Form N-2/A - Registration statement for closed-end investment companies: [Amend]
SEC Accession No. 0000894189-12-003262
Filing Date
2012-06-06
Accepted
2012-06-06 15:22:05
Documents
18

Document Format Files

Seq Description Document Type Size
1 AMENDED REGISTRATION STATEMENT FOR CLOSED-END INVESTMENT COMPANIES sof_n2a.htm N-2/A 1133276
2 ARTICLES SUPPLEMENTARY** supplementary.htm EX-99.2(A)(III) 72044
3 FORM TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE** certificate.htm EX-99.2(D) 55770
4 CUSTODY AGREEMENT BETWEEN THE FUND AND U.S. BANK NATIONAL ASSOCIATION** custody_agmt.htm EX-99.2(J) 285183
5 TRANSFER AGENT SERVICING AGREEMENT BETWEEN THE FUND AND AMERICAN STOCK TRANSFER ta_agmt.htm EX-99.2(K)(I) 30042
6 ADMINISTRATION AGREEMENT** fundadmin_agmt.htm EX-99.2(K)(II) 154035
7 OPINION AND CONSENT OF COUNSEL** consent.htm EX-99.2)L) 20885
8 CONSENT OF INDEPENDENT AUDITOR acctlttr.htm EX-99.2(N) 2747
9 CODE OF ETHICS OF THE FUND** coe_pif.htm EX-99.2(R)(I) 87596
10 CODE OF ETHICS OF THE ADVISER** coe.htm EX-99.2(R)(II) 148588
11 INVESTMENT MANAGEMENT AGREEMENT advisory_agmt.htm EX-99 37800
12 FUND ACCOUNTING SERVICING AGREEMENT fundacct_agmt.htm EX-99 146318
13 FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT amdfndadmin_agmt.htm EX-99 13296
14 FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT amdfndacct_agmt.htm EX-99 13089
15 FIRST AMENDMENT TO THE CUSTODY AGREEMENT amdcustody_agmt.htm EX-99 16039
16 SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT amdfndadmin2_agmt.htm EX-99 20433
17 SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT amdfndacct2_agmt.htm EX-99 25271
18 RIGHTS CERTIFICATE AUTHORIZED REPRESENTATIVE SIGNATURE cert_sign.jpg GRAPHIC 16662
  Complete submission text file 0000894189-12-003262.txt   2287672
Mailing Address C/O US BANCORP FUND SERVICES, LLC 615 EAST MICHIGAN AVENUE MILWAUKEE WI 53202
Business Address C/O US BANCORP FUND SERVICES, LLC 615 EAST MICHIGAN AVENUE MILWAUKEE WI 53202 414-765-5088
SPECIAL OPPORTUNITIES FUND, INC. (Filer) CIK: 0000897802 (see all company filings)

EIN.: 133702911 | State of Incorp.: MD | Fiscal Year End: 0331
Type: N-2/A | Act: 40 | File No.: 811-07528 | Film No.: 12891953

Mailing Address C/O US BANCORP FUND SERVICES, LLC 615 EAST MICHIGAN AVENUE MILWAUKEE WI 53202
Business Address C/O US BANCORP FUND SERVICES, LLC 615 EAST MICHIGAN AVENUE MILWAUKEE WI 53202 414-765-5088
SPECIAL OPPORTUNITIES FUND, INC. (Filer) CIK: 0000897802 (see all company filings)

EIN.: 133702911 | State of Incorp.: MD | Fiscal Year End: 0331
Type: N-2/A | Act: 33 | File No.: 333-178943 | Film No.: 12891954