Series and Classes/Contracts Information:
| Merger | |||
| Status | Name | Ticker Symbol | |
| CIK 0000891944 | acquiring | ||
| Series S000038529 | Hennessy Focus Fund | ||
| Class/Contract C000118915 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000009267 | FBR Focus Fund | ||
| Class/Contract C000025320 | FBR FOCUS FUND Investor Class | FBRVX | |
| CIK 0000891944 | acquiring | ||
| Series S000038529 | Hennessy Focus Fund | ||
| Class/Contract C000118916 | Institutional Class | ||
| CIK 0001277946 | target | ||
| Series S000009267 | FBR Focus Fund | ||
| Class/Contract C000064355 | FBR Focus Fund I Class | FBRIX | |
| CIK 0000891944 | acquiring | ||
| Series S000038530 | Hennessy Large Cap Financial Fund | ||
| Class/Contract C000118917 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000009266 | FBR LARGE CAP FINANCIAL FUND | ||
| Class/Contract C000025319 | FBR LARGE CAP FINANCIAL FUND Investor Class | FBRFX | |
| CIK 0000891944 | acquiring | ||
| Series S000038531 | Hennessy Small Cap Financial Fund | ||
| Class/Contract C000118918 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000009264 | FBR SMALL CAP FINANCIAL FUND | ||
| Class/Contract C000025317 | FBR SMALL CAP FINANCIAL FUND Investor Class | FBRSX | |
| CIK 0000891944 | acquiring | ||
| Series S000038531 | Hennessy Small Cap Financial Fund | ||
| Class/Contract C000118919 | Institutional Class | ||
| CIK 0001277946 | target | ||
| Series S000009264 | FBR SMALL CAP FINANCIAL FUND | ||
| Class/Contract C000064351 | FBR Small Cap Financial Fund I Class | FBRUX | |
| CIK 0000891944 | acquiring | ||
| Series S000038532 | Hennessy Technology Fund | ||
| Class/Contract C000118920 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000009268 | FBR TECHNOLOGY FUND | ||
| Class/Contract C000025321 | FBR TECHNOLOGY FUND Investor Class | FBRTX | |
| CIK 0000891944 | acquiring | ||
| Series S000038532 | Hennessy Technology Fund | ||
| Class/Contract C000118921 | Institutional Class | ||
| CIK 0001277946 | target | ||
| Series S000009268 | FBR TECHNOLOGY FUND | ||
| Class/Contract C000064357 | FBR Technology Fund I Class | FBRQX | |
| CIK 0000891944 | acquiring | ||
| Series S000038533 | Hennessy Gas Utility Index Fund | ||
| Class/Contract C000118922 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000009270 | FBR GAS UTILITY INDEX FUND | ||
| Class/Contract C000025323 | FBR GAS UTILITY INDEX FUND Investor Class | GASFX | |
| CIK 0000891944 | acquiring | ||
| Series S000038534 | Hennessy Balanced Fund | ||
| Class/Contract C000118923 | Institutional Class | ||
| CIK 0001277946 | target | ||
| Series S000028101 | FBR Balanced Fund | ||
| Class/Contract C000085608 | FBR BALANCED FUND I Class | AFBAX | |
| CIK 0000891944 | acquiring | ||
| Series S000038534 | Hennessy Balanced Fund | ||
| Class/Contract C000118924 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000028101 | FBR Balanced Fund | ||
| Class/Contract C000085607 | FBR BALANCED FUND Investor Class | AFSAX | |
| CIK 0000891944 | acquiring | ||
| Series S000038535 | Henessy Core Bond Fund | ||
| Class/Contract C000118925 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000028102 | FBR Core Bond Fund | ||
| Class/Contract C000085609 | FBR CORE BOND FUND Investor Class | AFHAX | |
| CIK 0000891944 | acquiring | ||
| Series S000038535 | Henessy Core Bond Fund | ||
| Class/Contract C000118926 | Institutional Class | ||
| CIK 0001277946 | target | ||
| Series S000028102 | FBR Core Bond Fund | ||
| Class/Contract C000085610 | FBR CORE BOND FUND I Class | AFHYX | |
IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0630
Type: 425
SIC: 0000
IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 425 | Act: 34 | File No.: 811-21503 | Film No.: 121113884