EDGAR Filing Documents for 0000898531-17-000334

Form N-14 - Registration statement for open-end investment company (business combinations):

SEC Accession No. 0000898531-17-000334

Filing Date

2017-06-13

Accepted

2017-06-13 16:56:55

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	HENNESSY FUNDS TRUST - INITIAL REGISTRATION STATEMENT	hft_trusf-n14.htm	N-14	3766145
2	RESTATED CERTIFICATE OF TRUST	hft_trusf-ex1a.htm	EX-1.A	5975
3	CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF TRUST	hft_trusf-ex1c.htm	EX-1.C	4614
4	OPINION OF FOLEY & LARDNER LLP	hft_trusf-ex11.htm	EX-11	16596
5	FORM OF TAX OPINION OF FOLEY & LARDNER LLP	hft_trusf-ex12.htm	EX-12	77481
6	FORM OF EXPENSE LIMITATION AGREEMENT	hft_trusf-ex13j.htm	EX-13.J	24046
7	CONSENT OF KPMG	hft_trusf-ex14a.htm	EX-14.A	2150
8	CONSENT OF DELOITTE & TOUCHE LLP	hft_trusf-ex14b.htm	EX-14.B	2015
9	FORM OF PROXY CARDS	hft_trusf-ex17.htm	EX-17	81037
11	FOLEY & LARDNER LOGO	foley1logo.jpg	GRAPHIC	12426
12	FOLEY & LARDNER LOGO SMALL	foley2logo.jpg	GRAPHIC	6441
13	HENNESSY CORNERSTONE LARGE GROWTH FUND BAR CHART	hclgf-barchart.jpg	GRAPHIC	36222
14	HENNESSY CORNERSTONE MID CAP 30 FUND BAR CHART	hcmc30f-barchart.jpg	GRAPHIC	47633
15	RAINIER LOGO	rainier-logo.jpg	GRAPHIC	25646
16	VOTE BY INTERNET GRAPHIC	vote-internet.jpg	GRAPHIC	13355
17	VOTE BY MAIL GRAPHIC	vote-mail.jpg	GRAPHIC	13336
18	VOTE BY TELEPHONE GRAPHIC	vote-telephone.jpg	GRAPHIC	13232
19		filename19.htm	COVER	54821
	Complete submission text file	0000898531-17-000334.txt		4270573

Series and Classes/Contracts Information:

Merger
	Status	Name	Ticker Symbol
CIK 0000891944	acquiring
Series S000019531		Hennessy Cornerstone Large Growth Fund
Class/Contract C000054248		Hennessy Cornerstone Large Growth Fund - Investor Class	HFLGX
CIK 0000917125	target
Series S000006001		Rainier Large Cap Equity Fund
Class/Contract C000016509		Original	RIMEX
CIK 0000891944	acquiring
Series S000019531		Hennessy Cornerstone Large Growth Fund
Class/Contract C000074662		Hennessy Cornerstone Large Growth Fund - Institutional Class	HILGX
CIK 0000917125	target
Series S000006001		Rainier Large Cap Equity Fund
Class/Contract C000016510		Institutional	RAIEX
CIK 0000891944	acquiring
Series S000044801		Hennessy Cornerstone Mid Cap 30 Fund
Class/Contract C000139153		Investor Class	HFMDX
CIK 0000917125	target
Series S000006000		Rainier Small/Mid Cap Equity Fund
Class/Contract C000016507		Original	RIMSX
CIK 0000917125
Series S000006005		Rainier Mid Cap Equity Fund
Class/Contract C000016515		Original	RIMMX
CIK 0000891944	acquiring
Series S000044801		Hennessy Cornerstone Mid Cap 30 Fund
Class/Contract C000139154		Institutional Class	HIMDX
CIK 0000917125	target
Series S000006000		Rainier Small/Mid Cap Equity Fund
Class/Contract C000016508		Institutional	RAISX
CIK 0000917125
Series S000006005		Rainier Mid Cap Equity Fund
Class/Contract C000016516		Institutional	RAIMX

Mailing Address C/O US BANCORP FUND SERVICES, LLC 615 E MICHIGAN ST MK-WI-LC-2 MILWAUKEE WI 53202

Business Address 7250 REDWOOD BOULEVARD SUITE 200 NOVATO CA 94945 8009664354

HENNESSY FUNDS TRUST (Filer) CIK: 0000891944 (see all company filings)