EDGAR Filing Documents for 0001387131-23-010162

Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]

SEC Accession No. 0001387131-23-010162

Filing Date

2023-08-23

Accepted

2023-08-23 16:42:09

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	AMENDMENT TO FORM N-14	hft-n14a_082223.htm	N-14/A	1317217
3	SUB-ADVISORY AGREEMENT FOR THE HENNESSY STANCE ESG ETF	ex99-6o.htm	EX-99.(6)(O)	100428
4	OPINION OF FOLEY & LARDNER LLP	ex99-11.htm	EX-99.(11)	23406
5	FORM OF OPINION OF FOLEY & LARDNER LLP	ex99-12.htm	EX-99.(12)	22998
6	CONSENT OF PRICEWATERHOUSE COOPERS LLP	ex99-14a.htm	EX-99.(14)(A)	4362
7	CONSENT	ex99-14b.htm	EX-99.14(B)	5258
8	PROXY CARDS	ex99-17.htm	EX-99.17	43771
9	GRAPHIC	hfthfn14a001a.jpg	GRAPHIC	20541
10	GRAPHIC	hfthfn14a001.jpg	GRAPHIC	19885
11	GRAPHIC	hfthfn14a002.jpg	GRAPHIC	8134
12	GRAPHIC	hftcovlter001.jpg	GRAPHIC	3987
13	GRAPHIC	ex9911001.jpg	GRAPHIC	4126
14	GRAPHIC	ex12_img001.jpg	GRAPHIC	4767
	Complete submission text file	0001387131-23-010162.txt		1603789

Series and Classes/Contracts Information:

Merger
	Status	Name	Ticker Symbol
CIK 0000891944	acquiring
Series S000079062		Hennessy Stance ESG ETF
Class/Contract C000239897		Hennessy Stance ESG ETF
CIK 0000870355	target
Series S000008762		CCM Core Impact Equity Fund
Class/Contract C000023851		Advisor Class	QUAGX
Class/Contract C000023854		Institutional Class	QAGIX
CIK 0000870355
Series S000008771		CCM Small/Mid-Cap Impact Value Fund
Class/Contract C000023883		Advisor Class	QUSVX
Class/Contract C000023886		Institutional Class	QSVIX

Mailing Address C/O US BANCORP FUND SERVICES, LLC 615 E MICHIGAN ST MK-WI-LC-2 MILWAUKEE WI 53202

Business Address 7250 REDWOOD BOULEVARD SUITE 200 NOVATO CA 94945 8009664354

HENNESSY FUNDS TRUST (Filer) CIK: 0000891944 (see all company filings)