Series and Classes/Contracts Information:
| Merger | |||
| Status | Name | Ticker Symbol | |
| CIK 0000891944 | acquiring | ||
| Series S000000837 | HENNESSY CORNERSTONE GROWTH FUND, SERIES II | ||
| Class/Contract C000002452 | HENNESSY CORNERSTONE GROWTH FUND, SERIES II - ORIGINAL CLASS | HENLX | |
| CIK 0001277946 | target | ||
| Series S000015857 | FBR SMALL CAP FUND | ||
| Class/Contract C000043551 | FBR SMALL CAP FUND Investor Class | FBRYX | |
| CIK 0000891944 | acquiring | ||
| Series S000000837 | HENNESSY CORNERSTONE GROWTH FUND, SERIES II | ||
| Class/Contract C000060825 | HENNESSY CORNERSTONE GROWTH FUND, SERIES II INSTITUTIONAL CLASS | HINLX | |
| CIK 0001277946 | target | ||
| Series S000015857 | FBR SMALL CAP FUND | ||
| Class/Contract C000064366 | FBR SMALL CAP FUND I Class | FBPYX | |
| CIK 0000891944 | acquiring | ||
| Series S000019531 | Hennessy Cornerstone Large Growth Fund | ||
| Class/Contract C000054248 | Hennessy Cornerstone Large Growth Fund - Original Class | HFLGX | |
| CIK 0001277946 | target | ||
| Series S000009271 | FBR LARGE CAP FUND | ||
| Class/Contract C000025324 | FBR LARGE CAP FUND Investor Class | FBRPX | |
| CIK 0000891944 | acquiring | ||
| Series S000019531 | Hennessy Cornerstone Large Growth Fund | ||
| Class/Contract C000074662 | Hennessy Cornerstone Large Growth Fund - Institutional Class | HILGX | |
| CIK 0001277946 | target | ||
| Series S000009271 | FBR LARGE CAP FUND | ||
| Class/Contract C000064362 | FBR LARGE CAP FUND I Class | FBPIX | |
| CIK 0000891944 | acquiring | ||
| Series S000038529 | Hennessy Focus Fund | ||
| Class/Contract C000118915 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000009267 | FBR Focus Fund | ||
| Class/Contract C000025320 | FBR FOCUS FUND Investor Class | FBRVX | |
| CIK 0001277946 | |||
| Series S000015856 | FBR MID CAP FUND | ||
| Class/Contract C000043550 | FBR MID CAP FUND Investor Class | FBRMX | |
| CIK 0000891944 | acquiring | ||
| Series S000038529 | Hennessy Focus Fund | ||
| Class/Contract C000118916 | Institutional Class | ||
| CIK 0001277946 | target | ||
| Series S000015856 | FBR MID CAP FUND | ||
| Class/Contract C000064364 | FBR MID CAP FUND I Class | FBPMX | |
| CIK 0000891944 | acquiring | ||
| Series S000038530 | Hennessy Large Cap Financial Fund | ||
| Class/Contract C000118917 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000009266 | FBR LARGE CAP FINANCIAL FUND | ||
| Class/Contract C000025319 | FBR LARGE CAP FINANCIAL FUND Investor Class | FBRFX | |
| CIK 0000891944 | acquiring | ||
| Series S000038531 | Hennessy Small Cap Financial Fund | ||
| Class/Contract C000118918 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000009264 | FBR SMALL CAP FINANCIAL FUND | ||
| Class/Contract C000025317 | FBR SMALL CAP FINANCIAL FUND Investor Class | FBRSX | |
| CIK 0000891944 | acquiring | ||
| Series S000038531 | Hennessy Small Cap Financial Fund | ||
| Class/Contract C000118919 | Institutional Class | ||
| CIK 0001277946 | target | ||
| Series S000009264 | FBR SMALL CAP FINANCIAL FUND | ||
| Class/Contract C000064351 | FBR Small Cap Financial Fund I Class | FBRUX | |
| CIK 0000891944 | acquiring | ||
| Series S000038532 | Hennessy Technology Fund | ||
| Class/Contract C000118920 | Investor Class | ||
| CIK 0001277946 | target | ||
| Series S000009268 | FBR TECHNOLOGY FUND | ||
| Class/Contract C000025321 | FBR TECHNOLOGY FUND Investor Class | FBRTX | |
| CIK 0000891944 | acquiring | ||
| Series S000038532 | Hennessy Technology Fund | ||
| Class/Contract C000118921 | Institutional Class | ||
| CIK 0001277946 | target | ||
| Series S000009268 | FBR TECHNOLOGY FUND | ||
| Class/Contract C000064357 | FBR Technology Fund I Class | FBRQX | |
IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0630
Type: 425
SIC: 0000
IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 425 | Act: 34 | File No.: 811-21503 | Film No.: 121088803
