Form X-17A-5/A - FOCUS Report: [Amend]
SEC Accession No. 0000890203-20-000005
Filing Date
2020-03-05
Accepted
2020-03-05 17:26:16
Documents
4
Period of Report
2019-12-31
Effectiveness Date
2020-03-05

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5/A  
1 primary_doc.xml X-17A-5/A 2292
4 SFC W NOTES MASISFCNC.pdf STMT FIN COND 17881112
5 SFC NOTES SFCNotes.pdf STMT FIN COND NOTES 14516368
7 ACCT RPT SFC ACCTRPTFINRPT.pdf ACCT RPT STMT FIN CO 495997
  Complete submission text file 0000890203-20-000005.txt   41806222
Mailing Address 810 SEVENTH AVENUE 37TH FLOOR NEW YORK NY 10019
Business Address 810 SEVENTH AVENUE 37TH FLOOR NEW YORK NY 10019 (212) 407-1015
MIRAE ASSET SECURITIES (USA) INC. (Filer) CIK: 0000890203 (see all company filings)

EIN.: 133674844 | State of Incorp.: NY | Fiscal Year End: 1231
Type: X-17A-5/A | Act: 34 | File No.: 008-45034 | Film No.: 20691803