargo Funds Management, LLC (Filer) CIK: 0001327354 (see all company filings)

IRS No.: 943382001
Type: 40-APP | Act: 40 | File No.: 812-13632-15 | Film No.: 09617078

Mailing Address 6802 PARAGON PLACE, SUITE 200 RICHMOND VA 23230
Business Address 6802 PARAGON PLACE, SUITE 200 RICHMOND VA 23230 804-289-2663
Tattersall Advisory Group, Inc. (Filer) CIK: 0001377573 (see all company filings)

IRS No.: 562136803
Type: 40-APP | Act: 40 | File No.: 812-13632-28 | Film No.: 09617091

Mailing Address 333 MARKET STREET, 29TH FLOOR A0119-291 SAN FRANCISCO CA 94105
Business Address 333 MARKET STREET, 29TH FLOOR A0119-291 SAN FRANCISCO CA 94105 415-371-4000
Wells Fargo Alternative Asset Management, LLC (Filer) CIK: 0001388980 (see all company filings)

IRS No.: 943405384 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-17 | Film No.: 09617080

Mailing Address 1111 Pennsylvania Ave N W Washington DC 20004
Business Address 1111 Pennsylvania Ave N W Washington DC 20004
Wachovia Securities LLC (Filer) CIK: 0001417544 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13632 | Film No.: 09617063

Mailing Address One Corporate Drive Shelton CO 06484
Business Address One Corporate Drive Shelton CO 06484
Prudential Annuities Distributors Inc (Filer) CIK: 0001423414 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13632-10 | Film No.: 09617073

Mailing Address Gateway Center Three 100 Mulberry Street 4th floor Newark NJ 07102
Business Address Gateway Center Three 100 Mulberry Street 4th floor Newark NJ 07102
AST Investment Services,inc (Filer) CIK: 0001436789 (see all company filings)

Type: 40-APP | Act: 40 | File No.: 812-13632-14 | Film No.: 09617077

Mailing Address One New York Plaza 13th floor New York NY 10292
Business Address One New York Plaza 13th floor New York NY 10292
Prudential Bache Asset Management Inc (Filer) CIK: 0001444592 (see all company filings)

Type: 40-APP | Act: 40 | File No.: 812-13632-08 | Film No.: 09617071

Mailing Address prudentail retirement insurance and Annu 280 Trumbull Street Hartford CT 06103
Business Address prudentail retirement insurance and Annu 280 Trumbull Street Hartford CT 06103
Prudential Retirement Insurance & Annuity Co (Filer) CIK: 0001444597 (see all company filings)

Type: 40-APP | Act: 40 | File No.: 812-13632-03 | Film No.: 09617066

Mailing Address 525 MARKET STREET 12TH FLOOR SAN FRANCISCO CA 94105
Business Address 525 MARKET STREET 12TH FLOOR SAN FRANCISCO CA 94105 415-222-4177
Wells Fargo Funds Distributor, LLC (Filer) CIK: 0001455123 (see all company filings)

IRS No.: 201524639 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-16 | Film No.: 09617079

Mailing Address 800 LASALLE AVENUE SUITE 1100 MINNEAPOLIS MN 55402
Business Address 800 LASALLE AVENUE SUITE 1100 MINNEAPOLIS MN 55402 612-667-3220
Galliard Capital Management, Inc. (Filer) CIK: 0001455161 (see all company filings)

IRS No.: 411813702 | State of Incorp.: MN | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-23 | Film No.: 09617086

Mailing Address 751 BROAD STREET NEWARK NJ 07102
Business Address 751 BROAD STREET NEWARK NJ 07102 (973) 802-7699
PRUCO SECURITIES LLC (Filer) CIK: 0001455540 (see all company filings)

IRS No.: 221211670 | State of Incorp.: NJ | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13632-05 | Film No.: 09617068